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Nasdaq · USD

XGN

EXAGEN INC.

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935
SEC CIK
0001274737
Parsed reports
161

Last 12 months

Inside the activity.

0 purchase rows · 4 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202602
Mar 202601
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202601
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
September 01, 2026 Filed Sep 2, 2026 21:39 UTC
Black Jeffrey G.Chief Financial Officer
GrantCommon Stock 1,571 $3.02 $4,740.49
Disclosure

SEC source: 0001449439-26-000007 · wk-form4_1788385162.xml · nonDerivative · entry 2

Black Jeffrey G. · CIK 0001449439 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 324,910

F2 · security: The reporting person is voluntarily reporting the acquisition of the common stock pursuant to the Issuer's Employee Stock Purchase Plan ("ESPP").

F3 · price: Represents shares of common stock purchased through the ESPP in transactions that were exempt under both Rule 16b-3(d) and Rule 16b-3(c).

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September 01, 2026 Filed Sep 2, 2026 21:39 UTC
Black Jeffrey G.Chief Financial Officer
SaleCommon Stock 20,614 $7.22 $148,781.55
Disclosure

SEC source: 0001449439-26-000007 · wk-form4_1788385162.xml · nonDerivative · entry 1

Black Jeffrey G. · CIK 0001449439 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 323,339

F1 · kind: The sale reported on this Form 4 represents shares sold by the Reporting Person, at the direction of the Issuer, to cover tax withholding obligations in connection with the vesting and settlement of Restricted Stock Units. The sale is mandated solely by the Issuer and does not represent a discretionary transaction by the Reporting Person.

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June 09, 2026 Filed Jun 22, 2026 17:38 UTC
KAHN SCOTT DDirector
GrantStock Option(right to buy) · Derivative 37,500 $0.00 Strike: $4.31 $0.00
Disclosure

SEC source: 0001274737-26-000043 · wk-form4_1782149887.xml · derivative · entry 1

KAHN SCOTT D · CIK 0001198577 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 46,500

Underlying: Common Stock · 37,500 shares

Expires 2036-06-08

F1 · derivative.expiration_date: The entire number of shares subject to this option becomes fully vested and exercisable on the first to occur of (a) the first anniversary of the grant date or (b) the next occurring annual meeting of the Issuer's stockholders, subject to the Reporting Person's continued service on the board of directors of the Issuer through such vesting date.

Read SEC document
June 09, 2026 Filed Jun 22, 2026 17:11 UTC
McKhann ChasDirector
GrantStock Option(right to buy) · Derivative 37,500 $0.00 Strike: $4.31 $0.00
Disclosure

SEC source: 0001274737-26-000038 · wk-form4_1782148287.xml · derivative · entry 1

McKhann Chas · CIK 0001631746 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 45,000

Underlying: Common Stock · 37,500 shares

Expires 2036-06-08

F1 · derivative.expiration_date: The entire number of shares subject to this option becomes fully vested and exercisable on the first to occur of (a) the first anniversary of the grant date or (b) the next occurring annual meeting of the Issuer's stockholders, subject to the Reporting Person's continued service on the board of directors of the Issuer through such vesting date.

Read SEC document
June 09, 2026 Filed Jun 22, 2026 17:00 UTC
Stokes FrankDirector
GrantStock Option(right to buy) · Derivative 37,500 $0.00 Strike: $4.31 $0.00
Disclosure

SEC source: 0001782815-26-000007 · wk-form4_1782147613.xml · derivative · entry 1

Stokes Frank · CIK 0001782815 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 112,500

Underlying: Common Stock · 37,500 shares

Expires 2036-06-08

F1 · derivative.exercise_date: The entire number of shares subject to this option becomes fully vested and exercisable on the first to occur of (a) the first anniversary of the grant date or (b) the next occurring annual meeting of the Issuer's stockholders, subject to the Reporting Person's continued service on the board of directors of the Issuer through such vesting date.

Read SEC document
June 09, 2026 Filed Aug 19, 2026 22:57 UTC GrantStock Option(right to buy) · Derivative 37,500 $0.00 Strike: $4.31 $0.00
Disclosure

SEC source: 0001274737-26-000056 · wk-form4_1787180268.xml · derivative · entry 1

Robertson Bruce C · CIK 0001289625 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 55,500

Underlying: Common Stock · 37,500 shares

Expires 2036-06-08

F1 · derivative.exercise_date: The entire number of shares subject to this option becomes fully vested and exercisable on the first to occur of (a) the first anniversary of the grant date or (b) the next occurring annual meeting of the Issuer's stockholders, subject to the Reporting Person's continued service on the board of directors of the Issuer through such vesting date.

Read SEC document
June 09, 2026 Filed Aug 19, 2026 22:57 UTC
Kim PaulDirector
GrantStock Option(right to buy) · Derivative 37,500 $0.00 Strike: $4.31 $0.00
Disclosure

SEC source: 0001274737-26-000054 · wk-form4_1787180231.xml · derivative · entry 1

Kim Paul · CIK 0001253820 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 46,500

Underlying: Common Stock · 37,500 shares

Expires 2036-06-08

F1 · derivative.exercise_date: The entire number of shares subject to this option becomes fully vested and exercisable on the first to occur of (a) the first anniversary of the grant date or (b) the next occurring annual meeting of the Issuer's stockholders, subject to the Reporting Person's continued service on the board of directors of the Issuer through such vesting date.

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June 09, 2026 Filed Aug 24, 2026 22:53 UTC Amendment GrantStock Option(right to buy) · Derivative 37,500 $0.00 Strike: $4.31 $0.00
Disclosure

SEC source: 0001289625-26-000005 · wk-form4a_1787612018.xml · derivative · entry 1

Robertson Bruce C · CIK 0001289625 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 37,500

Underlying: Common Stock · 37,500 shares

Expires 2036-06-08

F1 · derivative.exercise_date: The entire number of shares subject to this option becomes fully vested and exercisable on the first to occur of (a) the first anniversary of the grant date or (b) the next occurring annual meeting of the Issuer's stockholders, subject to the Reporting Person's continued service on the board of directors of the Issuer through such vesting date.

F2 · balance_after: On August 19, 2026, the reporting person filed a Form 4 which inadvertently reported that, following his grant of 37,500 stock options, he beneficially owned 55,000 stock options. In fact, as reported in this amendment, the reporting person was granted 37,500 and beneficially owns 37,500 stock options.

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March 12, 2026 Filed Mar 16, 2026 19:17 UTC
Black Jeffrey G.Chief Financial Officer
GrantStock Option(right to buy) · Derivative 50,000 $3.16 Strike: $3.16 $158,000.00
Disclosure

SEC source: 0001449439-26-000005 · wk-form4_1773703046.xml · derivative · entry 3

Black Jeffrey G. · CIK 0001449439 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 60,000

Underlying: Common Stock · 50,000 shares

Expires 2036-03-11

F4 · derivative.exercise_date: The option is exercisable as it vests. 25% of the shares subject to the option vest on February 21, 2027, and 1/48th of the total number of shares subject to the option vest at the end of each calendar month thereafter, subject to the Reporting Person's continued service to the Issuer through each such vesting date. In addition, the stock option may become fully vested upon a qualifying termination of employment in connection with a change in control.

Read SEC document
March 12, 2026 Filed Mar 16, 2026 19:17 UTC
Black Jeffrey G.Chief Financial Officer
GrantCommon Stock 75,000 $3.16 $237,000.00
Disclosure

SEC source: 0001449439-26-000005 · wk-form4_1773703046.xml · nonDerivative · entry 1

Black Jeffrey G. · CIK 0001449439 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 342,442

F1 · kind: The securities awarded are in the form of restricted stock units under the issuer's 2019 Incentive Award Plan. Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. The restricted stock unit will vest with respect to 25% of the restricted stock units on each of the first, second, third and fourth anniversaries of February 21, 2026, subject to the Reporting Person's continued service through the applicable vesting date. In addition, the award may become fully vested upon a qualifying termination of employment in connection with a change in control.

Read SEC document
March 12, 2026 Filed Mar 16, 2026 23:16 UTC
ABALLI JOHNDirector · President and CEO
GrantStock Option(right to buy) · Derivative 100,000 $3.16 Strike: $3.16 $316,000.00
Disclosure

SEC source: 0001843113-26-000006 · wk-form4_1773702995.xml · derivative · entry 3

ABALLI JOHN · CIK 0001843113 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 175,000

Underlying: Common Stock · 100,000 shares

Expires 2036-03-11

F2 · derivative.exercise_date: The option is exercisable as it vests. 25% of the shares subject to the option vest on February 21, 2027, and 1/48th of the total number of shares subject to the option vest at the end of each calendar month thereafter, subject to the Reporting Person's continued service to the Issuer through each such vesting date. In addition, the stock option may become fully vested upon a qualifying termination of employment in connection with a change in control.

Read SEC document
March 12, 2026 Filed Mar 16, 2026 23:16 UTC
ABALLI JOHNDirector · President and CEO
GrantCommon Stock 150,000 $0.00 $0.00
Disclosure

SEC source: 0001843113-26-000006 · wk-form4_1773702995.xml · nonDerivative · entry 1

ABALLI JOHN · CIK 0001843113 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 839,834

F1 · shares: The securities awarded are in the form of restricted stock units under the issuer's 2019 Incentive Award Plan. Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. The restricted stock unit will vest with respect to 25% of the restricted stock units on each of the first, second, third and fourth anniversaries of February 21, 2026, subject to the Reporting Person's continued service through the applicable vesting date. In addition, the award may become fully vested upon a qualifying termination of employment in connection with a change in control.

Read SEC document
March 03, 2026 Filed Mar 4, 2026 20:00 UTC
ABALLI JOHNDirector · President and CEO
GrantCommon Stock 2,535 $3.08 $7,800.20
Disclosure

SEC source: 0001843113-26-000004 · wk-form4_1772654400.xml · nonDerivative · entry 2

ABALLI JOHN · CIK 0001843113 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 689,834

F2 · security: The reporting person is voluntarily reporting the acquisition of the Issuer's common stock pursuant to the Employee Stock Purchase Plan ("ESPP").

F3 · shares: Represents shares of common stock purchased through ESPP in transactions that were exempt under both Rule 16b-3(d) and Rule 16b-3(c).

Read SEC document
March 03, 2026 Filed Mar 4, 2026 20:00 UTC
ABALLI JOHNDirector · President and CEO
SaleCommon Stock 15,698 $3.62 $56,826.76
Disclosure

SEC source: 0001843113-26-000004 · wk-form4_1772654400.xml · nonDerivative · entry 1

ABALLI JOHN · CIK 0001843113 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 687,299

F1 · kind: The sale reported on this Form 4 represents shares sold by the Reporting Person, at the direction of the Issuer, to cover tax withholding obligations in connection with the vesting and settlement of Restricted Stock Units. The sale is mandated solely by the Issuer and does not represent a discretionary transaction by the Reporting Person.

Read SEC document
February 27, 2026 Filed Mar 16, 2026 19:17 UTC
Black Jeffrey G.Chief Financial Officer
GrantCommon Stock 1,511 $3.08 $4,649.35
Disclosure

SEC source: 0001449439-26-000005 · wk-form4_1773703046.xml · nonDerivative · entry 2

Black Jeffrey G. · CIK 0001449439 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 343,953

F2 · security: The reporting person is voluntarily reporting the acquisition of the Issuer's common stock pursuant to the Employee Stock Purchase Plan ("ESPP").

F3 · shares: Represents shares of common stock purchased through ESPP in transactions that were exempt under both Rule 16b-3(d) and Rule 16b-3(c).

Read SEC document
February 24, 2026 Filed Feb 25, 2026 19:11 UTC
Black Jeffrey G.Chief Financial Officer
SaleCommon Stock 1,584 $3.61 $5,718.24
Disclosure

SEC source: 0001449439-26-000003 · wk-form4_1772064661.xml · nonDerivative · entry 1

Black Jeffrey G. · CIK 0001449439 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 267,442

F1 · kind: The sale reported on this Form 4 represents shares sold by the Reporting Person, at the direction of the Issuer, to cover tax withholding obligations in connection with the vesting and settlement of Restricted Stock Units. The sale is mandated solely by the Issuer and does not represent a discretionary transaction by the Reporting Person.

Read SEC document
February 24, 2026 Filed Feb 26, 2026 00:11 UTC
ABALLI JOHNDirector · President and CEO
SaleCommon Stock 11,430 $3.61 $41,262.30
Disclosure

SEC source: 0001843113-26-000002 · wk-form4_1772064690.xml · nonDerivative · entry 1

ABALLI JOHN · CIK 0001843113 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 702,997

F1 · kind: The sale reported on this Form 4 represents shares sold by the Reporting Person, at the direction of the Issuer, to cover tax withholding obligations in connection with the vesting and settlement of Restricted Stock Units. The sale is mandated solely by the Issuer and does not represent a discretionary transaction by the Reporting Person.

Read SEC document
October 16, 2025 Filed Oct 20, 2025 21:20 UTC
ABALLI JOHNDirector · President and CEO
SaleCommon Stock 31,787 $11.82 $375,598.37
Disclosure

SEC source: 0001843113-25-000003 · wk-form4_1760995204.xml · nonDerivative · entry 1

ABALLI JOHN · CIK 0001843113 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 714,427

F1 · kind: The sale reported on this Form 4 represents shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of Restricted Stock Units ("RSUs"). The sale is mandated by the Issuer's satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary transaction by the Reporting Person.

Read SEC document
September 02, 2025 Filed Sep 4, 2025 19:40 UTC
Black Jeffrey G.Chief Financial Officer
SaleCommon Stock 20,466 $9.79 $200,362.14
Disclosure

SEC source: 0001628280-25-041688 · wk-form4_1757029236.xml · nonDerivative · entry 1

Black Jeffrey G. · CIK 0001449439 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 269,026

F1 · kind: The sale reported on this Form 4 represents shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of Restricted Stock Units ("RSUs"). The sale is mandated by the Issuer's election to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary transaction by the Reporting Person.

Read SEC document
June 10, 2025 Filed Jun 12, 2025 21:45 UTC GrantStock Option(right to buy) · Derivative 13,500 $0.00 Strike: $7.36 $0.00
Disclosure

SEC source: 0001274737-25-000038 · wk-form4_1749764726.xml · derivative · entry 1

Nova Tina Susan · CIK 0001302605 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,500

Underlying: Common Stock · 13,500 shares

Expires 2035-06-09

F1 · derivative.exercise_date: The entire number of shares subject to this option becomes fully vested and exercisable on the first to occur of (a) the first anniversary of the grant date or (b) the next occurring annual meeting of the Issuer's stockholders, subject to the Reporting Person's continued service on the board of directors of the Issuer through such vesting date.

Read SEC document
June 10, 2025 Filed Jun 13, 2025 00:32 UTC Amendment
Kim PaulDirector
GrantStock Option(right to buy) · Derivative 9,000 $0.00 Strike: $7.36 $0.00
Disclosure

SEC source: 0001274737-25-000051 · wk-form4a_1749774721.xml · derivative · entry 1

Kim Paul · CIK 0001253820 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,000

Underlying: Common Stock · 9,000 shares

Expires 2035-06-09

F1 · derivative.exercise_date: The entire number of shares subject to this option becomes fully vested and exercisable on the first to occur of (a) the first anniversary of the grant date or (b) the next occurring annual meeting of the Issuer's stockholders, subject to the Reporting Person's continued service on the board of directors of the Issuer through such vesting date.

F2 · balance_after: On June 12, 2025, the reporting person filed a Form 4 which inadvertently reported that, following his grant of 9,000 stock options, he beneficially owned 18,000 stock options. In fact, as reported in this amendment, the reporting person beneficially owned 9,000 stock options.

Read SEC document
June 10, 2025 Filed Jun 12, 2025 21:57 UTC
Kim PaulDirector
GrantStock Option(right to buy) · Derivative 9,000 $0.00 Strike: $7.36 $0.00
Disclosure

SEC source: 0001274737-25-000046 · wk-form4_1749765431.xml · derivative · entry 1

Kim Paul · CIK 0001253820 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,000

Underlying: Common Stock · 9,000 shares

Expires 2035-06-09

F1 · derivative.exercise_date: The entire number of shares subject to this option becomes fully vested and exercisable on the first to occur of (a) the first anniversary of the grant date or (b) the next occurring annual meeting of the Issuer's stockholders, subject to the Reporting Person's continued service on the board of directors of the Issuer through such vesting date.

Read SEC document
June 10, 2025 Filed Jun 12, 2025 22:49 UTC
Stokes FrankDirector
GrantStock Option(right to buy) · Derivative 9,000 $0.00 Strike: $7.36 $0.00
Disclosure

SEC source: 0001274737-25-000048 · wk-form4_1749768534.xml · derivative · entry 1

Stokes Frank · CIK 0001782815 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,000

Underlying: Common Stock · 9,000 shares

Expires 2035-06-09

F1 · derivative.exercise_date: The entire number of shares subject to this option becomes fully vested and exercisable on the first to occur of (a) the first anniversary of the grant date or (b) the next occurring annual meeting of the Issuer's stockholders, subject to the Reporting Person's continued service on the board of directors of the Issuer through such vesting date.

Read SEC document
June 10, 2025 Filed Jun 12, 2025 21:50 UTC
KAHN SCOTT DDirector
GrantStock Option(right to buy) · Derivative 9,000 $0.00 Strike: $7.36 $0.00
Disclosure

SEC source: 0001274737-25-000042 · wk-form4_1749765053.xml · derivative · entry 1

KAHN SCOTT D · CIK 0001198577 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,000

Underlying: Common Stock · 9,000 shares

Expires 2035-06-09

F1 · derivative.exercise_date: 1. The entire number of shares subject to this option becomes fully vested and exercisable on the first to occur of (a) the first anniversary of the grant date or (b) the next occurring annual meeting of the Issuer's stockholders, subject to the Reporting Person's continued service on the board of directors of the Issuer through such vesting date.

Read SEC document
June 10, 2025 Filed Jun 12, 2025 21:48 UTC
Hooker AnaDirector
GrantStock Option(right to buy) · Derivative 9,000 $0.00 Strike: $7.36 $0.00
Disclosure

SEC source: 0001274737-25-000040 · wk-form4_1749764884.xml · derivative · entry 1

Hooker Ana · CIK 0001774825 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,000

Underlying: Common Stock · 9,000 shares

Expires 2035-06-09

F1 · derivative.exercise_date: The entire number of shares subject to this option becomes fully vested and exercisable on the first to occur of (a) the first anniversary of the grant date or (b) the next occurring annual meeting of the Issuer's stockholders, subject to the Reporting Person's continued service on the board of directors of the Issuer through such vesting date.

Read SEC document
March 25, 2025 Filed Mar 27, 2025 20:15 UTC SaleCommon Stock 350,000 $3.30 $1,155,000.00
Disclosure

SEC source: 0001140361-25-010700 · form4.xml · nonDerivative · entry 1

NMSIC Co-Investment Fund, L.P. · CIK 0001788331 · 10% owner

Sun Mountain Capital Partners LLC · CIK 0001788530 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 1,758,958

F1 · ownership.nature: The shares reported on this form are held of record by NMSIC Co-Investment Fund, L.P. ("NMSIC"). Sun Mountain Capital Partners LLC ("Sun Mountain") is the general partner of NMSIC. The controlling members of Sun Mountain are Brian Birk, Sally Coming and Lee Rand. As such, each of these entities and individuals may be deemed to share beneficial ownership of the shares held of record by NMSIC. Each of Sun Mountain, Mr. Birk, Ms. Coming and Mr. Rand disclaims beneficial ownership of the securities held of record by NMSIC.

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February 28, 2025 Filed Mar 4, 2025 23:48 UTC
ABALLI JOHNDirector · President and CEO
GrantCommon Stock 8,621 $2.47 $21,250.77
Disclosure

SEC source: 0001274737-25-000013 · wk-form4_1741132105.xml · nonDerivative · entry 1

ABALLI JOHN · CIK 0001843113 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 746,214

F1 · security: The reporting person is voluntarily reporting the acquisition of the Issuer's common stock pursuant to the Employee Stock Purchase Plan ("ESPP").

F2 · shares: Represents shares of common stock purchased through ESPP in transactions that were exempt under both Rule 16b-3(d) and Rule 16b-3(c).

Read SEC document
February 21, 2025 Filed Feb 25, 2025 20:59 UTC
Black Jeffrey G.Chief Financial Officer
GrantStock Option(right to buy) · Derivative 10,000 $3.58 Strike: $3.58 $35,800.00
Disclosure

SEC source: 0001274737-25-000011 · wk-form4_1740535163.xml · derivative · entry 2

Black Jeffrey G. · CIK 0001449439 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 10,000 shares

Expires 2035-02-20

F2 · derivative.exercise_date: The option is exercisable as it vests. 25% of the shares subject to the option vest on February 21, 2026, and 1/48th of the total number of shares subject to the option vest at the end of each calendar month thereafter, subject to the Reporting Person's continued service to the Issuer through each such vesting date. In addition, the stock option may become fully vested upon a qualifying termination of employment in connection with a change in control.

Read SEC document
February 21, 2025 Filed Feb 25, 2025 20:59 UTC
Black Jeffrey G.Chief Financial Officer
GrantCommon Stock 15,000 $0.00 $0.00
Disclosure

SEC source: 0001274737-25-000011 · wk-form4_1740535163.xml · nonDerivative · entry 1

Black Jeffrey G. · CIK 0001449439 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 289,492

F1 · shares: The securities awarded are in the form of restricted stock units under the issuer's 2019 Incentive Award Plan. Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. The restricted stock unit will vest with respect to 25% of the restricted stock units on each of the first, second, third and fourth anniversaries of February 21, 2025, subject to the Reporting Person's continued service through the applicable vesting date. In addition, the award may become fully vested upon a qualifying termination of employment in connection with a change in control.

Read SEC document
February 21, 2025 Filed Feb 26, 2025 01:59 UTC
ABALLI JOHNDirector · President and CEO
GrantStock Option(right to buy) · Derivative 75,000 $3.58 Strike: $3.58 $268,500.00
Disclosure

SEC source: 0001274737-25-000010 · wk-form4_1740535140.xml · derivative · entry 3

ABALLI JOHN · CIK 0001843113 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 75,000

Underlying: Common Stock · 75,000 shares

Expires 2035-02-20

F2 · derivative.exercise_date: The option is exercisable as it vests. 25% of the shares subject to the option vest on February 21, 2026, and 1/48th of the total number of shares subject to the option vest at the end of each calendar month thereafter, subject to the Reporting Person's continued service to the Issuer through each such vesting date. In addition, the stock option may become fully vested upon a qualifying termination of employment in connection with a change in control.

Read SEC document
February 21, 2025 Filed Feb 26, 2025 01:59 UTC
ABALLI JOHNDirector · President and CEO
GrantCommon Stock 112,500 $0.00 $0.00
Disclosure

SEC source: 0001274737-25-000010 · wk-form4_1740535140.xml · nonDerivative · entry 1

ABALLI JOHN · CIK 0001843113 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 737,593

F1 · shares: The securities awarded are in the form of restricted stock units under the issuer's 2019 Incentive Award Plan. Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. The restricted stock unit will vest with respect to 25% of the restricted stock units on each of the first, second, third and fourth anniversaries of February 21, 2025, subject to the Reporting Person's continued service through the applicable vesting date. In addition, the award may become fully vested upon a qualifying termination of employment in connection with a change in control.

Read SEC document
November 20, 2024 Filed Nov 27, 2024 21:18 UTC SaleCommon Stock 200,000 $3.30 $660,040.00
Disclosure

SEC source: 0001140361-24-047978 · form4.xml · nonDerivative · entry 1

NMSIC Co-Investment Fund, L.P. · CIK 0001788331 · 10% owner

Sun Mountain Capital Partners LLC · CIK 0001788530 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 2,108,958

F1 · ownership.nature: The shares reported on this form are held of record by NMSIC Co-Investment Fund, L.P. ("NMSIC"). Sun Mountain Capital Partners LLC ("Sun Mountain") is the general partner of NMSIC. The controlling members of Sun Mountain are Brian Birk, Sally Coming and Lee Rand. As such, each of these entities and individuals may be deemed to share beneficial ownership of the shares held of record by NMSIC. Each of Sun Mountain, Mr. Birk, Ms. Coming and Mr. Rand disclaims beneficial ownership of the securities held of record by NMSIC.

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November 15, 2024 Filed Nov 19, 2024 19:24 UTC
Black Jeffrey G.Chief Financial Officer
PurchaseCommon Stock 22,298 $2.98 $66,448.04
Disclosure

SEC source: 0001274737-24-000096 · wk-form4_1732062271.xml · nonDerivative · entry 1

Black Jeffrey G. · CIK 0001449439 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 274,492

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.84 to $3.25, inclusive. The reporting person undertakes to provide Exagen Inc., any security holder of Exagen Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this form 4.

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November 14, 2024 Filed Nov 18, 2024 23:32 UTC
ABALLI JOHNDirector · President and CEO
PurchaseCommon Stock 24,305 $2.81 $68,297.05
Disclosure

SEC source: 0001274737-24-000094 · wk-form4_1731972745.xml · nonDerivative · entry 1

ABALLI JOHN · CIK 0001843113 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 689,799

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.72 to $2.94, inclusive. The reporting person undertakes to provide Exagen Inc., any security holder of Exagen Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this form 4.

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September 01, 2024 Filed Sep 4, 2024 18:12 UTC
Black Jeffrey G.Chief Financial Officer
GrantCommon Stock 225,000 $0.00 $0.00
Disclosure

SEC source: 0001274737-24-000084 · wk-form4_1725484460.xml · nonDerivative · entry 1

Black Jeffrey G. · CIK 0001449439 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 252,194

F1 · shares: The securities awarded are in the form of restricted stock units under the issuer's 2019 Incentive Award Plan. Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. The restricted stock unit will vest with respect to 25% of the restricted stock units on each of the first, second, third and fourth anniversaries of September 1, 2024, subject to the Reporting Person's continued service through the applicable vesting date. In addition, the award may become fully vested upon a qualifying termination of employment in connection with a change in control.

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June 10, 2024 Filed Jun 12, 2024 20:05 UTC GrantStock Option(right to buy) · Derivative 13,500 $0.00 Strike: $1.99 $0.00
Disclosure

SEC source: 0001274737-24-000061 · wk-form4_1718222741.xml · derivative · entry 1

Nova Tina Susan · CIK 0001302605 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,500

Underlying: Common Stock · 13,500 shares

Expires 2034-06-09

F1 · derivative.exercise_date: The entire number of shares subject to this option becomes fully vested and exercisable on the first to occur of (a) the first anniversary of the grant date or (b) the next occurring annual meeting of the Issuer's stockholders, subject to the Reporting Person's continued service on the board of directors of the Issuer through such vesting date.

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June 10, 2024 Filed Jun 12, 2024 20:07 UTC
Stokes FrankDirector
GrantStock Option(right to buy) · Derivative 9,000 $0.00 Strike: $1.99 $0.00
Disclosure

SEC source: 0001274737-24-000064 · wk-form4_1718222835.xml · derivative · entry 1

Stokes Frank · CIK 0001782815 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,000

Underlying: Common Stock · 9,000 shares

Expires 2034-06-09

F1 · derivative.exercise_date: The entire number of shares subject to this option becomes fully vested and exercisable on the first to occur of (a) the first anniversary of the grant date or (b) the next occurring annual meeting of the Issuer's stockholders, subject to the Reporting Person's continued service on the board of directors of the Issuer through such vesting date.

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June 10, 2024 Filed Jun 12, 2024 20:06 UTC
Hooker AnaDirector
GrantStock Option(right to buy) · Derivative 9,000 $0.00 Strike: $1.99 $0.00
Disclosure

SEC source: 0001274737-24-000063 · wk-form4_1718222802.xml · derivative · entry 1

Hooker Ana · CIK 0001774825 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,000

Underlying: Common Stock · 9,000 shares

Expires 2034-06-09

F1 · derivative.exercise_date: The entire number of shares subject to this option becomes fully vested and exercisable on the first to occur of (a) the first anniversary of the grant date or (b) the next occurring annual meeting of the Issuer's stockholders, subject to the Reporting Person's continued service on the board of directors of the Issuer through such vesting date.

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June 10, 2024 Filed Jun 12, 2024 20:06 UTC
Kim PaulDirector
GrantStock Option(right to buy) · Derivative 9,000 $0.00 Strike: $1.99 $0.00
Disclosure

SEC source: 0001274737-24-000062 · wk-form4_1718222776.xml · derivative · entry 1

Kim Paul · CIK 0001253820 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,000

Underlying: Common Stock · 9,000 shares

Expires 2034-06-09

F1 · derivative.exercise_date: The entire number of shares subject to this option becomes fully vested and exercisable on the first to occur of (a) the first anniversary of the grant date or (b) the next occurring annual meeting of the Issuer's stockholders, subject to the Reporting Person's continued service on the board of directors of the Issuer through such vesting date.

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June 10, 2024 Filed Jun 14, 2024 20:06 UTC
KAHN SCOTT DDirector
GrantStock Option(right to buy) · Derivative 15,000 $0.00 Strike: $1.99 $0.00
Disclosure

SEC source: 0001274737-24-000068 · wk-form4_1718395562.xml · derivative · entry 1

KAHN SCOTT D · CIK 0001198577 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,000

Underlying: Common Stock · 15,000 shares

Expires 2034-06-09

F1 · derivative.exercise_date: The option is exercisable as it vests. The total number of shares of common stock subject to the option vests in 36 equal monthly installments over the three-year period beginning on July 10, 2024, subject to the Reporting Person's continued service to the Issuer through each such vesting date.

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May 16, 2024 Filed May 17, 2024 00:02 UTC
ABALLI JOHNDirector · President and CEO
PurchaseCommon Stock 40,401 $1.92 $77,569.92
Disclosure

SEC source: 0001274737-24-000052 · wk-form4_1715904159.xml · nonDerivative · entry 1

ABALLI JOHN · CIK 0001843113 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Indirect · by Spouse

Disclosed balance after: 40,401

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March 04, 2024 Filed Mar 6, 2024 21:05 UTC
Adawi KamalCFO and Corporate Secretary
SaleCommon Stock 3,487 $1.91 $6,659.82
Disclosure

SEC source: 0001274737-24-000017 · wk-form4_1709759110.xml · nonDerivative · entry 2

Adawi Kamal · CIK 0001788393 · CFO and Corporate Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 243,749

F2 · shares: The shares were sold by the reporting person to generate proceeds used to satisfy the tax withholding obligation that arose upon the vesting of certain restricted stock units granted to the reporting person on February 23, 2021.

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March 04, 2024 Filed Mar 6, 2024 21:05 UTC
Adawi KamalCFO and Corporate Secretary
SaleCommon Stock 9,297 $1.91 $17,747.04
Disclosure

SEC source: 0001274737-24-000017 · wk-form4_1709759110.xml · nonDerivative · entry 1

Adawi Kamal · CIK 0001788393 · CFO and Corporate Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 247,236

F1 · shares: The shares were sold by the reporting person to generate proceeds used to satisfy the tax withholding obligation that arose upon the vesting of certain restricted stock units granted to the reporting person on March 1, 2023.

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February 29, 2024 Filed Mar 4, 2024 21:08 UTC
ABALLI JOHNDirector · President and CEO
GrantCommon Stock 9,804 $1.91 $18,725.64
Disclosure

SEC source: 0001274737-24-000015 · wk-form4_1709586311.xml · nonDerivative · entry 1

ABALLI JOHN · CIK 0001843113 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 600,788

F1 · shares: Represents shares of common stock purchased through Employee Stock Purchase Plan in transactions that were exempt under both Rule 16b-3(d) and Rule 16b-3(c).

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February 20, 2024 Filed Feb 22, 2024 21:11 UTC
Adawi KamalCFO and Corporate Secretary
GrantCommon Stock 75,000 $0.00 $0.00
Disclosure

SEC source: 0001274737-24-000013 · wk-form4_1708636280.xml · nonDerivative · entry 1

Adawi Kamal · CIK 0001788393 · CFO and Corporate Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 256,533

F1 · shares: Represents 75,000 restricted stock units. Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. The restricted stock units will vest with respect to 25% of the restricted stock units on each of the first, second, third and fourth anniversaries of March 1, 2024, subject to the Reporting Person's continued service through the applicable vesting date. In addition, the award may become fully vested upon a qualifying termination of employment in accordance with the Company's Amended and Restated Executive Change in Control Severance Plan, as the same may be amended from time to time.

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February 20, 2024 Filed Feb 22, 2024 21:09 UTC
ABALLI JOHNDirector · President and CEO
GrantCommon Stock 175,000 $0.00 $0.00
Disclosure

SEC source: 0001274737-24-000012 · wk-form4_1708636160.xml · nonDerivative · entry 1

ABALLI JOHN · CIK 0001843113 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 590,984

F1 · shares: Represents 175,000 restricted stock units. Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. The restricted stock units will vest with respect to 25% of the restricted stock units on each of the first, second, third and fourth anniversaries of March 1, 2024, subject to the Reporting Person's continued service through the applicable vesting date. In addition, the award may become fully vested upon a qualifying termination of employment in accordance with the Company's Amended and Restated Executive Change in Control Severance Plan, as the same may be amended from time to time.

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February 06, 2024 Filed Feb 8, 2024 21:05 UTC
Adawi KamalCFO and Corporate Secretary
SaleCommon Stock 6,738 $1.95 $13,133.04
Disclosure

SEC source: 0001274737-24-000009 · wk-form4_1707426312.xml · nonDerivative · entry 1

Adawi Kamal · CIK 0001788393 · CFO and Corporate Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 181,533

F1 · shares: The shares were sold by the reporting person to generate proceeds used to satisfy the tax withholding obligation that arose upon the vesting of certain restricted stock units granted to the reporting person on February 4, 2022.

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October 17, 2023 Filed Oct 18, 2023 20:05 UTC
ABALLI JOHNDirector · President and CEO
SaleCommon Stock 33,819 $1.75 $59,017.54
Disclosure

SEC source: 0001274737-23-000094 · wk-form4_1697659512.xml · nonDerivative · entry 1

ABALLI JOHN · CIK 0001843113 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 415,984

F1 · shares: The shares were sold by the reporting person to generate proceeds used to satisfy the tax withholding obligation that arose upon the vesting of certain restricted stock units granted to the reporting person on October 16, 2022.

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August 31, 2023 Filed Sep 6, 2023 21:05 UTC
ABALLI JOHNDirector · President and CEO
GrantCommon Stock 9,803 $2.14 $20,998.03
Disclosure

SEC source: 0001274737-23-000091 · wk-form4_1694034315.xml · nonDerivative · entry 1

ABALLI JOHN · CIK 0001843113 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 449,803

F1 · shares: Represents shares of common stock purchased through Employee Stock Purchase Plan in transactions that were exempt under both Rule 16b-3(d) and Rule 16b-3(c).

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July 24, 2023 Filed Jul 26, 2023 20:06 UTC
Kim PaulDirector
GrantStock Option(right to buy) · Derivative 15,000 $0.00 Strike: $2.59 $0.00
Disclosure

SEC source: 0001274737-23-000080 · wk-form4_1690401966.xml · derivative · entry 1

Kim Paul · CIK 0001253820 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,000

Underlying: Common Stock · 15,000 shares

Expires 2033-07-23

F1 · derivative.exercise_date: The option is exercisable as it vests. The total number of shares of common stock subject to the option vests in 36 equal monthly installments over the three-year period beginning on August 24, 2023, subject to the Reporting Person's continued service to the Issuer through each such vesting date.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.