Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Clarion Partners Real Estate Income Fund Inc.N/A · Entity 29238 | Director | June 13, 2019 | June 13, 2019 |
| ClearBridge Energy Midstream Opportunity Fund Inc.EMO · Entity 8990 | Director | October 13, 2025 | October 14, 2025 |
| ClearBridge MLP & Midstream Fund Inc.CEM · Entity 87611 | Director | December 19, 2019 | December 23, 2019 |
| ClearBridge MLP & Midstream Total Return Fund Inc.CTR · Entity 87635 | Director | December 19, 2019 | December 23, 2019 |
| FRANKLIN MANAGED MUNICIPAL INCOME TRUSTPMM · Entity 6073 | Director | April 25, 2025 | April 29, 2025 |
| FRANKLIN MASTER INTERMEDIATE INCOME TRUSTPIM · Entity 6513 | Director | April 25, 2025 | April 29, 2025 |
| FRANKLIN MUNICIPAL OPPORTUNITIES TRUSTPMO · Entity 8843 | Director | April 25, 2025 | April 29, 2025 |
| FRANKLIN PREMIER INCOME TRUSTPPT · Entity 8823 | Director | April 25, 2025 | April 29, 2025 |
| Franklin BSP Lending FundN/A · Entity 54117 | Director | August 07, 2025 | August 13, 2025 |
| Franklin Lexington Private Markets FundN/A · Entity 40571 | Director | August 13, 2024 | August 16, 2024 |
| Franklin Lexington Venture & Growth FundN/A · Entity 182978 | Director | September 04, 2026 | September 14, 2026 |
| WESTERN ASSET EMERGING MARKETS INCOME FUND INC.EMD · Entity 181796 | Director | January 01, 2015 | October 04, 2016 |
| WESTERN ASSET INTERMEDIATE MUNI FUND INC.SBI · Entity 6725 | Director | December 19, 2019 | December 23, 2019 |
| WESTERN ASSET MANAGED MUNICIPALS FUND INC.MMU · Entity 5410 | Director | December 19, 2019 | December 23, 2019 |
| WESTERN ASSET MUNICIPAL PARTNERS FUND INC.MNP · Entity 11469 | Director | December 19, 2019 | December 23, 2019 |
| Western Asset Diversified Income Fund (WDI)WDI · Entity 5266 | Director | August 16, 2021 | August 16, 2021 |
| Western Asset Mortgage Opportunity Fund Inc.DMO · Entity 6678 | Director | December 19, 2019 | December 23, 2019 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Clarion Partners Real Estate Income Fund Inc.
Report date June 13, 2019 · Filed June 13, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
Holding disclosure · report date 2019-06-13 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 0 |
ClearBridge Energy Midstream Opportunity Fund Inc.
Report date October 13, 2025 · Filed October 14, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 1,538 |
Reported balance
After 2025-10-13 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2025-10-13 · Purchase · Acquired 385 · Balance 1,538 F1: Shares purchased pursuant to the Fund's Rights Offering. Pursuant to the Rights Offering, the Fund was issued one transferable right (a 'Right) for each share of common stock of the Fund held by the Reporting Person. Holders of Rights were entitled to purchase shares of common stock by submitting three Rights and the Subscription Price for each share of common stock purchased. F2: Includes shares acquired from merger of ClearBridge MLP and Midstream Total Return Fund Inc. into EMO.. |
Filing footnotes · ownership attribution and instrument terms
F1: Shares purchased pursuant to the Fund's Rights Offering. Pursuant to the Rights Offering, the Fund was issued one transferable right (a 'Right) for each share of common stock of the Fund held by the Reporting Person. Holders of Rights were entitled to purchase shares of common stock by submitting three Rights and the Subscription Price for each share of common stock purchased.
F2: Includes shares acquired from merger of ClearBridge MLP and Midstream Total Return Fund Inc. into EMO..
ClearBridge MLP & Midstream Fund Inc.
Report date December 19, 2019 · Filed December 23, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2019-12-19 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2019-12-19 · Sale · Disposed 3,095 · Balance 0 F1: The price reported in column 1 is a weighted average. These shares were purchased in multiple transactions at prices ranging from $11.5015 to $11.5017 inclusive. Mr. Agdern undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission upon request full information regarding the number of shares purchased at each separate price within the range set forth above. F2: The Reporting Person does not beneficially own any securities of the issuer, directly or indirectly. |
Filing footnotes · ownership attribution and instrument terms
F1: The price reported in column 1 is a weighted average. These shares were purchased in multiple transactions at prices ranging from $11.5015 to $11.5017 inclusive. Mr. Agdern undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission upon request full information regarding the number of shares purchased at each separate price within the range set forth above.
F2: The Reporting Person does not beneficially own any securities of the issuer, directly or indirectly.
ClearBridge MLP & Midstream Total Return Fund Inc.
Report date December 19, 2019 · Filed December 23, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 5,734 |
Reported balance
After 2019-12-19 transaction · row 1
1 source rowRow 1 · 2019-12-19 · Purchase · Acquired 5,734 · Balance 5,734 F1: The price reported in column 1 is a weighted average. These shares were purchased in multiple transactions at prices ranging from $8.64 to $8.65 inclusive. Mr. Agdern undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission upon request full information regarding the number of shares purchased at each separate price within the range set forth above. |
Filing footnotes · ownership attribution and instrument terms
F1: The price reported in column 1 is a weighted average. These shares were purchased in multiple transactions at prices ranging from $8.64 to $8.65 inclusive. Mr. Agdern undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission upon request full information regarding the number of shares purchased at each separate price within the range set forth above.
FRANKLIN MANAGED MUNICIPAL INCOME TRUST
Report date April 25, 2025 · Filed April 29, 2025
Jointly reported with COLMAN CAROL L, GRILLO ANTHONY, KAMERICK EILEEN A, Kumar Nisha, Mason Peter Daniel Charles, Sale Hillary A
This filing explicitly reported no securities owned.
FRANKLIN MASTER INTERMEDIATE INCOME TRUST
Report date April 25, 2025 · Filed April 29, 2025
Jointly reported with COLMAN CAROL L, GRILLO ANTHONY, KAMERICK EILEEN A, Kumar Nisha, Mason Peter Daniel Charles, Sale Hillary A
This filing explicitly reported no securities owned.
FRANKLIN MUNICIPAL OPPORTUNITIES TRUST
Report date April 25, 2025 · Filed April 29, 2025
Jointly reported with COLMAN CAROL L, GRILLO ANTHONY, KAMERICK EILEEN A, Mason Peter Daniel Charles, Kumar Nisha, Sale Hillary A
This filing explicitly reported no securities owned.
FRANKLIN PREMIER INCOME TRUST
Report date April 25, 2025 · Filed April 29, 2025
Jointly reported with COLMAN CAROL L, GRILLO ANTHONY, KAMERICK EILEEN A, Mason Peter Daniel Charles, Kumar Nisha, Sale Hillary A
This filing explicitly reported no securities owned.
Franklin BSP Lending Fund
Report date August 07, 2025 · Filed August 13, 2025
This filing explicitly reported no securities owned.
Franklin Lexington Private Markets Fund
Report date August 13, 2024 · Filed August 16, 2024
This filing explicitly reported no securities owned.
Franklin Lexington Venture & Growth Fund
Report date September 04, 2026 · Filed September 14, 2026
This filing explicitly reported no securities owned.
WESTERN ASSET EMERGING MARKETS INCOME FUND INC.
Report date January 01, 2015 · Filed October 04, 2016
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
Holding disclosure · report date 2015-01-01 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 0 F1: The Reporting Person does not beneficially own any securities of the issuer, directly or indirectly. |
Filing footnotes · ownership attribution and instrument terms
F1: The Reporting Person does not beneficially own any securities of the issuer, directly or indirectly.
WESTERN ASSET INTERMEDIATE MUNI FUND INC.
Report date December 19, 2019 · Filed December 23, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2019-12-19 transaction · row 1
1 source rowRow 1 · 2019-12-19 · Sale · Disposed 1,900 · Balance 0 |
WESTERN ASSET MANAGED MUNICIPALS FUND INC.
Report date December 19, 2019 · Filed December 23, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2019-12-19 transaction · row 1
1 source rowRow 1 · 2019-12-19 · Sale · Disposed 1,322 · Balance 0 F1: The price reported in column 1 is a weighted average. These shares were purchased in multiple transactions at prices ranging from $13.4085 to $13.4148 inclusive. Mr. Agdern undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission upon request full information regarding the number of shares purchased at each separate price within the range set forth above. |
Filing footnotes · ownership attribution and instrument terms
F1: The price reported in column 1 is a weighted average. These shares were purchased in multiple transactions at prices ranging from $13.4085 to $13.4148 inclusive. Mr. Agdern undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission upon request full information regarding the number of shares purchased at each separate price within the range set forth above.
WESTERN ASSET MUNICIPAL PARTNERS FUND INC.
Report date December 19, 2019 · Filed December 23, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2019-12-19 transaction · row 1
1 source rowRow 1 · 2019-12-19 · Sale · Disposed 1,180 · Balance 0 F1: The price reported in column 1 is a weighted average. These shares were purchased in multiple transactions at prices ranging from $15.2559 to $15.30 inclusive. Mr. Agdern undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission upon request full information regarding the number of shares purchased at each separate price within the range set forth above. |
Filing footnotes · ownership attribution and instrument terms
F1: The price reported in column 1 is a weighted average. These shares were purchased in multiple transactions at prices ranging from $15.2559 to $15.30 inclusive. Mr. Agdern undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission upon request full information regarding the number of shares purchased at each separate price within the range set forth above.
Western Asset Diversified Income Fund (WDI)
Report date August 16, 2021 · Filed August 16, 2021
This filing explicitly reported no securities owned.
Western Asset Mortgage Opportunity Fund Inc.
Report date December 19, 2019 · Filed December 23, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 2,413 |
Reported balance
After 2019-12-19 transaction · row 1
1 source rowRow 1 · 2019-12-19 · Purchase · Acquired 2,413 · Balance 2,413 F1: The price reported in column 1 is a weighted average. These shares were purchased in multiple transactions at prices ranging from $20.645 to $20.67 inclusive. Mr. Agdern undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission upon request full information regarding the number of shares purchased at each separate price within the range set forth above. |
Filing footnotes · ownership attribution and instrument terms
F1: The price reported in column 1 is a weighted average. These shares were purchased in multiple transactions at prices ranging from $20.645 to $20.67 inclusive. Mr. Agdern undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission upon request full information regarding the number of shares purchased at each separate price within the range set forth above.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| October 13, 2025 Filed Oct 14, 2025 11:21 UTC | ClearBridge Energy Midstream Opportunity Fund Inc. EMO · Entity 8990 | PurchaseCommon Stock | 385 | $42.11 | $16,212.35 |
DisclosureSEC source: 0001364241-25-000004 · wk-form4_1760455273.xml · nonDerivative · entry 1 Agdern Robert D · CIK 0001364241 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,538 F1 · shares: Shares purchased pursuant to the Fund's Rights Offering. Pursuant to the Rights Offering, the Fund was issued one transferable right (a 'Right) for each share of common stock of the Fund held by the Reporting Person. Holders of Rights were entitled to purchase shares of common stock by submitting three Rights and the Subscription Price for each share of common stock purchased. F2 · balance_after: Includes shares acquired from merger of ClearBridge MLP and Midstream Total Return Fund Inc. into EMO.. Read SEC document |
| December 19, 2019 Filed Dec 23, 2019 16:40 UTC | WESTERN ASSET INTERMEDIATE MUNI FUND INC. SBI · Entity 6725 | SaleCommon Stock | 1,900 | $9.16 | $17,404.00 |
DisclosureSEC source: 0000914851-19-000297 · wf-form4_157711923093116.xml · nonDerivative · entry 1 Agdern Robert D · CIK 0001364241 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| December 19, 2019 Filed Dec 23, 2019 16:11 UTC | WESTERN ASSET MANAGED MUNICIPALS FUND INC. MMU · Entity 5410 | SaleCommon Stock | 1,322 | $13.41 | $17,728.02 |
DisclosureSEC source: 0000914851-19-000293 · wf-form4_157711748505853.xml · nonDerivative · entry 1 Agdern Robert D · CIK 0001364241 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · price: The price reported in column 1 is a weighted average. These shares were purchased in multiple transactions at prices ranging from $13.4085 to $13.4148 inclusive. Mr. Agdern undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission upon request full information regarding the number of shares purchased at each separate price within the range set forth above. Read SEC document |
| December 19, 2019 Filed Dec 23, 2019 11:57 UTC | WESTERN ASSET MUNICIPAL PARTNERS FUND INC. MNP · Entity 11469 | SaleCommon Stock | 1,180 | $15.27 | $18,018.60 |
DisclosureSEC source: 0000914851-19-000299 · wf-form4_157712020928187.xml · nonDerivative · entry 1 Agdern Robert D · CIK 0001364241 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · price: The price reported in column 1 is a weighted average. These shares were purchased in multiple transactions at prices ranging from $15.2559 to $15.30 inclusive. Mr. Agdern undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission upon request full information regarding the number of shares purchased at each separate price within the range set forth above. Read SEC document |
| December 19, 2019 Filed Dec 23, 2019 11:31 UTC | ClearBridge MLP & Midstream Fund Inc. CEM · Entity 87611 | SaleCommon Stock | 3,095 | $11.50 | $35,592.50 |
DisclosureSEC source: 0000914851-19-000295 · wf-form4_157711865894647.xml · nonDerivative · entry 1 Agdern Robert D · CIK 0001364241 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · price: The price reported in column 1 is a weighted average. These shares were purchased in multiple transactions at prices ranging from $11.5015 to $11.5017 inclusive. Mr. Agdern undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission upon request full information regarding the number of shares purchased at each separate price within the range set forth above. F2 · ownership.direct: The Reporting Person does not beneficially own any securities of the issuer, directly or indirectly. Read SEC document |
| December 19, 2019 Filed Dec 23, 2019 17:16 UTC | Western Asset Mortgage Opportunity Fund Inc. DMO · Entity 6678 | PurchaseCommon Stock | 2,413 | $20.66 | $49,852.58 |
DisclosureSEC source: 0000914851-19-000303 · wf-form4_157712135880263.xml · nonDerivative · entry 1 Agdern Robert D · CIK 0001364241 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,413 F1 · price: The price reported in column 1 is a weighted average. These shares were purchased in multiple transactions at prices ranging from $20.645 to $20.67 inclusive. Mr. Agdern undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission upon request full information regarding the number of shares purchased at each separate price within the range set forth above. Read SEC document |
| December 19, 2019 Filed Dec 23, 2019 12:08 UTC | ClearBridge MLP & Midstream Total Return Fund Inc. CTR · Entity 87635 | PurchaseCommon Stock | 5,734 | $8.65 | $49,599.10 |
DisclosureSEC source: 0000914851-19-000301 · wf-form4_157712091690313.xml · nonDerivative · entry 1 Agdern Robert D · CIK 0001364241 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,734 F1 · price: The price reported in column 1 is a weighted average. These shares were purchased in multiple transactions at prices ranging from $8.64 to $8.65 inclusive. Mr. Agdern undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission upon request full information regarding the number of shares purchased at each separate price within the range set forth above. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.