DTF

SEC source: 0001213900-25-080769 · marketforms-70395.xml · nonDerivative · entry 1

Grumhaus David D Jr. · CIK 0001611309 · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,652

F1 · balance_after: Includes 238.403 shares acquired by the reporting person since his last Form 4 filing through a dividend reinvestment plan meeting the requirements of Rule 16a-11 promulgated under the Securities Exchange Act of 1934. Total number of shares held through the plan is 246.

SEC source: 0001213900-25-077808 · marketforms-70300.xml · nonDerivative · entry 1

Kahrer Mark G. · CIK 0002060461 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,000

SEC source: 0001213900-24-032287 · marketforms-65536.xml · nonDerivative · entry 2

Grumhaus David D Jr. · CIK 0001611309 · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,013.597

F1 · balance_after: Includes 7.597 shares acquired by the reporting person since his last Form 4 filing through a dividend reinvestment plan meeting the requirements of Rule 16a-11 promulgated under the Securities Exchange Act of 1934. Total number of shares held through the plan is 7.597.

SEC source: 0001213900-24-032287 · marketforms-65536.xml · nonDerivative · entry 1

Grumhaus David D Jr. · CIK 0001611309 · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,513.597

F1 · balance_after: Includes 7.597 shares acquired by the reporting person since his last Form 4 filing through a dividend reinvestment plan meeting the requirements of Rule 16a-11 promulgated under the Securities Exchange Act of 1934. Total number of shares held through the plan is 7.597.

SEC source: 0000899243-23-017727 · doc4.xml · nonDerivative · entry 1

JPMorgan Chase Bank, N.A. · CIK 0000835271 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The 150 variable rate munifund term preferred shares reported as disposed of in Table I represent variable rate munifund term preferred shares, series 2050 (the "VMTP Shares") beneficially owned by JPMorgan Chase Bank, National Association ("JPMCB"). The VMTP Shares were disposed of as a result of a redemption by the Issuer (formerly known as DTF Tax-Free Income Inc.) for a redemption price of $150,361.23288 per share (which includes a liquidation preference of $100,000.00 per share and accrued dividends of $361.23288 per share).

F1 · price: The 150 variable rate munifund term preferred shares reported as disposed of in Table I represent variable rate munifund term preferred shares, series 2050 (the "VMTP Shares") beneficially owned by JPMorgan Chase Bank, National Association ("JPMCB"). The VMTP Shares were disposed of as a result of a redemption by the Issuer (formerly known as DTF Tax-Free Income Inc.) for a redemption price of $150,361.23288 per share (which includes a liquidation preference of $100,000.00 per share and accrued dividends of $361.23288 per share).

F1 · acquired: The 150 variable rate munifund term preferred shares reported as disposed of in Table I represent variable rate munifund term preferred shares, series 2050 (the "VMTP Shares") beneficially owned by JPMorgan Chase Bank, National Association ("JPMCB"). The VMTP Shares were disposed of as a result of a redemption by the Issuer (formerly known as DTF Tax-Free Income Inc.) for a redemption price of $150,361.23288 per share (which includes a liquidation preference of $100,000.00 per share and accrued dividends of $361.23288 per share).

SEC source: 0000899243-23-015913 · doc4.xml · nonDerivative · entry 1

JPMorgan Chase Bank, N.A. · CIK 0000835271 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 150

F1 · kind: The 250 variable rate munifund term preferred shares reported as disposed of in Table I represent variable rate munifund term preferred shares, series 2050 (the "VMTP Shares") beneficially owned by JPMorgan Chase Bank, National Association ("JPMCB"). The VMTP Shares were disposed of as a result of a redemption by the Issuer (formerly known as DTF Tax-Free Income Inc.) for a redemption price of $25,042,671.23 per share (which includes a liquidation preference of $100,000.00 per share and accrued dividends of $42,671.23 per share).

F1 · price: The 250 variable rate munifund term preferred shares reported as disposed of in Table I represent variable rate munifund term preferred shares, series 2050 (the "VMTP Shares") beneficially owned by JPMorgan Chase Bank, National Association ("JPMCB"). The VMTP Shares were disposed of as a result of a redemption by the Issuer (formerly known as DTF Tax-Free Income Inc.) for a redemption price of $25,042,671.23 per share (which includes a liquidation preference of $100,000.00 per share and accrued dividends of $42,671.23 per share).

F1 · acquired: The 250 variable rate munifund term preferred shares reported as disposed of in Table I represent variable rate munifund term preferred shares, series 2050 (the "VMTP Shares") beneficially owned by JPMorgan Chase Bank, National Association ("JPMCB"). The VMTP Shares were disposed of as a result of a redemption by the Issuer (formerly known as DTF Tax-Free Income Inc.) for a redemption price of $25,042,671.23 per share (which includes a liquidation preference of $100,000.00 per share and accrued dividends of $42,671.23 per share).

SEC source: 0001209191-23-021144 · doc4.xml · nonDerivative · entry 1

Grumhaus David D Jr. · CIK 0001611309 · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,500

SEC source: 0000899243-22-036318 · doc4.xml · nonDerivative · entry 1

JPMorgan Chase Bank, N.A. · CIK 0000835271 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 400

F1 · kind: The 250 variable rate munifund term preferred shares reported as disposed of in Table I represent variable rate munifund term preferred shares, series 2050 (the "VMTP Shares") beneficially owned by JPMorgan Chase Bank, National Association ("JPMCB"). The VMTP Shares were disposed of as a result of a redemption by the Issuer (formerly known as DTF Tax-Free Income Inc.) for a redemption price of $100,145.28768 per share (which includes a liquidation preference of $100,000.00 per share and accrued dividends of $145.28768 per share).

F1 · price: The 250 variable rate munifund term preferred shares reported as disposed of in Table I represent variable rate munifund term preferred shares, series 2050 (the "VMTP Shares") beneficially owned by JPMorgan Chase Bank, National Association ("JPMCB"). The VMTP Shares were disposed of as a result of a redemption by the Issuer (formerly known as DTF Tax-Free Income Inc.) for a redemption price of $100,145.28768 per share (which includes a liquidation preference of $100,000.00 per share and accrued dividends of $145.28768 per share).

F1 · acquired: The 250 variable rate munifund term preferred shares reported as disposed of in Table I represent variable rate munifund term preferred shares, series 2050 (the "VMTP Shares") beneficially owned by JPMorgan Chase Bank, National Association ("JPMCB"). The VMTP Shares were disposed of as a result of a redemption by the Issuer (formerly known as DTF Tax-Free Income Inc.) for a redemption price of $100,145.28768 per share (which includes a liquidation preference of $100,000.00 per share and accrued dividends of $145.28768 per share).

SEC source: 0000899243-20-031124 · doc4.xml · nonDerivative · entry 1

WELLS FARGO & COMPANY/MN · CIK 0000072971 · 10% owner

Wells Fargo Municipal Capital Strategies, LLC · CIK 0001585457 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Subsidiary

Disclosed balance after: 0

F1 · kind: The 650 preferred shares reported as disposed of in Table I represent variable rate munifund term preferred shares (the "VMTP Shares") that were beneficially owned by Wells Fargo Municipal Capital Strategies, LLC ("Capital Strategies"). The VMTP Shares were disposed of as a result of a redemption by the Issuer for a redemption price of $100,045.4918 per share (which includes a liquidation preference of $100,000.00 per share and accrued dividends of $45.4918 per share). Capital Strategies is a wholly owned subsidiary of Wells Fargo & Company ("Wells Fargo").

F2 · kind: This statement is jointly filed by Wells Fargo and Capital Strategies. Wells Fargo holds an indirect interest in the securities listed in Table I by virtue of its indirect ownership of its subsidiary Capital Strategies.

F1 · price: The 650 preferred shares reported as disposed of in Table I represent variable rate munifund term preferred shares (the "VMTP Shares") that were beneficially owned by Wells Fargo Municipal Capital Strategies, LLC ("Capital Strategies"). The VMTP Shares were disposed of as a result of a redemption by the Issuer for a redemption price of $100,045.4918 per share (which includes a liquidation preference of $100,000.00 per share and accrued dividends of $45.4918 per share). Capital Strategies is a wholly owned subsidiary of Wells Fargo & Company ("Wells Fargo").

F1 · acquired: The 650 preferred shares reported as disposed of in Table I represent variable rate munifund term preferred shares (the "VMTP Shares") that were beneficially owned by Wells Fargo Municipal Capital Strategies, LLC ("Capital Strategies"). The VMTP Shares were disposed of as a result of a redemption by the Issuer for a redemption price of $100,045.4918 per share (which includes a liquidation preference of $100,000.00 per share and accrued dividends of $45.4918 per share). Capital Strategies is a wholly owned subsidiary of Wells Fargo & Company ("Wells Fargo").

F2 · ownership.nature: This statement is jointly filed by Wells Fargo and Capital Strategies. Wells Fargo holds an indirect interest in the securities listed in Table I by virtue of its indirect ownership of its subsidiary Capital Strategies.

F3 · ownership.nature: Each reporting person declares that neither the filing of this statement nor anything herein shall be construed as an admission that such person is, for the purposes of Section 13(d) of the US Securities Exchange Act of 1934 or any other purpose, (i) acting (or has agreed or is agreeing to act together with any other person) as a partnership, limited partnership, syndicate or other group for the purpose of acquiring, holding or disposing of securities of the Issuer or otherwise with respect to the Issuer or any securities of the Issuer or (ii) a member of any group with respect to the Issuer or any securities of the Issuer.

SEC source: 0001209191-18-056010 · doc4.xml · nonDerivative · entry 1

LEONARD LISA · CIK 0001255548 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 250

SEC source: 0001209191-18-055022 · doc4.xml · nonDerivative · entry 1

HEANEY TIMOTHY M · CIK 0001255539 · VP & Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

SEC source: 0001209191-18-024309 · doc4.xml · nonDerivative · entry 1

PETRISKO DANIEL · CIK 0001141985 · SVP and Assistant Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,200

SEC source: 0001209191-17-063145 · doc4.xml · nonDerivative · entry 4

HEANEY TIMOTHY M · CIK 0001255539 · VP & Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,000

SEC source: 0001209191-17-063145 · doc4.xml · nonDerivative · entry 3

HEANEY TIMOTHY M · CIK 0001255539 · VP & Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,910

SEC source: 0001209191-17-063145 · doc4.xml · nonDerivative · entry 2

HEANEY TIMOTHY M · CIK 0001255539 · VP & Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,810

SEC source: 0001209191-17-063145 · doc4.xml · nonDerivative · entry 1

HEANEY TIMOTHY M · CIK 0001255539 · VP & Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,610

SEC source: 0001209191-16-152125 · doc4.xml · nonDerivative · entry 2

HEANEY TIMOTHY M · CIK 0001255539 · VP & Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,000

SEC source: 0001209191-16-152125 · doc4.xml · nonDerivative · entry 1

HEANEY TIMOTHY M · CIK 0001255539 · VP & Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,340

SEC source: 0001140361-13-036713 · doc1.xml · nonDerivative · entry 1

BANK OF AMERICA CORP /DE/ · CIK 0000070858 · 10% owner

BANK OF AMERICA NA · CIK 0001102113 · 10% owner

Blue Ridge Investments, L.L.C. · CIK 0001453700 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Subsidiary

Disclosed balance after: 0

F1 · security: The Auction Rate Preferred Shares ("Shares") reported in Table I represent shares beneficially owned by Bank of America N.A. ("BANA") and Blue Ridge Investors, L.L.C. ("Blue Ridge"). BANA and Blue Ridge are wholly owned subsidiaries of Bank of America Corporation ("Bank of America").

F2 · price: The Shares were called for redemption by the issuer at par value.

F1 · ownership.nature: The Auction Rate Preferred Shares ("Shares") reported in Table I represent shares beneficially owned by Bank of America N.A. ("BANA") and Blue Ridge Investors, L.L.C. ("Blue Ridge"). BANA and Blue Ridge are wholly owned subsidiaries of Bank of America Corporation ("Bank of America").

SEC source: 0000932440-11-000476 · edgar.xml · nonDerivative · entry 2

BANK OF AMERICA CORP /DE/ · CIK 0000070858 · 10% owner

MERRILL LYNCH, PIERCE, FENNER & SMITH INC. · CIK 0000728612 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Subsidiary

Disclosed balance after: 0

SEC source: 0000932440-11-000476 · edgar.xml · nonDerivative · entry 1

BANK OF AMERICA CORP /DE/ · CIK 0000070858 · 10% owner

MERRILL LYNCH, PIERCE, FENNER & SMITH INC. · CIK 0000728612 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Subsidiary

Disclosed balance after: 19