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Nasdaq · USD

ECOR

electroCore, Inc.

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Tapewire entity
6900
SEC CIK
0001560258
Parsed reports
201

Last 12 months

Inside the activity.

5 purchase rows · 9 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202511
Jan 202600
Feb 202600
Mar 202600
Apr 202602
May 202612
Jun 202600
Jul 202600
Aug 202613
Sep 202620
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
September 14, 2026 Filed Sep 22, 2026 11:00 UTC PurchaseCommon Stock 5,000 $9.82 $49,081.50
Disclosure

SEC source: 0001493152-26-043640 · ownership.xml · nonDerivative · entry 1

Errico Thomas J. · CIK 0001737633 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 363,904

F1 · date: This Form 4 is being filed late due to an inadvertent administrative oversight and is being reported herein promptly upon discovery of the administrative oversight.

F2 · price: The price in Column 4 is a weighted average of shares purchased at prices ranging from $9.60 to $9.84. The Reporting Person (RP) undertakes to provide to the Issuer, any securityholder of the Issuer, or the SEC staff, upon request, information regarding the number of shares purchased at each price.

F3 · balance_after: Includes 274,106 shares owned directly by the RP; 1,296 shares owned by a trust for the benefit of the RP's family; 11,000 shares owned by a trust for the benefit of the RP; 56,930 shares that have vested pursuant to previously issued Deferred Stock Units (DSUs); and 15,572 unvested DSUs. All such vested shares and unvested shares were previously reported on Form 4 filings at the time of grant.

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September 11, 2026 Filed Sep 18, 2026 12:43 UTC Amendment
Fox MichaelSee Remarks
PurchaseCommon Stock 5,000 $9.80 $49,003.50
Disclosure

SEC source: 0001493152-26-043251 · ownership.xml · nonDerivative · entry 1

Fox Michael · CIK 0002117241 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 130,000

F1 · kind: This amended Form 4 amends the original filing made on September 14, 2026 to report the transaction code in Column 3 as 'P'. The original filing inadvertently reported the transaction code in Column 3 as 'A'.

F2 · balance_after: Includes 125,000 shares of Common Stock issuable pursuant to previously issued restricted stock units (RSUs), consisting of (i) 23,333 RSUs that will vest on April 13, 2027, (ii) 23,334 RSUs that will vest on April 13, 2028, (iii) 23,333 RSUs that will vest on April 13, 2029, (iv) 18,333 RSUs that will vest on September 8, 2027, (v) 18,334 RSUs that will vest on September 8, 2028, and (vi) 18,333 RSUs that will vest on September 8, 2029; provided that the Reporting Person remains in continuous service with the Issuer or an affiliate through the applicable vesting date; provided further, however, that all such RSUs shall vest, if and to the extent not already vested, in the case of termination of the Reporting Person without "cause" or the Reporting Person's resignation for "good reason" within two years after a "change in control" as such terms are defined in the Issuer's Executive Severance Policy.

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September 11, 2026 Filed Sep 14, 2026 10:45 UTC
Fox MichaelSee Remarks
GrantCommon Stock 5,000 $9.80 $49,003.50
Disclosure

SEC source: 0001493152-26-042472 · ownership.xml · nonDerivative · entry 1

Fox Michael · CIK 0002117241 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 130,000

F1 · balance_after: Includes 125,000 shares of Common Stock issuable pursuant to previously issued restricted stock units (RSUs), consisting of (i) 23,333 RSUs that will vest on April 13, 2027, (ii) 23,334 RSUs that will vest on April 13, 2028, (iii) 23,333 RSUs that will vest on April 13, 2029, (iv) 18,333 RSUs that will vest on September 8, 2027, (v) 18,334 RSUs that will vest on September 8, 2028, and (vi) 18,333 RSUs that will vest on September 8, 2029; provided that the Reporting Person remains in continuous service with the Issuer or an affiliate through the applicable vesting date; provided further, however, that all such RSUs shall vest, if and to the extent not already vested, in the case of termination of the Reporting Person without "cause" or the Reporting Person's resignation for "good reason" within two years after a "change in control" as such terms are defined in the Issuer's Executive Severance Policy.

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September 09, 2026 Filed Sep 10, 2026 21:04 UTC GrantCommon Stock 11,123 $0.00 $0.00
Disclosure

SEC source: 0001493152-26-042217 · ownership.xml · nonDerivative · entry 1

Theofilos James Charles · CIK 0002076440 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 34,670

F1 · shares: Represents a grant of Restricted Stock Units ("RSUs") as a part of an annual director award which vest in 12 equal monthly installments from the grant date; provided, however, that the RSUs shall vest in full on the earlier of (i) the close of business one business day prior to the Issuer's next annual stockholder meeting following the grant date, and (ii) the date immediately prior to a change of control, in each case, provided that the Reporting Person remains in continuous service with the Issuer or an affiliate through the applicable vesting date.

F2 · balance_after: Includes 7,385 vested RSUs, 25,894 unvested RSUs and 1,391 shares of common stock.

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September 09, 2026 Filed Sep 10, 2026 20:05 UTC GrantCommon Stock 11,123 $0.00 $0.00
Disclosure

SEC source: 0001493152-26-042149 · ownership.xml · nonDerivative · entry 1

Goldstein Julie Ann · CIK 0001917358 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 112,510

F1 · shares: Annual Deferred Stock Units award which vests in 12 equal monthly installments from the grant date; provided, however, that the Deferred Stock Units shall vest in full on the earlier of (i) the close of business one business day prior to the Issuer's next annual stockholder meeting following the grant date, and (ii) the date immediately prior to a change of control, in each case, provided that the Reporting Person (RP) remains in continuous service with the Issuer or an affiliate through the applicable vesting date.

F2 · balance_after: Includes 29,011 shares that have vested pursuant to previously issued Deferred Stock Units. All such vested shares were previously reported on Form 4 filings at the time of grant.

F3 · balance_after: Includes 1,665 shares held in NeuroSpine Ventures; an entity in which the RP has no voting or dispositive power over the shares. Accordingly, the RP disclaims beneficial ownership of these securities except to the extent of her pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 or for any other purpose.

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September 09, 2026 Filed Sep 10, 2026 20:05 UTC GrantCommon Stock 15,572 $0.00 $0.00
Disclosure

SEC source: 0001493152-26-042146 · ownership.xml · nonDerivative · entry 1

Errico Thomas J. · CIK 0001737633 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 358,904

F1 · shares: Annual Deferred Stock Units ("DSUs") award which vests in 12 equal monthly installments from the grant date; provided, however, that the DSUs shall vest in full on the earlier of (i) the close of business one business day prior to the Issuer's next annual stockholder meeting following the grant date, and (ii) the date immediately prior to a change of control, in each case, provided that the Reporting Person ("RP") remains in continuous service with the Issuer or an affiliate through the applicable vesting date.

F2 · balance_after: Includes 274,106 shares owned directly by the RP; 1,296 shares owned by a trust for the benefit of the RP's family; 11,000 shares owned by a trust for the benefit of the RP; and 56,930 shares that have vested pursuant to previously issued deferred stock units. All such vested shares were previously reported on Form 4 filings at the time of grant.

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September 09, 2026 Filed Sep 10, 2026 20:05 UTC GrantCommon Stock 11,123 $0.00 $0.00
Disclosure

SEC source: 0001493152-26-042150 · ownership.xml · nonDerivative · entry 1

Bonfiglioli Elena · CIK 0002084376 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 41,672

F1 · shares: Represents a grant of Restricted Stock Units ("RSUs") as a part of an annual director award which vest in 12 equal monthly installments from the grant date; provided, however, that the RSUs shall vest in full on the earlier of (i) the close of business one business day prior to the Issuer's next annual stockholder meeting following the grant date, and (ii) the date immediately prior to a change of control, in each case, provided that the Reporting Person remains in continuous service with the Issuer or an affiliate through the applicable vesting date.

F2 · balance_after: Includes 7,637 vested RSUs and 22,912 unvested RSUs.

Read SEC document
September 09, 2026 Filed Sep 10, 2026 20:05 UTC GrantCommon Stock 11,123 $0.00 $0.00
Disclosure

SEC source: 0001493152-26-042151 · ownership.xml · nonDerivative · entry 1

Wilber Patricia · CIK 0001917356 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 83,448

F1 · shares: Annual Deferred Stock Units award which vests in 12 equal monthly installments from the grant date; provided, however, that the Deferred Stock Units shall vest in full on the earlier of (i) the close of business one business day prior to the Issuer's next annual stockholder meeting following the grant date, and (ii) the date immediately prior to a change of control, in each case, provided that the Reporting Person (RP) remains in continuous service with the Issuer or an affiliate through the applicable vesting date.

F2 · balance_after: Includes 35,594 shares that have vested pursuant to previously issued Restricted Stock Units. All such vested shares were previously reported on Form 4 filings at the time of grant.

Read SEC document
September 09, 2026 Filed Sep 10, 2026 20:05 UTC GrantCommon Stock 11,123 $0.00 $0.00
Disclosure

SEC source: 0001493152-26-042145 · ownership.xml · nonDerivative · entry 1

GANDOLFO JOHN P · CIK 0001200155 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 99,221

F1 · shares: Annual Deferred Stock Units award which vests in 12 equal monthly installments from the grant date; provided, however, that the Deferred Stock Units shall vest in full on the earlier of (i) the close of business one business day prior to the Issuer's next annual stockholder meeting following the grant date, and (ii) the date immediately prior to a change of control, in each case, provided that the Reporting Person remains in continuous service with the Issuer or an affiliate through the applicable vesting date.

F2 · balance_after: Includes 84,032 shares that have vested pursuant to previously issued Deferred Stock Units. All such vested shares were previously reported on Form 4 filings at the time of grant.

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September 08, 2026 Filed Sep 10, 2026 20:05 UTC
Lev Joshua S.See Remarks
GrantCommon Stock 55,000 $0.00 $0.00
Disclosure

SEC source: 0001493152-26-042144 · ownership.xml · nonDerivative · entry 1

Lev Joshua S. · CIK 0002036609 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 139,889

F1 · shares: The restricted stock units (RSUs) vest one-third on the first anniversary of the grant date, and the remainder vest in equal increments on each successive one-year anniversary thereafter for the next two years, provided that (x) the Reporting Person remains in continuous service with the Issuer or an affiliate through the applicable vesting date, and (y) if and to the extent not already vested, in the case of termination of the Reporting Person without "cause" or resignation for "good reason" within two years after a "change in control" as such terms are defined in the Issuer's Executive Severance Policy.

F2 · balance_after: Includes 2,889 shares of Common Stock, and 82,000 shares of Common Stock issuable pursuant to previously issued RSUs, comprised of: (i) 6,667 shares, of which (a) 3,334 shares will vest on January 15, 2027 and (b) 3,333 shares will vest on January 15, 2028; (ii) 5,333 shares, which will vest on January 12, 2027; (iii) 25,000 shares, of which (a) 8,333 shares will vest on January 26, 2027 and January 26, 2029, and (b) 8,334 shares will vest on January 26, 2028; and (iv) 45,000 shares, which vests in full on December 31, 2026; provided that (x) the Reporting Person remains in continuous service with the Issuer or an affiliate through the applicable vesting date, and (y) if and to the extent not already vested, in the case of termination of the Reporting Person without "cause" or resignation for "good reason" within two years after a "change in control" as such terms are defined in the Issuer's Executive Severance Policy.

Read SEC document
September 08, 2026 Filed Sep 10, 2026 20:05 UTC
Fox MichaelSee Remarks
GrantCommon Stock 55,000 $0.00 $0.00
Disclosure

SEC source: 0001493152-26-042148 · ownership.xml · nonDerivative · entry 1

Fox Michael · CIK 0002117241 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 125,000

F1 · shares: The restricted stock units (RSUs) vest one-third on the first anniversary of the grant date, and the remainder vest in equal increments on each successive one-year anniversary thereafter for the next two years, provided that (x) the Reporting Person remains in continuous service with the Issuer or an affiliate through the applicable vesting date, and (y) if and to the extent not already vested, in the case of termination of the Reporting Person without "cause" or resignation for "good reason" within two years after a "change in control" as such terms are defined in the Issuer's Executive Severance Policy.

F2 · balance_after: Includes 70,000 shares of Common Stock issuable pursuant to previously issued RSUs, comprised of 23,333 RSUs that will vest on April 13, 2027, 23,334 RSUs that will vest on April 13, 2028 and 23,333 RSUs that will vest on April 13, 2029; provided that (x) the Reporting Person remains in continuous service with the Issuer or an affiliate through the applicable vesting date, and (y) if and to the extent not already vested, in the case of termination of the Reporting Person without "cause" or resignation for "good reason" within two years after a "change in control" as such terms are defined in the Issuer's Executive Severance Policy.

Read SEC document
August 25, 2026 Filed Aug 25, 2026 21:30 UTC
Lev Joshua S.CFO and Interim President
Exercise / conversionStock Option (Right to Buy Common Stock) · Derivative 3,000 $0.00 Strike: $4.50 $0.00
Disclosure

SEC source: 0001493152-26-040104 · ownership.xml · derivative · entry 9

Lev Joshua S. · CIK 0002036609 · CFO and Interim President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,000 shares

Expires 2033-07-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 25, 2026 Filed Aug 25, 2026 21:30 UTC
Lev Joshua S.CFO and Interim President
SaleCommon Stock 3,000 $9.36 $28,080.00
Disclosure

SEC source: 0001493152-26-040104 · ownership.xml · nonDerivative · entry 6

Lev Joshua S. · CIK 0002036609 · CFO and Interim President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 84,889

F4 · price: The price in Column 4 is a weighted average of shares sold at prices ranging from $9.29 to $9.50. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price.

F1 · balance_after: Includes 2,889 shares of Common Stock, and 82,000 shares of Common Stock issuable pursuant to previously issued RSUs, comprised of: (i) 6,667 shares, of which (a) 3,334 shares will vest on January 15, 2027 and (b) 3,333 shares will vest on January 15, 2028; (ii) 5,333 shares, which will vest on January 12, 2027; (iii) 25,000 shares, of which (a) 8,333 shares will vest on January 26, 2027 and January 26, 2029, and (b) 8,334 shares will vest on January 26, 2028; and (iv) 45,000 shares, which vests in full on December 31, 2026; provided that (x) the Reporting Person remains in continuous service with the Issuer or an affiliate through the applicable vesting date, and (y) if and to the extent not already vested, in the case of termination of the Reporting Person without "cause" or resignation for "good reason" within two years after a "change in control" as such terms are defined in the Issuer's Executive Severance Policy.

Read SEC document
August 25, 2026 Filed Aug 25, 2026 21:30 UTC
Lev Joshua S.CFO and Interim President
Exercise / conversionCommon Stock 3,000 $4.50 $13,500.00
Disclosure

SEC source: 0001493152-26-040104 · ownership.xml · nonDerivative · entry 5

Lev Joshua S. · CIK 0002036609 · CFO and Interim President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 87,889

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 2,889 shares of Common Stock, and 82,000 shares of Common Stock issuable pursuant to previously issued RSUs, comprised of: (i) 6,667 shares, of which (a) 3,334 shares will vest on January 15, 2027 and (b) 3,333 shares will vest on January 15, 2028; (ii) 5,333 shares, which will vest on January 12, 2027; (iii) 25,000 shares, of which (a) 8,333 shares will vest on January 26, 2027 and January 26, 2029, and (b) 8,334 shares will vest on January 26, 2028; and (iv) 45,000 shares, which vests in full on December 31, 2026; provided that (x) the Reporting Person remains in continuous service with the Issuer or an affiliate through the applicable vesting date, and (y) if and to the extent not already vested, in the case of termination of the Reporting Person without "cause" or resignation for "good reason" within two years after a "change in control" as such terms are defined in the Issuer's Executive Severance Policy.

Read SEC document
August 24, 2026 Filed Aug 25, 2026 21:30 UTC
Lev Joshua S.CFO and Interim President
Exercise / conversionStock Option (Right to Buy Common Stock) · Derivative 5,000 $0.00 Strike: $4.50 $0.00
Disclosure

SEC source: 0001493152-26-040104 · ownership.xml · derivative · entry 8

Lev Joshua S. · CIK 0002036609 · CFO and Interim President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,000

Underlying: Common Stock · 5,000 shares

Expires 2033-07-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 24, 2026 Filed Aug 25, 2026 21:30 UTC
Lev Joshua S.CFO and Interim President
SaleCommon Stock 5,000 $9.88 $49,400.00
Disclosure

SEC source: 0001493152-26-040104 · ownership.xml · nonDerivative · entry 4

Lev Joshua S. · CIK 0002036609 · CFO and Interim President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 84,889

F3 · price: The price in Column 4 is a weighted average of shares sold at prices ranging from $9.70 to $10.25. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price.

F1 · balance_after: Includes 2,889 shares of Common Stock, and 82,000 shares of Common Stock issuable pursuant to previously issued RSUs, comprised of: (i) 6,667 shares, of which (a) 3,334 shares will vest on January 15, 2027 and (b) 3,333 shares will vest on January 15, 2028; (ii) 5,333 shares, which will vest on January 12, 2027; (iii) 25,000 shares, of which (a) 8,333 shares will vest on January 26, 2027 and January 26, 2029, and (b) 8,334 shares will vest on January 26, 2028; and (iv) 45,000 shares, which vests in full on December 31, 2026; provided that (x) the Reporting Person remains in continuous service with the Issuer or an affiliate through the applicable vesting date, and (y) if and to the extent not already vested, in the case of termination of the Reporting Person without "cause" or resignation for "good reason" within two years after a "change in control" as such terms are defined in the Issuer's Executive Severance Policy.

Read SEC document
August 24, 2026 Filed Aug 25, 2026 21:30 UTC
Lev Joshua S.CFO and Interim President
Exercise / conversionCommon Stock 5,000 $4.50 $22,500.00
Disclosure

SEC source: 0001493152-26-040104 · ownership.xml · nonDerivative · entry 3

Lev Joshua S. · CIK 0002036609 · CFO and Interim President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 89,889

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 2,889 shares of Common Stock, and 82,000 shares of Common Stock issuable pursuant to previously issued RSUs, comprised of: (i) 6,667 shares, of which (a) 3,334 shares will vest on January 15, 2027 and (b) 3,333 shares will vest on January 15, 2028; (ii) 5,333 shares, which will vest on January 12, 2027; (iii) 25,000 shares, of which (a) 8,333 shares will vest on January 26, 2027 and January 26, 2029, and (b) 8,334 shares will vest on January 26, 2028; and (iv) 45,000 shares, which vests in full on December 31, 2026; provided that (x) the Reporting Person remains in continuous service with the Issuer or an affiliate through the applicable vesting date, and (y) if and to the extent not already vested, in the case of termination of the Reporting Person without "cause" or resignation for "good reason" within two years after a "change in control" as such terms are defined in the Issuer's Executive Severance Policy.

Read SEC document
August 21, 2026 Filed Aug 25, 2026 21:30 UTC
Lev Joshua S.CFO and Interim President
Exercise / conversionStock Option (Right to Buy Common Stock) · Derivative 12,000 $0.00 Strike: $4.50 $0.00
Disclosure

SEC source: 0001493152-26-040104 · ownership.xml · derivative · entry 7

Lev Joshua S. · CIK 0002036609 · CFO and Interim President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,000

Underlying: Common Stock · 12,000 shares

Expires 2033-07-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 21, 2026 Filed Aug 25, 2026 21:30 UTC
Lev Joshua S.CFO and Interim President
SaleCommon Stock 12,000 $10.22 $122,640.00
Disclosure

SEC source: 0001493152-26-040104 · ownership.xml · nonDerivative · entry 2

Lev Joshua S. · CIK 0002036609 · CFO and Interim President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 84,889

F2 · price: The price in Column 4 is a weighted average of shares sold at prices ranging from $10.14 to $10.31. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price.

F1 · balance_after: Includes 2,889 shares of Common Stock, and 82,000 shares of Common Stock issuable pursuant to previously issued RSUs, comprised of: (i) 6,667 shares, of which (a) 3,334 shares will vest on January 15, 2027 and (b) 3,333 shares will vest on January 15, 2028; (ii) 5,333 shares, which will vest on January 12, 2027; (iii) 25,000 shares, of which (a) 8,333 shares will vest on January 26, 2027 and January 26, 2029, and (b) 8,334 shares will vest on January 26, 2028; and (iv) 45,000 shares, which vests in full on December 31, 2026; provided that (x) the Reporting Person remains in continuous service with the Issuer or an affiliate through the applicable vesting date, and (y) if and to the extent not already vested, in the case of termination of the Reporting Person without "cause" or resignation for "good reason" within two years after a "change in control" as such terms are defined in the Issuer's Executive Severance Policy.

Read SEC document
August 21, 2026 Filed Aug 25, 2026 21:30 UTC
Lev Joshua S.CFO and Interim President
Exercise / conversionCommon Stock 12,000 $4.50 $54,000.00
Disclosure

SEC source: 0001493152-26-040104 · ownership.xml · nonDerivative · entry 1

Lev Joshua S. · CIK 0002036609 · CFO and Interim President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 96,889

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 2,889 shares of Common Stock, and 82,000 shares of Common Stock issuable pursuant to previously issued RSUs, comprised of: (i) 6,667 shares, of which (a) 3,334 shares will vest on January 15, 2027 and (b) 3,333 shares will vest on January 15, 2028; (ii) 5,333 shares, which will vest on January 12, 2027; (iii) 25,000 shares, of which (a) 8,333 shares will vest on January 26, 2027 and January 26, 2029, and (b) 8,334 shares will vest on January 26, 2028; and (iv) 45,000 shares, which vests in full on December 31, 2026; provided that (x) the Reporting Person remains in continuous service with the Issuer or an affiliate through the applicable vesting date, and (y) if and to the extent not already vested, in the case of termination of the Reporting Person without "cause" or resignation for "good reason" within two years after a "change in control" as such terms are defined in the Issuer's Executive Severance Policy.

Read SEC document
August 13, 2026 Filed Aug 17, 2026 10:19 UTC PurchaseCommon Stock 5,000 $9.85 $49,272.00
Disclosure

SEC source: 0001493152-26-038600 · ownership.xml · nonDerivative · entry 1

Errico Thomas J. · CIK 0001737633 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 343,332

F1 · price: The price in Column 4 is a weighted average of shares purchased at prices ranging from $9.83 to $9.95. The Reporting Person (RP) undertakes to provide to the Issuer, any securityholder of the Issuer, or the SEC staff, upon request, information regarding the number of shares purchased at each price.

F2 · balance_after: Includes 269,106 shares owned directly by the RP; 1,296 shares owned by a trust for the benefit of the RP's family; 11,000 shares owned by a trust for the benefit of the RP; 2,218 unvested shares underlying deferred stock units ("DSUs"); and 54,712 shares that have vested pursuant to previously issued DSUs. All such vested shares were previously reported on Form 4 filings at the time of grant.

Read SEC document
May 28, 2026 Filed May 29, 2026 20:05 UTC
Lev Joshua S.CFO and Interim President
SaleCommon Stock 6,667 $9.00 $60,003.00
Disclosure

SEC source: 0001493152-26-026349 · ownership.xml · nonDerivative · entry 1

Lev Joshua S. · CIK 0002036609 · CFO and Interim President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 84,889

F1 · price: The price in Column 4 is a weighted average of shares sold at prices ranging from $8.95 to $9.09. The Reporting Person (RP) undertakes to provide to the Issuer, any securityholder of the Issuer, or the SEC staff, upon request, information regarding the number of shares purchased at each price.

F2 · balance_after: Includes 2,889 shares of Common Stock, and 82,000 shares of Common Stock issuable pursuant to previously issued RSUs, comprised of: (i) 6,667 shares, of which (a) 3,333 shares will vest on January 15, 2027 and (b) 3,334 shares will vest on January 15, 2028; (ii) 5,333 shares, which will vest on January 12, 2027; (iii) 25,000 shares, of which (a) 8,333 shares will vest on January 26, 2027 and January 26, 2028, and (b) 8,334 shares will vest on January 26, 2029; and (iv) 45,000 shares, which vests in full on December 31, 2026; provided that (x) the Reporting Person remains in continuous service with the Issuer or an affiliate through the applicable vesting date, and (y) if and to the extent not already vested, in the case of termination of the Reporting Person without "cause" or resignation for "good reason" within two years after a "change in control" as such terms are defined in the Issuer's Executive Severance Policy.

Read SEC document
May 22, 2026 Filed May 22, 2026 22:11 UTC
Lev Joshua S.CFO and Interim President
SaleCommon Stock 3,000 $6.50 $19,500.00
Disclosure

SEC source: 0001493152-26-025102 · ownership.xml · nonDerivative · entry 1

Lev Joshua S. · CIK 0002036609 · CFO and Interim President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 91,556

F1 · kind: The RP sold 3,000 shares of the Issuer's common stock in the reported transaction upon the vesting and settlement of previously issued Restricted Stock Units (RSUs), all of which were previously reported by the RP on a Form 4 pursuant to Section 16 of the Exchange Act, solely to satisfy tax withholding obligations incurred upon vesting and settlement.

F2 · balance_after: Includes 9,556 shares of Common Stock, and 82,000 shares of Common Stock issuable pursuant to previously issued RSUs, comprised of: (i) 6,667 shares, of which (a) 3,333 shares will vest on January 15, 2027 and (b) 3,334 shares will vest on January 15, 2028; (ii) 5,333 shares, which will vest on January 12, 2027; (iii) 25,000 shares, of which (a) 8,333 shares will vest on January 26, 2027 and January 26, 2028, and (b) 8,334 shares will vest on January 26, 2029; and (iv) 45,000 shares, which vests in full on December 31, 2026; provided that (x) the Reporting Person remains in continuous service with the Issuer or an affiliate through the applicable vesting date, and (y) if and to the extent not already vested, in the case of termination of the Reporting Person without "cause" or resignation for "good reason" within two years after a "change in control" as such terms are defined in the Issuer's Executive Severance Policy.

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May 21, 2026 Filed May 26, 2026 12:52 UTC PurchaseCommon Stock 9,992 $5.99 $59,852.08
Disclosure

SEC source: 0001493152-26-025177 · ownership.xml · nonDerivative · entry 2

Errico Thomas J. · CIK 0001737633 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 360,071

F1 · balance_after: Includes 259,106 shares owned directly by the RP; 1,296 shares owned by a trust for the benefit of the RP's family; 11,000 shares owned by a trust for the benefit of the RP; 8,872 unvested shares underlying deferred stock units ("DSUs"); and 69,797 shares that have vested pursuant to previously issued DSUs. All such vested shares were previously reported on Form 4 filings at the time of grant.

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May 20, 2026 Filed May 26, 2026 12:52 UTC OtherCommon Stock 8 $5.98 $47.84
Disclosure

SEC source: 0001493152-26-025177 · ownership.xml · nonDerivative · entry 1

Errico Thomas J. · CIK 0001737633 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 350,079

F1 · balance_after: Includes 259,106 shares owned directly by the RP; 1,296 shares owned by a trust for the benefit of the RP's family; 11,000 shares owned by a trust for the benefit of the RP; 8,872 unvested shares underlying deferred stock units ("DSUs"); and 69,797 shares that have vested pursuant to previously issued DSUs. All such vested shares were previously reported on Form 4 filings at the time of grant.

Read SEC document
April 23, 2026 Filed Jun 12, 2026 18:12 UTC
Goldberger Daniel SFormer Officer & Director
SaleCommon Stock 80,000 $6.80 $544,000.00
Disclosure

SEC source: 0001382042-26-000003 · primary_doc.xml · nonDerivative · entry 1

Goldberger Daniel S · CIK 0001382042 · Former Officer & Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 211,471

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.00 to $8.52 per share between 04/23/26 and 05/26/26 subject to Rule 144. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold by him at each separate price.

Read SEC document
April 13, 2026 Filed Apr 14, 2026 20:05 UTC
Fox MichaelChief Operating Officer
GrantCommon Stock 70,000 $0.00 $0.00
Disclosure

SEC source: 0001493152-26-016542 · ownership.xml · nonDerivative · entry 1

Fox Michael · CIK 0002117241 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 70,000

F1 · shares: The restricted stock units (RSUs) vest one-third on the first anniversary of the grant date, and the remainder vest in equal increments on each successive one-year anniversary thereafter for the next two years, provided that (x) the Reporting Person remains in continuous service with the Issuer or an affiliate through the applicable vesting date, and (y) if and to the extent not already vested, in the case of termination of the Reporting Person without "cause" or resignation for "good reason" within two years after a "change in control" as such terms are defined in the Issuer's Executive Severance Policy.

Read SEC document
April 10, 2026 Filed Apr 14, 2026 16:05 UTC
Goldberger Daniel SFormer Officer and Director
SaleCommon Stock 16,072 $6.02 $96,753.44
Disclosure

SEC source: 0001493152-26-016541 · ownership.xml · nonDerivative · entry 1

Goldberger Daniel S · CIK 0001382042 · Former Officer and Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 291,471

F1 · security: The reported transaction resulted in a claim under Section 16(b) of the Securities Exchange Act of 1934, as amended (the "Exchange Act") amounting to $1,182. The Reporting Person (RP) voluntarily paid the full amount to the Issuer.

F2 · kind: The RP sold 16,072 shares of the Issuer's common stock in the reported transaction upon the vesting and settlement of previously issued Restricted Stock Units (RSUs), all of which were previously reported by the RP on a Form 4 pursuant to Section 16 of the Exchange Act, solely to satisfy tax withholding obligations incurred upon vesting and settlement.

F3 · ownership.direct: Includes (i) 3,665 shares, net of the amount sold in the reported transaction, issued pursuant to previously issued RSUs that vested on a prorated basis as of April 1, 2026, in accordance with the vesting provisions of the consulting and separation agreement (the "Agreement") between the RP and the Issuer; and (ii) 43,200 RSUs previously issued to the RP that shall continue to vest, subject to the RP's continued consulting services under the Agreement, through the applicable vesting dates, in equal monthly installments of 3,600 RSUs per month.

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April 01, 2026 Filed Apr 1, 2026 20:01 UTC
Lev Joshua S.CFO and Interim President
GrantCommon Stock 45,000 $0.00 $0.00
Disclosure

SEC source: 0001493152-26-014625 · ownership.xml · nonDerivative · entry 1

Lev Joshua S. · CIK 0002036609 · CFO and Interim President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 94,556

F1 · shares: Represents a grant of Restricted Stock Units (RSUs) of the Issuer. The grant vests in full on December 31, 2026, provided that the Reporting Person remains in continuous service with the Issuer or an affiliate through the applicable vesting date, and (ii) if and to the extent not already vested, in the case of termination of the Reporting Person without "cause" or resignation for "good reason" within two years after a "change in control" as such terms are defined in the Issuer's Executive Severance Policy.

F2 · balance_after: Includes 12,556 shares of Common Stock, and 37,000 shares of Common Stock issuable pursuant to previously issued RSUs, comprised of: (i) 6,667 shares, of which (a) 3,333 shares will vest on January 15, 2027 and (b) 3,334 shares will vest on January 15, 2028; (ii) 5,333 shares, which will vest on January 12, 2027; and (iii) 25,000 shares, of which (a) 8,333 shares will vest on January 26, 2027 and January 26, 2028, and (b) 8,334 shares will vest on January 26, 2029; provided that (x) the Reporting Person remains in continuous service with the Issuer or an affiliate through the applicable vesting date, and (y) if and to the extent not already vested, in the case of termination of the Reporting Person without "cause" or resignation for "good reason" within two years after a "change in control" as such terms are defined in the Issuer's Executive Severance Policy.

Read SEC document
March 19, 2026 Filed Mar 20, 2026 10:01 UTC OtherWarrants to Purchase Common Stock · Derivative 19,252 $0.00 Strike: $6.43 $0.00
Disclosure

SEC source: 0001493152-26-011735 · ownership.xml · derivative · entry 4

Errico Thomas J. · CIK 0001737633 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 19,252 shares

Expires 2029-06-05

Read SEC document
March 19, 2026 Filed Mar 20, 2026 10:01 UTC OtherWarrants to Purchase Common Stock · Derivative 22,803 $0.00 Strike: $4.35 $0.00
Disclosure

SEC source: 0001493152-26-011735 · ownership.xml · derivative · entry 3

Errico Thomas J. · CIK 0001737633 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 22,803 shares

Expires 2029-02-02

Read SEC document
March 19, 2026 Filed Mar 20, 2026 10:01 UTC OtherCommon Stock 19,252 $6.43 $123,790.36
Disclosure

SEC source: 0001493152-26-011735 · ownership.xml · nonDerivative · entry 2

Errico Thomas J. · CIK 0001737633 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 350,071

F1 · balance_after: Includes 259,106 shares owned directly by the RP; 1,296 shares owned by a trust for the benefit of the RP's family; 11,000 shares owned by a trust for the benefit of the RP; 26,615 unvested shares underlying deferred stock units ("DSUs"); and 52,054 shares that have vested pursuant to previously issued DSUs. All such vested shares were previously reported on Form 4 filings at the time of grant.

Read SEC document
March 19, 2026 Filed Mar 20, 2026 10:01 UTC OtherCommon Stock 22,803 $4.35 $99,193.05
Disclosure

SEC source: 0001493152-26-011735 · ownership.xml · nonDerivative · entry 1

Errico Thomas J. · CIK 0001737633 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 330,819

Read SEC document
January 26, 2026 Filed Jan 28, 2026 16:30 UTC
Goldberger Daniel SDirector · Chief Executive Officer
GrantCommon Stock 26,000 $0.00 $0.00
Disclosure

SEC source: 0001493152-26-004039 · ownership.xml · nonDerivative · entry 2

Goldberger Daniel S · CIK 0001382042 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 338,940

F1 · shares: Represents a grant of Restricted Stock Units of the Issuer. The grant vests (i) with respect to 33% of the underlying shares of Common Stock on each of the first, second, and third anniversaries of the date of grant, in each case provided that the Reporting Person remains in continuous service with the Issuer or an affiliate through the applicable vesting date, and (ii) if and to the extent not already vested, in the case of termination of the Reporting Person without "cause" or resignation for "good reason" within two years after a "change in control" as such terms are defined in the Issuer's Executive Severance Policy.

F2 · balance_after: Includes 75,000 shares issuable pursuant to previously issued Restricted Stock Units: (i) 50,000 of such shares have vested and (ii) 25,000 of such shares will potentially vest on January 16, 2027. All such unvested shares were previously reported on a Form 4 filing at the time of grant.

F3 · balance_after: Includes 50,000 shares issuable pursuant to previously issued Restricted Stock Units: (i) 33,333 of such shares have vested and (ii) 16,667 of such shares will potentially vest on August 4, 2026. All such unvested shares were previously reported on a Form 4 filing at the time of grant.

F4 · balance_after: Includes 40,000 shares issuable pursuant to previously issued Restricted Stock Units: (i) 13,333 of such shares have vested and (ii)26,667 of such shares will potentially vest in one-half increments on each of January 18, 2027, and January 18, 2028. All such unvested shares were previously reported on a Form 4 filing at the time of grant.

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January 26, 2026 Filed Jan 28, 2026 16:30 UTC
Goldberger Daniel SDirector · Chief Executive Officer
GrantCommon Stock 20,375 $7.47 $152,201.25
Disclosure

SEC source: 0001493152-26-004039 · ownership.xml · nonDerivative · entry 1

Goldberger Daniel S · CIK 0001382042 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 312,940

Read SEC document
January 26, 2026 Filed Jan 28, 2026 21:30 UTC
Lev Joshua S.Chief Financial Officer
GrantCommon Stock 25,000 $0.00 $0.00
Disclosure

SEC source: 0001493152-26-004038 · ownership.xml · nonDerivative · entry 2

Lev Joshua S. · CIK 0002036609 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 49,556

F1 · shares: Represents a grant of Restricted Stock Units of the Issuer. The grant vests (i) with respect to 33% of the underlying shares of Common Stock on each of the first, second, and third anniversaries of the date of grant, in each case provided that the Reporting Person remains in continuous service with the Issuer or an affiliate through the applicable vesting date, and (ii) if and to the extent not already vested, in the case of termination of the Reporting Person without "cause" or resignation for "good reason" within two years after a "change in control" as such terms are defined in the Issuer's Executive Severance Policy.

F2 · balance_after: Includes 21,667 shares of Common Stock issuable pursuant to previously issued restricted stock units: (i) 10,000 shares of which (a) 3,333 shares of Common Stock have vested and are eligible for sale, (b) 3,333 shares of Common Stock will vest on January 15, 2027, and (c) 3,334 shares of Common Stock will vest on January 15, 2028; and (ii) 11,667 shares of which (a) 6,334 have vested and are eligible for sale, and (b) 5,333 shares of Common Stock will vest on January 12, 2027; provided that (x) the Reporting Person remains in continuous service with the Issuer or an affiliate through the applicable vesting date, and (y) if and to the extent not already vested, in the case of termination of the Reporting Person without "cause" or resignation for "good reason" within two years after a "change in control" as such terms are defined in the Issuer's Executive Severance Policy.

Read SEC document
January 26, 2026 Filed Jan 28, 2026 21:30 UTC
Lev Joshua S.Chief Financial Officer
GrantCommon Stock 2,889 $0.00 $0.00
Disclosure

SEC source: 0001493152-26-004038 · ownership.xml · nonDerivative · entry 1

Lev Joshua S. · CIK 0002036609 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,556

Read SEC document
December 04, 2025 Filed Dec 5, 2025 21:15 UTC
Lev Joshua S.Chief Financial Officer
SaleCommon Stock 2,500 $5.05 $12,625.00
Disclosure

SEC source: 0001493152-25-026370 · ownership.xml · nonDerivative · entry 1

Lev Joshua S. · CIK 0002036609 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,667

F1 · price: The price in Column 4 is a weighted average of shares sold at prices ranging from $5.03 to $5.07. The Reporting Person (RP) undertakes to provide to the Issuer, any securityholder of the Issuer, or the SEC staff, upon request, information regarding the number of shares purchased at each price.

F2 · balance_after: Includes 21,667 shares of Common Stock issuable pursuant to previously issued restricted stock units: (i) 10,000 shares of which will vest (a) with respect to 3,333 shares of Common Stock, on each of January 15, 2026 and January 15, 2028, and (b) with respect to 3,334 shares of Common Stock, on January 15, 2027; and (ii) 11,667 shares of which (a) 1,000 have vested and are eligible for sale, and (b) 10,667 will vest (i) with respect to 5,334 shares of Common Stock, on January 12, 2026, and (ii) with respect to 5,333 shares of Common Stock, on January 12, 2027; provided that (x) the Reporting Person remains in continuous service with the Issuer or an affiliate through the applicable vesting date, and (y) if and to the extent not already vested, in the case of termination of the Reporting Person without "cause" or resignation for "good reason" within two years after a "change in control" as such terms are defined in the Issuer's Executive Severance Policy.

Read SEC document
December 02, 2025 Filed Dec 3, 2025 07:00 UTC
Goldberger Daniel SDirector · Chief Executive Officer
PurchaseCommon Stock 1,000 $4.84 $4,840.00
Disclosure

SEC source: 0001493152-25-025873 · ownership.xml · nonDerivative · entry 1

Goldberger Daniel S · CIK 0001382042 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 292,565

F1 · price: The Reporting Person (RP) undertakes to provide to the Issuer, any securityholder of the Issuer, or the SEC staff, upon request, information regarding the price at which the RP purchased the shares.

F2 · balance_after: Includes an additional 75,000 shares issuable pursuant to previously issued Restricted Stock Units: (i) 25,000 of such shares have vested and (ii) 50,000 of such shares will potentially vest in one-half increments on each of January 16, 2026, and January 16, 2027. All such unvested shares were previously reported on a Form 4 filing at the time of grant.

F3 · balance_after: Includes an additional 50,000 shares issuable pursuant to previously issued Restricted Stock Units: (i) 33,333 of such shares have vested and (ii) 16,667 of such shares will potentially vest on August 4, 2026. All such unvested shares were previously reported on a Form 4 filing at the time of grant.

F4 · balance_after: Includes an additional 40,000 shares issuable pursuant to previously issued Restricted Stock Units: 40,000 of such shares will potentially vest in one-third increments on each of January 18, 2026, January 18, 2027, and January 18, 2028. All such unvested shares were previously reported on a Form 4 filing at the time of grant.

Read SEC document
November 12, 2025 Filed Nov 14, 2025 21:33 UTC
Lev Joshua S.Chief Financial Officer
SaleCommon Stock 2,166 $6.18 $13,385.88
Disclosure

SEC source: 0001493152-25-023558 · ownership.xml · nonDerivative · entry 1

Lev Joshua S. · CIK 0002036609 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,667

F1 · price: The price in Column 4 is a weighted average of shares sold at prices ranging from $6.0602 to $6.31. The Reporting Person (RP) undertakes to provide to the Issuer, any securityholder of the Issuer, or the SEC staff, upon request, information regarding the number of shares purchased at each price.

F2 · balance_after: Includes 23,667 shares of Common Stock issuable pursuant to previously issued restricted stock units: (i) 10,000 shares of which will vest (a) with respect to 3,333 shares of Common Stock, on each of January 15, 2026 and January 15, 2027, and (b) with respect to 3,334 shares of Common Stock, on January 15, 2028; and (ii) 13,667 shares of which (a) 3,000 have vested and are eligible for sale, and (b) 10,667 will vest (i) with respect to 5,333 shares of Common Stock, on January 12, 2026, and (ii) with respect to 5,334 shares of Common Stock, on January 12, 2027; provided that (x) the Reporting Person remains in continuous service with the Issuer or an affiliate through the applicable vesting date, and (y) if and to the extent not already vested, in the case of termination of the Reporting Person without "cause" or resignation for "good reason" within two years after a "change in control" as such terms are defined in the Issuer's Executive Severance Policy.

Read SEC document
September 10, 2025 Filed Sep 12, 2025 17:08 UTC GrantCommon Stock 30,549 $0.00 $0.00
Disclosure

SEC source: 0001641172-25-027226 · ownership.xml · nonDerivative · entry 1

Bonfiglioli Elena · CIK 0002084376 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,549

F1 · shares: The restricted stock units vest in 12 equal quarterly increments over a period of 36 months from the grant date, provided that the Reporting Person (RP) remains in continuous service with the Issuer or an affiliate through the applicable vesting date; provided further, that the restricted stock units vest in full on the date immediately prior to a change of control if the RP remains a member of the Issuer's board of directors through such date.

Read SEC document
September 02, 2025 Filed Sep 4, 2025 20:05 UTC GrantCommon Stock 26,615 $0.00 $0.00
Disclosure

SEC source: 0001493152-25-012634 · ownership.xml · nonDerivative · entry 1

Errico Thomas J. · CIK 0001737633 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 308,016

F1 · shares: Annual Deferred Stock Units ("DSUs") award which vests in 12 equal monthly installments from the grant date; provided, however, that the DSUs shall vest in full on the earlier of (i) the close of business one business day prior to the Issuer's next annual stockholder meeting following the grant date, and (ii) the date immediately prior to a change of control, in each case, provided that the Reporting Person ("RP") remains in continuous service with the Issuer or an affiliate through the applicable vesting date.

F2 · balance_after: In addition to the DSUs listed in Column 4, consists of 217,051 shares owned directly by the RP; 1,296 shares owned by a trust for the benefit of the RP's family; 11,000 shares owned by a trust for the benefit of the RP; and 52,054 shares that have vested pursuant to previously issued DSUs. All such vested shares were previously reported on Form 4 filings at the time of grant.

Read SEC document
September 02, 2025 Filed Sep 4, 2025 16:05 UTC GrantCommon Stock 19,011 $0.00 $0.00
Disclosure

SEC source: 0001493152-25-012633 · ownership.xml · nonDerivative · entry 1

GANDOLFO JOHN P · CIK 0001200155 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 88,098

F1 · shares: Annual Deferred Stock Units award which vests in 12 equal monthly installments from the grant date; provided, however, that the Deferred Stock Units shall vest in full on the earlier of (i) the close of business one business day prior to the Issuer's next annual stockholder meeting following the grant date, and (ii) the date immediately prior to a change of control, in each case, provided that the Reporting Person remains in continuous service with the Issuer or an affiliate through the applicable vesting date.

F2 · balance_after: Includes 65,021 shares that have vested pursuant to previously issued Deferred Stock Units. All such vested shares were previously reported on Form 4 filings at the time of grant.

Read SEC document
September 02, 2025 Filed Sep 4, 2025 20:05 UTC GrantCommon Stock 19,011 $0.00 $0.00
Disclosure

SEC source: 0001493152-25-012632 · ownership.xml · nonDerivative · entry 1

PATTON THOMAS M · CIK 0001310306 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 102,782

F1 · shares: Annual Deferred Stock Units award which vests in 12 equal monthly installments from the grant date; provided, however, that the Deferred Stock Units shall vest in full on the earlier of (i) the close of business one business day prior to the Issuer's next annual stockholder meeting following the grant date, and (ii) the date immediately prior to a change of control, in each case, provided that the Reporting Person remains in continuous service with the Issuer or an affiliate through the applicable vesting date.

F2 · balance_after: Includes 52,054 shares that have vested pursuant to previously issued Deferred Stock Units. All such vested shares were previously reported on Form 4 filings at the time of grant.

Read SEC document
September 02, 2025 Filed Sep 4, 2025 20:05 UTC GrantCommon Stock 19,011 $0.00 $0.00
Disclosure

SEC source: 0001641172-25-026579 · ownership.xml · nonDerivative · entry 1

Wilber Patricia · CIK 0001917356 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 72,325

F1 · shares: Annual Restricted Stock Units award which vests in 12 equal monthly installments from the grant date; provided, however, that the Restricted Stock Units shall vest in full on the earlier of (i) the close of business one business day prior to the Issuer's next annual stockholder meeting following the grant date, and (ii) the date immediately prior to a change of control, in each case, provided that the Reporting Person remains in continuous service with the Issuer or an affiliate through the applicable vesting date.

F2 · balance_after: Includes 16,583 shares that have vested pursuant to previously issued Restricted Stock Units. All such vested shares were previously reported on Form 4 filings at the time of grant.

Read SEC document
September 02, 2025 Filed Sep 4, 2025 20:05 UTC GrantCommon Stock 19,011 $0.00 $0.00
Disclosure

SEC source: 0001641172-25-026578 · ownership.xml · nonDerivative · entry 1

Goldstein Julie Ann · CIK 0001917358 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 101,387

F1 · shares: Annual Deferred Stock Units award which vests in 12 equal monthly installments from the grant date; provided, however, that the Deferred Stock Units shall vest in full on the earlier of (i) the close of business one business day prior to the Issuer's next annual stockholder meeting following the grant date, and (ii) the date immediately prior to a change of control, in each case, provided that the Reporting Person (RP) remains in continuous service with the Issuer or an affiliate through the applicable vesting date.

F2 · balance_after: Includes 10,000 shares that have vested pursuant to previously issued Deferred Stock Units. All such vested shares were previously reported on Form 4 filings at the time of grant.

F3 · balance_after: Includes 1,665 shares held in NeuroSpine Ventures; an entity in which the RP has no voting or dispositive power over the shares. Accordingly, the RP disclaims beneficial ownership of these securities except to the extent of her pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 or for any other purpose.

Read SEC document
August 11, 2025 Filed Aug 12, 2025 06:05 UTC
Goldberger Daniel SDirector · Chief Executive Officer
PurchaseCommon Stock 1,000 $4.23 $4,230.00
Disclosure

SEC source: 0001641172-25-023084 · ownership.xml · nonDerivative · entry 1

Goldberger Daniel S · CIK 0001382042 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 291,565

F1 · price: The price in Column 4 is a weighted average of shares purchased at prices ranging from $4.225 to $4.25. The Reporting Person (RP) undertakes to provide to the Issuer, any securityholder of the Issuer, or the SEC staff, upon request, information regarding the number of shares purchased at each price.

F2 · balance_after: Includes an additional 75,000 shares issuable pursuant to previously issued Restricted Stock Units: (i) 25,000 of such shares have vested and (ii) 50,000 of such shares will potentially vest in one-half increments on each of January 16, 2026, and January 16, 2027. All such unvested shares were previously reported on a Form 4 filing at the time of grant.

F3 · balance_after: Includes an additional 50,000 shares issuable pursuant to previously issued Restricted Stock Units: (i) 33,333 of such shares have vested and (ii) 16,667 of such shares will potentially vest on August 4, 2026. All such unvested shares were previously reported on a Form 4 filing at the time of grant.

F4 · balance_after: Includes an additional 40,000 shares issuable pursuant to previously issued Restricted Stock Units: 40,000 of such shares will potentially vest in one-third increments on each of January 18, 2026, January 18, 2027, and January 18, 2028. All such unvested shares were previously reported on a Form 4 filing at the time of grant.

Read SEC document
August 11, 2025 Filed Aug 13, 2025 10:05 UTC PurchaseCommon Stock 15,000 $4.47 $67,050.00
Disclosure

SEC source: 0001641172-25-023285 · ownership.xml · nonDerivative · entry 1

Errico Thomas J. · CIK 0001737633 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 281,401

F1 · price: The price in Column 4 is a weighted average of shares purchased at prices ranging from $4.34 to $4.55. The Reporting Person (RP) undertakes to provide to the Issuer, any securityholder of the Issuer, or the SEC staff, upon request, information regarding the number of shares purchased at each price.

F2 · balance_after: Consists of 217,051 shares owned directly by the RP; 1,296 shares owned by a trust for the benefit of the RP's family; 11,000 shares owned by a trust for the benefit of the RP; 50,672 shares that have vested pursuant to previously issued Deferred Stock Units (DSUs); and 1,382 shares issuable pursuant to DSUs that vest monthly through September 3, 2025; provided that such DSUs vest in full on the earlier of (i) one business day prior to the Issuer's next annual stockholder meeting, and (ii) the date immediately prior to a change of control, in each case, provided the RP remains in service with the Issuer through the applicable vesting date.

Read SEC document
August 01, 2025 Filed Aug 5, 2025 20:31 UTC GrantCommon Stock 22,156 $0.00 $0.00
Disclosure

SEC source: 0000891839-25-000018 · form4.xml · nonDerivative · entry 1

Theofilos James Charles · CIK 0002076440 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,547

F1 · shares: These restricted stock units, which convert into common stock on a one-for-one basis ("RSUs"), were granted under the issuer's 2018 Omnibus Equity Compensation Plan and, except as otherwise provided in the award agreement, vest in 12 equal quarterly increments over a period of 36 months from the date of grant.

F2 · balance_after: Includes 22,156 unvested RSUs and 1,391 shares of common stock.

Read SEC document
May 23, 2025 Filed May 27, 2025 09:27 UTC PurchaseCommon Stock 1,800 $5.01 $9,018.00
Disclosure

SEC source: 0001641172-25-012413 · ownership.xml · nonDerivative · entry 1

GANDOLFO JOHN P · CIK 0001200155 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 69,087

F1 · balance_after: Includes 59,493 shares vested pursuant to previously issued Deferred Stock Units (DSUs); and 5,528 shares issuable pursuant to DSUs that vest monthly through 9/3/2025; provided that such DSUs vest in full on the earlier of (i) one business day prior to the Issuer's next annual stockholder meeting, and (ii) the date immediately prior to a change of control, in each case, provided the Reporting Person remains in service with the Issuer through the applicable vesting date.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.