Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| DNP SELECT INCOME FUND INCDNP · Entity 4041 | Director | September 18, 2024 | September 20, 2024 |
| DTF TAX-FREE INCOME 2028 TERM FUND INCDTF · Entity 6905 | Director | September 18, 2024 | September 20, 2024 |
| Duff & Phelps Utility & Infrastructure Fund Inc.DPG · Entity 5444 | Director | September 18, 2024 | September 20, 2024 |
| VIRTUS INVESTMENT PARTNERS, INC.VRTS · Entity 4916 | Director · Director, CEO and President | March 13, 2026 | March 17, 2026 |
| Virtus Artificial Intelligence & Technology Opportunities FundAIO · Entity 5033 | Director · President and CEO | December 21, 2021 | December 22, 2021 |
| Virtus Convertible & Income 2024 Target Term FundCBH · Entity 90218 | Director · President and CEO | February 01, 2021 | February 11, 2021 |
| Virtus Convertible & Income FundNCV · Entity 8885 | Director · President and CEO | December 21, 2021 | December 22, 2021 |
| Virtus Convertible & Income Fund IINCZ · Entity 5978 | Director · President and CEO | December 21, 2021 | December 22, 2021 |
| Virtus Diversified Income & Convertible FundACV · Entity 6061 | Director · President and CEO | December 21, 2021 | December 22, 2021 |
| Virtus Dividend, Interest & Premium Strategy FundNFJ · Entity 4708 | Director · President and CEO | December 21, 2021 | December 22, 2021 |
| Virtus Equity & Convertible Income FundNIE · Entity 5206 | Director · President and CEO | December 21, 2021 | December 22, 2021 |
| Virtus Stone Harbor Emerging Markets Income FundEDF · Entity 6438 | Director · President and CEO | April 08, 2022 | April 18, 2022 |
| Virtus Stone Harbor Emerging Markets Total Income FundEDI · Entity 107987 | Director · President and CEO | April 08, 2022 | April 18, 2022 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
DNP SELECT INCOME FUND INC
Report date September 18, 2024 · Filed September 20, 2024
This filing explicitly reported no securities owned.
DTF TAX-FREE INCOME 2028 TERM FUND INC
Report date September 18, 2024 · Filed September 20, 2024
This filing explicitly reported no securities owned.
Duff & Phelps Utility & Infrastructure Fund Inc.
Report date September 18, 2024 · Filed September 20, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 3,260.793 |
Reported balance
Holding disclosure · report date 2024-09-18 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 3,260.793 |
VIRTUS INVESTMENT PARTNERS, INC.
Report date March 13, 2026 · Filed March 17, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 278,688.52 |
Reported balance
After 2026-03-13 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-03-13 · Tax withholding · Disposed 3,940 · Balance 278,688.52 F1: Exempt disposition to the Issuer under Rule 16b-3(e) to satisfy tax withholding obligations arising out of the vesting of restricted stock units ("RSUs") granted to the Reporting Person pursuant to the Company's 2023, 2024 and 2025 Long Term Incentive Plans, previously reported and settled with shares by the Reporting Person. |
| Common StockSEC Table I · non-derivative | Direct | 291,376.52 |
Reported balance
After 2026-03-13 transaction · row 2
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 2 · 2026-03-13 · Grant · Acquired 12,688 · Balance 291,376.52 F2: These shares comprise an award of RSUs granted to the Reporting Person pursuant to the Company's 2026 Long Term Incentive Plan. Subject to acceleration in certain circumstances, the RSUs are scheduled to vest ratably over the next three years and will be settled for shares of common stock on a one-for-one basis upon vesting. F3: This number includes (i) 1,442.104 shares acquired in connection with the Issuer's Employee Stock Purchase Plan, (ii) 9,612 RSUs that are scheduled to vest on March 15, 2027, (iii) 7,307 RSUs that are scheduled to vest on March 15, 2028, and (iv) 4,230 RSUs that are scheduled to vest on March 15, 2029. |
| Common StockSEC Table I · non-derivative | IndirectBy 401k | 70.062 |
Reported balance
Holding disclosure · report date 2026-03-13 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 70.062 |
Filing footnotes · ownership attribution and instrument terms
F1: Exempt disposition to the Issuer under Rule 16b-3(e) to satisfy tax withholding obligations arising out of the vesting of restricted stock units ("RSUs") granted to the Reporting Person pursuant to the Company's 2023, 2024 and 2025 Long Term Incentive Plans, previously reported and settled with shares by the Reporting Person.
F2: These shares comprise an award of RSUs granted to the Reporting Person pursuant to the Company's 2026 Long Term Incentive Plan. Subject to acceleration in certain circumstances, the RSUs are scheduled to vest ratably over the next three years and will be settled for shares of common stock on a one-for-one basis upon vesting.
F3: This number includes (i) 1,442.104 shares acquired in connection with the Issuer's Employee Stock Purchase Plan, (ii) 9,612 RSUs that are scheduled to vest on March 15, 2027, (iii) 7,307 RSUs that are scheduled to vest on March 15, 2028, and (iv) 4,230 RSUs that are scheduled to vest on March 15, 2029.
Virtus Artificial Intelligence & Technology Opportunities Fund
Report date December 21, 2021 · Filed December 22, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 3,685 |
Reported balance
After 2021-12-21 transaction · row 1
1 source rowRow 1 · 2021-12-21 · Purchase · Acquired 3,685 · Balance 3,685 F1: The reported price in Column 4 is a weighted average sale price. These shares were purchased in multiple transactions at prices ranging from $27.12 to $27.14 per share. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. |
Filing footnotes · ownership attribution and instrument terms
F1: The reported price in Column 4 is a weighted average sale price. These shares were purchased in multiple transactions at prices ranging from $27.12 to $27.14 per share. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
Virtus Convertible & Income 2024 Target Term Fund
Report date February 01, 2021 · Filed February 11, 2021
This filing explicitly reported no securities owned.
Virtus Convertible & Income Fund
Report date December 21, 2021 · Filed December 22, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 8,821 |
Reported balance
After 2021-12-21 transaction · row 1
1 source rowRow 1 · 2021-12-21 · Purchase · Acquired 8,821 · Balance 8,821 F1: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $5.66 to $5.68 per share. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
Filing footnotes · ownership attribution and instrument terms
F1: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $5.66 to $5.68 per share. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Virtus Convertible & Income Fund II
Report date December 21, 2021 · Filed December 22, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 10,049 |
Reported balance
After 2021-12-21 transaction · row 1
1 source rowRow 1 · 2021-12-21 · Purchase · Acquired 10,049 · Balance 10,049 F1: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $4.97 to $4.98 per share. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
Filing footnotes · ownership attribution and instrument terms
F1: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $4.97 to $4.98 per share. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Virtus Diversified Income & Convertible Fund
Report date December 21, 2021 · Filed December 22, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 2,157 |
Reported balance
After 2021-12-21 transaction · row 1
1 source rowRow 1 · 2021-12-21 · Purchase · Acquired 2,157 · Balance 2,157 F1: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $34.72 to $34.80 per share. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
Filing footnotes · ownership attribution and instrument terms
F1: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $34.72 to $34.80 per share. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Virtus Dividend, Interest & Premium Strategy Fund
Report date December 21, 2021 · Filed December 22, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 6,455 |
Reported balance
After 2021-12-21 transaction · row 1
1 source rowRow 1 · 2021-12-21 · Purchase · Acquired 6,455 · Balance 6,455 F1: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $15.49 to $15.50 per share. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
Filing footnotes · ownership attribution and instrument terms
F1: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $15.49 to $15.50 per share. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Virtus Equity & Convertible Income Fund
Report date December 21, 2021 · Filed December 22, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 2,460 |
Reported balance
After 2021-12-21 transaction · row 1
1 source rowRow 1 · 2021-12-21 · Purchase · Acquired 2,460 · Balance 2,460 F1: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $30.46 to $30.50 per share. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
Filing footnotes · ownership attribution and instrument terms
F1: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $30.46 to $30.50 per share. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Virtus Stone Harbor Emerging Markets Income Fund
Report date April 08, 2022 · Filed April 18, 2022
This filing explicitly reported no securities owned.
Virtus Stone Harbor Emerging Markets Total Income Fund
Report date April 08, 2022 · Filed April 18, 2022
This filing explicitly reported no securities owned.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 13, 2026 Filed Mar 17, 2026 21:07 UTC | VIRTUS INVESTMENT PARTNERS, INC. VRTS · Entity 4916 | GrantCommon Stock | 12,688 | $126.11 | $1,600,083.68 |
DisclosureSEC source: 0001222403-26-000002 · wk-form4_1773781649.xml · nonDerivative · entry 2 AYLWARD GEORGE R · CIK 0001222403 · Director · Director, CEO and President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 291,376.52 F2 · shares: These shares comprise an award of RSUs granted to the Reporting Person pursuant to the Company's 2026 Long Term Incentive Plan. Subject to acceleration in certain circumstances, the RSUs are scheduled to vest ratably over the next three years and will be settled for shares of common stock on a one-for-one basis upon vesting. F3 · balance_after: This number includes (i) 1,442.104 shares acquired in connection with the Issuer's Employee Stock Purchase Plan, (ii) 9,612 RSUs that are scheduled to vest on March 15, 2027, (iii) 7,307 RSUs that are scheduled to vest on March 15, 2028, and (iv) 4,230 RSUs that are scheduled to vest on March 15, 2029. Read SEC document |
| March 13, 2026 Filed Mar 17, 2026 21:07 UTC | VIRTUS INVESTMENT PARTNERS, INC. VRTS · Entity 4916 | Tax withholdingCommon Stock | 3,940 | $126.11 | $496,873.40 |
DisclosureSEC source: 0001222403-26-000002 · wk-form4_1773781649.xml · nonDerivative · entry 1 AYLWARD GEORGE R · CIK 0001222403 · Director · Director, CEO and President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 278,688.52 F1 · shares: Exempt disposition to the Issuer under Rule 16b-3(e) to satisfy tax withholding obligations arising out of the vesting of restricted stock units ("RSUs") granted to the Reporting Person pursuant to the Company's 2023, 2024 and 2025 Long Term Incentive Plans, previously reported and settled with shares by the Reporting Person. Read SEC document |
| March 14, 2025 Filed Mar 18, 2025 21:08 UTC | VIRTUS INVESTMENT PARTNERS, INC. VRTS · Entity 4916 | GrantCommon Stock | 9,232 | $0.00 | $0.00 |
DisclosureSEC source: 0000883237-25-000017 · wk-form4_1742332079.xml · nonDerivative · entry 2 AYLWARD GEORGE R · CIK 0001222403 · Director · Director, CEO and President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 282,628.52 F2 · shares: These shares comprise an award of RSUs granted to the reporting person pursuant to the Company's 2025 Long Term Incentive Plan. Subject to acceleration in certain circumstances, the RSUs are scheduled to vest ratably over the next three years and will be settled for shares of common stock on a one-for-one basis upon vesting. F3 · balance_after: This number includes (i) 1,442.104 shares acquired in connection with the Issuer's Employee Stock Purchase Plan, (ii) 8,501 RSUs that are scheduled to vest on March 13, 2026, (iii) 5,383 RSUs that are scheduled to vest on March 15, 2027, and (iv) 3,078 RSUs that are scheduled to vest on March 15, 2028. Read SEC document |
| March 14, 2025 Filed Mar 18, 2025 21:08 UTC | VIRTUS INVESTMENT PARTNERS, INC. VRTS · Entity 4916 | Tax withholdingCommon Stock | 3,648 | $173.32 | $632,271.36 |
DisclosureSEC source: 0000883237-25-000017 · wk-form4_1742332079.xml · nonDerivative · entry 1 AYLWARD GEORGE R · CIK 0001222403 · Director · Director, CEO and President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 273,396.52 F1 · shares: Exempt disposition to the Issuer under Rule 16b-3(e) to satisfy tax withholding obligations arising out of the vesting of restricted stock units ("RSUs") granted to the reporting person pursuant to the Company's 2022, 2023 and 2024 Long Term Incentive Plans, previously reported and settled with shares by the reporting person. Read SEC document |
| March 15, 2024 Filed Mar 19, 2024 21:00 UTC | VIRTUS INVESTMENT PARTNERS, INC. VRTS · Entity 4916 | GrantCommon Stock | 6,917 | $0.00 | $0.00 |
DisclosureSEC source: 0000883237-24-000039 · wk-form4_1710882034.xml · nonDerivative · entry 4 AYLWARD GEORGE R · CIK 0001222403 · Director · Director, CEO and President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 277,044.52 F4 · shares: These shares comprise an award of RSUs granted to the reporting person pursuant to the Company's 2024 Long Term Incentive Plan. Subject to acceleration in certain circumstances, the RSUs are scheduled to vest ratably over the next three years and will be settled for shares of common stock on a one-for-one basis upon vesting. F5 · balance_after: This number includes (i) 1,442.104 shares acquired in connection with the Issuer's Employee Stock Purchase Plan, (ii) 7,867 RSUs that are scheduled to vest on March 14, 2025, (iii) 5,424 RSUs that are scheduled to vest on March 13, 2026, and (iv) 2,306 RSUs that are scheduled to vest on March 15, 2027. Read SEC document |
| March 15, 2024 Filed Mar 19, 2024 21:00 UTC | VIRTUS INVESTMENT PARTNERS, INC. VRTS · Entity 4916 | Tax withholdingCommon Stock | 3,464 | $231.33 | $801,327.12 |
DisclosureSEC source: 0000883237-24-000039 · wk-form4_1710882034.xml · nonDerivative · entry 3 AYLWARD GEORGE R · CIK 0001222403 · Director · Director, CEO and President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 270,127.52 F3 · shares: Exempt disposition to the Issuer under Rule 16b-3(e) to satisfy tax withholding obligations arising out of the vesting of RSUs granted to the reporting person pursuant to the Company's 2021, 2022 and 2023 Long Term Incentive Plans, previously reported and settled with shares by the reporting person. Read SEC document |
| March 15, 2024 Filed Mar 19, 2024 21:00 UTC | VIRTUS INVESTMENT PARTNERS, INC. VRTS · Entity 4916 | Tax withholdingCommon Stock | 1,527 | $231.33 | $353,240.91 |
DisclosureSEC source: 0000883237-24-000039 · wk-form4_1710882034.xml · nonDerivative · entry 2 AYLWARD GEORGE R · CIK 0001222403 · Director · Director, CEO and President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 273,591.52 F2 · shares: Exempt disposition to the Issuer under Rule 16b-3(e) to satisfy tax withholding obligations arising out of the vesting of RSUs reported in footnote (1) above, and settled with shares by the reporting person. Read SEC document |
| March 15, 2024 Filed Mar 19, 2024 21:00 UTC | VIRTUS INVESTMENT PARTNERS, INC. VRTS · Entity 4916 | GrantCommon Stock | 3,295 | $0.00 | $0.00 |
DisclosureSEC source: 0000883237-24-000039 · wk-form4_1710882034.xml · nonDerivative · entry 1 AYLWARD GEORGE R · CIK 0001222403 · Director · Director, CEO and President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 275,118.52 F1 · shares: These shares comprise an award of restricted stock units ("RSUs") granted to the reporting person pursuant to the Company's 2021 Long Term Incentive Plan, subject to a time and performance condition which has been satisfied. Read SEC document |
| March 15, 2023 Filed Mar 17, 2023 20:35 UTC | VIRTUS INVESTMENT PARTNERS, INC. VRTS · Entity 4916 | Tax withholdingCommon Stock | 2,019 | $171.08 | $345,410.52 |
DisclosureSEC source: 0000883237-23-000039 · wf-form4_167908528719447.xml · nonDerivative · entry 2 AYLWARD GEORGE R · CIK 0001222403 · Director · Director, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 271,823.52 F2 · shares: Exempt disposition to the Issuer under Rule 16b-3(e) to satisfy tax withholding obligations arising out of the vesting of RSUs previously reported, and settled with shares by the reporting person. F3 · balance_after: This number includes (i) 1,442.104 shares acquired in connection with the Issuer's Employee Stock Purchase Plan, (ii) 7,472 RSUs that are scheduled to vest on March 15, 2024, (iii) 5,562 RSUs that are scheduled to vest on March 14, 2025 and (iv) 3,118 RSUs that are scheduled to vest on March 13, 2026. Read SEC document |
| March 15, 2023 Filed Mar 17, 2023 20:35 UTC | VIRTUS INVESTMENT PARTNERS, INC. VRTS · Entity 4916 | GrantCommon Stock | 9,352 | $0.00 | $0.00 |
DisclosureSEC source: 0000883237-23-000039 · wf-form4_167908528719447.xml · nonDerivative · entry 1 AYLWARD GEORGE R · CIK 0001222403 · Director · Director, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 273,842.52 F1 · shares: These shares comprise an award of restricted stock units ("RSUs") granted to the reporting person pursuant to the Company's 2023 Long Term Incentive Plan. Subject to acceleration in certain circumstances, the RSUs are scheduled to vest ratably over the next three years and will be settled for shares of common stock on a one-for-one basis upon vesting. Read SEC document |
| March 13, 2023 Filed Mar 15, 2023 21:19 UTC | VIRTUS INVESTMENT PARTNERS, INC. VRTS · Entity 4916 | Tax withholdingCommon Stock | 2,731 | $173.07 | $472,654.17 |
DisclosureSEC source: 0000883237-23-000028 · wf-form4_167891514803929.xml · nonDerivative · entry 3 AYLWARD GEORGE R · CIK 0001222403 · Director · Director, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 264,490.52 F3 · shares: Exempt disposition to the Issuer under Rule 16b-3(e) to satisfy tax withholding obligations arising out of the vesting of RSUs previously reported, and settled with shares by the reporting person. Read SEC document |
| March 13, 2023 Filed Mar 15, 2023 21:19 UTC | VIRTUS INVESTMENT PARTNERS, INC. VRTS · Entity 4916 | Tax withholdingCommon Stock | 11,959 | $173.07 | $2,069,744.13 |
DisclosureSEC source: 0000883237-23-000028 · wf-form4_167891514803929.xml · nonDerivative · entry 2 AYLWARD GEORGE R · CIK 0001222403 · Director · Director, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 267,221.52 F2 · shares: Exempt disposition to the Issuer under Rule 16b-3(e) to satisfy tax withholding obligations arising out of the vesting of RSUs and settled with shares by the reporting person. Read SEC document |
| March 13, 2023 Filed Mar 15, 2023 21:19 UTC | VIRTUS INVESTMENT PARTNERS, INC. VRTS · Entity 4916 | GrantCommon Stock | 25,804 | $0.00 | $0.00 |
DisclosureSEC source: 0000883237-23-000028 · wf-form4_167891514803929.xml · nonDerivative · entry 1 AYLWARD GEORGE R · CIK 0001222403 · Director · Director, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 279,180.52 F1 · shares: These shares comprise an award of restricted stock units ("RSUs") granted to the reporting person pursuant to the Company's 2020 Long Term Incentive Plan, subject to a time and performance condition which has been satisfied. Read SEC document |
| March 15, 2022 Filed Mar 17, 2022 21:05 UTC | VIRTUS INVESTMENT PARTNERS, INC. VRTS · Entity 4916 | GrantCommon Stock | 7,333 | $0.00 | $0.00 |
DisclosureSEC source: 0000883237-22-000097 · wf-form4_164755111233447.xml · nonDerivative · entry 4 AYLWARD GEORGE R · CIK 0001222403 · Director · Director, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 253,376.52 F4 · shares: These shares comprise an award of restricted stock units ("RSUs") granted to the reporting person pursuant to the Company's 2022 Long Term Incentive Plan. Subject to acceleration in certain circumstances, the RSUs are scheduled to vest ratably over the next three years and will be settled for shares of common stock on a one-for-one basis upon vesting. F5 · balance_after: This number includes (i) 1,442.104 shares acquired in connection with the Issuer's Employee Stock Purchase Plan, (ii) 5,892 RSUs that are scheduled to vest on March 13, 2023, (iii) 4,355 RSUs that are scheduled to vest on March 15, 2023, (iv) 4,355 RSUs that are scheduled to vest on March 15, 2024 and (v) 2,445 RSUs that are scheduled to vest on March 15, 2025. Read SEC document |
| March 15, 2022 Filed Mar 17, 2022 21:05 UTC | VIRTUS INVESTMENT PARTNERS, INC. VRTS · Entity 4916 | GrantCommon Stock | 27,372 | $0.00 | $0.00 |
DisclosureSEC source: 0000883237-22-000097 · wf-form4_164755111233447.xml · nonDerivative · entry 3 AYLWARD GEORGE R · CIK 0001222403 · Director · Director, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 246,043.52 F3 · shares: These shares comprise an award of restricted stock units ("RSUs") granted to the reporting person pursuant to the Company's 2019 Long Term Incentive Plan, subject to a time and performance condition which has been satisfied. Read SEC document |
| March 15, 2022 Filed Mar 17, 2022 21:05 UTC | VIRTUS INVESTMENT PARTNERS, INC. VRTS · Entity 4916 | Tax withholdingCommon Stock | 12,686 | $218.20 | $2,768,085.20 |
DisclosureSEC source: 0000883237-22-000097 · wf-form4_164755111233447.xml · nonDerivative · entry 2 AYLWARD GEORGE R · CIK 0001222403 · Director · Director, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 218,671.52 F2 · shares: Exempt disposition to the Issuer under Rule 16b-3(e) to satisfy tax withholding obligations arising out of the vesting of an RSU award, and settled with shares by the reporting person. Read SEC document |
| March 15, 2022 Filed Mar 17, 2022 21:05 UTC | VIRTUS INVESTMENT PARTNERS, INC. VRTS · Entity 4916 | Tax withholdingCommon Stock | 3,001 | $218.20 | $654,818.20 |
DisclosureSEC source: 0000883237-22-000097 · wf-form4_164755111233447.xml · nonDerivative · entry 1 AYLWARD GEORGE R · CIK 0001222403 · Director · Director, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 231,357.52 F1 · shares: Exempt disposition to the Issuer under Rule 16b-3(e) to satisfy tax withholding obligations arising out of the vesting of RSUs previously reported, and settled with shares by the reporting person. Read SEC document |
| March 11, 2022 Filed Mar 15, 2022 21:03 UTC | VIRTUS INVESTMENT PARTNERS, INC. VRTS · Entity 4916 | Tax withholdingCommon Stock | 2,730 | $0.00 | $0.00 |
DisclosureSEC source: 0000883237-22-000085 · wf-form4_164737820353705.xml · nonDerivative · entry 1 AYLWARD GEORGE R · CIK 0001222403 · Director · Director, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 234,358.52 F1 · shares: Exempt disposition to the Issuer under Rule 16b-3(e) to satisfy tax withholding obligations arising out of the vesting of RSUs previously reported, and settled with shares by the reporting person. F2 · balance_after: This number includes (i) 1,442.104 shares acquired in connection with the Issuer's Employee Stock Purchase Plan, (ii) 6,474 RSUs that are scheduled to vest on March 15, 2022, (iii) 5,892 RSUs that are scheduled to vest on March 13, 2023, (iv) 1,911 RSUs that are scheduled to vest on March 15, 2023, and (v) 1,911 RSUs that are scheduled to vest on March 15, 2024. Read SEC document |
| December 21, 2021 Filed Dec 22, 2021 20:07 UTC | Virtus Dividend, Interest & Premium Strategy Fund NFJ · Entity 4708 | PurchaseCommon Stock | 6,455 | $15.49 | $99,994.41 |
DisclosureSEC source: 0000883237-21-000263 · wf-form4_164020362127512.xml · nonDerivative · entry 1 AYLWARD GEORGE R · CIK 0001222403 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,455 F1 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $15.49 to $15.50 per share. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| December 21, 2021 Filed Dec 22, 2021 21:11 UTC | Virtus Convertible & Income Fund II NCZ · Entity 5978 | PurchaseCommon Stock | 10,049 | $4.98 | $50,003.82 |
DisclosureSEC source: 0000883237-21-000271 · wf-form4_164020745339278.xml · nonDerivative · entry 1 AYLWARD GEORGE R · CIK 0001222403 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,049 F1 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $4.97 to $4.98 per share. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| December 21, 2021 Filed Dec 22, 2021 16:14 UTC | Virtus Diversified Income & Convertible Fund ACV · Entity 6061 | PurchaseCommon Stock | 2,157 | $34.78 | $75,013.99 |
DisclosureSEC source: 0000883237-21-000273 · wf-form4_164020764084074.xml · nonDerivative · entry 1 AYLWARD GEORGE R · CIK 0001222403 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,157 F1 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $34.72 to $34.80 per share. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| December 21, 2021 Filed Dec 22, 2021 15:20 UTC | Virtus Artificial Intelligence & Technology Opportunities Fund AIO · Entity 5033 | PurchaseCommon Stock | 3,685 | $27.14 | $100,007.22 |
DisclosureSEC source: 0000883237-21-000269 · wf-form4_164020440129510.xml · nonDerivative · entry 1 AYLWARD GEORGE R · CIK 0001222403 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,685 F1 · price: The reported price in Column 4 is a weighted average sale price. These shares were purchased in multiple transactions at prices ranging from $27.12 to $27.14 per share. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Read SEC document |
| December 21, 2021 Filed Dec 22, 2021 15:18 UTC | Virtus Equity & Convertible Income Fund NIE · Entity 5206 | PurchaseCommon Stock | 2,460 | $30.49 | $75,000.48 |
DisclosureSEC source: 0000883237-21-000267 · wf-form4_164020427099251.xml · nonDerivative · entry 1 AYLWARD GEORGE R · CIK 0001222403 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,460 F1 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $30.46 to $30.50 per share. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| December 21, 2021 Filed Dec 22, 2021 15:15 UTC | Virtus Convertible & Income Fund NCV · Entity 8885 | PurchaseCommon Stock | 8,821 | $5.67 | $49,997.43 |
DisclosureSEC source: 0000883237-21-000265 · wf-form4_164020412498437.xml · nonDerivative · entry 1 AYLWARD GEORGE R · CIK 0001222403 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,821 F1 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $5.66 to $5.68 per share. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| March 15, 2021 Filed Mar 16, 2021 22:46 UTC | VIRTUS INVESTMENT PARTNERS, INC. VRTS · Entity 4916 | GrantCommon Stock | 5,733 | $0.00 | $0.00 |
DisclosureSEC source: 0000883237-21-000087 · wf-form4_161593477683676.xml · nonDerivative · entry 4 AYLWARD GEORGE R · CIK 0001222403 · Director · Director, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 237,088.52 F3 · shares: These shares comprise an award of restricted stock units ("RSUs") granted to the reporting person pursuant to the Company's 2021 Long Term Incentive Plan. Subject to acceleration in certain circumstances, the RSUs are scheduled to vest ratably over the next three years and will be settled for shares of common stock on a one-for-one basis upon vesting. F4 · balance_after: This number includes (i) 1,442.104 shares acquired in connection with the Issuer's Employee Stock Purchase Plan, (ii) 12,365 RSUs that are scheduled to vest on March 15, 2022, (iii) 7,803 RSUs that are scheduled to vest on March 15, 2023, and (iv) 1,911 RSUs that are scheduled to vest on March 15, 2024. Read SEC document |
| March 15, 2021 Filed Mar 16, 2021 22:46 UTC | VIRTUS INVESTMENT PARTNERS, INC. VRTS · Entity 4916 | GrantCommon Stock | 8,620 | $0.00 | $0.00 |
DisclosureSEC source: 0000883237-21-000087 · wf-form4_161593477683676.xml · nonDerivative · entry 3 AYLWARD GEORGE R · CIK 0001222403 · Director · Director, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 231,355.52 F2 · shares: These shares comprise an award of restricted stock units ("RSUs") granted to the reporting person pursuant to the Company's 2018 Long Term Incentive Plan, subject to a time and performance condition which has been satisfied, and settled with shares by the reporting person to satisfy the tax obligation. Read SEC document |
| March 15, 2021 Filed Mar 16, 2021 22:46 UTC | VIRTUS INVESTMENT PARTNERS, INC. VRTS · Entity 4916 | Tax withholdingCommon Stock | 14,100 | $0.00 | $0.00 |
DisclosureSEC source: 0000883237-21-000087 · wf-form4_161593477683676.xml · nonDerivative · entry 2 AYLWARD GEORGE R · CIK 0001222403 · Director · Director, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 222,735.52 F1 · shares: Exempt disposition to the Issuer under Rule 16b-3(e) to satisfy tax withholding obligations arising out of the vesting of RSUs previously reported, and settled with shares by the reporting person. Read SEC document |
| March 12, 2021 Filed Mar 16, 2021 22:46 UTC | VIRTUS INVESTMENT PARTNERS, INC. VRTS · Entity 4916 | Tax withholdingCommon Stock | 2,730 | $0.00 | $0.00 |
DisclosureSEC source: 0000883237-21-000087 · wf-form4_161593477683676.xml · nonDerivative · entry 1 AYLWARD GEORGE R · CIK 0001222403 · Director · Director, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 236,835.52 F1 · shares: Exempt disposition to the Issuer under Rule 16b-3(e) to satisfy tax withholding obligations arising out of the vesting of RSUs previously reported, and settled with shares by the reporting person. Read SEC document |
| March 13, 2020 Filed Mar 17, 2020 22:38 UTC | VIRTUS INVESTMENT PARTNERS, INC. VRTS · Entity 4916 | GrantCommon Stock | 17,674 | $0.00 | $0.00 |
DisclosureSEC source: 0000883237-20-000075 · wf-form4_158448472014600.xml · nonDerivative · entry 3 AYLWARD GEORGE R · CIK 0001222403 · Director · Director, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 239,565.52 F3 · shares: These shares comprise an award of restricted stock units ("RSUs") granted to the reporting person pursuant to the Company's 2020 Long Term Incentive Plan. Subject to acceleration in certain circumstances, the RSUs are scheduled to vest ratably over the next three years and will be settled for shares of common stock on a one-for-one basis upon vesting. F4 · balance_after: This number includes (i) 1,442.104 shares acquired in connection with the Issuer's Employee Stock Purchase Plan (ii) 27,695 RSUs that are scheduled to vest on March 15, 2021 (iii) 10,454 RSUs that are scheduled to vest on March 15, 2022 and (iv) 5,891 RSUs that are scheduled to vest on March 15, 2023. In connection with 11,024 RSUs which settled for shares of common stock on March 13, 2020, the associated tax withholding was paid in cash by the reporting person. Read SEC document |
| March 13, 2020 Filed Mar 17, 2020 22:38 UTC | VIRTUS INVESTMENT PARTNERS, INC. VRTS · Entity 4916 | Tax withholdingCommon Stock | 9,523 | $0.00 | $0.00 |
DisclosureSEC source: 0000883237-20-000075 · wf-form4_158448472014600.xml · nonDerivative · entry 2 AYLWARD GEORGE R · CIK 0001222403 · Director · Director, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 221,891.52 F2 · shares: Exempt disposition to the Issuer under Rule 16b-3(e) to satisfy tax withholding obligations arising out of the vesting of RSUs previously reported, and partially settled with cash by the reporting person. Read SEC document |
| March 13, 2020 Filed Mar 17, 2020 22:38 UTC | VIRTUS INVESTMENT PARTNERS, INC. VRTS · Entity 4916 | GrantCommon Stock | 4,776 | $0.00 | $0.00 |
DisclosureSEC source: 0000883237-20-000075 · wf-form4_158448472014600.xml · nonDerivative · entry 1 AYLWARD GEORGE R · CIK 0001222403 · Director · Director, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 231,414.52 F1 · shares: These shares comprise an award of restricted stock units ("RSUs") granted to the reporting person pursuant to the Company's 2017 Long Term Incentive Plan, subject to a time and performance condition which has been satisfied, and settled with cash by the reporting person to satisfy the tax obligation. Read SEC document |
| March 19, 2019 Filed Mar 20, 2019 21:37 UTC | VIRTUS INVESTMENT PARTNERS, INC. VRTS · Entity 4916 | Exercise / conversionStock Options · Derivative | 8,120 | $9.40 Strike: $9.40 | $76,328.00 |
DisclosureSEC source: 0000883237-19-000042 · wf-form4_155311785314544.xml · derivative · entry 5 AYLWARD GEORGE R · CIK 0001222403 · Director · Director, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 8,120 shares Expires 2019-04-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 19, 2019 Filed Mar 20, 2019 21:37 UTC | VIRTUS INVESTMENT PARTNERS, INC. VRTS · Entity 4916 | Exercise / conversionStock Options · Derivative | 10,000 | $9.40 Strike: $9.40 | $94,000.00 |
DisclosureSEC source: 0000883237-19-000042 · wf-form4_155311785314544.xml · derivative · entry 4 AYLWARD GEORGE R · CIK 0001222403 · Director · Director, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,120 Underlying: Common Stock · 10,000 shares Expires 2019-04-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 19, 2019 Filed Mar 20, 2019 21:37 UTC | VIRTUS INVESTMENT PARTNERS, INC. VRTS · Entity 4916 | Tax withholdingCommon Stock | 4,021 | $102.29 | $411,308.09 |
DisclosureSEC source: 0000883237-19-000042 · wf-form4_155311785314544.xml · nonDerivative · entry 3 AYLWARD GEORGE R · CIK 0001222403 · Director · Director, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 226,638.52 F3 · shares: The aggregate option exercise price and associated payroll taxes with respect to the exercise of 8,120 options were paid by delivery of previously owned shares in an exempt disposition to the Issuer. F4 · balance_after: This number includes (i) 1,442.104 shares acquired in connection with the Issuer's Employee Stock Purchase Plan (ii) 25,109 RSUs that are scheduled to cliff vest on March 15, 2020 (iii) 21,804 RSUs that are scheduled to cliff vest on March 15, 2021 and (iv) 4,563 RSUs that are scheduled to cliff vest on March 15, 2022. Read SEC document |
| March 19, 2019 Filed Mar 20, 2019 21:37 UTC | VIRTUS INVESTMENT PARTNERS, INC. VRTS · Entity 4916 | Exercise / conversionCommon Stock | 8,120 | $9.40 | $76,328.00 |
DisclosureSEC source: 0000883237-19-000042 · wf-form4_155311785314544.xml · nonDerivative · entry 2 AYLWARD GEORGE R · CIK 0001222403 · Director · Director, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 230,659.52 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Acquisition of common stock upon exercise of expiring employee stock options. Read SEC document |
| March 19, 2019 Filed Mar 20, 2019 21:37 UTC | VIRTUS INVESTMENT PARTNERS, INC. VRTS · Entity 4916 | Exercise / conversionCommon Stock | 10,000 | $9.40 | $94,000.00 |
DisclosureSEC source: 0000883237-19-000042 · wf-form4_155311785314544.xml · nonDerivative · entry 1 AYLWARD GEORGE R · CIK 0001222403 · Director · Director, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 222,539.52 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Acquisition of common stock upon exercise of expiring employee stock options. F2 · price: The aggregate option exercise price and associated payroll taxes were paid in cash. Read SEC document |
| March 15, 2019 Filed Mar 19, 2019 21:20 UTC | VIRTUS INVESTMENT PARTNERS, INC. VRTS · Entity 4916 | GrantCommon Stock | 13,688 | $0.00 | $0.00 |
DisclosureSEC source: 0000883237-19-000034 · wf-form4_155303043449394.xml · nonDerivative · entry 5 AYLWARD GEORGE R · CIK 0001222403 · Director · Director, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 212,539.52 F4 · shares: These shares comprise an award of restricted stock units ("RSUs") granted to the reporting person pursuant to the Company's 2019 Long Term Incentive Plan. Subject to acceleration in certain circumstances, the RSUs are scheduled to vest ratably over the next three years and will be settled for shares of common stock on a one-for-one basis upon vesting. F5 · balance_after: This number includes (i) 1,442.104 shares acquired in connection with the Issuer's Employee Stock Purchase Plan (ii) 25,109 RSUs that are scheduled to cliff vest on March 15, 2020 (iii) 21,804 RSUs that are scheduled to cliff vest on March 15, 2021 and (iv) 4,563 RSUs that are scheduled to cliff vest on March 15, 2022. Read SEC document |
| March 15, 2019 Filed Mar 19, 2019 21:20 UTC | VIRTUS INVESTMENT PARTNERS, INC. VRTS · Entity 4916 | GrantCommon Stock | 8,620 | $0.00 | $0.00 |
DisclosureSEC source: 0000883237-19-000034 · wf-form4_155303043449394.xml · nonDerivative · entry 4 AYLWARD GEORGE R · CIK 0001222403 · Director · Director, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 198,851.52 F3 · shares: These shares comprise an award of restricted stock units ("RSUs") granted to the reporting person pursuant to the Company's 2018 Long Term Incentive Plan, subject to a performance condition which has been satisfied. Subject to acceleration in certain circumstances, the RSUs are scheduled to cliff vest on March 15, 2021 and will be settled for shares of common stock on a one-for-one basis upon vesting. Read SEC document |
| March 15, 2019 Filed Mar 19, 2019 21:20 UTC | VIRTUS INVESTMENT PARTNERS, INC. VRTS · Entity 4916 | Tax withholdingCommon Stock | 1,728 | $0.00 | $0.00 |
DisclosureSEC source: 0000883237-19-000034 · wf-form4_155303043449394.xml · nonDerivative · entry 3 AYLWARD GEORGE R · CIK 0001222403 · Director · Director, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 190,231.52 F1 · shares: Exempt disposition to the Issuer under Rule 16b-3(e) to satisfy tax withholding obligations arising out of the vesting of an RSU award. Read SEC document |
| March 15, 2019 Filed Mar 19, 2019 21:20 UTC | VIRTUS INVESTMENT PARTNERS, INC. VRTS · Entity 4916 | GrantCommon Stock | 3,891 | $0.00 | $0.00 |
DisclosureSEC source: 0000883237-19-000034 · wf-form4_155303043449394.xml · nonDerivative · entry 2 AYLWARD GEORGE R · CIK 0001222403 · Director · Director, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 191,959.52 F2 · shares: These shares comprise an award of restricted stock units ("RSUs") granted to the reporting person pursuant to the Company's 2016 Long Term Incentive Plan, subject to a time and performance condition which has been satisfied. Read SEC document |
| March 15, 2019 Filed Mar 19, 2019 21:20 UTC | VIRTUS INVESTMENT PARTNERS, INC. VRTS · Entity 4916 | Tax withholdingCommon Stock | 6,521 | $0.00 | $0.00 |
DisclosureSEC source: 0000883237-19-000034 · wf-form4_155303043449394.xml · nonDerivative · entry 1 AYLWARD GEORGE R · CIK 0001222403 · Director · Director, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 188,068.52 F1 · shares: Exempt disposition to the Issuer under Rule 16b-3(e) to satisfy tax withholding obligations arising out of the vesting of an RSU award. Read SEC document |
| October 29, 2018 Filed Oct 30, 2018 21:38 UTC | VIRTUS INVESTMENT PARTNERS, INC. VRTS · Entity 4916 | Exercise / conversionStock Options · Derivative | 5,000 | $9.40 Strike: $9.40 | $47,000.00 |
DisclosureSEC source: 0000883237-18-000092 · wf-form4_154093549834170.xml · derivative · entry 3 AYLWARD GEORGE R · CIK 0001222403 · Director · Director, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,120 Underlying: Common Stock · 5,000 shares Expires 2019-04-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 29, 2018 Filed Oct 30, 2018 21:38 UTC | VIRTUS INVESTMENT PARTNERS, INC. VRTS · Entity 4916 | Exercise / conversionCommon Stock | 5,000 | $9.40 | $47,000.00 |
DisclosureSEC source: 0000883237-18-000092 · wf-form4_154093549834170.xml · nonDerivative · entry 1 AYLWARD GEORGE R · CIK 0001222403 · Director · Director, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 194,589.52 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Acquisition of common stock upon exercise of employee stock options. F2 · price: The aggregate option exercise price and associated payroll taxes were paid in cash. F3 · balance_after: This number includes (i) 1,442.104 shares acquired in connection with the Issuer's Employee Stock Purchase Plan; (ii) 4,531 RSUs that are scheduled to cliff vest on February 22, 2019; (iii) 14,686 RSUs that are scheduled to cliff vest on March 15, 2019; (iv) 20,547 RSUs that are scheduled to cliff vest on March 15, 2020 and (v) 8,621 RSUs that are scheduled to cliff vest on March 15, 2021. Read SEC document |
| March 15, 2018 Filed Mar 19, 2018 21:34 UTC | VIRTUS INVESTMENT PARTNERS, INC. VRTS · Entity 4916 | GrantCommon Stock | 8,621 | $0.00 | $0.00 |
DisclosureSEC source: 0000883237-18-000038 · wf-form4_152149521279963.xml · nonDerivative · entry 2 AYLWARD GEORGE R · CIK 0001222403 · Director · Director, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 189,589.52 F2 · shares: These shares comprise an award of restricted stock units ("RSUs") granted to the reporting person pursuant to the Company's 2018 Long Term Incentive Plan. Subject to acceleration in certain circumstances, the RSUs are scheduled to cliff vest on March 15, 2021 and will be settled for shares of common stock on a one-for-one basis upon vesting. F3 · balance_after: This number includes (i) 1,442.104 shares acquired in connection with the Issuer's Employee Stock Purchase Plan; (ii) 4,531 RSUs that are scheduled to cliff vest on February 22, 2019; (iii) 14,686 RSUs that are scheduled to cliff vest on March 15, 2019; (iv) 20,547 RSUs that are scheduled to cliff vest on March 15, 2020 and (v) 8,621 RSUs that are scheduled to cliff vest on March 15, 2021. Read SEC document |
| March 15, 2018 Filed Mar 19, 2018 21:34 UTC | VIRTUS INVESTMENT PARTNERS, INC. VRTS · Entity 4916 | GrantCommon Stock | 10,272 | $0.00 | $0.00 |
DisclosureSEC source: 0000883237-18-000038 · wf-form4_152149521279963.xml · nonDerivative · entry 1 AYLWARD GEORGE R · CIK 0001222403 · Director · Director, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 180,968.52 F1 · shares: These shares comprise an award of restricted stock units ("RSUs") granted to the reporting person pursuant to the Company's 2017 Long Term Incentive Plan, subject to a performance condition which has been satisfied. Subject to acceleration in certain circumstances, the RSUs are scheduled to cliff vest on March 15, 2020 and will be settled for shares of common stock on a one-for-one basis upon vesting. Read SEC document |
| February 22, 2018 Filed Feb 26, 2018 22:12 UTC | VIRTUS INVESTMENT PARTNERS, INC. VRTS · Entity 4916 | Tax withholdingCommon Stock | 2,100 | $122.00 | $256,200.00 |
DisclosureSEC source: 0000883237-18-000020 · wf-form4_151968311857306.xml · nonDerivative · entry 2 AYLWARD GEORGE R · CIK 0001222403 · Director · Director, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 170,696.52 F3 · shares: Exempt disposition to the Issuer under Rule 16b-3(e) to satisfy tax withholding obligations arising out of the vesting of an RSU award. Read SEC document |
| February 22, 2018 Filed Feb 26, 2018 22:12 UTC | VIRTUS INVESTMENT PARTNERS, INC. VRTS · Entity 4916 | GrantCommon Stock | 9,062 | $0.00 | $0.00 |
DisclosureSEC source: 0000883237-18-000020 · wf-form4_151968311857306.xml · nonDerivative · entry 1 AYLWARD GEORGE R · CIK 0001222403 · Director · Director, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 172,796.52 F1 · shares: These shares comprise an award of restricted stock units ("RSUs") granted to the reporting person on February 22, 2017, pursuant to the Company's Omnibus Incentive and Equity Plan, subject to a performance condition which has been satisfied. Subject to acceleration in certain circumstances, the RSUs vest in equal installments on the first and second anniversary of the grant date. F2 · balance_after: This number includes (i) 1,442.104 shares acquired in connection with the Issuer's Employee Stock Purchase Plan; (ii) 4,531 shares from the vesting of RSUs on February 22, 2018; (iii) 4,531 RSUs scheduled to vest on February 22, 2019; (iv) 14,686 RSUs that are scheduled to cliff vest on March 15, 2019; and (v) 10,275 RSUs that are scheduled to cliff vest on March 15, 2020. RSUs will be settled for shares of common stock on a one-for-one basis upon vesting. Read SEC document |
| February 13, 2018 Filed Feb 15, 2018 22:15 UTC | VIRTUS INVESTMENT PARTNERS, INC. VRTS · Entity 4916 | Exercise / conversionStock Options · Derivative | 19,521 | $31.38 Strike: $31.38 | $612,568.98 |
DisclosureSEC source: 0000883237-18-000007 · wf-form4_151873290200636.xml · derivative · entry 4 AYLWARD GEORGE R · CIK 0001222403 · Director · Director, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 19,521 shares Expires 2018-02-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 13, 2018 Filed Feb 15, 2018 22:15 UTC | VIRTUS INVESTMENT PARTNERS, INC. VRTS · Entity 4916 | Tax withholdingCommon Stock | 10,590 | $123.50 | $1,307,865.00 |
DisclosureSEC source: 0000883237-18-000007 · wf-form4_151873290200636.xml · nonDerivative · entry 2 AYLWARD GEORGE R · CIK 0001222403 · Director · Director, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 163,734.52 F2 · shares: Exempt disposition to the Issuer under Rule 16b-3(e) to satisfy option exercise price and tax withholding obligations. F3 · balance_after: This number includes (i) 1,442.104 shares acquired in connection with the Issuer's Employee Stock Purchase Plan (ii)14,686 RSUs that are scheduled to cliff vest on March 15, 2019; and (iii) 10,275 RSUs that are scheduled to cliff vest on March 15, 2020. RSUs will be settled for shares of common stock on a one-for-one basis upon vesting. Read SEC document |
| February 13, 2018 Filed Feb 15, 2018 22:15 UTC | VIRTUS INVESTMENT PARTNERS, INC. VRTS · Entity 4916 | Exercise / conversionCommon Stock | 19,521 | $31.38 | $612,568.98 |
DisclosureSEC source: 0000883237-18-000007 · wf-form4_151873290200636.xml · nonDerivative · entry 1 AYLWARD GEORGE R · CIK 0001222403 · Director · Director, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 174,324.52 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Acquisition of common stock upon exercise of expiring employee stock options. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.