Last 12 months
Inside the activity.
0 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 27, 2025 Filed May 28, 2025 21:03 UTC |
GRILLO ANTHONYDirector
|
PurchaseCommon Stock | 1,000 | $9.90 | $9,900.00 |
DisclosureSEC source: 0000914851-25-000094 · wk-form4_1748466223.xml · nonDerivative · entry 1 GRILLO ANTHONY · CIK 0001070847 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,000 Read SEC document |
| January 29, 2025 Filed Jan 30, 2025 01:06 UTC |
CRONIN DANIEL PDirector
|
SaleCommon Stock | 1,949.754 | $10.33 | $20,140.96 |
DisclosureSEC source: 0000914851-25-000006 · wk-form4_1738199203.xml · nonDerivative · entry 1 CRONIN DANIEL P · CIK 0001240480 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 F1 · shares: Includes shares acquired from mergers. F2 · shares: Includes shares acquired through the Fund's Dividend Reinvestment Plan. Read SEC document |
| January 02, 2025 Filed Jan 3, 2025 16:38 UTC |
CRONIN DANIEL PDirector
|
SaleCommon Stock | 2,697.8 | $10.27 | $27,706.41 |
DisclosureSEC source: 0000914851-25-000002 · wk-form4_1735922303.xml · nonDerivative · entry 1 CRONIN DANIEL P · CIK 0001240480 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,949.754 F1 · balance_after: Amount includes shares of Common Stock acquired when Western Asset Municipal Partners Fund Inc. merged with and into Western Asset Managed Municipals Fund Inc. F2 · balance_after: Includes shares acquired through the Fund's Dividend Reinvestment Plan. Read SEC document |
| December 06, 2024 Filed Dec 9, 2024 22:27 UTC |
CRONIN DANIEL PDirector
|
SaleCommon Stock | 4,339.952 | $10.54 | $45,743.09 |
DisclosureSEC source: 0000914851-24-000371 · wk-form4_1733783229.xml · nonDerivative · entry 1 CRONIN DANIEL P · CIK 0001240480 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,647.554 F1 · shares: Amount includes shares of Common Stock acquired when Western Asset Municipal Partners Fund Inc. merged with and into Western Asset Managed Municipals Fund Inc. F1 · balance_after: Amount includes shares of Common Stock acquired when Western Asset Municipal Partners Fund Inc. merged with and into Western Asset Managed Municipals Fund Inc. F2 · balance_after: Includes shares acquired through the Fund's Dividend Reinvestment Plan. Read SEC document |
| March 01, 2023 Filed Mar 3, 2023 16:34 UTC |
UBS Group AG10% owner
|
OtherAuction Preferred Stock | 979 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-23-006863 · doc4.xml · nonDerivative · entry 1 UBS Group AG · CIK 0001610520 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By subsidiary - Disclosed balance after: 0 F4 · security: CSUIP Nos. 95766M204, 95766M303, 95766M402, 95766M501, 95766M600 F3 · price: 95% of par F2 · balance_after: This filing reports holdings of the Series of Auction Preferred Stock identified in Item 1 of this Table I on an aggregated basis. F1 · ownership.nature: This Statement is filed jointly by UBS Group AG for the benefit and on behalf of UBS Securities LLC and UBS Financial Services Inc., two wholly owned subsidiaries of UBS Group AG to which UBS Group AG has delegated portions of its performance obligations with respect to the Auction Rate Securities Rights issued by UBS Group AG to certain clients and pursuant to which the securities reported herein have been purchased from such clients. Read SEC document |
| February 24, 2023 Filed Feb 28, 2023 18:33 UTC Amendment |
UBS Group AG10% owner
|
PurchaseAuction Preferred Stock | 397 | $25,000.00 | $9,925,000.00 |
DisclosureSEC source: 0000899243-23-006361 · doc4a.xml · nonDerivative · entry 3 UBS Group AG · CIK 0001610520 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By subsidiary Disclosed balance after: 979 F3 · security: CSUIP Nos. 95766M204, 95766M303, 95766M402, 95766M501, 95766M600 F2 · balance_after: This filing reports holdings of the Series of Auction Preferred Stock identified in Item 1 of this Table I on an aggregated basis. F1 · ownership.nature: This Statement is filed jointly by UBS Group AG for the benefit and on behalf of UBS Securities LLC and UBS Financial Services Inc., two wholly owned subsidiaries of UBS Group AG to which UBS Group AG has delegated portions of its performance obligations with respect to the Auction Rate Securities Rights issued by UBS Group AG to certain clients and pursuant to which the securities reported herein have been purchased from such clients. Read SEC document |
| February 24, 2023 Filed Feb 28, 2023 18:33 UTC Amendment |
UBS Group AG10% owner
|
PurchaseAuction Preferred Stock | 180 | $25,004.28 | $4,500,771.16 |
DisclosureSEC source: 0000899243-23-006361 · doc4a.xml · nonDerivative · entry 2 UBS Group AG · CIK 0001610520 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By subsidiary Disclosed balance after: 582 F3 · security: CSUIP Nos. 95766M204, 95766M303, 95766M402, 95766M501, 95766M600 F2 · balance_after: This filing reports holdings of the Series of Auction Preferred Stock identified in Item 1 of this Table I on an aggregated basis. F1 · ownership.nature: This Statement is filed jointly by UBS Group AG for the benefit and on behalf of UBS Securities LLC and UBS Financial Services Inc., two wholly owned subsidiaries of UBS Group AG to which UBS Group AG has delegated portions of its performance obligations with respect to the Auction Rate Securities Rights issued by UBS Group AG to certain clients and pursuant to which the securities reported herein have been purchased from such clients. Read SEC document |
| February 24, 2023 Filed Feb 28, 2023 18:33 UTC Amendment |
UBS Group AG10% owner
|
PurchaseAuction Preferred Stock | 234 | $25,008.57 | $5,852,005.03 |
DisclosureSEC source: 0000899243-23-006361 · doc4a.xml · nonDerivative · entry 1 UBS Group AG · CIK 0001610520 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By subsidiary Disclosed balance after: 402 F3 · security: CSUIP Nos. 95766M204, 95766M303, 95766M402, 95766M501, 95766M600 F2 · balance_after: This filing reports holdings of the Series of Auction Preferred Stock identified in Item 1 of this Table I on an aggregated basis. F1 · ownership.nature: This Statement is filed jointly by UBS Group AG for the benefit and on behalf of UBS Securities LLC and UBS Financial Services Inc., two wholly owned subsidiaries of UBS Group AG to which UBS Group AG has delegated portions of its performance obligations with respect to the Auction Rate Securities Rights issued by UBS Group AG to certain clients and pursuant to which the securities reported herein have been purchased from such clients. Read SEC document |
| December 19, 2019 Filed Dec 23, 2019 16:11 UTC |
Agdern Robert DDirector
|
SaleCommon Stock | 1,322 | $13.41 | $17,728.02 |
DisclosureSEC source: 0000914851-19-000293 · wf-form4_157711748505853.xml · nonDerivative · entry 1 Agdern Robert D · CIK 0001364241 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · price: The price reported in column 1 is a weighted average. These shares were purchased in multiple transactions at prices ranging from $13.4085 to $13.4148 inclusive. Mr. Agdern undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission upon request full information regarding the number of shares purchased at each separate price within the range set forth above. Read SEC document |
| April 12, 2018 Filed Apr 16, 2018 20:17 UTC |
CITIGROUP INC10% owner
|
SaleVariable Rate Demand Preferred Shares | 1,000 | $25,000.00 | $25,000,000.00 |
DisclosureSEC source: 0001209191-18-024980 · doc4.xml · nonDerivative · entry 1 CITIGROUP INC · CIK 0000831001 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Subsidiary Disclosed balance after: 0 F1 · ownership.nature: The Variable Rate Demand Preferred Shares ("Shares") reported in Table I represent Shares beneficially owned by Citigroup Global Markets Inc.("CGMI"). Citigroup Financial Products Inc. ("CFP") is the sole stockholder of CGMI. Citigroup Global Markets Holdings Inc. ("CGMH") is the sole stockholder of CFP. Citigroup Inc. is the sole stockholder of CGMH. Read SEC document |
| December 13, 2017 Filed Dec 15, 2017 15:45 UTC |
HUTCHINSON WILLIAM RDirector
|
SaleCommon Stock | 2,000 | $14.25 | $28,502.80 |
DisclosureSEC source: 0000914851-17-000444 · wf-form4_151335268823727.xml · nonDerivative · entry 1 HUTCHINSON WILLIAM R · CIK 0001240631 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,738 F1 · ownership.direct: Includes shares held by family member. Read SEC document |
| July 28, 2017 Filed Aug 1, 2017 20:14 UTC |
CITIGROUP INC10% owner
|
SaleVariable Rate Demand Preferred Shares | 2,500 | $25,000.00 | $62,500,000.00 |
DisclosureSEC source: 0001209191-17-046910 · doc4.xml · nonDerivative · entry 1 CITIGROUP INC · CIK 0000831001 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Subsidiary Disclosed balance after: 0 F1 · ownership.nature: The Variable Rate Demand Preferred Shares ("Shares") reported in Table I represent Shares beneficially owned by Citigroup Global Markets Inc.("CGMI"). Citigroup Financial Products Inc. ("CFP") is the sole stockholder of CGMI. Citigroup Global Markets Holdings Inc. ("CGMH") is the sole stockholder of CFP. Citigroup Inc. is the sole stockholder of CGMH. Read SEC document |
| July 25, 2017 Filed Jul 27, 2017 20:48 UTC |
CITIGROUP INC10% owner
|
SaleVariable Rate Demand Preferred Shares | 1,280 | $25,000.00 | $32,000,000.00 |
DisclosureSEC source: 0001209191-17-046458 · doc4.xml · nonDerivative · entry 1 CITIGROUP INC · CIK 0000831001 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Subsidiary Disclosed balance after: 2,500 F1 · ownership.nature: The Variable Rate Demand Preferred Shares ("Shares") reported in Table I represent Shares beneficially owned by Citigroup Global Markets Inc.("CGMI"). Citigroup Financial Products Inc. ("CFP") is the sole stockholder of CGMI. Citigroup Global Markets Holdings Inc. ("CGMH") is the sole stockholder of CFP. Citigroup Inc. is the sole stockholder of CGMH. Read SEC document |
| July 20, 2017 Filed Jul 24, 2017 20:03 UTC |
CITIGROUP INC10% owner
|
SaleVariable Rate Demand Preferred Shares | 1,000 | $25,000.00 | $25,000,000.00 |
DisclosureSEC source: 0001209191-17-046063 · doc4.xml · nonDerivative · entry 1 CITIGROUP INC · CIK 0000831001 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Subsidiary Disclosed balance after: 3,780 F1 · ownership.nature: The Variable Rate Demand Preferred Shares ("Shares") reported in Table I represent Shares beneficially owned by Citigroup Global Markets Inc.("CGMI"). Citigroup Financial Products Inc. ("CFP") is the sole stockholder of CGMI. Citigroup Global Markets Holdings Inc. ("CGMH") is the sole stockholder of CFP. Citigroup Inc. is the sole stockholder of CGMH. Read SEC document |
| July 18, 2017 Filed Jul 20, 2017 20:04 UTC |
CITIGROUP INC10% owner
|
SaleVariable Rate Demand Preferred Shares | 100 | $25,000.00 | $2,500,000.00 |
DisclosureSEC source: 0001209191-17-045820 · doc4.xml · nonDerivative · entry 1 CITIGROUP INC · CIK 0000831001 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Subsidiary Disclosed balance after: 4,780 F1 · ownership.nature: The Variable Rate Demand Preferred Shares ("Shares") reported in Table I represent Shares beneficially owned by Citigroup Global Markets Inc.("CGMI"). Citigroup Financial Products Inc. ("CFP") is the sole stockholder of CGMI. Citigroup Global Markets Holdings Inc. ("CGMH") is the sole stockholder of CFP. Citigroup Inc. is the sole stockholder of CGMH. Read SEC document |
| January 04, 2017 Filed Jan 5, 2017 16:18 UTC |
CRONIN DANIEL PDirector
|
SaleCommon Stock | 2,000 | $13.72 | $27,446.00 |
DisclosureSEC source: 0000914851-17-000006 · wf-form4_148363308266561.xml · nonDerivative · entry 1 CRONIN DANIEL P · CIK 0001240480 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| October 05, 2016 Filed Oct 7, 2016 20:47 UTC |
CITIGROUP INC10% owner
|
SaleVariable Rate Demand Preferred Shares | 4,880 | $25,000.00 | $122,000,000.00 |
DisclosureSEC source: 0001209191-16-145409 · doc4.xml · nonDerivative · entry 1 CITIGROUP INC · CIK 0000831001 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Subsidiary Disclosed balance after: 0 F1 · ownership.nature: The Variable Rate Demand Preferred Shares ("Shares") reported in Table I represent Shares beneficially owned by Citigroup Global Markets Inc.("CGMI"). Citigroup Financial Products Inc. ("CFP") is the sole stockholder of CGMI. Citigroup Global Markets Holdings Inc. ("CGMH") is the sole stockholder of CFP. Citigroup Inc. is the sole stockholder of CGMH. Read SEC document |
| September 28, 2016 Filed Sep 30, 2016 20:49 UTC |
CITIGROUP INC10% owner
|
PurchaseVariable Rate Demand Preferred Shares | 1,240 | $25,000.00 | $31,000,000.00 |
DisclosureSEC source: 0001209191-16-143343 · doc4.xml · nonDerivative · entry 1 CITIGROUP INC · CIK 0000831001 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Subsidiary Disclosed balance after: 4,880 F1 · ownership.nature: The Variable Rate Demand Preferred Shares ("Shares") reported in Table I represent Shares beneficially owned by Citigroup Global Markets Inc.("CGMI"). Citigroup Financial Products Inc. ("CFP") is the sole stockholder of CGMI. Citigroup Global Markets Holdings Inc. ("CGMH") is the sole stockholder of CFP. Citigroup Inc. is the sole stockholder of CGMH. Read SEC document |
| August 22, 2016 Filed Aug 24, 2016 20:26 UTC |
CITIGROUP INC10% owner
|
SaleVariable Rate Demand Preferred Shares | 1,560 | $25,000.00 | $39,000,000.00 |
DisclosureSEC source: 0001209191-16-138480 · doc4.xml · nonDerivative · entry 1 CITIGROUP INC · CIK 0000831001 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Subsidiary Disclosed balance after: 0 F1 · ownership.nature: The Variable Rate Demand Preferred Shares ("Shares") reported in Table I represent Shares beneficially owned by Citigroup Global Markets Inc.("CGMI"). Citigroup Financial Products Inc. ("CFP") is the sole stockholder of CGMI. Citigroup Global Markets Holdings Inc. ("CGMH") is the sole stockholder of CFP. Citigroup Inc. is the sole stockholder of CGMH. Read SEC document |
| June 25, 2015 Filed Jun 29, 2015 20:39 UTC |
CITIGROUP INC10% owner
|
SaleVariable Rate Demand Preferred Shares | 1,560 | $25,000.00 | $39,000,000.00 |
DisclosureSEC source: 0001209191-15-057124 · doc4.xml · nonDerivative · entry 1 CITIGROUP INC · CIK 0000831001 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Subsidiary Disclosed balance after: 0 F1 · ownership.nature: These Variable Rate Demand Preferred Shares are beneficially owned by Citibank, N.A. (Citibank). Citicorp is the sole stockholder of Citibank. Citigroup Inc. is the sole stockholder of Citicorp. Read SEC document |
| March 04, 2015 Filed Mar 4, 2015 22:21 UTC |
CITIGROUP INC10% owner
|
OtherAuction Rate Preferred | 4,729 | $90.00 | $425,610.00 |
DisclosureSEC source: 0001209191-15-022366 · doc4.xml · nonDerivative · entry 1 CITIGROUP INC · CIK 0000831001 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Subsidiary Disclosed balance after: 0 F1 · kind: The Auction Rate Preferred Shares ("Shares") reported in Table I were purchased by the issuer in connection with its cash tender offer to purchase up to 100% of its outstanding auction rate preferred shares which expired on February 27, 2015. F2 · ownership.nature: These Shares are beneficially owned by Citigroup Global Markets Inc. ("CGMI"). Citigroup Financial Products Inc. ("CFP") is the sole stockholder of CGMI. Citigroup Global Markets Holdings Inc. ("CGMH") is the sole stockholder of CFP. Citigroup Inc. is the sole stockholder of CGMH. Read SEC document |
| December 18, 2014 Filed Dec 19, 2014 20:48 UTC |
CITIGROUP INC10% owner
|
OtherAuction Rate Preferred | 360 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001181431-14-039294 · rrd420629.xml · nonDerivative · entry 1 CITIGROUP INC · CIK 0000831001 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Subsidiary Disclosed balance after: 4,729 F1 · kind: These shares were received pursuant to a settlement of litigation. F2 · price: The market value price per share was $87.00 on December 18, 2014. F3 · ownership.nature: The Auction Preferred Shares ("Shares") reported in Table I represent Shares beneficially owned by Citigroup Global Markets Inc. ("CGMI"). Citigroup Financial Products Inc. ("CFP") is the sole stockholder of CGMI. Citigroup Global Markets Holdings Inc. ("CGMH") is the sole stockholder of CFP. Citigroup Inc. is the sole stockholder of CGMH. Read SEC document |
| October 30, 2014 Filed Oct 31, 2014 15:40 UTC |
CITIGROUP INC10% owner
|
SaleAuction Rate Preferred | 600 | $87.25 | $52,350.00 |
DisclosureSEC source: 0001181431-14-035113 · rrd418056.xml · nonDerivative · entry 1 CITIGROUP INC · CIK 0000831001 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Subsidiary Disclosed balance after: 4,369 F1 · ownership.nature: The Auction Rate Preferred Shares ("Shares") reported in Table I represent Shares beneficially owned by Citigroup Global Markets Inc. ("CGMI"). Citigroup Financial Products Inc. ("CFP") is the sole stockholder of CGMI. Citigroup Global Markets Holdings Inc. ("CGMH") is the sole stockholder of CFP. Citigroup Inc. is the sole stockholder of CGMH. Read SEC document |
| August 07, 2014 Filed Aug 11, 2014 20:21 UTC |
CITIGROUP INC10% owner
|
SaleAuction Rate Preferred | 2,000 | $86.94 | $173,880.00 |
DisclosureSEC source: 0001181431-14-028825 · rrd414309.xml · nonDerivative · entry 1 CITIGROUP INC · CIK 0000831001 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Subsidiary Disclosed balance after: 4,969 F1 · ownership.nature: The Auction Preferred Shares ("Shares") reported in Table I represent Shares beneficially owned by Citigroup Global Markets Inc. ("CGMI"). Citigroup Financial Products Inc. ("CFP") is the sole stockholder of CGMI. Citigroup Global Markets Holdings Inc. ("CGMH") is the sole stockholder of CFP. Citigroup Inc. is the sole stockholder of CGMH. Read SEC document |
| July 21, 2014 Filed Jul 22, 2014 20:08 UTC |
CITIGROUP INC10% owner
|
SaleAuction Rate Preferred | 1,200 | $86.82 | $104,184.00 |
DisclosureSEC source: 0001181431-14-027133 · rrd412828.xml · nonDerivative · entry 1 CITIGROUP INC · CIK 0000831001 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Subsidiary Disclosed balance after: 6,969 F1 · ownership.nature: The Auction Preferred Shares ("Shares") reported in Table I represent Shares beneficially owned by Citigroup Global Markets Inc. ("CGMI"). Citigroup Financial Products Inc. ("CFP") is the sole stockholder of CGMI. Citigroup Global Markets Holdings Inc. ("CGMH") is the sole stockholder of CFP. Citigroup Inc. is the sole stockholder of CGMH. Read SEC document |
| June 03, 2013 Filed Dec 15, 2017 15:37 UTC Amendment |
HUTCHINSON WILLIAM RDirector
|
PurchaseCommon Stock | 1,000 | $13.19 | $13,187.80 |
DisclosureSEC source: 0000914851-17-000442 · wf-form4a_151335225020632.xml · nonDerivative · entry 1 HUTCHINSON WILLIAM R · CIK 0001240631 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,738 F1 · balance_after: Includes shares held by family member. Read SEC document |
| November 15, 2011 Filed Feb 3, 2012 19:59 UTC |
CITIGROUP INC10% owner
|
PurchaseAuction Rate Preferred | 4 | $24,083.33 | $96,333.32 |
DisclosureSEC source: 0001181431-12-005659 · rrd332343.xml · nonDerivative · entry 1 CITIGROUP INC · CIK 0000831001 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Subsidiary Disclosed balance after: 8,169 F1 · ownership.nature: The Auction Preferred Shares ("Shares") reported in Table I represent Shares beneficially owned by Citigroup Global Markets Inc. ("CGMI"). Citigroup Financial Products Inc. ("CFP") is the sole stockholder of CGMI. Citigroup Global Markets Holdings Inc. ("CGMH") is the sole stockholder of CFP. Citigroup Inc. is the sole stockholder of CGMH. Read SEC document |
| July 27, 2011 Filed Jul 28, 2011 20:02 UTC |
CITIGROUP INC10% owner
|
PurchaseAuction Rate Preferred | 21 | $22,418.00 | $470,778.00 |
DisclosureSEC source: 0001181431-11-042804 · rrd318528.xml · nonDerivative · entry 2 CITIGROUP INC · CIK 0000831001 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Subsidiary Disclosed balance after: 8,165 F1 · ownership.nature: The Auction Preferred Shares ("Shares") reported in Table I represent Shares beneficially owned by Citigroup Global Markets Inc. ("CGMI"). Citigroup Financial Products Inc. ("CFP") is the sole stockholder of CGMI. Citigroup Global Markets Holdings Inc. ("CGMH") is the sole stockholder of CFP. Citigroup Inc. is the sole stockholder of CGMH. Read SEC document |
| July 26, 2011 Filed Jul 28, 2011 20:02 UTC |
CITIGROUP INC10% owner
|
PurchaseAuction Rate Preferred | 52 | $22,418.00 | $1,165,736.00 |
DisclosureSEC source: 0001181431-11-042804 · rrd318528.xml · nonDerivative · entry 1 CITIGROUP INC · CIK 0000831001 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Subsidiary Disclosed balance after: 8,144 F1 · ownership.nature: The Auction Preferred Shares ("Shares") reported in Table I represent Shares beneficially owned by Citigroup Global Markets Inc. ("CGMI"). Citigroup Financial Products Inc. ("CFP") is the sole stockholder of CGMI. Citigroup Global Markets Holdings Inc. ("CGMH") is the sole stockholder of CFP. Citigroup Inc. is the sole stockholder of CGMH. Read SEC document |
| March 24, 2011 Filed Mar 24, 2011 20:07 UTC |
CITIGROUP INC10% owner
|
PurchaseAuction Rate Preferred | 57 | $23,260.75 | $1,325,862.75 |
DisclosureSEC source: 0001181431-11-019895 · rrd306345.xml · nonDerivative · entry 1 CITIGROUP INC · CIK 0000831001 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Subsidiary Disclosed balance after: 8,092 F1 · ownership.nature: The Auction Preferred Shares ("Shares") reported in Table I represent Shares beneficially owned by Citigroup Global Markets Inc. ("CGMI"). Citigroup Financial Products Inc. ("CFP") is the sole stockholder of CGMI. Citigroup Global Markets Holdings Inc. ("CGMH") is the sole stockholder of CFP. Citigroup Inc. is the sole stockholder of CGMH. Read SEC document |
| March 23, 2011 Filed Mar 23, 2011 20:20 UTC |
CITIGROUP INC10% owner
|
PurchaseAuction Rate Preferred | 115 | $23,260.75 | $2,674,986.25 |
DisclosureSEC source: 0001181431-11-019663 · rrd306175.xml · nonDerivative · entry 2 CITIGROUP INC · CIK 0000831001 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Subsidiary Disclosed balance after: 8,035 F1 · ownership.nature: The Auction Preferred Shares ("Shares") reported in Table I represent Shares beneficially owned by Citigroup Global Markets Inc. ("CGMI"). Citigroup Financial Products Inc. ("CFP") is the sole stockholder of CGMI. Citigroup Global Markets Holdings Inc. ("CGMH") is the sole stockholder of CFP. Citigroup Inc. is the sole stockholder of CGMH. Read SEC document |
| March 21, 2011 Filed Mar 23, 2011 20:20 UTC |
CITIGROUP INC10% owner
|
PurchaseAuction Rate Preferred | 100 | $23,260.75 | $2,326,075.00 |
DisclosureSEC source: 0001181431-11-019663 · rrd306175.xml · nonDerivative · entry 1 CITIGROUP INC · CIK 0000831001 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Subsidiary Disclosed balance after: 7,920 F1 · ownership.nature: The Auction Preferred Shares ("Shares") reported in Table I represent Shares beneficially owned by Citigroup Global Markets Inc. ("CGMI"). Citigroup Financial Products Inc. ("CFP") is the sole stockholder of CGMI. Citigroup Global Markets Holdings Inc. ("CGMH") is the sole stockholder of CFP. Citigroup Inc. is the sole stockholder of CGMH. Read SEC document |
| January 21, 2011 Filed Jan 24, 2011 22:09 UTC |
CITIGROUP INC10% owner
|
PurchaseAuction Rate Preferred | 132 | $19,763.50 | $2,608,782.00 |
DisclosureSEC source: 0001181431-11-004845 · rrd298353.xml · nonDerivative · entry 2 CITIGROUP INC · CIK 0000831001 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Subsidiary Disclosed balance after: 7,820 F1 · kind: The Reporting Person purchased these Auction Preferred Shares ("Shares") pursuant to a portfolio liquidation agreement in exchange for the share price noted in Box 4 of Table I and certain other rights and affirmative covenants. F2 · ownership.nature: The Shares reported in Table I represent Shares beneficially owned by Citigroup Global Markets Inc. ("CGMI"). Citigroup Financial Products Inc. ("CFP") is the sole stockholder of CGMI. Citigroup Global Markets Holdings Inc. ("CGMH") is the sole stockholder of CFP. Citigroup Inc. is the sole stockholder of CGMH. Read SEC document |
| January 20, 2011 Filed Jan 24, 2011 22:09 UTC |
CITIGROUP INC10% owner
|
PurchaseAuction Rate Preferred | 264 | $19,763.50 | $5,217,564.00 |
DisclosureSEC source: 0001181431-11-004845 · rrd298353.xml · nonDerivative · entry 1 CITIGROUP INC · CIK 0000831001 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Subsidiary Disclosed balance after: 7,688 F1 · kind: The Reporting Person purchased these Auction Preferred Shares ("Shares") pursuant to a portfolio liquidation agreement in exchange for the share price noted in Box 4 of Table I and certain other rights and affirmative covenants. F2 · ownership.nature: The Shares reported in Table I represent Shares beneficially owned by Citigroup Global Markets Inc. ("CGMI"). Citigroup Financial Products Inc. ("CFP") is the sole stockholder of CGMI. Citigroup Global Markets Holdings Inc. ("CGMH") is the sole stockholder of CFP. Citigroup Inc. is the sole stockholder of CGMH. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.