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RiverNorth Financial Holdings, LLC

Disclosed activity across 8 companies

Tapewire entity
70870
SEC CIK
0002085200

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
RIVERNORTH OPPORTUNITIES FUND, INC.RIV · Entity 5947Affiliate of the AdviserSeptember 18, 2025September 18, 2025
RiverNorth Capital & Income Fund, Inc.RSF · Entity 7096Affiliate of the AdviserSeptember 18, 2025September 18, 2025
RiverNorth Flexible Municipal Income Fund II, Inc.RFMZ · Entity 5900Affiliate of the AdviserDecember 03, 2025December 04, 2025
RiverNorth Flexible Municipal Income Fund, Inc.RFM · Entity 6849Affiliate of the AdviserNovember 26, 2025November 28, 2025
RiverNorth Managed Duration Municipal Income Fund II, Inc.RMMZ · Entity 6634Affiliate of the AdviserSeptember 18, 2025September 18, 2025
RiverNorth Managed Duration Municipal Income Fund, Inc.RMM · Entity 6021Affiliate of the AdviserSeptember 18, 2025September 18, 2025
RiverNorth Opportunistic Municipal Income Fund, Inc.RMI · Entity 6784Affiliate of the AdviserDecember 22, 2025December 23, 2025
RiverNorth/DoubleLine Strategic Opportunity Fund, Inc.OPP · Entity 6374Affiliate of the AdviserSeptember 18, 2025September 18, 2025

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

RIVERNORTH OPPORTUNITIES FUND, INC.

Report date September 18, 2025 · Filed September 18, 2025

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common Shares of Beneficial InterestSEC Table I · non-derivativeDirect0 Reported balance Holding disclosure · report date 2025-09-18 · row 1 Holding and transaction disclosures are not merged.
1 source row

Row 1 · Balance 0

RiverNorth Capital & Income Fund, Inc.

Report date September 18, 2025 · Filed September 18, 2025

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common Shares of Beneficial InterestSEC Table I · non-derivativeDirect0 Reported balance Holding disclosure · report date 2025-09-18 · row 1 Holding and transaction disclosures are not merged.
1 source row

Row 1 · Balance 0

RiverNorth Flexible Municipal Income Fund II, Inc.

Report date December 03, 2025 · Filed December 04, 2025

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect10,242 Reported balance After 2025-12-03 transaction · row 1 Sequence does not reconcile; account continuity is unresolved.
1 source row

Row 1 · 2025-12-03 · Purchase · Acquired 2,065 · Balance 10,242

Common StockSEC Table I · non-derivativeDirectNot disclosed Reported balance After 2025-12-04 transaction · row 2 Sequence does not reconcile; account continuity is unresolved.
1 source row

Row 2 · 2025-12-04 · Purchase · Acquired 3,791 · Balance Not disclosed

RiverNorth Flexible Municipal Income Fund, Inc.

Report date November 26, 2025 · Filed November 28, 2025

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect40,647 Reported balance After 2025-11-26 transaction · row 1
1 source row

Row 1 · 2025-11-26 · Purchase · Acquired 175 · Balance 40,647

RiverNorth Managed Duration Municipal Income Fund II, Inc.

Report date September 18, 2025 · Filed September 18, 2025

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common Shares of Beneficial InterestSEC Table I · non-derivativeDirect0 Reported balance Holding disclosure · report date 2025-09-18 · row 1 Holding and transaction disclosures are not merged.
1 source row

Row 1 · Balance 0

RiverNorth Managed Duration Municipal Income Fund, Inc.

Report date September 18, 2025 · Filed September 18, 2025

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common Shares of Beneficial InterestSEC Table I · non-derivativeDirect0 Reported balance Holding disclosure · report date 2025-09-18 · row 1 Holding and transaction disclosures are not merged.
1 source row

Row 1 · Balance 0

RiverNorth Opportunistic Municipal Income Fund, Inc.

Report date December 22, 2025 · Filed December 23, 2025

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect84,454 Reported balance After 2025-12-22 transaction · row 1
1 source row

Row 1 · 2025-12-22 · Purchase · Acquired 3,941 · Balance 84,454

RiverNorth/DoubleLine Strategic Opportunity Fund, Inc.

Report date September 18, 2025 · Filed September 18, 2025

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common Shares of Beneficial InterestSEC Table I · non-derivativeDirect0 Reported balance Holding disclosure · report date 2025-09-18 · row 1 Holding and transaction disclosures are not merged.
1 source row

Row 1 · Balance 0

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
December 22, 2025 Filed Dec 23, 2025 21:27 UTC RiverNorth Opportunistic Municipal Income Fund, Inc. RMI · Entity 6784 PurchaseCommon Stock 3,941 $14.47 $57,026.27
Disclosure

SEC source: 0001398344-25-022898 · fp0096743-1_4.xml · nonDerivative · entry 1

RiverNorth Financial Holdings, LLC · CIK 0002085200 · Affiliate of the Adviser

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 84,454

Read SEC document
December 18, 2025 Filed Dec 22, 2025 22:24 UTC RiverNorth Opportunistic Municipal Income Fund, Inc. RMI · Entity 6784 PurchaseCommon Stock 5,058 $14.46 $73,151.83
Disclosure

SEC source: 0001398344-25-022818 · fp0096727-1_4.xml · nonDerivative · entry 1

RiverNorth Financial Holdings, LLC · CIK 0002085200 · Affiliate of the Adviser

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 80,513

Read SEC document
December 04, 2025 Filed Dec 4, 2025 23:54 UTC RiverNorth Flexible Municipal Income Fund II, Inc. RFMZ · Entity 5900 PurchaseCommon Stock 3,791 $12.78 $48,448.98
Disclosure

SEC source: 0001398344-25-021791 · fp0096490-1_4.xml · nonDerivative · entry 2

RiverNorth Financial Holdings, LLC · CIK 0002085200 · Affiliate of the Adviser

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: Not disclosed

Read SEC document
December 03, 2025 Filed Dec 4, 2025 23:54 UTC RiverNorth Flexible Municipal Income Fund II, Inc. RFMZ · Entity 5900 PurchaseCommon Stock 2,065 $12.74 $26,305.42
Disclosure

SEC source: 0001398344-25-021791 · fp0096490-1_4.xml · nonDerivative · entry 1

RiverNorth Financial Holdings, LLC · CIK 0002085200 · Affiliate of the Adviser

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,242

Read SEC document
December 02, 2025 Filed Dec 3, 2025 22:14 UTC RiverNorth Flexible Municipal Income Fund II, Inc. RFMZ · Entity 5900 PurchaseCommon Stock 8,177 $12.67 $103,575.61
Disclosure

SEC source: 0001398344-25-021653 · fp0096477-1_4.xml · nonDerivative · entry 1

RiverNorth Financial Holdings, LLC · CIK 0002085200 · Affiliate of the Adviser

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,177

Read SEC document
November 26, 2025 Filed Nov 28, 2025 17:40 UTC RiverNorth Flexible Municipal Income Fund, Inc. RFM · Entity 6849 PurchaseCommon Stock 175 $14.07 $2,462.25
Disclosure

SEC source: 0001398344-25-021360 · fp0096427-1_4.xml · nonDerivative · entry 1

RiverNorth Financial Holdings, LLC · CIK 0002085200 · Affiliate of the Adviser

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 40,647

Read SEC document
November 25, 2025 Filed Nov 26, 2025 16:39 UTC RiverNorth Flexible Municipal Income Fund, Inc. RFM · Entity 6849 PurchaseCommon Stock 2,700 $14.05 $37,933.92
Disclosure

SEC source: 0001398344-25-021291 · fp0096414-1_4.xml · nonDerivative · entry 1

RiverNorth Financial Holdings, LLC · CIK 0002085200 · Affiliate of the Adviser

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 40,472

Read SEC document
November 24, 2025 Filed Nov 25, 2025 21:55 UTC RiverNorth Opportunistic Municipal Income Fund, Inc. RMI · Entity 6784 PurchaseCommon Stock 5,558 $14.48 $80,458.16
Disclosure

SEC source: 0001398344-25-021268 · fp0096417-1_4.xml · nonDerivative · entry 1

RiverNorth Financial Holdings, LLC · CIK 0002085200 · Affiliate of the Adviser

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 75,455

Read SEC document
November 24, 2025 Filed Nov 25, 2025 21:54 UTC RiverNorth Flexible Municipal Income Fund, Inc. RFM · Entity 6849 PurchaseCommon Stock 4,905 $14.06 $68,969.70
Disclosure

SEC source: 0001398344-25-021267 · fp0096417-2_4.xml · nonDerivative · entry 1

RiverNorth Financial Holdings, LLC · CIK 0002085200 · Affiliate of the Adviser

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 37,772

Read SEC document
November 17, 2025 Filed Nov 18, 2025 23:41 UTC RiverNorth Opportunistic Municipal Income Fund, Inc. RMI · Entity 6784 PurchaseCommon Stock 6,642 $14.54 $96,552.76
Disclosure

SEC source: 0001398344-25-021047 · fp0096304-1_4.xml · nonDerivative · entry 1

RiverNorth Financial Holdings, LLC · CIK 0002085200 · Affiliate of the Adviser

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 69,867

Read SEC document
November 14, 2025 Filed Nov 17, 2025 22:04 UTC RiverNorth Opportunistic Municipal Income Fund, Inc. RMI · Entity 6784 PurchaseCommon Stock 7,045 $14.50 $102,174.34
Disclosure

SEC source: 0001398344-25-021026 · fp0096272-2_4.xml · nonDerivative · entry 1

RiverNorth Financial Holdings, LLC · CIK 0002085200 · Affiliate of the Adviser

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 63,255

Read SEC document
November 14, 2025 Filed Nov 17, 2025 22:07 UTC RiverNorth Flexible Municipal Income Fund, Inc. RFM · Entity 6849 PurchaseCommon Stock 4,346 $14.37 $62,435.07
Disclosure

SEC source: 0001398344-25-021027 · fp0096272-1_4.xml · nonDerivative · entry 1

RiverNorth Financial Holdings, LLC · CIK 0002085200 · Affiliate of the Adviser

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 32,867

Read SEC document
November 13, 2025 Filed Nov 14, 2025 19:34 UTC RiverNorth Opportunistic Municipal Income Fund, Inc. RMI · Entity 6784 PurchaseCommon Stock 3,664 $14.60 $53,499.53
Disclosure

SEC source: 0001398344-25-020968 · fp0096231-1_4.xml · nonDerivative · entry 1

RiverNorth Financial Holdings, LLC · CIK 0002085200 · Affiliate of the Adviser

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 56,210

Read SEC document
November 11, 2025 Filed Nov 12, 2025 20:27 UTC RiverNorth Opportunistic Municipal Income Fund, Inc. RMI · Entity 6784 PurchaseCommon Stock 1,657 $14.65 $24,274.06
Disclosure

SEC source: 0001398344-25-020778 · fp0096205-1_4.xml · nonDerivative · entry 2

RiverNorth Financial Holdings, LLC · CIK 0002085200 · Affiliate of the Adviser

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 52,546

Read SEC document
November 11, 2025 Filed Nov 12, 2025 19:05 UTC RiverNorth Flexible Municipal Income Fund, Inc. RFM · Entity 6849 PurchaseCommon Stock 1,243 $14.42 $17,924.06
Disclosure

SEC source: 0001398344-25-020760 · fp0096205-2_4.xml · nonDerivative · entry 2

RiverNorth Financial Holdings, LLC · CIK 0002085200 · Affiliate of the Adviser

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,521

Read SEC document
November 10, 2025 Filed Nov 12, 2025 20:27 UTC RiverNorth Opportunistic Municipal Income Fund, Inc. RMI · Entity 6784 PurchaseCommon Stock 1,301 $14.54 $18,916.54
Disclosure

SEC source: 0001398344-25-020778 · fp0096205-1_4.xml · nonDerivative · entry 1

RiverNorth Financial Holdings, LLC · CIK 0002085200 · Affiliate of the Adviser

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,889

Read SEC document
November 10, 2025 Filed Nov 12, 2025 19:05 UTC RiverNorth Flexible Municipal Income Fund, Inc. RFM · Entity 6849 PurchaseCommon Stock 4,346 $14.31 $62,206.47
Disclosure

SEC source: 0001398344-25-020760 · fp0096205-2_4.xml · nonDerivative · entry 1

RiverNorth Financial Holdings, LLC · CIK 0002085200 · Affiliate of the Adviser

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 27,278

Read SEC document
November 07, 2025 Filed Nov 10, 2025 22:00 UTC RiverNorth Opportunistic Municipal Income Fund, Inc. RMI · Entity 6784 PurchaseCommon Stock 6,857 $14.51 $99,486.16
Disclosure

SEC source: 0001398344-25-020671 · fp0096193-1_4.xml · nonDerivative · entry 1

RiverNorth Financial Holdings, LLC · CIK 0002085200 · Affiliate of the Adviser

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 49,588

Read SEC document
November 07, 2025 Filed Nov 10, 2025 21:57 UTC RiverNorth Flexible Municipal Income Fund, Inc. RFM · Entity 6849 PurchaseCommon Stock 4,257 $14.32 $60,965.35
Disclosure

SEC source: 0001398344-25-020670 · fp0096193-2_4.xml · nonDerivative · entry 1

RiverNorth Financial Holdings, LLC · CIK 0002085200 · Affiliate of the Adviser

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,932

Read SEC document
November 05, 2025 Filed Nov 6, 2025 22:20 UTC RiverNorth Opportunistic Municipal Income Fund, Inc. RMI · Entity 6784 PurchaseCommon Stock 1,226 $14.67 $17,981.13
Disclosure

SEC source: 0001398344-25-020482 · fp0096157-2_4.xml · nonDerivative · entry 1

RiverNorth Financial Holdings, LLC · CIK 0002085200 · Affiliate of the Adviser

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 42,731

Read SEC document
November 05, 2025 Filed Nov 6, 2025 22:17 UTC RiverNorth Flexible Municipal Income Fund, Inc. RFM · Entity 6849 PurchaseCommon Stock 2,165 $14.45 $31,284.25
Disclosure

SEC source: 0001398344-25-020480 · fp0096157-1_4.xml · nonDerivative · entry 1

RiverNorth Financial Holdings, LLC · CIK 0002085200 · Affiliate of the Adviser

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,675

Read SEC document
November 04, 2025 Filed Nov 5, 2025 22:12 UTC RiverNorth Opportunistic Municipal Income Fund, Inc. RMI · Entity 6784 PurchaseCommon Stock 6,857 $14.69 $100,729.33
Disclosure

SEC source: 0001398344-25-020388 · fp0096138-1_4.xml · nonDerivative · entry 1

RiverNorth Financial Holdings, LLC · CIK 0002085200 · Affiliate of the Adviser

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 41,505

Read SEC document
November 04, 2025 Filed Nov 5, 2025 22:12 UTC RiverNorth Flexible Municipal Income Fund, Inc. RFM · Entity 6849 PurchaseCommon Stock 4,257 $14.41 $61,322.09
Disclosure

SEC source: 0001398344-25-020389 · fp0096138-2_4.xml · nonDerivative · entry 1

RiverNorth Financial Holdings, LLC · CIK 0002085200 · Affiliate of the Adviser

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,510

Read SEC document
November 03, 2025 Filed Nov 3, 2025 22:40 UTC RiverNorth Opportunistic Municipal Income Fund, Inc. RMI · Entity 6784 PurchaseCommon Stock 1,640 $14.65 $24,026.00
Disclosure

SEC source: 0001398344-25-020228 · fp0096111-1_4.xml · nonDerivative · entry 2

RiverNorth Financial Holdings, LLC · CIK 0002085200 · Affiliate of the Adviser

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 34,648

Read SEC document
October 31, 2025 Filed Nov 3, 2025 22:40 UTC RiverNorth Opportunistic Municipal Income Fund, Inc. RMI · Entity 6784 PurchaseCommon Stock 1,032 $14.66 $15,129.02
Disclosure

SEC source: 0001398344-25-020228 · fp0096111-1_4.xml · nonDerivative · entry 1

RiverNorth Financial Holdings, LLC · CIK 0002085200 · Affiliate of the Adviser

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 33,008

Read SEC document
October 30, 2025 Filed Oct 31, 2025 19:44 UTC RiverNorth Flexible Municipal Income Fund, Inc. RFM · Entity 6849 PurchaseCommon Stock 200 $14.28 $2,856.00
Disclosure

SEC source: 0001398344-25-020124 · fp0096084-1_4.xml · nonDerivative · entry 1

RiverNorth Financial Holdings, LLC · CIK 0002085200 · Affiliate of the Adviser

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,253

Read SEC document
October 29, 2025 Filed Oct 29, 2025 22:19 UTC RiverNorth Flexible Municipal Income Fund, Inc. RFM · Entity 6849 PurchaseCommon Stock 100 $14.31 $1,431.00
Disclosure

SEC source: 0001398344-25-020003 · fp0096053-1_4.xml · nonDerivative · entry 2

RiverNorth Financial Holdings, LLC · CIK 0002085200 · Affiliate of the Adviser

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,053

Read SEC document
October 28, 2025 Filed Oct 29, 2025 22:19 UTC RiverNorth Flexible Municipal Income Fund, Inc. RFM · Entity 6849 PurchaseCommon Stock 881 $14.31 $12,605.79
Disclosure

SEC source: 0001398344-25-020003 · fp0096053-1_4.xml · nonDerivative · entry 1

RiverNorth Financial Holdings, LLC · CIK 0002085200 · Affiliate of the Adviser

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,953

Read SEC document
October 24, 2025 Filed Oct 27, 2025 22:47 UTC RiverNorth Opportunistic Municipal Income Fund, Inc. RMI · Entity 6784 PurchaseCommon Stock 4,277 $14.38 $61,503.26
Disclosure

SEC source: 0001398344-25-019862 · fp0096031-2_4.xml · nonDerivative · entry 1

RiverNorth Financial Holdings, LLC · CIK 0002085200 · Affiliate of the Adviser

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 31,976

Read SEC document
October 24, 2025 Filed Oct 27, 2025 23:51 UTC RiverNorth Flexible Municipal Income Fund, Inc. RFM · Entity 6849 PurchaseCommon Stock 141 $14.30 $2,016.30
Disclosure

SEC source: 0001398344-25-019866 · fp0096031-1_4.xml · nonDerivative · entry 1

RiverNorth Financial Holdings, LLC · CIK 0002085200 · Affiliate of the Adviser

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,072

Read SEC document
October 23, 2025 Filed Oct 24, 2025 21:30 UTC RiverNorth Opportunistic Municipal Income Fund, Inc. RMI · Entity 6784 PurchaseCommon Stock 4,277 $14.42 $61,674.34
Disclosure

SEC source: 0001398344-25-019785 · fp0096021-2_4.xml · nonDerivative · entry 1

RiverNorth Financial Holdings, LLC · CIK 0002085200 · Affiliate of the Adviser

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 27,699

Read SEC document
October 23, 2025 Filed Oct 24, 2025 21:28 UTC RiverNorth Flexible Municipal Income Fund, Inc. RFM · Entity 6849 PurchaseCommmon Stock 3,216 $14.30 $45,988.80
Disclosure

SEC source: 0001398344-25-019783 · fp0096021-1_4.xml · nonDerivative · entry 1

RiverNorth Financial Holdings, LLC · CIK 0002085200 · Affiliate of the Adviser

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,931

Read SEC document
October 22, 2025 Filed Oct 23, 2025 23:06 UTC RiverNorth Opportunistic Municipal Income Fund, Inc. RMI · Entity 6784 PurchaseCommon Stock 4,277 $14.45 $61,802.65
Disclosure

SEC source: 0001398344-25-019700 · fp0096010-1_4.xml · nonDerivative · entry 1

RiverNorth Financial Holdings, LLC · CIK 0002085200 · Affiliate of the Adviser

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,422

Read SEC document
October 22, 2025 Filed Oct 23, 2025 23:01 UTC RiverNorth Flexible Municipal Income Fund, Inc. RFM · Entity 6849 PurchaseCommon Stock 3,352 $14.30 $47,925.89
Disclosure

SEC source: 0001398344-25-019698 · fp0096010-2_4.xml · nonDerivative · entry 1

RiverNorth Financial Holdings, LLC · CIK 0002085200 · Affiliate of the Adviser

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,715

Read SEC document
October 21, 2025 Filed Oct 22, 2025 21:27 UTC RiverNorth Opportunistic Municipal Income Fund, Inc. RMI · Entity 6784 PurchaseCommon Stock 2,891 $14.60 $42,208.60
Disclosure

SEC source: 0001398344-25-019598 · fp0095999-1_4.xml · nonDerivative · entry 1

RiverNorth Financial Holdings, LLC · CIK 0002085200 · Affiliate of the Adviser

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,145

Read SEC document
October 21, 2025 Filed Oct 22, 2025 21:30 UTC RiverNorth Flexible Municipal Income Fund, Inc. RFM · Entity 6849 PurchaseCommon Stock 4,363 $14.35 $62,609.05
Disclosure

SEC source: 0001398344-25-019601 · fp0095999-2_4.xml · nonDerivative · entry 1

RiverNorth Financial Holdings, LLC · CIK 0002085200 · Affiliate of the Adviser

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,363

Read SEC document
October 20, 2025 Filed Oct 21, 2025 22:45 UTC RiverNorth Opportunistic Municipal Income Fund, Inc. RMI · Entity 6784 PurchaseCommon Stock 2,794 $14.60 $40,792.40
Disclosure

SEC source: 0001398344-25-019502 · fp0095985-1_4.xml · nonDerivative · entry 1

RiverNorth Financial Holdings, LLC · CIK 0002085200 · Affiliate of the Adviser

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,254

Read SEC document
October 17, 2025 Filed Oct 20, 2025 22:17 UTC RiverNorth Opportunistic Municipal Income Fund, Inc. RMI · Entity 6784 PurchaseCommon Stock 4,138 $14.62 $60,506.66
Disclosure

SEC source: 0001398344-25-019379 · fp0095967-1_4.xml · nonDerivative · entry 1

RiverNorth Financial Holdings, LLC · CIK 0002085200 · Affiliate of the Adviser

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,460

Read SEC document
October 16, 2025 Filed Oct 17, 2025 20:31 UTC RiverNorth Opportunistic Municipal Income Fund, Inc. RMI · Entity 6784 PurchaseCommon Stock 3,041 $14.69 $44,668.64
Disclosure

SEC source: 0001398344-25-019275 · fp0095945-1_4.xml · nonDerivative · entry 1

RiverNorth Financial Holdings, LLC · CIK 0002085200 · Affiliate of the Adviser

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,322

Read SEC document
October 15, 2025 Filed Oct 16, 2025 22:22 UTC RiverNorth Opportunistic Municipal Income Fund, Inc. RMI · Entity 6784 PurchaseCommon Stock 4,138 $14.74 $60,994.12
Disclosure

SEC source: 0001398344-25-019226 · fp0095929-1_4.xml · nonDerivative · entry 1

RiverNorth Financial Holdings, LLC · CIK 0002085200 · Affiliate of the Adviser

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,281

Read SEC document
October 14, 2025 Filed Oct 14, 2025 21:25 UTC RiverNorth Opportunistic Municipal Income Fund, Inc. RMI · Entity 6784 PurchaseCommon Stock 1,240 $14.68 $18,206.05
Disclosure

SEC source: 0001398344-25-019165 · fp0095866-1_4.xml · nonDerivative · entry 2

RiverNorth Financial Holdings, LLC · CIK 0002085200 · Affiliate of the Adviser

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,143

Read SEC document
October 13, 2025 Filed Oct 14, 2025 21:25 UTC RiverNorth Opportunistic Municipal Income Fund, Inc. RMI · Entity 6784 PurchaseCommon Stock 903 $14.65 $13,232.02
Disclosure

SEC source: 0001398344-25-019165 · fp0095866-1_4.xml · nonDerivative · entry 1

RiverNorth Financial Holdings, LLC · CIK 0002085200 · Affiliate of the Adviser

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 903

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.