Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| DNP SELECT INCOME FUND INCDNP · Entity 4041 | Director | September 18, 2024 | September 20, 2024 |
| DTF TAX-FREE INCOME 2028 TERM FUND INCDTF · Entity 6905 | Director | September 18, 2024 | September 20, 2024 |
| Duff & Phelps Utility & Infrastructure Fund Inc.DPG · Entity 5444 | Director | September 18, 2024 | September 20, 2024 |
| VIRTUS INVESTMENT PARTNERS, INC.VRTS · Entity 4916 | Director · Director, CEO and President | March 13, 2026 | March 17, 2026 |
| Virtus Artificial Intelligence & Technology Opportunities FundAIO · Entity 5033 | Director · President and CEO | December 21, 2021 | December 22, 2021 |
| Virtus Convertible & Income 2024 Target Term FundCBH · Entity 90218 | Director · President and CEO | February 01, 2021 | February 11, 2021 |
| Virtus Convertible & Income FundNCV · Entity 8885 | Director · President and CEO | December 21, 2021 | December 22, 2021 |
| Virtus Convertible & Income Fund IINCZ · Entity 5978 | Director · President and CEO | December 21, 2021 | December 22, 2021 |
| Virtus Diversified Income & Convertible FundACV · Entity 6061 | Director · President and CEO | December 21, 2021 | December 22, 2021 |
| Virtus Dividend, Interest & Premium Strategy FundNFJ · Entity 4708 | Director · President and CEO | December 21, 2021 | December 22, 2021 |
| Virtus Equity & Convertible Income FundNIE · Entity 5206 | Director · President and CEO | December 21, 2021 | December 22, 2021 |
| Virtus Stone Harbor Emerging Markets Income FundEDF · Entity 6438 | Director · President and CEO | April 08, 2022 | April 18, 2022 |
| Virtus Stone Harbor Emerging Markets Total Income FundEDI · Entity 107987 | Director · President and CEO | April 08, 2022 | April 18, 2022 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
DNP SELECT INCOME FUND INC
Report date September 18, 2024 · Filed September 20, 2024
This filing explicitly reported no securities owned.
DTF TAX-FREE INCOME 2028 TERM FUND INC
Report date September 18, 2024 · Filed September 20, 2024
This filing explicitly reported no securities owned.
Duff & Phelps Utility & Infrastructure Fund Inc.
Report date September 18, 2024 · Filed September 20, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 3,260.793 |
Reported balance
Holding disclosure · report date 2024-09-18 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 3,260.793 |
VIRTUS INVESTMENT PARTNERS, INC.
Report date March 13, 2026 · Filed March 17, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 278,688.52 |
Reported balance
After 2026-03-13 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-03-13 · Tax withholding · Disposed 3,940 · Balance 278,688.52 F1: Exempt disposition to the Issuer under Rule 16b-3(e) to satisfy tax withholding obligations arising out of the vesting of restricted stock units ("RSUs") granted to the Reporting Person pursuant to the Company's 2023, 2024 and 2025 Long Term Incentive Plans, previously reported and settled with shares by the Reporting Person. |
| Common StockSEC Table I · non-derivative | Direct | 291,376.52 |
Reported balance
After 2026-03-13 transaction · row 2
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 2 · 2026-03-13 · Grant · Acquired 12,688 · Balance 291,376.52 F2: These shares comprise an award of RSUs granted to the Reporting Person pursuant to the Company's 2026 Long Term Incentive Plan. Subject to acceleration in certain circumstances, the RSUs are scheduled to vest ratably over the next three years and will be settled for shares of common stock on a one-for-one basis upon vesting. F3: This number includes (i) 1,442.104 shares acquired in connection with the Issuer's Employee Stock Purchase Plan, (ii) 9,612 RSUs that are scheduled to vest on March 15, 2027, (iii) 7,307 RSUs that are scheduled to vest on March 15, 2028, and (iv) 4,230 RSUs that are scheduled to vest on March 15, 2029. |
| Common StockSEC Table I · non-derivative | IndirectBy 401k | 70.062 |
Reported balance
Holding disclosure · report date 2026-03-13 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 70.062 |
Filing footnotes · ownership attribution and instrument terms
F1: Exempt disposition to the Issuer under Rule 16b-3(e) to satisfy tax withholding obligations arising out of the vesting of restricted stock units ("RSUs") granted to the Reporting Person pursuant to the Company's 2023, 2024 and 2025 Long Term Incentive Plans, previously reported and settled with shares by the Reporting Person.
F2: These shares comprise an award of RSUs granted to the Reporting Person pursuant to the Company's 2026 Long Term Incentive Plan. Subject to acceleration in certain circumstances, the RSUs are scheduled to vest ratably over the next three years and will be settled for shares of common stock on a one-for-one basis upon vesting.
F3: This number includes (i) 1,442.104 shares acquired in connection with the Issuer's Employee Stock Purchase Plan, (ii) 9,612 RSUs that are scheduled to vest on March 15, 2027, (iii) 7,307 RSUs that are scheduled to vest on March 15, 2028, and (iv) 4,230 RSUs that are scheduled to vest on March 15, 2029.
Virtus Artificial Intelligence & Technology Opportunities Fund
Report date December 21, 2021 · Filed December 22, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 3,685 |
Reported balance
After 2021-12-21 transaction · row 1
1 source rowRow 1 · 2021-12-21 · Purchase · Acquired 3,685 · Balance 3,685 F1: The reported price in Column 4 is a weighted average sale price. These shares were purchased in multiple transactions at prices ranging from $27.12 to $27.14 per share. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. |
Filing footnotes · ownership attribution and instrument terms
F1: The reported price in Column 4 is a weighted average sale price. These shares were purchased in multiple transactions at prices ranging from $27.12 to $27.14 per share. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
Virtus Convertible & Income 2024 Target Term Fund
Report date February 01, 2021 · Filed February 11, 2021
This filing explicitly reported no securities owned.
Virtus Convertible & Income Fund
Report date December 21, 2021 · Filed December 22, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 8,821 |
Reported balance
After 2021-12-21 transaction · row 1
1 source rowRow 1 · 2021-12-21 · Purchase · Acquired 8,821 · Balance 8,821 F1: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $5.66 to $5.68 per share. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
Filing footnotes · ownership attribution and instrument terms
F1: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $5.66 to $5.68 per share. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Virtus Convertible & Income Fund II
Report date December 21, 2021 · Filed December 22, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 10,049 |
Reported balance
After 2021-12-21 transaction · row 1
1 source rowRow 1 · 2021-12-21 · Purchase · Acquired 10,049 · Balance 10,049 F1: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $4.97 to $4.98 per share. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
Filing footnotes · ownership attribution and instrument terms
F1: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $4.97 to $4.98 per share. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Virtus Diversified Income & Convertible Fund
Report date December 21, 2021 · Filed December 22, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 2,157 |
Reported balance
After 2021-12-21 transaction · row 1
1 source rowRow 1 · 2021-12-21 · Purchase · Acquired 2,157 · Balance 2,157 F1: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $34.72 to $34.80 per share. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
Filing footnotes · ownership attribution and instrument terms
F1: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $34.72 to $34.80 per share. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Virtus Dividend, Interest & Premium Strategy Fund
Report date December 21, 2021 · Filed December 22, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 6,455 |
Reported balance
After 2021-12-21 transaction · row 1
1 source rowRow 1 · 2021-12-21 · Purchase · Acquired 6,455 · Balance 6,455 F1: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $15.49 to $15.50 per share. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
Filing footnotes · ownership attribution and instrument terms
F1: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $15.49 to $15.50 per share. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Virtus Equity & Convertible Income Fund
Report date December 21, 2021 · Filed December 22, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 2,460 |
Reported balance
After 2021-12-21 transaction · row 1
1 source rowRow 1 · 2021-12-21 · Purchase · Acquired 2,460 · Balance 2,460 F1: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $30.46 to $30.50 per share. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
Filing footnotes · ownership attribution and instrument terms
F1: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $30.46 to $30.50 per share. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Virtus Stone Harbor Emerging Markets Income Fund
Report date April 08, 2022 · Filed April 18, 2022
This filing explicitly reported no securities owned.
Virtus Stone Harbor Emerging Markets Total Income Fund
Report date April 08, 2022 · Filed April 18, 2022
This filing explicitly reported no securities owned.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 15, 2017 Filed Mar 16, 2017 23:18 UTC | VIRTUS INVESTMENT PARTNERS, INC. VRTS · Entity 4916 | GrantCommon Stock | 10,275 | $0.00 | $0.00 |
DisclosureSEC source: 0000883237-17-000042 · wf-form4_148970627239171.xml · nonDerivative · entry 2 AYLWARD GEORGE R · CIK 0001222403 · Director · Director, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 154,770.06 F2 · shares: These shares comprise an award of restricted stock units ("RSUs") granted to the reporting person pursuant to the Company's 2017 Long Term Incentive Plan. Subject to acceleration in certain circumstances, the RSUs are scheduled to cliff vest on March 15, 2020 and will be settled for shares of common stock on a one-for-one basis upon vesting. F3 · balance_after: This number includes (i) 1,408.639 shares acquired in connection with the Issuer's Employee Stock Purchase Plan (ii)14,686 RSUs that are scheduled to cliff vest on March 15, 2019; and (iii) 10,275 RSUs that are scheduled to cliff vest on March 15, 2020. RSUs will be settled for shares of common stock on a one-for-one basis upon vesting. Read SEC document |
| March 14, 2017 Filed Mar 16, 2017 23:18 UTC | VIRTUS INVESTMENT PARTNERS, INC. VRTS · Entity 4916 | Tax withholdingCommon Stock | 5,574 | $105.60 | $588,614.40 |
DisclosureSEC source: 0000883237-17-000042 · wf-form4_148970627239171.xml · nonDerivative · entry 1 AYLWARD GEORGE R · CIK 0001222403 · Director · Director, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 144,495.061 F1 · shares: Exempt disposition to the Issuer under Rule 16b-3(e) to satisfy tax withholding obligations arising out of the vesting of a RSU award. Read SEC document |
| February 08, 2017 Filed Feb 9, 2017 23:54 UTC | VIRTUS INVESTMENT PARTNERS, INC. VRTS · Entity 4916 | Exercise / conversionStock Options · Derivative | 8,399 | $40.00 Strike: $40.00 | $335,960.00 |
DisclosureSEC source: 0000883237-17-000016 · wf-form4_148668447234135.xml · derivative · entry 6 AYLWARD GEORGE R · CIK 0001222403 · Director · Director, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 8,399 shares Expires 2017-02-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 08, 2017 Filed Feb 9, 2017 23:54 UTC | VIRTUS INVESTMENT PARTNERS, INC. VRTS · Entity 4916 | Tax withholdingCommon Stock | 4,959 | $108.10 | $536,067.90 |
DisclosureSEC source: 0000883237-17-000016 · wf-form4_148668447234135.xml · nonDerivative · entry 3 AYLWARD GEORGE R · CIK 0001222403 · Director · Director, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 150,060.04 F3 · shares: Exempt disposition to the Issuer under Rule 16b-3(e) to satisfy option exercise price and tax withholding obligations. F4 · balance_after: Includes (i) 1,399.618 shares acquired in connection with the Issuer's Employee Stock Purchase Plan, (ii) 11,388 RSUs that are scheduled to cliff vest on March 15, 2017, and (iii) 14,686 RSUs that are scheduled to cliff vest on March 15, 2019. RSUs will be settled for shares of common stock on a one-for-one basis upon vesting. Read SEC document |
| February 08, 2017 Filed Feb 9, 2017 23:54 UTC | VIRTUS INVESTMENT PARTNERS, INC. VRTS · Entity 4916 | Exercise / conversionCommon Stock | 8,399 | $40.00 | $335,960.00 |
DisclosureSEC source: 0000883237-17-000016 · wf-form4_148668447234135.xml · nonDerivative · entry 2 AYLWARD GEORGE R · CIK 0001222403 · Director · Director, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 155,019.04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Acquisition of common stock upon exercise of expiring employee stock options. Read SEC document |
| February 07, 2017 Filed Feb 9, 2017 23:54 UTC | VIRTUS INVESTMENT PARTNERS, INC. VRTS · Entity 4916 | Exercise / conversionStock Options · Derivative | 2,500 | $40.00 Strike: $40.00 | $100,000.00 |
DisclosureSEC source: 0000883237-17-000016 · wf-form4_148668447234135.xml · derivative · entry 5 AYLWARD GEORGE R · CIK 0001222403 · Director · Director, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,500 shares Expires 2017-02-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 07, 2017 Filed Feb 9, 2017 23:54 UTC | VIRTUS INVESTMENT PARTNERS, INC. VRTS · Entity 4916 | Exercise / conversionCommon Stock | 2,500 | $40.00 | $100,000.00 |
DisclosureSEC source: 0000883237-17-000016 · wf-form4_148668447234135.xml · nonDerivative · entry 1 AYLWARD GEORGE R · CIK 0001222403 · Director · Director, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 146,620.04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Acquisition of common stock upon exercise of expiring employee stock options. F2 · price: The option exercise price was paid in cash. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.