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NYSE · USD

DPG

Duff & Phelps Utility & Infrastructure Fund Inc.

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Tapewire entity
5444
SEC CIK
0001515671
Parsed reports
30

Last 12 months

Inside the activity.

1 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202610
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 09, 2026 Filed Feb 10, 2026 16:32 UTC
BRADLEY WILLIAM PATRICK IIIVice President & Treasurer
PurchaseCommon Stock 3,250 $13.81 $44,869.50
Disclosure

SEC source: 0001450955-26-000003 · wk-form4_1770759175.xml · nonDerivative · entry 2

BRADLEY WILLIAM PATRICK III · CIK 0001450955 · Vice President & Treasurer

10b5-1 filing: No plan indicated

Ownership: Indirect · by spouse

Disclosed balance after: 3,393

Read SEC document
August 25, 2025 Filed Aug 26, 2025 20:24 UTC
Grumhaus David D Jr.President and CEO
PurchaseCommon Stock 1,200 $12.77 $15,324.00
Disclosure

SEC source: 0001213900-25-080772 · marketforms-70397.xml · nonDerivative · entry 1

Grumhaus David D Jr. · CIK 0001611309 · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,612

F1 · balance_after: Includes 535 shares acquired by the reporting person since his last Form 4 filing through a dividend reinvestment plan meeting the requirements of Rule 16a-11 promulgated under the Securities Exchange Act of 1934. Total number of shares held through the plan is 912.

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August 15, 2025 Filed Aug 18, 2025 15:54 UTC PurchaseCommon stock 1,000 $12.69 $12,689.40
Disclosure

SEC source: 0001213900-25-077810 · marketforms-70301.xml · nonDerivative · entry 1

Kahrer Mark G. · CIK 0002060461 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,000

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May 30, 2025 Filed Jun 2, 2025 21:41 UTC OtherSeries C Mandatory Redeemable Preferred Shares 210,000 $25.00 $5,250,000.00
Disclosure

SEC source: 0000905148-25-001972 · form4.xml · nonDerivative · entry 6

MetLife Investment Management, LLC · CIK 0001529735 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnotes

Disclosed balance after: 0

F3 · kind: These Series C Mandatory Redeemable Preferred Shares were redeemed in full by the Issuer at their original purchase price of $25.00 per share, plus accrued and unpaid dividends, which dividends are exempt from Section 16 of the Exchange Act pursuant to Rule 16a-9 thereunder.

F1 · ownership.direct: These securities are held directly by clients for whom the Reporting Person serves as investment manager.

F2 · ownership.direct: The Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or for any other purpose.

F1 · ownership.nature: These securities are held directly by clients for whom the Reporting Person serves as investment manager.

F2 · ownership.nature: The Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or for any other purpose.

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May 30, 2025 Filed Jun 2, 2025 21:41 UTC OtherSeries C Mandatory Redeemable Preferred Shares 518,000 $25.00 $12,950,000.00
Disclosure

SEC source: 0000905148-25-001972 · form4.xml · nonDerivative · entry 5

MetLife Investment Management, LLC · CIK 0001529735 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnotes

Disclosed balance after: 0

F3 · kind: These Series C Mandatory Redeemable Preferred Shares were redeemed in full by the Issuer at their original purchase price of $25.00 per share, plus accrued and unpaid dividends, which dividends are exempt from Section 16 of the Exchange Act pursuant to Rule 16a-9 thereunder.

F1 · ownership.direct: These securities are held directly by clients for whom the Reporting Person serves as investment manager.

F2 · ownership.direct: The Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or for any other purpose.

F1 · ownership.nature: These securities are held directly by clients for whom the Reporting Person serves as investment manager.

F2 · ownership.nature: The Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or for any other purpose.

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May 30, 2025 Filed Jun 2, 2025 21:41 UTC OtherSeries C Mandatory Redeemable Preferred Shares 122,500 $25.00 $3,062,500.00
Disclosure

SEC source: 0000905148-25-001972 · form4.xml · nonDerivative · entry 4

MetLife Investment Management, LLC · CIK 0001529735 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnotes

Disclosed balance after: 0

F3 · kind: These Series C Mandatory Redeemable Preferred Shares were redeemed in full by the Issuer at their original purchase price of $25.00 per share, plus accrued and unpaid dividends, which dividends are exempt from Section 16 of the Exchange Act pursuant to Rule 16a-9 thereunder.

F1 · ownership.direct: These securities are held directly by clients for whom the Reporting Person serves as investment manager.

F2 · ownership.direct: The Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or for any other purpose.

F1 · ownership.nature: These securities are held directly by clients for whom the Reporting Person serves as investment manager.

F2 · ownership.nature: The Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or for any other purpose.

Read SEC document
May 30, 2025 Filed Jun 2, 2025 21:41 UTC OtherSeries C Mandatory Redeemable Preferred Shares 549,500 $25.00 $13,737,500.00
Disclosure

SEC source: 0000905148-25-001972 · form4.xml · nonDerivative · entry 3

MetLife Investment Management, LLC · CIK 0001529735 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnotes

Disclosed balance after: 0

F3 · kind: These Series C Mandatory Redeemable Preferred Shares were redeemed in full by the Issuer at their original purchase price of $25.00 per share, plus accrued and unpaid dividends, which dividends are exempt from Section 16 of the Exchange Act pursuant to Rule 16a-9 thereunder.

F1 · ownership.direct: These securities are held directly by clients for whom the Reporting Person serves as investment manager.

F2 · ownership.direct: The Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or for any other purpose.

F1 · ownership.nature: These securities are held directly by clients for whom the Reporting Person serves as investment manager.

F2 · ownership.nature: The Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or for any other purpose.

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May 29, 2025 Filed Jun 2, 2025 21:41 UTC PurchaseSeries D Mandatory Redeemable Preferred Shares 252,000 $25.00 $6,300,000.00
Disclosure

SEC source: 0000905148-25-001972 · form4.xml · nonDerivative · entry 2

MetLife Investment Management, LLC · CIK 0001529735 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnotes

Disclosed balance after: 252,000

F1 · ownership.direct: These securities are held directly by clients for whom the Reporting Person serves as investment manager.

F2 · ownership.direct: The Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or for any other purpose.

F1 · ownership.nature: These securities are held directly by clients for whom the Reporting Person serves as investment manager.

F2 · ownership.nature: The Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or for any other purpose.

Read SEC document
May 29, 2025 Filed Jun 2, 2025 21:41 UTC PurchaseSeries D Mandatory Redeemable Preferred Shares 748,000 $25.00 $18,700,000.00
Disclosure

SEC source: 0000905148-25-001972 · form4.xml · nonDerivative · entry 1

MetLife Investment Management, LLC · CIK 0001529735 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnotes

Disclosed balance after: 748,000

F1 · ownership.direct: These securities are held directly by clients for whom the Reporting Person serves as investment manager.

F2 · ownership.direct: The Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or for any other purpose.

F1 · ownership.nature: These securities are held directly by clients for whom the Reporting Person serves as investment manager.

F2 · ownership.nature: The Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or for any other purpose.

Read SEC document
February 19, 2025 Filed Feb 20, 2025 17:05 UTC SaleCommon stock 440 $11.95 $5,258.00
Disclosure

SEC source: 0001213900-25-015727 · marketforms-68248.xml · nonDerivative · entry 1

MCNAMARA GERALDINE M · CIK 0001244748 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,911.629

F1 · balance_after: Includes 2351.629 shares acquired by the reporting person since the reporting person's last Form 4 filing through a dividend reinvestment plan meeting the requirements of Rule 16a-11 promulgated under the Securities Exchange Act of 1934.

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November 26, 2024 Filed Nov 27, 2024 18:04 UTC
Grumhaus David D Jr.President and CEO
PurchaseCommon Stock 1,500 $12.32 $18,480.00
Disclosure

SEC source: 0001213900-24-103298 · marketforms-67441.xml · nonDerivative · entry 1

Grumhaus David D Jr. · CIK 0001611309 · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,877

F1 · balance_after: Includes 377 shares acquired by the reporting person since his last Form 4 filing through a dividend reinvestment plan meeting the requirements of Rule 16a-11 promulgated under the Securities Exchange Act of 1934. Total number of shares held through the plan is 377.

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April 09, 2024 Filed Apr 11, 2024 23:32 UTC
Grumhaus David D Jr.President and CEO
PurchaseCommon Stock 3,000 $9.42 $28,260.00
Disclosure

SEC source: 0001213900-24-032285 · marketforms-65535.xml · nonDerivative · entry 1

Grumhaus David D Jr. · CIK 0001611309 · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,000

Read SEC document
July 31, 2023 Filed Jul 31, 2023 19:49 UTC
Grumhaus David D Jr.President and CEO
PurchaseCommon Stock 2,500 $10.01 $25,025.00
Disclosure

SEC source: 0001209191-23-043804 · doc4.xml · nonDerivative · entry 1

Grumhaus David D Jr. · CIK 0001611309 · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,000

Read SEC document
July 14, 2023 Filed Jul 18, 2023 20:30 UTC OtherSeries C Mandatory Redeemable Preferred Shares 30,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001140361-23-035006 · form4.xml · nonDerivative · entry 4

MetLife Investment Management, LLC · CIK 0001529735 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnotes

Disclosed balance after: 210,000

F1 · kind: These Series C Mandatory Redeemable Preferred Shares were redeemed in part by the Issuer at their original purchase price of $25.00 per share, plus accrued and unpaid dividends, which dividends are exempt from Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act") pursuant to Rule 16a-9 thereunder.

F1 · price: These Series C Mandatory Redeemable Preferred Shares were redeemed in part by the Issuer at their original purchase price of $25.00 per share, plus accrued and unpaid dividends, which dividends are exempt from Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act") pursuant to Rule 16a-9 thereunder.

F2 · ownership.direct: These Series C Mandatory Redeemable Preferred Shares are held directly by clients for whom the Reporting Person serves as investment manager.

F3 · ownership.direct: The Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Exchange Act, or for any other purpose.

F2 · ownership.nature: These Series C Mandatory Redeemable Preferred Shares are held directly by clients for whom the Reporting Person serves as investment manager.

F3 · ownership.nature: The Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Exchange Act, or for any other purpose.

Read SEC document
July 14, 2023 Filed Jul 18, 2023 20:30 UTC OtherSeries C Mandatory Redeemable Preferred Shares 74,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001140361-23-035006 · form4.xml · nonDerivative · entry 3

MetLife Investment Management, LLC · CIK 0001529735 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnotes

Disclosed balance after: 518,000

F1 · kind: These Series C Mandatory Redeemable Preferred Shares were redeemed in part by the Issuer at their original purchase price of $25.00 per share, plus accrued and unpaid dividends, which dividends are exempt from Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act") pursuant to Rule 16a-9 thereunder.

F1 · price: These Series C Mandatory Redeemable Preferred Shares were redeemed in part by the Issuer at their original purchase price of $25.00 per share, plus accrued and unpaid dividends, which dividends are exempt from Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act") pursuant to Rule 16a-9 thereunder.

F2 · ownership.direct: These Series C Mandatory Redeemable Preferred Shares are held directly by clients for whom the Reporting Person serves as investment manager.

F3 · ownership.direct: The Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Exchange Act, or for any other purpose.

F2 · ownership.nature: These Series C Mandatory Redeemable Preferred Shares are held directly by clients for whom the Reporting Person serves as investment manager.

F3 · ownership.nature: The Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Exchange Act, or for any other purpose.

Read SEC document
July 14, 2023 Filed Jul 18, 2023 20:30 UTC OtherSeries C Mandatory Redeemable Preferred Shares 17,500 Not disclosed Not disclosed
Disclosure

SEC source: 0001140361-23-035006 · form4.xml · nonDerivative · entry 2

MetLife Investment Management, LLC · CIK 0001529735 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnotes

Disclosed balance after: 122,500

F1 · kind: These Series C Mandatory Redeemable Preferred Shares were redeemed in part by the Issuer at their original purchase price of $25.00 per share, plus accrued and unpaid dividends, which dividends are exempt from Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act") pursuant to Rule 16a-9 thereunder.

F1 · price: These Series C Mandatory Redeemable Preferred Shares were redeemed in part by the Issuer at their original purchase price of $25.00 per share, plus accrued and unpaid dividends, which dividends are exempt from Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act") pursuant to Rule 16a-9 thereunder.

F2 · ownership.direct: These Series C Mandatory Redeemable Preferred Shares are held directly by clients for whom the Reporting Person serves as investment manager.

F3 · ownership.direct: The Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Exchange Act, or for any other purpose.

F2 · ownership.nature: These Series C Mandatory Redeemable Preferred Shares are held directly by clients for whom the Reporting Person serves as investment manager.

F3 · ownership.nature: The Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Exchange Act, or for any other purpose.

Read SEC document
July 14, 2023 Filed Jul 18, 2023 20:30 UTC OtherSeries C Mandatory Redeemable Preferred Shares 78,500 Not disclosed Not disclosed
Disclosure

SEC source: 0001140361-23-035006 · form4.xml · nonDerivative · entry 1

MetLife Investment Management, LLC · CIK 0001529735 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnotes

Disclosed balance after: 549,500

F1 · kind: These Series C Mandatory Redeemable Preferred Shares were redeemed in part by the Issuer at their original purchase price of $25.00 per share, plus accrued and unpaid dividends, which dividends are exempt from Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act") pursuant to Rule 16a-9 thereunder.

F1 · price: These Series C Mandatory Redeemable Preferred Shares were redeemed in part by the Issuer at their original purchase price of $25.00 per share, plus accrued and unpaid dividends, which dividends are exempt from Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act") pursuant to Rule 16a-9 thereunder.

F2 · ownership.direct: These Series C Mandatory Redeemable Preferred Shares are held directly by clients for whom the Reporting Person serves as investment manager.

F3 · ownership.direct: The Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Exchange Act, or for any other purpose.

F2 · ownership.nature: These Series C Mandatory Redeemable Preferred Shares are held directly by clients for whom the Reporting Person serves as investment manager.

F3 · ownership.nature: The Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Exchange Act, or for any other purpose.

Read SEC document
June 20, 2023 Filed Jun 20, 2023 13:45 UTC
PETRISKO DANIELEVP and Assistant Secretary
PurchaseCommon Stock 450 $9.82 $4,416.80
Disclosure

SEC source: 0001209191-23-038291 · doc4.xml · nonDerivative · entry 1

PETRISKO DANIEL · CIK 0001141985 · EVP and Assistant Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,471

F1 · balance_after: Includes 821 shares acquired by the reporting person since his last Form 4 filing pursuant to a dividend reinvestment plan meeting the requirements of Rule 16a-11 under the Securities Exchange Act of 1934.

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June 16, 2023 Filed Jun 16, 2023 23:51 UTC
Grumhaus David D Jr.President and CEO
PurchaseCommon Stock 2,500 $10.08 $25,200.00
Disclosure

SEC source: 0001209191-23-038128 · doc4.xml · nonDerivative · entry 1

Grumhaus David D Jr. · CIK 0001611309 · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,500

Read SEC document
June 16, 2023 Filed Jun 16, 2023 20:29 UTC
Elvekrog EricVP & Chief Investment Officer
PurchaseCommon Stock 3,000 $10.07 $30,210.00
Disclosure

SEC source: 0001209191-23-037897 · doc4.xml · nonDerivative · entry 1

Elvekrog Eric · CIK 0001526597 · VP & Chief Investment Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,200

Read SEC document
April 26, 2023 Filed Apr 28, 2023 16:17 UTC PurchaseCommon Stock 1,335 $12.58 $16,794.30
Disclosure

SEC source: 0001209191-23-025985 · doc4.xml · nonDerivative · entry 1

Cusack Mareile B. · CIK 0001965390 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,335

Read SEC document
January 06, 2020 Filed Jan 6, 2020 20:24 UTC
Elvekrog EricVP & Chief Investment Officer
PurchaseCommon Stock 1,000 $15.25 $15,250.00
Disclosure

SEC source: 0001209191-20-001658 · doc4.xml · nonDerivative · entry 1

Elvekrog Eric · CIK 0001526597 · VP & Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,200

Read SEC document
May 16, 2019 Filed May 16, 2019 21:52 UTC
Elvekrog EricVP & Chief Investment Officer
PurchaseCommon Stock 1,000 $15.02 $15,020.00
Disclosure

SEC source: 0001209191-19-030564 · doc4.xml · nonDerivative · entry 1

Elvekrog Eric · CIK 0001526597 · VP & Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,200

Read SEC document
December 28, 2018 Filed Dec 31, 2018 18:10 UTC
Elvekrog EricVP & Chief Investment Officer
PurchaseCommon Stock 3,909 $11.78 $46,032.38
Disclosure

SEC source: 0001209191-18-064377 · doc4.xml · nonDerivative · entry 1

Elvekrog Eric · CIK 0001526597 · VP & Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,200

Read SEC document
April 09, 2018 Filed Apr 9, 2018 15:56 UTC
PETRISKO DANIELSVP and Assistant Secretary
PurchaseCommon Stock 1,200 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-024307 · doc4.xml · nonDerivative · entry 1

PETRISKO DANIEL · CIK 0001141985 · SVP and Assistant Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,200

Read SEC document
September 25, 2017 Filed Sep 25, 2017 18:10 UTC
Elvekrog EricVP & Chief Investment Officer
PurchaseCommon Stock 1,400 $16.11 $22,554.00
Disclosure

SEC source: 0000883237-17-000087 · wf-form4_150636299385993.xml · nonDerivative · entry 1

Elvekrog Eric · CIK 0001526597 · VP & Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,291

Read SEC document
August 15, 2017 Filed Aug 15, 2017 19:59 UTC
Elvekrog EricVP & Chief Investment Officer
PurchaseCommon Stock 1,500 $16.18 $24,270.00
Disclosure

SEC source: 0000883237-17-000085 · wf-form4_150282714818364.xml · nonDerivative · entry 1

Elvekrog Eric · CIK 0001526597 · VP & Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,891

F1 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $16.16 to $16.20 per share. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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January 09, 2017 Filed Jan 10, 2017 15:27 UTC
BRADLEY WILLIAM PATRICK IIIVP & Asst. Treasurer
PurchaseCommon Stock 225 $15.93 $3,584.75
Disclosure

SEC source: 0000883237-17-000004 · wf-form4_148408000667450.xml · nonDerivative · entry 1

BRADLEY WILLIAM PATRICK III · CIK 0001450955 · VP & Asst. Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 648

Read SEC document
January 03, 2017 Filed Jan 4, 2017 19:38 UTC
Elvekrog EricVP & Chief Investment Officer
PurchaseCommon Stock 1,300 $15.59 $20,267.00
Disclosure

SEC source: 0000883237-17-000002 · wf-form4_148355869154930.xml · nonDerivative · entry 1

Elvekrog Eric · CIK 0001526597 · VP & Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,391

Read SEC document
November 14, 2016 Filed Nov 15, 2016 17:09 UTC
Porter JacquelineVice President
PurchaseCommon Stock 350 $14.47 $5,063.45
Disclosure

SEC source: 0000883237-16-000029 · wf-form4_147924776598598.xml · nonDerivative · entry 1

Porter Jacqueline · CIK 0001382932 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 350

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.