Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Birkenstock Holding plcBIRK · Entity 3832 | Director | October 01, 2026 | October 03, 2026 |
| BrandywineGLOBAL-Global Income Opportunities Fund IncBWG · Entity 8987 | Director | January 01, 2019 | January 09, 2019 |
| Clarion Partners Real Estate Income Fund Inc.N/A · Entity 29238 | Director | June 13, 2019 | June 13, 2019 |
| ClearBridge Energy Midstream Opportunity Fund Inc.EMO · Entity 8990 | Director | January 01, 2019 | January 09, 2019 |
| ClearBridge MLP & Midstream Fund Inc.CEM · Entity 87611 | Director | January 01, 2019 | January 09, 2019 |
| ClearBridge MLP & Midstream Total Return Fund Inc.CTR · Entity 87635 | Director | January 01, 2019 | January 09, 2019 |
| FRANKLIN MANAGED MUNICIPAL INCOME TRUSTPMM · Entity 6073 | Director | April 25, 2025 | April 29, 2025 |
| FRANKLIN MASTER INTERMEDIATE INCOME TRUSTPIM · Entity 6513 | Director | April 25, 2025 | April 29, 2025 |
| FRANKLIN MUNICIPAL OPPORTUNITIES TRUSTPMO · Entity 8843 | Director | April 25, 2025 | April 29, 2025 |
| FRANKLIN PREMIER INCOME TRUSTPPT · Entity 8823 | Director | April 25, 2025 | April 29, 2025 |
| Franklin BSP Lending FundN/A · Entity 54117 | Director | August 07, 2025 | August 13, 2025 |
| Franklin Lexington Private Markets FundN/A · Entity 40571 | Director | August 13, 2024 | August 16, 2024 |
| Franklin Lexington Venture & Growth FundN/A · Entity 182978 | Director | September 04, 2026 | September 14, 2026 |
| LMP CAPITAL & INCOME FUND INC.SCD · Entity 5762 | Director | January 01, 2019 | January 09, 2019 |
| Stonepeak-Plus Infrastructure Fund LPNONE · Entity 28064 | Director | July 27, 2026 | July 29, 2026 |
| WESTERN ASSET CORPORATE LOAN FUND INC.TLI · Entity 16378 | Director | January 01, 2019 | January 09, 2019 |
| WESTERN ASSET EMERGING MARKETS DEBT FUND INC.EMD · Entity 8890 | Director | January 01, 2019 | January 09, 2019 |
| WESTERN ASSET GLOBAL CORPORATE OPPORTUNITY FUND INC.GDO · Entity 8976 | Director | January 01, 2019 | January 09, 2019 |
| WESTERN ASSET GLOBAL HIGH INCOME FUND INC.EHI · Entity 6422 | Director | January 01, 2019 | January 09, 2019 |
| WESTERN ASSET HIGH INCOME FUND II INC.HIX · Entity 5780 | Director | January 01, 2019 | January 09, 2019 |
| WESTERN ASSET HIGH INCOME OPPORTUNITY FUND INC.HIO · Entity 8845 | Director | January 01, 2019 | January 09, 2019 |
| WESTERN ASSET INTERMEDIATE MUNI FUND INC.SBI · Entity 6725 | Director | January 01, 2019 | January 09, 2019 |
| WESTERN ASSET MANAGED MUNICIPALS FUND INC.MMU · Entity 5410 | Director | January 01, 2019 | January 09, 2019 |
| WESTERN ASSET MUNICIPAL HIGH INCOME FUND INC.MHF · Entity 6524 | Director | January 01, 2019 | January 09, 2019 |
| WESTERN ASSET MUNICIPAL PARTNERS FUND INC.MNP · Entity 11469 | Director | January 01, 2019 | January 09, 2019 |
| WESTERN ASSET VARIABLE RATE STRATEGIC FUND INC.GFY · Entity 17602 | Director | January 01, 2019 | January 09, 2019 |
| Western Asset Diversified Income Fund (WDI)WDI · Entity 5266 | Director | March 10, 2026 | August 19, 2026 |
| Western Asset High Yield Opportunity Fund Inc.HYI · Entity 6599 | Director | January 01, 2019 | January 09, 2019 |
| Western Asset Investment Grade Opportunity Trust Inc.IGI · Entity 6789 | Director | January 01, 2019 | January 09, 2019 |
| Western Asset Middle Market Debt Fund Inc.XWAMX · Entity 146033 | Director | December 30, 2018 | January 09, 2019 |
| Western Asset Middle Market Income Fund Inc.XWMFX · Entity 125251 | Director | December 30, 2018 | January 09, 2019 |
| Western Asset Mortgage Opportunity Fund Inc.DMO · Entity 6678 | Director | January 01, 2019 | January 09, 2019 |
| Western Asset Municipal Defined Opportunity Trust Inc.MTT · Entity 146034 | Director | January 01, 2019 | January 09, 2019 |
| abrdn Income Credit Strategies FundACP · Entity 5307 | Director | March 19, 2018 | March 19, 2018 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Birkenstock Holding plc
Report date October 01, 2026 · Filed October 03, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 2,275 |
Reported balance
After 2026-10-01 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2026-10-01 · Grant · Acquired 2,275 · Balance 2,275 F1: Each restricted stock unit ("RSU") represents a contingent right to receive one Ordinary Share upon settlement. The RSUs vest on the earlier of (i) the first anniversary of the date of grant and (ii) the next annual general meeting of Birkenstock Holding plc following the date of grant. |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted stock unit ("RSU") represents a contingent right to receive one Ordinary Share upon settlement. The RSUs vest on the earlier of (i) the first anniversary of the date of grant and (ii) the next annual general meeting of Birkenstock Holding plc following the date of grant.
BrandywineGLOBAL-Global Income Opportunities Fund Inc
Report date January 01, 2019 · Filed January 09, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
Holding disclosure · report date 2019-01-01 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 0 F1: The Reporting Person does not beneficially own any securities of the issuer, directly or indirectly. |
Filing footnotes · ownership attribution and instrument terms
F1: The Reporting Person does not beneficially own any securities of the issuer, directly or indirectly.
Clarion Partners Real Estate Income Fund Inc.
Report date June 13, 2019 · Filed June 13, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
Holding disclosure · report date 2019-06-13 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 0 |
ClearBridge Energy Midstream Opportunity Fund Inc.
Report date January 01, 2019 · Filed January 09, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
Holding disclosure · report date 2019-01-01 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 0 F1: The Reporting Person does not beneficially own any securities of the issuer, directly or indirectly. |
Filing footnotes · ownership attribution and instrument terms
F1: The Reporting Person does not beneficially own any securities of the issuer, directly or indirectly.
ClearBridge MLP & Midstream Fund Inc.
Report date January 01, 2019 · Filed January 09, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
Holding disclosure · report date 2019-01-01 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 0 F1: The Reporting Person does not beneficially own any securities of the issuer, directly or indirectly. |
Filing footnotes · ownership attribution and instrument terms
F1: The Reporting Person does not beneficially own any securities of the issuer, directly or indirectly.
ClearBridge MLP & Midstream Total Return Fund Inc.
Report date January 01, 2019 · Filed January 09, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
Holding disclosure · report date 2019-01-01 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 0 F1: The Reporting Person does not beneficially own any securities of the issuer, directly or indirectly. |
Filing footnotes · ownership attribution and instrument terms
F1: The Reporting Person does not beneficially own any securities of the issuer, directly or indirectly.
FRANKLIN MANAGED MUNICIPAL INCOME TRUST
Report date April 25, 2025 · Filed April 29, 2025
Jointly reported with Agdern Robert D, COLMAN CAROL L, GRILLO ANTHONY, KAMERICK EILEEN A, Mason Peter Daniel Charles, Sale Hillary A
This filing explicitly reported no securities owned.
FRANKLIN MASTER INTERMEDIATE INCOME TRUST
Report date April 25, 2025 · Filed April 29, 2025
Jointly reported with Agdern Robert D, COLMAN CAROL L, GRILLO ANTHONY, KAMERICK EILEEN A, Mason Peter Daniel Charles, Sale Hillary A
This filing explicitly reported no securities owned.
FRANKLIN MUNICIPAL OPPORTUNITIES TRUST
Report date April 25, 2025 · Filed April 29, 2025
Jointly reported with Agdern Robert D, COLMAN CAROL L, GRILLO ANTHONY, KAMERICK EILEEN A, Mason Peter Daniel Charles, Sale Hillary A
This filing explicitly reported no securities owned.
FRANKLIN PREMIER INCOME TRUST
Report date April 25, 2025 · Filed April 29, 2025
Jointly reported with Agdern Robert D, COLMAN CAROL L, GRILLO ANTHONY, KAMERICK EILEEN A, Mason Peter Daniel Charles, Sale Hillary A
This filing explicitly reported no securities owned.
Franklin BSP Lending Fund
Report date August 07, 2025 · Filed August 13, 2025
This filing explicitly reported no securities owned.
Franklin Lexington Private Markets Fund
Report date August 13, 2024 · Filed August 16, 2024
This filing explicitly reported no securities owned.
Franklin Lexington Venture & Growth Fund
Report date September 04, 2026 · Filed September 14, 2026
This filing explicitly reported no securities owned.
LMP CAPITAL & INCOME FUND INC.
Report date January 01, 2019 · Filed January 09, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
Holding disclosure · report date 2019-01-01 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 0 F1: The Reporting Person does not beneficially own any securities of the issuer, directly or indirectly. |
Filing footnotes · ownership attribution and instrument terms
F1: The Reporting Person does not beneficially own any securities of the issuer, directly or indirectly.
Stonepeak-Plus Infrastructure Fund LP
Report date July 27, 2026 · Filed July 29, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class X Limited Partnership UnitsSEC Table I · non-derivative | Direct | 3,457.608 |
Reported balance
After 2026-07-27 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-07-27 · Grant · Acquired 1,459.292 · Balance 3,457.608 F1: Represents an award of Class X Limited Partnership Units, granted as compensation for serving as a member of the Board of Directors of the Issuer. F2: Includes Class X Limited Partnership Units acquired through the Issuer's distribution reinvestment plan. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents an award of Class X Limited Partnership Units, granted as compensation for serving as a member of the Board of Directors of the Issuer.
F2: Includes Class X Limited Partnership Units acquired through the Issuer's distribution reinvestment plan.
WESTERN ASSET CORPORATE LOAN FUND INC.
Report date January 01, 2019 · Filed January 09, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
Holding disclosure · report date 2019-01-01 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 0 F1: The Reporting Person does not beneficially own any securities of the issuer, directly or indirectly. |
Filing footnotes · ownership attribution and instrument terms
F1: The Reporting Person does not beneficially own any securities of the issuer, directly or indirectly.
WESTERN ASSET EMERGING MARKETS DEBT FUND INC.
Report date January 01, 2019 · Filed January 09, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
Holding disclosure · report date 2019-01-01 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 0 F1: The Reporting Person does not beneficially own any securities of the issuer, directly or indirectly. |
Filing footnotes · ownership attribution and instrument terms
F1: The Reporting Person does not beneficially own any securities of the issuer, directly or indirectly.
WESTERN ASSET GLOBAL CORPORATE OPPORTUNITY FUND INC.
Report date January 01, 2019 · Filed January 09, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
Holding disclosure · report date 2019-01-01 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 0 F1: The Reporting Person does not beneficially own any securities of the issuer, directly or indirectly. |
Filing footnotes · ownership attribution and instrument terms
F1: The Reporting Person does not beneficially own any securities of the issuer, directly or indirectly.
WESTERN ASSET GLOBAL HIGH INCOME FUND INC.
Report date January 01, 2019 · Filed January 09, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
Holding disclosure · report date 2019-01-01 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 0 F1: The Reporting Person does not beneficially own any securities of the issuer, directly or indirectly. |
Filing footnotes · ownership attribution and instrument terms
F1: The Reporting Person does not beneficially own any securities of the issuer, directly or indirectly.
WESTERN ASSET HIGH INCOME FUND II INC.
Report date January 01, 2019 · Filed January 09, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
Holding disclosure · report date 2019-01-01 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 0 F1: The Reporting Person does not beneficially own any securities of the issuer, directly or indirectly. |
Filing footnotes · ownership attribution and instrument terms
F1: The Reporting Person does not beneficially own any securities of the issuer, directly or indirectly.
WESTERN ASSET HIGH INCOME OPPORTUNITY FUND INC.
Report date January 01, 2019 · Filed January 09, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
Holding disclosure · report date 2019-01-01 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 0 F1: The Reporting Person does not beneficially own any securities of the issuer, directly or indirectly. |
Filing footnotes · ownership attribution and instrument terms
F1: The Reporting Person does not beneficially own any securities of the issuer, directly or indirectly.
WESTERN ASSET INTERMEDIATE MUNI FUND INC.
Report date January 01, 2019 · Filed January 09, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
Holding disclosure · report date 2019-01-01 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 0 F1: The Reporting Person does not beneficially own any securities of the issuer, directly or indirectly. |
Filing footnotes · ownership attribution and instrument terms
F1: The Reporting Person does not beneficially own any securities of the issuer, directly or indirectly.
WESTERN ASSET MANAGED MUNICIPALS FUND INC.
Report date January 01, 2019 · Filed January 09, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
Holding disclosure · report date 2019-01-01 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 0 F1: The Reporting Person does not beneficially own any securities of the issuer, directly or indirectly. |
Filing footnotes · ownership attribution and instrument terms
F1: The Reporting Person does not beneficially own any securities of the issuer, directly or indirectly.
WESTERN ASSET MUNICIPAL HIGH INCOME FUND INC.
Report date January 01, 2019 · Filed January 09, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
Holding disclosure · report date 2019-01-01 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 0 F1: The Reporting Person does not beneficially own any securities of the issuer, directly or indirectly. |
Filing footnotes · ownership attribution and instrument terms
F1: The Reporting Person does not beneficially own any securities of the issuer, directly or indirectly.
WESTERN ASSET MUNICIPAL PARTNERS FUND INC.
Report date January 01, 2019 · Filed January 09, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
Holding disclosure · report date 2019-01-01 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 0 F1: The Reporting Person does not beneficially own any securities of the issuer, directly or indirectly. |
Filing footnotes · ownership attribution and instrument terms
F1: The Reporting Person does not beneficially own any securities of the issuer, directly or indirectly.
WESTERN ASSET VARIABLE RATE STRATEGIC FUND INC.
Report date January 01, 2019 · Filed January 09, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
Holding disclosure · report date 2019-01-01 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 0 F1: The Reporting Person does not beneficially own any securities of the issuer, directly or indirectly. |
Filing footnotes · ownership attribution and instrument terms
F1: The Reporting Person does not beneficially own any securities of the issuer, directly or indirectly.
Western Asset Diversified Income Fund (WDI)
Report date March 10, 2026 · Filed August 19, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectTrustee | 0 |
Last balance in matching sequence
After 2026-03-11 transaction · row 2
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rowsRow 1 · 2026-03-10 · Sale · Disposed 3,000 · Balance 3,750 F1: These shares of Common Stock are held by account for the benefit of Ms. Kumar's family. Pursuant to Rule 16a-1(a)(4) under the Exchange Act, the Reporting Person states that this filing shall not be an admission that the Reporting Person is the beneficial owner of any of the securities reported herein, and the Reporting Person disclaims beneficial ownership of such securities except to the extent of the Reporting Person's pecuniary interest therein. Row 2 · 2026-03-11 · Sale · Disposed 3,750 · Balance 0 F1: These shares of Common Stock are held by account for the benefit of Ms. Kumar's family. Pursuant to Rule 16a-1(a)(4) under the Exchange Act, the Reporting Person states that this filing shall not be an admission that the Reporting Person is the beneficial owner of any of the securities reported herein, and the Reporting Person disclaims beneficial ownership of such securities except to the extent of the Reporting Person's pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: These shares of Common Stock are held by account for the benefit of Ms. Kumar's family. Pursuant to Rule 16a-1(a)(4) under the Exchange Act, the Reporting Person states that this filing shall not be an admission that the Reporting Person is the beneficial owner of any of the securities reported herein, and the Reporting Person disclaims beneficial ownership of such securities except to the extent of the Reporting Person's pecuniary interest therein.
Western Asset High Yield Opportunity Fund Inc.
Report date January 01, 2019 · Filed January 09, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
Holding disclosure · report date 2019-01-01 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 0 F1: The Reporting Person does not beneficially own any securities of the issuer, directly or indirectly. |
Filing footnotes · ownership attribution and instrument terms
F1: The Reporting Person does not beneficially own any securities of the issuer, directly or indirectly.
Western Asset Investment Grade Opportunity Trust Inc.
Report date January 01, 2019 · Filed January 09, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
Holding disclosure · report date 2019-01-01 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 0 F1: The Reporting Person does not beneficially own any securities of the issuer, directly or indirectly. |
Filing footnotes · ownership attribution and instrument terms
F1: The Reporting Person does not beneficially own any securities of the issuer, directly or indirectly.
Western Asset Middle Market Debt Fund Inc.
Report date December 30, 2018 · Filed January 09, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
Holding disclosure · report date 2018-12-30 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 0 F1: The Reporting Person does not beneficially own any securities of the issuer, directly or indirectly. |
Filing footnotes · ownership attribution and instrument terms
F1: The Reporting Person does not beneficially own any securities of the issuer, directly or indirectly.
Western Asset Middle Market Income Fund Inc.
Report date December 30, 2018 · Filed January 09, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
Holding disclosure · report date 2018-12-30 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 0 F1: The Reporting Person does not beneficially own any securities of the issuer, directly or indirectly. |
Filing footnotes · ownership attribution and instrument terms
F1: The Reporting Person does not beneficially own any securities of the issuer, directly or indirectly.
Western Asset Mortgage Opportunity Fund Inc.
Report date January 01, 2019 · Filed January 09, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
Holding disclosure · report date 2019-01-01 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 0 F1: The Reporting Person does not beneficially own any securities of the issuer, directly or indirectly. |
Filing footnotes · ownership attribution and instrument terms
F1: The Reporting Person does not beneficially own any securities of the issuer, directly or indirectly.
Western Asset Municipal Defined Opportunity Trust Inc.
Report date January 01, 2019 · Filed January 09, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
Holding disclosure · report date 2019-01-01 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 0 F1: The Reporting Person does not beneficially own any securities of the issuer, directly or indirectly. |
Filing footnotes · ownership attribution and instrument terms
F1: The Reporting Person does not beneficially own any securities of the issuer, directly or indirectly.
abrdn Income Credit Strategies Fund
Report date March 19, 2018 · Filed March 19, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 1,000 |
Reported balance
After 2018-03-19 transaction · row 1
1 source rowRow 1 · 2018-03-19 · Purchase · Acquired 1,000 · Balance 1,000 |
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
ASIA TIGERS FUND INC
Report date April 27, 2018 · Filed May 01, 2018
Section 16 reporting ended · disclosed 2018-05-01. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2018-04-27 transaction · row 1
1 source rowRow 1 · 2018-04-27 · Other · Disposed 1,000 · Balance 0 F1: Effective as of April 27, 2018, The Asia Tigers Fund, Inc. (the "Target Fund") was reorganized into the Aberdeen Emerging Markets Equity Income Fund, Inc., formerly, Aberdeen Chile Fund, Inc. (the "Acquiring Fund," and such reorganization, the "Reorganization"). In the Reorganization, common shareholders of the Target Fund received common shares of the Acquiring Fund having a value equal to the aggregate NAV of the Target Fund common shares surrendered as determined at the close of business on April 27, 2018, less the costs of the Reorganization (although cash was distributed for any fractional shares). As of April 27, 2018, the Target Fund reported a NAV per share of $11.6849 and the Acquiring Fund reported a NAV per share of $9.6662. The conversion ratio for the Target Fund's common shares was 1.2088. In the Reorganization, the Reporting Person received 1,208.00 common shares of the Acquiring Fund in exchange for her 1,000.00 common shares of the Target Fund. |
Filing footnotes · ownership attribution and instrument terms
F1: Effective as of April 27, 2018, The Asia Tigers Fund, Inc. (the "Target Fund") was reorganized into the Aberdeen Emerging Markets Equity Income Fund, Inc., formerly, Aberdeen Chile Fund, Inc. (the "Acquiring Fund," and such reorganization, the "Reorganization"). In the Reorganization, common shareholders of the Target Fund received common shares of the Acquiring Fund having a value equal to the aggregate NAV of the Target Fund common shares surrendered as determined at the close of business on April 27, 2018, less the costs of the Reorganization (although cash was distributed for any fractional shares). As of April 27, 2018, the Target Fund reported a NAV per share of $11.6849 and the Acquiring Fund reported a NAV per share of $9.6662. The conversion ratio for the Target Fund's common shares was 1.2088. In the Reorganization, the Reporting Person received 1,208.00 common shares of the Acquiring Fund in exchange for her 1,000.00 common shares of the Target Fund.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| October 01, 2026 Filed Oct 3, 2026 00:15 UTC | Birkenstock Holding plc BIRK · Entity 3832 | GrantRestricted Stock Units · Derivative | 2,275 | $0.00 | $0.00 |
DisclosureSEC source: 0001193125-26-412297 · ownership.xml · derivative · entry 1 Kumar Nisha · CIK 0001662962 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,275 Underlying: Ordinary Shares · 2,275 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one Ordinary Share upon settlement. The RSUs vest on the earlier of (i) the first anniversary of the date of grant and (ii) the next annual general meeting of Birkenstock Holding plc following the date of grant. F1 · derivative.exercise_date: Each restricted stock unit ("RSU") represents a contingent right to receive one Ordinary Share upon settlement. The RSUs vest on the earlier of (i) the first anniversary of the date of grant and (ii) the next annual general meeting of Birkenstock Holding plc following the date of grant. F1 · derivative.expiration_date: Each restricted stock unit ("RSU") represents a contingent right to receive one Ordinary Share upon settlement. The RSUs vest on the earlier of (i) the first anniversary of the date of grant and (ii) the next annual general meeting of Birkenstock Holding plc following the date of grant. Read SEC document |
| August 10, 2026 Filed Aug 12, 2026 17:47 UTC | Western Asset Diversified Income Fund (WDI) WDI · Entity 5266 | SaleCommon Stock | 6,911.789 | $13.13 | $90,785.66 |
DisclosureSEC source: 0001662962-26-000002 · wk-form4_1786556845.xml · nonDerivative · entry 4 Kumar Nisha · CIK 0001662962 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · Trustee Disclosed balance after: 6,750 F3 · ownership.nature: These shares of Common Stock are held by account for the benefit of Ms. Kumar's family. Pursuant to Rule 16a-1(a)(4) under the Exchange Act, the Reporting Person states that this filing shall not be an admission that the Reporting Person is the beneficial owner of any of the securities reported herein, and the Reporting Person disclaims beneficial ownership of such securities except to the extent of the Reporting Person's pecuniary interest therein. Read SEC document |
| August 10, 2026 Filed Aug 12, 2026 17:47 UTC | Western Asset Diversified Income Fund (WDI) WDI · Entity 5266 | SaleCommon Stock | 3,750 | $13.14 | $49,283.25 |
DisclosureSEC source: 0001662962-26-000002 · wk-form4_1786556845.xml · nonDerivative · entry 3 Kumar Nisha · CIK 0001662962 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · Trustee Disclosed balance after: 13,661.789 F3 · ownership.nature: These shares of Common Stock are held by account for the benefit of Ms. Kumar's family. Pursuant to Rule 16a-1(a)(4) under the Exchange Act, the Reporting Person states that this filing shall not be an admission that the Reporting Person is the beneficial owner of any of the securities reported herein, and the Reporting Person disclaims beneficial ownership of such securities except to the extent of the Reporting Person's pecuniary interest therein. Read SEC document |
| August 10, 2026 Filed Aug 12, 2026 17:47 UTC | Western Asset Diversified Income Fund (WDI) WDI · Entity 5266 | SaleCommon Stock | 3,224.511 | $13.16 | $42,418.44 |
DisclosureSEC source: 0001662962-26-000002 · wk-form4_1786556845.xml · nonDerivative · entry 2 Kumar Nisha · CIK 0001662962 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · Trustee Disclosed balance after: 17,411.789 F2 · balance_after: This amount reflects an adjustment after a reconciliation of the Reporting Person's records. F3 · ownership.nature: These shares of Common Stock are held by account for the benefit of Ms. Kumar's family. Pursuant to Rule 16a-1(a)(4) under the Exchange Act, the Reporting Person states that this filing shall not be an admission that the Reporting Person is the beneficial owner of any of the securities reported herein, and the Reporting Person disclaims beneficial ownership of such securities except to the extent of the Reporting Person's pecuniary interest therein. Read SEC document |
| August 10, 2026 Filed Aug 12, 2026 17:47 UTC | Western Asset Diversified Income Fund (WDI) WDI · Entity 5266 | SaleCommon Stock | 9,000 | $13.12 | $118,080.00 |
DisclosureSEC source: 0001662962-26-000002 · wk-form4_1786556845.xml · nonDerivative · entry 1 Kumar Nisha · CIK 0001662962 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 F1 · price: The price reported in column 4 is a weighted average. These shares were sold in multiple transactions at prices ranging from $13.08 to $13.13, inclusive. Ms. Kumar undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission upon request full information regarding the number of shares sold at each separate price within the range set forth above. Read SEC document |
| July 27, 2026 Filed Jul 29, 2026 19:08 UTC | Stonepeak-Plus Infrastructure Fund LP NONE · Entity 28064 | GrantClass X Limited Partnership Units | 1,459.292 | $0.00 | $0.00 |
DisclosureSEC source: 0002045458-26-000033 · wk-form4_1785352103.xml · nonDerivative · entry 1 Kumar Nisha · CIK 0001662962 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,457.608 F1 · kind: Represents an award of Class X Limited Partnership Units, granted as compensation for serving as a member of the Board of Directors of the Issuer. F2 · balance_after: Includes Class X Limited Partnership Units acquired through the Issuer's distribution reinvestment plan. Read SEC document |
| April 29, 2026 Filed Apr 30, 2026 20:15 UTC | Birkenstock Holding plc BIRK · Entity 3832 | Exercise / conversionRestricted Stock Units · Derivative | 1,623 | $0.00 | $0.00 |
DisclosureSEC source: 0001193125-26-197322 · ownership.xml · derivative · entry 3 Kumar Nisha · CIK 0001662962 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Ordinary Shares · 1,623 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one Ordinary Share upon settlement. F1 · derivative.exercise_date: Each restricted stock unit ("RSU") represents a contingent right to receive one Ordinary Share upon settlement. F1 · derivative.expiration_date: Each restricted stock unit ("RSU") represents a contingent right to receive one Ordinary Share upon settlement. Read SEC document |
| April 29, 2026 Filed Apr 30, 2026 20:15 UTC | Birkenstock Holding plc BIRK · Entity 3832 | Tax withholdingOrdinary Shares | 690 | $37.50 | $25,875.00 |
DisclosureSEC source: 0001193125-26-197322 · ownership.xml · nonDerivative · entry 2 Kumar Nisha · CIK 0001662962 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,747 F2 · shares: Represents shares withheld to pay tax withholding obligations due on the date of vesting of RSUs. Read SEC document |
| April 29, 2026 Filed Apr 30, 2026 20:15 UTC | Birkenstock Holding plc BIRK · Entity 3832 | Exercise / conversionOrdinary Shares | 1,623 | $0.00 | $0.00 |
DisclosureSEC source: 0001193125-26-197322 · ownership.xml · nonDerivative · entry 1 Kumar Nisha · CIK 0001662962 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,437 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Each restricted stock unit ("RSU") represents a contingent right to receive one Ordinary Share upon settlement. Read SEC document |
| March 11, 2026 Filed Aug 19, 2026 22:46 UTC | Western Asset Diversified Income Fund (WDI) WDI · Entity 5266 | SaleCommon Stock | 3,750 | $13.47 | $50,512.50 |
DisclosureSEC source: 0001662962-26-000004 · wk-form4_1787179584.xml · nonDerivative · entry 2 Kumar Nisha · CIK 0001662962 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · Trustee Disclosed balance after: 0 F1 · ownership.nature: These shares of Common Stock are held by account for the benefit of Ms. Kumar's family. Pursuant to Rule 16a-1(a)(4) under the Exchange Act, the Reporting Person states that this filing shall not be an admission that the Reporting Person is the beneficial owner of any of the securities reported herein, and the Reporting Person disclaims beneficial ownership of such securities except to the extent of the Reporting Person's pecuniary interest therein. Read SEC document |
| March 10, 2026 Filed Aug 19, 2026 22:46 UTC | Western Asset Diversified Income Fund (WDI) WDI · Entity 5266 | SaleCommon Stock | 3,000 | $13.52 | $40,560.00 |
DisclosureSEC source: 0001662962-26-000004 · wk-form4_1787179584.xml · nonDerivative · entry 1 Kumar Nisha · CIK 0001662962 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · Trustee Disclosed balance after: 3,750 F1 · ownership.nature: These shares of Common Stock are held by account for the benefit of Ms. Kumar's family. Pursuant to Rule 16a-1(a)(4) under the Exchange Act, the Reporting Person states that this filing shall not be an admission that the Reporting Person is the beneficial owner of any of the securities reported herein, and the Reporting Person disclaims beneficial ownership of such securities except to the extent of the Reporting Person's pecuniary interest therein. Read SEC document |
| June 30, 2025 Filed Jul 3, 2025 14:42 UTC | Stonepeak-Plus Infrastructure Fund LP NONE · Entity 28064 | GrantClass X Limited Partnership Units | 1,939.929 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-25-024764 · form4.xml · nonDerivative · entry 1 Kumar Nisha · CIK 0001662962 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,939.929 F1 · kind: Represents an award of Class X Limited Partnership Units, granted as compensation for serving as a member of the Board of Directors of the Issuer. Read SEC document |
| April 08, 2024 Filed Apr 10, 2024 15:51 UTC | Western Asset Diversified Income Fund (WDI) WDI · Entity 5266 | PurchaseCommon Stock | 6,224.511 | $14.46 | $90,006.43 |
DisclosureSEC source: 0000914851-24-000076 · wk-form4_1712764252.xml · nonDerivative · entry 1 Kumar Nisha · CIK 0001662962 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · Trustee Disclosed balance after: 13,724.511 F1 · price: The price reported in column 4 is a weighted average. These shares were purchased in multiple transactions at prices ranging from $14.43 to $14.47 inclusive. Ms. Kumar undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission upon request full information regarding the number of shares purchased at each separate price within the range set forth above. F2 · ownership.nature: These shares of Common Stock are held by account for the benefit of Ms. Kumar's family. Pursuant to Rule 16a-1(a)(4) under the Exchange Act, the Reporting Person states that this filing shall not be an admission that the Reporting Person is the beneficial owner of any of the securities reported herein, and the Reporting Person disclaims beneficial ownership of such securities except to the extent of the Reporting Person's pecuniary interest therein. Read SEC document |
| April 08, 2024 Filed Nov 29, 2024 20:16 UTC | Western Asset Diversified Income Fund (WDI) WDI · Entity 5266 | PurchaseCommon Stock | 6,911.789 | $14.47 | $100,001.15 |
DisclosureSEC source: 0000914851-24-000369 · wk-form4_1732911379.xml · nonDerivative · entry 1 Kumar Nisha · CIK 0001662962 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · Trustee Disclosed balance after: 20,636.3 F1 · price: The price reported in column 4 is a weighted average. These shares were purchased in multiple transactions at prices ranging from $14.4600 to $14.4700 inclusive. Ms. Kumar undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission upon request full information regarding the number of shares purchased at each separate price within the range set forth above. F2 · ownership.nature: These shares of Common Stock are held by account for the benefit of Ms. Kumar's family. Pursuant to Rule 16a-1(a)(4) under the Exchange Act, the Reporting Person states that this filing shall not be an admission that the Reporting Person is the beneficial owner of any of the securities reported herein, and the Reporting Person disclaims beneficial ownership of such securities except to the extent of the Reporting Person's pecuniary interest therein. Read SEC document |
| January 23, 2024 Filed Jan 24, 2024 23:01 UTC | Western Asset Diversified Income Fund (WDI) WDI · Entity 5266 | PurchaseCommon Stock | 7,500 | $14.09 | $105,675.00 |
DisclosureSEC source: 0000914851-24-000030 · wk-form4_1706137258.xml · nonDerivative · entry 2 Kumar Nisha · CIK 0001662962 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · Trustee Disclosed balance after: 7,500 F1 · ownership.nature: These shares of Common Stock are held by account for the benefit of Ms. Kumar's family. Pursuant to Rule 16a-1(a)(4) under the Exchange Act, the Reporting Person states that this filing shall not be an admission that the Reporting Person is the beneficial owner of any of the securities reported herein, and the Reporting Person disclaims beneficial ownership of such securities except to the extent of the Reporting Person's pecuniary interest therein. Read SEC document |
| January 22, 2024 Filed Jan 24, 2024 23:01 UTC | Western Asset Diversified Income Fund (WDI) WDI · Entity 5266 | PurchaseCommon Stock | 9,000 | $14.16 | $127,440.00 |
DisclosureSEC source: 0000914851-24-000030 · wk-form4_1706137258.xml · nonDerivative · entry 1 Kumar Nisha · CIK 0001662962 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 9,000 Read SEC document |
| April 27, 2018 Filed May 1, 2018 16:35 UTC | ASIA TIGERS FUND INC GRR · Entity 167145 | OtherCommon Stock | 1,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-18-029394 · a4.xml · nonDerivative · entry 1 Kumar Nisha · CIK 0001662962 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: Effective as of April 27, 2018, The Asia Tigers Fund, Inc. (the "Target Fund") was reorganized into the Aberdeen Emerging Markets Equity Income Fund, Inc., formerly, Aberdeen Chile Fund, Inc. (the "Acquiring Fund," and such reorganization, the "Reorganization"). In the Reorganization, common shareholders of the Target Fund received common shares of the Acquiring Fund having a value equal to the aggregate NAV of the Target Fund common shares surrendered as determined at the close of business on April 27, 2018, less the costs of the Reorganization (although cash was distributed for any fractional shares). As of April 27, 2018, the Target Fund reported a NAV per share of $11.6849 and the Acquiring Fund reported a NAV per share of $9.6662. The conversion ratio for the Target Fund's common shares was 1.2088. In the Reorganization, the Reporting Person received 1,208.00 common shares of the Acquiring Fund in exchange for her 1,000.00 common shares of the Target Fund. F1 · price: Effective as of April 27, 2018, The Asia Tigers Fund, Inc. (the "Target Fund") was reorganized into the Aberdeen Emerging Markets Equity Income Fund, Inc., formerly, Aberdeen Chile Fund, Inc. (the "Acquiring Fund," and such reorganization, the "Reorganization"). In the Reorganization, common shareholders of the Target Fund received common shares of the Acquiring Fund having a value equal to the aggregate NAV of the Target Fund common shares surrendered as determined at the close of business on April 27, 2018, less the costs of the Reorganization (although cash was distributed for any fractional shares). As of April 27, 2018, the Target Fund reported a NAV per share of $11.6849 and the Acquiring Fund reported a NAV per share of $9.6662. The conversion ratio for the Target Fund's common shares was 1.2088. In the Reorganization, the Reporting Person received 1,208.00 common shares of the Acquiring Fund in exchange for her 1,000.00 common shares of the Target Fund. Read SEC document |
| March 19, 2018 Filed Mar 19, 2018 19:42 UTC | abrdn Income Credit Strategies Fund ACP · Entity 5307 | PurchaseCommon Stock | 1,000 | $13.87 | $13,873.90 |
DisclosureSEC source: 0001662962-18-000001 · primary_doc.xml · nonDerivative · entry 1 Kumar Nisha · CIK 0001662962 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,000 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.