Last 12 months
Inside the activity.
0 purchase rows · 4 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 2 |
| Mar 2026 | 0 | 1 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 1 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 01, 2026 Filed Sep 2, 2026 21:39 UTC |
Black Jeffrey G.Chief Financial Officer
|
GrantCommon Stock | 1,571 | $3.02 | $4,740.49 |
DisclosureSEC source: 0001449439-26-000007 · wk-form4_1788385162.xml · nonDerivative · entry 2 Black Jeffrey G. · CIK 0001449439 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 324,910 F2 · security: The reporting person is voluntarily reporting the acquisition of the common stock pursuant to the Issuer's Employee Stock Purchase Plan ("ESPP"). F3 · price: Represents shares of common stock purchased through the ESPP in transactions that were exempt under both Rule 16b-3(d) and Rule 16b-3(c). Read SEC document |
| September 01, 2026 Filed Sep 2, 2026 21:39 UTC |
Black Jeffrey G.Chief Financial Officer
|
SaleCommon Stock | 20,614 | $7.22 | $148,781.55 |
DisclosureSEC source: 0001449439-26-000007 · wk-form4_1788385162.xml · nonDerivative · entry 1 Black Jeffrey G. · CIK 0001449439 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 323,339 F1 · kind: The sale reported on this Form 4 represents shares sold by the Reporting Person, at the direction of the Issuer, to cover tax withholding obligations in connection with the vesting and settlement of Restricted Stock Units. The sale is mandated solely by the Issuer and does not represent a discretionary transaction by the Reporting Person. Read SEC document |
| June 09, 2026 Filed Jun 22, 2026 17:38 UTC |
KAHN SCOTT DDirector
|
GrantStock Option(right to buy) · Derivative | 37,500 | $0.00 Strike: $4.31 | $0.00 |
DisclosureSEC source: 0001274737-26-000043 · wk-form4_1782149887.xml · derivative · entry 1 KAHN SCOTT D · CIK 0001198577 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 46,500 Underlying: Common Stock · 37,500 shares Expires 2036-06-08 F1 · derivative.expiration_date: The entire number of shares subject to this option becomes fully vested and exercisable on the first to occur of (a) the first anniversary of the grant date or (b) the next occurring annual meeting of the Issuer's stockholders, subject to the Reporting Person's continued service on the board of directors of the Issuer through such vesting date. Read SEC document |
| June 09, 2026 Filed Jun 22, 2026 17:11 UTC |
McKhann ChasDirector
|
GrantStock Option(right to buy) · Derivative | 37,500 | $0.00 Strike: $4.31 | $0.00 |
DisclosureSEC source: 0001274737-26-000038 · wk-form4_1782148287.xml · derivative · entry 1 McKhann Chas · CIK 0001631746 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 45,000 Underlying: Common Stock · 37,500 shares Expires 2036-06-08 F1 · derivative.expiration_date: The entire number of shares subject to this option becomes fully vested and exercisable on the first to occur of (a) the first anniversary of the grant date or (b) the next occurring annual meeting of the Issuer's stockholders, subject to the Reporting Person's continued service on the board of directors of the Issuer through such vesting date. Read SEC document |
| June 09, 2026 Filed Jun 22, 2026 17:00 UTC |
Stokes FrankDirector
|
GrantStock Option(right to buy) · Derivative | 37,500 | $0.00 Strike: $4.31 | $0.00 |
DisclosureSEC source: 0001782815-26-000007 · wk-form4_1782147613.xml · derivative · entry 1 Stokes Frank · CIK 0001782815 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 112,500 Underlying: Common Stock · 37,500 shares Expires 2036-06-08 F1 · derivative.exercise_date: The entire number of shares subject to this option becomes fully vested and exercisable on the first to occur of (a) the first anniversary of the grant date or (b) the next occurring annual meeting of the Issuer's stockholders, subject to the Reporting Person's continued service on the board of directors of the Issuer through such vesting date. Read SEC document |
| June 09, 2026 Filed Aug 19, 2026 22:57 UTC |
Robertson Bruce CDirector
|
GrantStock Option(right to buy) · Derivative | 37,500 | $0.00 Strike: $4.31 | $0.00 |
DisclosureSEC source: 0001274737-26-000056 · wk-form4_1787180268.xml · derivative · entry 1 Robertson Bruce C · CIK 0001289625 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 55,500 Underlying: Common Stock · 37,500 shares Expires 2036-06-08 F1 · derivative.exercise_date: The entire number of shares subject to this option becomes fully vested and exercisable on the first to occur of (a) the first anniversary of the grant date or (b) the next occurring annual meeting of the Issuer's stockholders, subject to the Reporting Person's continued service on the board of directors of the Issuer through such vesting date. Read SEC document |
| June 09, 2026 Filed Aug 19, 2026 22:57 UTC |
Kim PaulDirector
|
GrantStock Option(right to buy) · Derivative | 37,500 | $0.00 Strike: $4.31 | $0.00 |
DisclosureSEC source: 0001274737-26-000054 · wk-form4_1787180231.xml · derivative · entry 1 Kim Paul · CIK 0001253820 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 46,500 Underlying: Common Stock · 37,500 shares Expires 2036-06-08 F1 · derivative.exercise_date: The entire number of shares subject to this option becomes fully vested and exercisable on the first to occur of (a) the first anniversary of the grant date or (b) the next occurring annual meeting of the Issuer's stockholders, subject to the Reporting Person's continued service on the board of directors of the Issuer through such vesting date. Read SEC document |
| June 09, 2026 Filed Aug 24, 2026 22:53 UTC Amendment |
Robertson Bruce CDirector
|
GrantStock Option(right to buy) · Derivative | 37,500 | $0.00 Strike: $4.31 | $0.00 |
DisclosureSEC source: 0001289625-26-000005 · wk-form4a_1787612018.xml · derivative · entry 1 Robertson Bruce C · CIK 0001289625 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 37,500 Underlying: Common Stock · 37,500 shares Expires 2036-06-08 F1 · derivative.exercise_date: The entire number of shares subject to this option becomes fully vested and exercisable on the first to occur of (a) the first anniversary of the grant date or (b) the next occurring annual meeting of the Issuer's stockholders, subject to the Reporting Person's continued service on the board of directors of the Issuer through such vesting date. F2 · balance_after: On August 19, 2026, the reporting person filed a Form 4 which inadvertently reported that, following his grant of 37,500 stock options, he beneficially owned 55,000 stock options. In fact, as reported in this amendment, the reporting person was granted 37,500 and beneficially owns 37,500 stock options. Read SEC document |
| March 12, 2026 Filed Mar 16, 2026 19:17 UTC |
Black Jeffrey G.Chief Financial Officer
|
GrantStock Option(right to buy) · Derivative | 50,000 | $3.16 Strike: $3.16 | $158,000.00 |
DisclosureSEC source: 0001449439-26-000005 · wk-form4_1773703046.xml · derivative · entry 3 Black Jeffrey G. · CIK 0001449439 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 60,000 Underlying: Common Stock · 50,000 shares Expires 2036-03-11 F4 · derivative.exercise_date: The option is exercisable as it vests. 25% of the shares subject to the option vest on February 21, 2027, and 1/48th of the total number of shares subject to the option vest at the end of each calendar month thereafter, subject to the Reporting Person's continued service to the Issuer through each such vesting date. In addition, the stock option may become fully vested upon a qualifying termination of employment in connection with a change in control. Read SEC document |
| March 12, 2026 Filed Mar 16, 2026 19:17 UTC |
Black Jeffrey G.Chief Financial Officer
|
GrantCommon Stock | 75,000 | $3.16 | $237,000.00 |
DisclosureSEC source: 0001449439-26-000005 · wk-form4_1773703046.xml · nonDerivative · entry 1 Black Jeffrey G. · CIK 0001449439 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 342,442 F1 · kind: The securities awarded are in the form of restricted stock units under the issuer's 2019 Incentive Award Plan. Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. The restricted stock unit will vest with respect to 25% of the restricted stock units on each of the first, second, third and fourth anniversaries of February 21, 2026, subject to the Reporting Person's continued service through the applicable vesting date. In addition, the award may become fully vested upon a qualifying termination of employment in connection with a change in control. Read SEC document |
| March 12, 2026 Filed Mar 16, 2026 23:16 UTC |
ABALLI JOHNDirector · President and CEO
|
GrantStock Option(right to buy) · Derivative | 100,000 | $3.16 Strike: $3.16 | $316,000.00 |
DisclosureSEC source: 0001843113-26-000006 · wk-form4_1773702995.xml · derivative · entry 3 ABALLI JOHN · CIK 0001843113 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 175,000 Underlying: Common Stock · 100,000 shares Expires 2036-03-11 F2 · derivative.exercise_date: The option is exercisable as it vests. 25% of the shares subject to the option vest on February 21, 2027, and 1/48th of the total number of shares subject to the option vest at the end of each calendar month thereafter, subject to the Reporting Person's continued service to the Issuer through each such vesting date. In addition, the stock option may become fully vested upon a qualifying termination of employment in connection with a change in control. Read SEC document |
| March 12, 2026 Filed Mar 16, 2026 23:16 UTC |
ABALLI JOHNDirector · President and CEO
|
GrantCommon Stock | 150,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001843113-26-000006 · wk-form4_1773702995.xml · nonDerivative · entry 1 ABALLI JOHN · CIK 0001843113 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 839,834 F1 · shares: The securities awarded are in the form of restricted stock units under the issuer's 2019 Incentive Award Plan. Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. The restricted stock unit will vest with respect to 25% of the restricted stock units on each of the first, second, third and fourth anniversaries of February 21, 2026, subject to the Reporting Person's continued service through the applicable vesting date. In addition, the award may become fully vested upon a qualifying termination of employment in connection with a change in control. Read SEC document |
| March 03, 2026 Filed Mar 4, 2026 20:00 UTC |
ABALLI JOHNDirector · President and CEO
|
GrantCommon Stock | 2,535 | $3.08 | $7,800.20 |
DisclosureSEC source: 0001843113-26-000004 · wk-form4_1772654400.xml · nonDerivative · entry 2 ABALLI JOHN · CIK 0001843113 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 689,834 F2 · security: The reporting person is voluntarily reporting the acquisition of the Issuer's common stock pursuant to the Employee Stock Purchase Plan ("ESPP"). F3 · shares: Represents shares of common stock purchased through ESPP in transactions that were exempt under both Rule 16b-3(d) and Rule 16b-3(c). Read SEC document |
| March 03, 2026 Filed Mar 4, 2026 20:00 UTC |
ABALLI JOHNDirector · President and CEO
|
SaleCommon Stock | 15,698 | $3.62 | $56,826.76 |
DisclosureSEC source: 0001843113-26-000004 · wk-form4_1772654400.xml · nonDerivative · entry 1 ABALLI JOHN · CIK 0001843113 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 687,299 F1 · kind: The sale reported on this Form 4 represents shares sold by the Reporting Person, at the direction of the Issuer, to cover tax withholding obligations in connection with the vesting and settlement of Restricted Stock Units. The sale is mandated solely by the Issuer and does not represent a discretionary transaction by the Reporting Person. Read SEC document |
| February 27, 2026 Filed Mar 16, 2026 19:17 UTC |
Black Jeffrey G.Chief Financial Officer
|
GrantCommon Stock | 1,511 | $3.08 | $4,649.35 |
DisclosureSEC source: 0001449439-26-000005 · wk-form4_1773703046.xml · nonDerivative · entry 2 Black Jeffrey G. · CIK 0001449439 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 343,953 F2 · security: The reporting person is voluntarily reporting the acquisition of the Issuer's common stock pursuant to the Employee Stock Purchase Plan ("ESPP"). F3 · shares: Represents shares of common stock purchased through ESPP in transactions that were exempt under both Rule 16b-3(d) and Rule 16b-3(c). Read SEC document |
| February 24, 2026 Filed Feb 25, 2026 19:11 UTC |
Black Jeffrey G.Chief Financial Officer
|
SaleCommon Stock | 1,584 | $3.61 | $5,718.24 |
DisclosureSEC source: 0001449439-26-000003 · wk-form4_1772064661.xml · nonDerivative · entry 1 Black Jeffrey G. · CIK 0001449439 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 267,442 F1 · kind: The sale reported on this Form 4 represents shares sold by the Reporting Person, at the direction of the Issuer, to cover tax withholding obligations in connection with the vesting and settlement of Restricted Stock Units. The sale is mandated solely by the Issuer and does not represent a discretionary transaction by the Reporting Person. Read SEC document |
| February 24, 2026 Filed Feb 26, 2026 00:11 UTC |
ABALLI JOHNDirector · President and CEO
|
SaleCommon Stock | 11,430 | $3.61 | $41,262.30 |
DisclosureSEC source: 0001843113-26-000002 · wk-form4_1772064690.xml · nonDerivative · entry 1 ABALLI JOHN · CIK 0001843113 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 702,997 F1 · kind: The sale reported on this Form 4 represents shares sold by the Reporting Person, at the direction of the Issuer, to cover tax withholding obligations in connection with the vesting and settlement of Restricted Stock Units. The sale is mandated solely by the Issuer and does not represent a discretionary transaction by the Reporting Person. Read SEC document |
| October 16, 2025 Filed Oct 20, 2025 21:20 UTC |
ABALLI JOHNDirector · President and CEO
|
SaleCommon Stock | 31,787 | $11.82 | $375,598.37 |
DisclosureSEC source: 0001843113-25-000003 · wk-form4_1760995204.xml · nonDerivative · entry 1 ABALLI JOHN · CIK 0001843113 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 714,427 F1 · kind: The sale reported on this Form 4 represents shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of Restricted Stock Units ("RSUs"). The sale is mandated by the Issuer's satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary transaction by the Reporting Person. Read SEC document |
| September 02, 2025 Filed Sep 4, 2025 19:40 UTC |
Black Jeffrey G.Chief Financial Officer
|
SaleCommon Stock | 20,466 | $9.79 | $200,362.14 |
DisclosureSEC source: 0001628280-25-041688 · wk-form4_1757029236.xml · nonDerivative · entry 1 Black Jeffrey G. · CIK 0001449439 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 269,026 F1 · kind: The sale reported on this Form 4 represents shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of Restricted Stock Units ("RSUs"). The sale is mandated by the Issuer's election to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary transaction by the Reporting Person. Read SEC document |
| June 10, 2025 Filed Jun 12, 2025 21:45 UTC |
Nova Tina SusanDirector
|
GrantStock Option(right to buy) · Derivative | 13,500 | $0.00 Strike: $7.36 | $0.00 |
DisclosureSEC source: 0001274737-25-000038 · wk-form4_1749764726.xml · derivative · entry 1 Nova Tina Susan · CIK 0001302605 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 13,500 Underlying: Common Stock · 13,500 shares Expires 2035-06-09 F1 · derivative.exercise_date: The entire number of shares subject to this option becomes fully vested and exercisable on the first to occur of (a) the first anniversary of the grant date or (b) the next occurring annual meeting of the Issuer's stockholders, subject to the Reporting Person's continued service on the board of directors of the Issuer through such vesting date. Read SEC document |
| June 10, 2025 Filed Jun 13, 2025 00:32 UTC Amendment |
Kim PaulDirector
|
GrantStock Option(right to buy) · Derivative | 9,000 | $0.00 Strike: $7.36 | $0.00 |
DisclosureSEC source: 0001274737-25-000051 · wk-form4a_1749774721.xml · derivative · entry 1 Kim Paul · CIK 0001253820 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 9,000 Underlying: Common Stock · 9,000 shares Expires 2035-06-09 F1 · derivative.exercise_date: The entire number of shares subject to this option becomes fully vested and exercisable on the first to occur of (a) the first anniversary of the grant date or (b) the next occurring annual meeting of the Issuer's stockholders, subject to the Reporting Person's continued service on the board of directors of the Issuer through such vesting date. F2 · balance_after: On June 12, 2025, the reporting person filed a Form 4 which inadvertently reported that, following his grant of 9,000 stock options, he beneficially owned 18,000 stock options. In fact, as reported in this amendment, the reporting person beneficially owned 9,000 stock options. Read SEC document |
| June 10, 2025 Filed Jun 12, 2025 21:57 UTC |
Kim PaulDirector
|
GrantStock Option(right to buy) · Derivative | 9,000 | $0.00 Strike: $7.36 | $0.00 |
DisclosureSEC source: 0001274737-25-000046 · wk-form4_1749765431.xml · derivative · entry 1 Kim Paul · CIK 0001253820 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 18,000 Underlying: Common Stock · 9,000 shares Expires 2035-06-09 F1 · derivative.exercise_date: The entire number of shares subject to this option becomes fully vested and exercisable on the first to occur of (a) the first anniversary of the grant date or (b) the next occurring annual meeting of the Issuer's stockholders, subject to the Reporting Person's continued service on the board of directors of the Issuer through such vesting date. Read SEC document |
| June 10, 2025 Filed Jun 12, 2025 22:49 UTC |
Stokes FrankDirector
|
GrantStock Option(right to buy) · Derivative | 9,000 | $0.00 Strike: $7.36 | $0.00 |
DisclosureSEC source: 0001274737-25-000048 · wk-form4_1749768534.xml · derivative · entry 1 Stokes Frank · CIK 0001782815 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 9,000 Underlying: Common Stock · 9,000 shares Expires 2035-06-09 F1 · derivative.exercise_date: The entire number of shares subject to this option becomes fully vested and exercisable on the first to occur of (a) the first anniversary of the grant date or (b) the next occurring annual meeting of the Issuer's stockholders, subject to the Reporting Person's continued service on the board of directors of the Issuer through such vesting date. Read SEC document |
| June 10, 2025 Filed Jun 12, 2025 21:50 UTC |
KAHN SCOTT DDirector
|
GrantStock Option(right to buy) · Derivative | 9,000 | $0.00 Strike: $7.36 | $0.00 |
DisclosureSEC source: 0001274737-25-000042 · wk-form4_1749765053.xml · derivative · entry 1 KAHN SCOTT D · CIK 0001198577 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 9,000 Underlying: Common Stock · 9,000 shares Expires 2035-06-09 F1 · derivative.exercise_date: 1. The entire number of shares subject to this option becomes fully vested and exercisable on the first to occur of (a) the first anniversary of the grant date or (b) the next occurring annual meeting of the Issuer's stockholders, subject to the Reporting Person's continued service on the board of directors of the Issuer through such vesting date. Read SEC document |
| June 10, 2025 Filed Jun 12, 2025 21:48 UTC |
Hooker AnaDirector
|
GrantStock Option(right to buy) · Derivative | 9,000 | $0.00 Strike: $7.36 | $0.00 |
DisclosureSEC source: 0001274737-25-000040 · wk-form4_1749764884.xml · derivative · entry 1 Hooker Ana · CIK 0001774825 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 9,000 Underlying: Common Stock · 9,000 shares Expires 2035-06-09 F1 · derivative.exercise_date: The entire number of shares subject to this option becomes fully vested and exercisable on the first to occur of (a) the first anniversary of the grant date or (b) the next occurring annual meeting of the Issuer's stockholders, subject to the Reporting Person's continued service on the board of directors of the Issuer through such vesting date. Read SEC document |
| March 25, 2025 Filed Mar 27, 2025 20:15 UTC |
NMSIC Co-Investment Fund, L.P.10% owner
Sun Mountain Capital Partners LLC10% owner
|
SaleCommon Stock | 350,000 | $3.30 | $1,155,000.00 |
DisclosureSEC source: 0001140361-25-010700 · form4.xml · nonDerivative · entry 1 NMSIC Co-Investment Fund, L.P. · CIK 0001788331 · 10% owner Sun Mountain Capital Partners LLC · CIK 0001788530 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 1,758,958 F1 · ownership.nature: The shares reported on this form are held of record by NMSIC Co-Investment Fund, L.P. ("NMSIC"). Sun Mountain Capital Partners LLC ("Sun Mountain") is the general partner of NMSIC. The controlling members of Sun Mountain are Brian Birk, Sally Coming and Lee Rand. As such, each of these entities and individuals may be deemed to share beneficial ownership of the shares held of record by NMSIC. Each of Sun Mountain, Mr. Birk, Ms. Coming and Mr. Rand disclaims beneficial ownership of the securities held of record by NMSIC. Read SEC document |
| February 28, 2025 Filed Mar 4, 2025 23:48 UTC |
ABALLI JOHNDirector · President and CEO
|
GrantCommon Stock | 8,621 | $2.47 | $21,250.77 |
DisclosureSEC source: 0001274737-25-000013 · wk-form4_1741132105.xml · nonDerivative · entry 1 ABALLI JOHN · CIK 0001843113 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 746,214 F1 · security: The reporting person is voluntarily reporting the acquisition of the Issuer's common stock pursuant to the Employee Stock Purchase Plan ("ESPP"). F2 · shares: Represents shares of common stock purchased through ESPP in transactions that were exempt under both Rule 16b-3(d) and Rule 16b-3(c). Read SEC document |
| February 21, 2025 Filed Feb 25, 2025 20:59 UTC |
Black Jeffrey G.Chief Financial Officer
|
GrantStock Option(right to buy) · Derivative | 10,000 | $3.58 Strike: $3.58 | $35,800.00 |
DisclosureSEC source: 0001274737-25-000011 · wk-form4_1740535163.xml · derivative · entry 2 Black Jeffrey G. · CIK 0001449439 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,000 Underlying: Common Stock · 10,000 shares Expires 2035-02-20 F2 · derivative.exercise_date: The option is exercisable as it vests. 25% of the shares subject to the option vest on February 21, 2026, and 1/48th of the total number of shares subject to the option vest at the end of each calendar month thereafter, subject to the Reporting Person's continued service to the Issuer through each such vesting date. In addition, the stock option may become fully vested upon a qualifying termination of employment in connection with a change in control. Read SEC document |
| February 21, 2025 Filed Feb 25, 2025 20:59 UTC |
Black Jeffrey G.Chief Financial Officer
|
GrantCommon Stock | 15,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001274737-25-000011 · wk-form4_1740535163.xml · nonDerivative · entry 1 Black Jeffrey G. · CIK 0001449439 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 289,492 F1 · shares: The securities awarded are in the form of restricted stock units under the issuer's 2019 Incentive Award Plan. Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. The restricted stock unit will vest with respect to 25% of the restricted stock units on each of the first, second, third and fourth anniversaries of February 21, 2025, subject to the Reporting Person's continued service through the applicable vesting date. In addition, the award may become fully vested upon a qualifying termination of employment in connection with a change in control. Read SEC document |
| February 21, 2025 Filed Feb 26, 2025 01:59 UTC |
ABALLI JOHNDirector · President and CEO
|
GrantStock Option(right to buy) · Derivative | 75,000 | $3.58 Strike: $3.58 | $268,500.00 |
DisclosureSEC source: 0001274737-25-000010 · wk-form4_1740535140.xml · derivative · entry 3 ABALLI JOHN · CIK 0001843113 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 75,000 Underlying: Common Stock · 75,000 shares Expires 2035-02-20 F2 · derivative.exercise_date: The option is exercisable as it vests. 25% of the shares subject to the option vest on February 21, 2026, and 1/48th of the total number of shares subject to the option vest at the end of each calendar month thereafter, subject to the Reporting Person's continued service to the Issuer through each such vesting date. In addition, the stock option may become fully vested upon a qualifying termination of employment in connection with a change in control. Read SEC document |
| February 21, 2025 Filed Feb 26, 2025 01:59 UTC |
ABALLI JOHNDirector · President and CEO
|
GrantCommon Stock | 112,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001274737-25-000010 · wk-form4_1740535140.xml · nonDerivative · entry 1 ABALLI JOHN · CIK 0001843113 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 737,593 F1 · shares: The securities awarded are in the form of restricted stock units under the issuer's 2019 Incentive Award Plan. Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. The restricted stock unit will vest with respect to 25% of the restricted stock units on each of the first, second, third and fourth anniversaries of February 21, 2025, subject to the Reporting Person's continued service through the applicable vesting date. In addition, the award may become fully vested upon a qualifying termination of employment in connection with a change in control. Read SEC document |
| November 20, 2024 Filed Nov 27, 2024 21:18 UTC |
NMSIC Co-Investment Fund, L.P.10% owner
Sun Mountain Capital Partners LLC10% owner
|
SaleCommon Stock | 200,000 | $3.30 | $660,040.00 |
DisclosureSEC source: 0001140361-24-047978 · form4.xml · nonDerivative · entry 1 NMSIC Co-Investment Fund, L.P. · CIK 0001788331 · 10% owner Sun Mountain Capital Partners LLC · CIK 0001788530 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 2,108,958 F1 · ownership.nature: The shares reported on this form are held of record by NMSIC Co-Investment Fund, L.P. ("NMSIC"). Sun Mountain Capital Partners LLC ("Sun Mountain") is the general partner of NMSIC. The controlling members of Sun Mountain are Brian Birk, Sally Coming and Lee Rand. As such, each of these entities and individuals may be deemed to share beneficial ownership of the shares held of record by NMSIC. Each of Sun Mountain, Mr. Birk, Ms. Coming and Mr. Rand disclaims beneficial ownership of the securities held of record by NMSIC. Read SEC document |
| November 15, 2024 Filed Nov 19, 2024 19:24 UTC |
Black Jeffrey G.Chief Financial Officer
|
PurchaseCommon Stock | 22,298 | $2.98 | $66,448.04 |
DisclosureSEC source: 0001274737-24-000096 · wk-form4_1732062271.xml · nonDerivative · entry 1 Black Jeffrey G. · CIK 0001449439 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 274,492 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.84 to $3.25, inclusive. The reporting person undertakes to provide Exagen Inc., any security holder of Exagen Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this form 4. Read SEC document |
| November 14, 2024 Filed Nov 18, 2024 23:32 UTC |
ABALLI JOHNDirector · President and CEO
|
PurchaseCommon Stock | 24,305 | $2.81 | $68,297.05 |
DisclosureSEC source: 0001274737-24-000094 · wk-form4_1731972745.xml · nonDerivative · entry 1 ABALLI JOHN · CIK 0001843113 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 689,799 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.72 to $2.94, inclusive. The reporting person undertakes to provide Exagen Inc., any security holder of Exagen Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this form 4. Read SEC document |
| September 01, 2024 Filed Sep 4, 2024 18:12 UTC |
Black Jeffrey G.Chief Financial Officer
|
GrantCommon Stock | 225,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001274737-24-000084 · wk-form4_1725484460.xml · nonDerivative · entry 1 Black Jeffrey G. · CIK 0001449439 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 252,194 F1 · shares: The securities awarded are in the form of restricted stock units under the issuer's 2019 Incentive Award Plan. Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. The restricted stock unit will vest with respect to 25% of the restricted stock units on each of the first, second, third and fourth anniversaries of September 1, 2024, subject to the Reporting Person's continued service through the applicable vesting date. In addition, the award may become fully vested upon a qualifying termination of employment in connection with a change in control. Read SEC document |
| June 10, 2024 Filed Jun 12, 2024 20:05 UTC |
Nova Tina SusanDirector
|
GrantStock Option(right to buy) · Derivative | 13,500 | $0.00 Strike: $1.99 | $0.00 |
DisclosureSEC source: 0001274737-24-000061 · wk-form4_1718222741.xml · derivative · entry 1 Nova Tina Susan · CIK 0001302605 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 13,500 Underlying: Common Stock · 13,500 shares Expires 2034-06-09 F1 · derivative.exercise_date: The entire number of shares subject to this option becomes fully vested and exercisable on the first to occur of (a) the first anniversary of the grant date or (b) the next occurring annual meeting of the Issuer's stockholders, subject to the Reporting Person's continued service on the board of directors of the Issuer through such vesting date. Read SEC document |
| June 10, 2024 Filed Jun 12, 2024 20:07 UTC |
Stokes FrankDirector
|
GrantStock Option(right to buy) · Derivative | 9,000 | $0.00 Strike: $1.99 | $0.00 |
DisclosureSEC source: 0001274737-24-000064 · wk-form4_1718222835.xml · derivative · entry 1 Stokes Frank · CIK 0001782815 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 9,000 Underlying: Common Stock · 9,000 shares Expires 2034-06-09 F1 · derivative.exercise_date: The entire number of shares subject to this option becomes fully vested and exercisable on the first to occur of (a) the first anniversary of the grant date or (b) the next occurring annual meeting of the Issuer's stockholders, subject to the Reporting Person's continued service on the board of directors of the Issuer through such vesting date. Read SEC document |
| June 10, 2024 Filed Jun 12, 2024 20:06 UTC |
Hooker AnaDirector
|
GrantStock Option(right to buy) · Derivative | 9,000 | $0.00 Strike: $1.99 | $0.00 |
DisclosureSEC source: 0001274737-24-000063 · wk-form4_1718222802.xml · derivative · entry 1 Hooker Ana · CIK 0001774825 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 9,000 Underlying: Common Stock · 9,000 shares Expires 2034-06-09 F1 · derivative.exercise_date: The entire number of shares subject to this option becomes fully vested and exercisable on the first to occur of (a) the first anniversary of the grant date or (b) the next occurring annual meeting of the Issuer's stockholders, subject to the Reporting Person's continued service on the board of directors of the Issuer through such vesting date. Read SEC document |
| June 10, 2024 Filed Jun 12, 2024 20:06 UTC |
Kim PaulDirector
|
GrantStock Option(right to buy) · Derivative | 9,000 | $0.00 Strike: $1.99 | $0.00 |
DisclosureSEC source: 0001274737-24-000062 · wk-form4_1718222776.xml · derivative · entry 1 Kim Paul · CIK 0001253820 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 9,000 Underlying: Common Stock · 9,000 shares Expires 2034-06-09 F1 · derivative.exercise_date: The entire number of shares subject to this option becomes fully vested and exercisable on the first to occur of (a) the first anniversary of the grant date or (b) the next occurring annual meeting of the Issuer's stockholders, subject to the Reporting Person's continued service on the board of directors of the Issuer through such vesting date. Read SEC document |
| June 10, 2024 Filed Jun 14, 2024 20:06 UTC |
KAHN SCOTT DDirector
|
GrantStock Option(right to buy) · Derivative | 15,000 | $0.00 Strike: $1.99 | $0.00 |
DisclosureSEC source: 0001274737-24-000068 · wk-form4_1718395562.xml · derivative · entry 1 KAHN SCOTT D · CIK 0001198577 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 15,000 Underlying: Common Stock · 15,000 shares Expires 2034-06-09 F1 · derivative.exercise_date: The option is exercisable as it vests. The total number of shares of common stock subject to the option vests in 36 equal monthly installments over the three-year period beginning on July 10, 2024, subject to the Reporting Person's continued service to the Issuer through each such vesting date. Read SEC document |
| May 16, 2024 Filed May 17, 2024 00:02 UTC |
ABALLI JOHNDirector · President and CEO
|
PurchaseCommon Stock | 40,401 | $1.92 | $77,569.92 |
DisclosureSEC source: 0001274737-24-000052 · wk-form4_1715904159.xml · nonDerivative · entry 1 ABALLI JOHN · CIK 0001843113 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Indirect · by Spouse Disclosed balance after: 40,401 Read SEC document |
| March 04, 2024 Filed Mar 6, 2024 21:05 UTC |
Adawi KamalCFO and Corporate Secretary
|
SaleCommon Stock | 3,487 | $1.91 | $6,659.82 |
DisclosureSEC source: 0001274737-24-000017 · wk-form4_1709759110.xml · nonDerivative · entry 2 Adawi Kamal · CIK 0001788393 · CFO and Corporate Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 243,749 F2 · shares: The shares were sold by the reporting person to generate proceeds used to satisfy the tax withholding obligation that arose upon the vesting of certain restricted stock units granted to the reporting person on February 23, 2021. Read SEC document |
| March 04, 2024 Filed Mar 6, 2024 21:05 UTC |
Adawi KamalCFO and Corporate Secretary
|
SaleCommon Stock | 9,297 | $1.91 | $17,747.04 |
DisclosureSEC source: 0001274737-24-000017 · wk-form4_1709759110.xml · nonDerivative · entry 1 Adawi Kamal · CIK 0001788393 · CFO and Corporate Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 247,236 F1 · shares: The shares were sold by the reporting person to generate proceeds used to satisfy the tax withholding obligation that arose upon the vesting of certain restricted stock units granted to the reporting person on March 1, 2023. Read SEC document |
| February 29, 2024 Filed Mar 4, 2024 21:08 UTC |
ABALLI JOHNDirector · President and CEO
|
GrantCommon Stock | 9,804 | $1.91 | $18,725.64 |
DisclosureSEC source: 0001274737-24-000015 · wk-form4_1709586311.xml · nonDerivative · entry 1 ABALLI JOHN · CIK 0001843113 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 600,788 F1 · shares: Represents shares of common stock purchased through Employee Stock Purchase Plan in transactions that were exempt under both Rule 16b-3(d) and Rule 16b-3(c). Read SEC document |
| February 20, 2024 Filed Feb 22, 2024 21:11 UTC |
Adawi KamalCFO and Corporate Secretary
|
GrantCommon Stock | 75,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001274737-24-000013 · wk-form4_1708636280.xml · nonDerivative · entry 1 Adawi Kamal · CIK 0001788393 · CFO and Corporate Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 256,533 F1 · shares: Represents 75,000 restricted stock units. Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. The restricted stock units will vest with respect to 25% of the restricted stock units on each of the first, second, third and fourth anniversaries of March 1, 2024, subject to the Reporting Person's continued service through the applicable vesting date. In addition, the award may become fully vested upon a qualifying termination of employment in accordance with the Company's Amended and Restated Executive Change in Control Severance Plan, as the same may be amended from time to time. Read SEC document |
| February 20, 2024 Filed Feb 22, 2024 21:09 UTC |
ABALLI JOHNDirector · President and CEO
|
GrantCommon Stock | 175,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001274737-24-000012 · wk-form4_1708636160.xml · nonDerivative · entry 1 ABALLI JOHN · CIK 0001843113 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 590,984 F1 · shares: Represents 175,000 restricted stock units. Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. The restricted stock units will vest with respect to 25% of the restricted stock units on each of the first, second, third and fourth anniversaries of March 1, 2024, subject to the Reporting Person's continued service through the applicable vesting date. In addition, the award may become fully vested upon a qualifying termination of employment in accordance with the Company's Amended and Restated Executive Change in Control Severance Plan, as the same may be amended from time to time. Read SEC document |
| February 06, 2024 Filed Feb 8, 2024 21:05 UTC |
Adawi KamalCFO and Corporate Secretary
|
SaleCommon Stock | 6,738 | $1.95 | $13,133.04 |
DisclosureSEC source: 0001274737-24-000009 · wk-form4_1707426312.xml · nonDerivative · entry 1 Adawi Kamal · CIK 0001788393 · CFO and Corporate Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 181,533 F1 · shares: The shares were sold by the reporting person to generate proceeds used to satisfy the tax withholding obligation that arose upon the vesting of certain restricted stock units granted to the reporting person on February 4, 2022. Read SEC document |
| October 17, 2023 Filed Oct 18, 2023 20:05 UTC |
ABALLI JOHNDirector · President and CEO
|
SaleCommon Stock | 33,819 | $1.75 | $59,017.54 |
DisclosureSEC source: 0001274737-23-000094 · wk-form4_1697659512.xml · nonDerivative · entry 1 ABALLI JOHN · CIK 0001843113 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 415,984 F1 · shares: The shares were sold by the reporting person to generate proceeds used to satisfy the tax withholding obligation that arose upon the vesting of certain restricted stock units granted to the reporting person on October 16, 2022. Read SEC document |
| August 31, 2023 Filed Sep 6, 2023 21:05 UTC |
ABALLI JOHNDirector · President and CEO
|
GrantCommon Stock | 9,803 | $2.14 | $20,998.03 |
DisclosureSEC source: 0001274737-23-000091 · wk-form4_1694034315.xml · nonDerivative · entry 1 ABALLI JOHN · CIK 0001843113 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 449,803 F1 · shares: Represents shares of common stock purchased through Employee Stock Purchase Plan in transactions that were exempt under both Rule 16b-3(d) and Rule 16b-3(c). Read SEC document |
| July 24, 2023 Filed Jul 26, 2023 20:06 UTC |
Kim PaulDirector
|
GrantStock Option(right to buy) · Derivative | 15,000 | $0.00 Strike: $2.59 | $0.00 |
DisclosureSEC source: 0001274737-23-000080 · wk-form4_1690401966.xml · derivative · entry 1 Kim Paul · CIK 0001253820 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 15,000 Underlying: Common Stock · 15,000 shares Expires 2033-07-23 F1 · derivative.exercise_date: The option is exercisable as it vests. The total number of shares of common stock subject to the option vests in 36 equal monthly installments over the three-year period beginning on August 24, 2023, subject to the Reporting Person's continued service to the Issuer through each such vesting date. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.