Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| BANCROFT FUND LTDBCV · Entity 6580 | Treasurer | February 22, 2024 | February 23, 2024 |
| ELLSWORTH GROWTH & INCOME FUND LTDECF · Entity 6444 | Treasurer | February 22, 2024 | February 23, 2024 |
| GABELLI CONVERTIBLE & INCOME SECURITIES FUND INCGCV · Entity 6819 | President & Treasurer | February 22, 2024 | February 22, 2024 |
| GABELLI DIVIDEND & INCOME TRUSTGDV · Entity 4315 | President & Treasurer | February 22, 2024 | February 22, 2024 |
| GABELLI EQUITY TRUST INCGAB · Entity 8814 | President & Treasurer | April 28, 2026 | April 29, 2026 |
| GABELLI GLOBAL UTILITY & INCOME TRUSTGLU · Entity 8903 | President & Treasurer | February 22, 2024 | February 23, 2024 |
| GABELLI MULTIMEDIA TRUST INC.GGT · Entity 6433 | President & Treasurer | July 25, 2024 | July 26, 2024 |
| GABELLI UTILITY TRUSTGUT · Entity 8864 | President & Treasurer | October 25, 2024 | October 28, 2024 |
| GAMCO Global Gold, Natural Resources & Income TrustGGN · Entity 8912 | President & Treasurer | February 22, 2024 | February 22, 2024 |
| GAMCO Natural Resources, Gold & Income TrustGNT · Entity 6508 | President & Treasurer | February 22, 2024 | February 23, 2024 |
| GDL FUNDGDL · Entity 8945 | President & Treasurer | February 22, 2024 | February 23, 2024 |
| Gabelli Global Small & Mid Cap Value TrustGGZ · Entity 9007 | President & Treasurer | February 22, 2024 | February 22, 2024 |
| Gabelli Go Anywhere TrustGGO · Entity 135007 | Treasurer | May 17, 2017 | May 25, 2017 |
| Gabelli Healthcare & WellnessRx TrustGRX · Entity 8957 | President & Treasurer | February 22, 2024 | February 22, 2024 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
BANCROFT FUND LTD
Report date February 22, 2024 · Filed February 23, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common SharesSEC Table I · non-derivative | Direct | 16 |
Reported balance
After 2024-02-22 transaction · row 1
1 source rowRow 1 · 2024-02-22 · Purchase · Acquired 16 · Balance 16 |
ELLSWORTH GROWTH & INCOME FUND LTD
Report date February 22, 2024 · Filed February 23, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common SharesSEC Table I · non-derivative | Direct | 31 |
Reported balance
After 2024-02-22 transaction · row 1
1 source rowRow 1 · 2024-02-22 · Purchase · Acquired 31 · Balance 31 |
GABELLI CONVERTIBLE & INCOME SECURITIES FUND INC
Report date February 22, 2024 · Filed February 22, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, Par Value $0.001SEC Table I · non-derivative | Direct | 69 |
Reported balance
After 2024-02-22 transaction · row 1
1 source rowRow 1 · 2024-02-22 · Purchase · Acquired 69 · Balance 69 |
GABELLI DIVIDEND & INCOME TRUST
Report date February 22, 2024 · Filed February 22, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Shares, Par Value $0.001SEC Table I · non-derivative | Direct | 12 |
Reported balance
After 2024-02-22 transaction · row 1
1 source rowRow 1 · 2024-02-22 · Purchase · Acquired 12 · Balance 12 |
GABELLI EQUITY TRUST INC
Report date April 28, 2026 · Filed April 29, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common shares, par value $0.001SEC Table I · non-derivative | Direct | 64 |
Reported balance
After 2026-04-28 transaction · row 1
1 source rowRow 1 · 2026-04-28 · Other · Acquired 17 · Balance 64 F1: The reporting person acquired these common stock through a primary and oversubscription allocation based on the exercise of common stock purchase rights. |
Filing footnotes · ownership attribution and instrument terms
F1: The reporting person acquired these common stock through a primary and oversubscription allocation based on the exercise of common stock purchase rights.
GABELLI GLOBAL UTILITY & INCOME TRUST
Report date February 22, 2024 · Filed February 23, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Shares, Par Value $0.001SEC Table I · non-derivative | Direct | 19 |
Reported balance
After 2024-02-22 transaction · row 1
1 source rowRow 1 · 2024-02-22 · Purchase · Acquired 19 · Balance 19 |
GABELLI MULTIMEDIA TRUST INC.
Report date July 25, 2024 · Filed July 26, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, Par Value $0.001SEC Table I · non-derivative | Direct | 147 |
Reported balance
After 2024-07-25 transaction · row 1
1 source rowRow 1 · 2024-07-25 · Other · Acquired 100 · Balance 147 F1: The reporting person acquired these shares of common stock through a primary and oversubscription allocation based on the exercise of common stock purchase rights. |
Filing footnotes · ownership attribution and instrument terms
F1: The reporting person acquired these shares of common stock through a primary and oversubscription allocation based on the exercise of common stock purchase rights.
GABELLI UTILITY TRUST
Report date October 25, 2024 · Filed October 28, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Shares, Par Value $0.001SEC Table I · non-derivative | Direct | 86 |
Reported balance
After 2024-10-25 transaction · row 1
1 source rowRow 1 · 2024-10-25 · Other · Acquired 40 · Balance 86 F1: The reporting person acquired these common shares through a primary and oversubscription allocation based on the exercise of common share purchase rights. |
Filing footnotes · ownership attribution and instrument terms
F1: The reporting person acquired these common shares through a primary and oversubscription allocation based on the exercise of common share purchase rights.
GAMCO Global Gold, Natural Resources & Income Trust
Report date February 22, 2024 · Filed February 22, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Shares, Par Value $0.001SEC Table I · non-derivative | Direct | 68 |
Reported balance
After 2024-02-22 transaction · row 1
1 source rowRow 1 · 2024-02-22 · Purchase · Acquired 68 · Balance 68 |
GAMCO Natural Resources, Gold & Income Trust
Report date February 22, 2024 · Filed February 23, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Shares, Par Value $0.001SEC Table I · non-derivative | Direct | 52 |
Reported balance
After 2024-02-22 transaction · row 1
1 source rowRow 1 · 2024-02-22 · Purchase · Acquired 52 · Balance 52 |
GDL FUND
Report date February 22, 2024 · Filed February 23, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Shares, Par Value $0.001SEC Table I · non-derivative | Direct | 32 |
Reported balance
After 2024-02-22 transaction · row 1
1 source rowRow 1 · 2024-02-22 · Purchase · Acquired 32 · Balance 32 |
Gabelli Global Small & Mid Cap Value Trust
Report date February 22, 2024 · Filed February 22, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Shares, Par Value $0.001SEC Table I · non-derivative | Direct | 22 |
Reported balance
After 2024-02-22 transaction · row 1
1 source rowRow 1 · 2024-02-22 · Purchase · Acquired 22 · Balance 22 |
Gabelli Go Anywhere Trust
Report date May 17, 2017 · Filed May 25, 2017
This filing explicitly reported no securities owned.
Gabelli Healthcare & WellnessRx Trust
Report date February 22, 2024 · Filed February 22, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Shares, Par Value $0.001SEC Table I · non-derivative | Direct | 26 |
Reported balance
After 2024-02-22 transaction · row 1
1 source rowRow 1 · 2024-02-22 · Purchase · Acquired 26 · Balance 26 |
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 28, 2026 Filed Apr 29, 2026 17:57 UTC | GABELLI EQUITY TRUST INC GAB · Entity 8814 | OtherCommon shares, par value $0.001 | 17 | $5.00 | $85.00 |
DisclosureSEC source: 0001619773-26-000001 · primary_doc.xml · nonDerivative · entry 1 Ball John Chester · CIK 0001619773 · President & Treasurer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 64 F1 · kind: The reporting person acquired these common stock through a primary and oversubscription allocation based on the exercise of common stock purchase rights. Read SEC document |
| October 25, 2024 Filed Oct 28, 2024 15:57 UTC | GABELLI UTILITY TRUST GUT · Entity 8864 | OtherCommon Shares, Par Value $0.001 | 40 | $5.00 | $200.00 |
DisclosureSEC source: 0001271163-24-000065 · primary_doc.xml · nonDerivative · entry 1 Ball John Chester · CIK 0001619773 · President & Treasurer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 86 F1 · kind: The reporting person acquired these common shares through a primary and oversubscription allocation based on the exercise of common share purchase rights. Read SEC document |
| July 25, 2024 Filed Jul 26, 2024 16:31 UTC | GABELLI MULTIMEDIA TRUST INC. GGT · Entity 6433 | OtherCommon Stock, Par Value $0.001 | 100 | $5.00 | $500.00 |
DisclosureSEC source: 0001271163-24-000039 · primary_doc.xml · nonDerivative · entry 1 Ball John Chester · CIK 0001619773 · President & Treasurer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 147 F1 · kind: The reporting person acquired these shares of common stock through a primary and oversubscription allocation based on the exercise of common stock purchase rights. Read SEC document |
| February 22, 2024 Filed Feb 22, 2024 20:10 UTC | GABELLI EQUITY TRUST INC GAB · Entity 8814 | PurchaseCommon Stock, Par Value $0.001 | 47 | $5.34 | $250.75 |
DisclosureSEC source: 0001271163-24-000009 · primary_doc.xml · nonDerivative · entry 1 Ball John Chester · CIK 0001619773 · President & Treasurer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 47 Read SEC document |
| February 22, 2024 Filed Feb 22, 2024 21:09 UTC | GABELLI CONVERTIBLE & INCOME SECURITIES FUND INC GCV · Entity 6819 | PurchaseCommon Stock, Par Value $0.001 | 69 | $3.64 | $250.82 |
DisclosureSEC source: 0001271163-24-000012 · primary_doc.xml · nonDerivative · entry 1 Ball John Chester · CIK 0001619773 · President & Treasurer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 69 Read SEC document |
| February 22, 2024 Filed Feb 22, 2024 20:40 UTC | GABELLI MULTIMEDIA TRUST INC. GGT · Entity 6433 | PurchaseCommon Stock, Par Value $0.001 | 47 | $5.53 | $259.91 |
DisclosureSEC source: 0001271163-24-000011 · primary_doc.xml · nonDerivative · entry 1 Ball John Chester · CIK 0001619773 · President & Treasurer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 47 Read SEC document |
| February 22, 2024 Filed Feb 22, 2024 20:18 UTC | GABELLI UTILITY TRUST GUT · Entity 8864 | PurchaseCommon Shares, Par Value $0.001 | 46 | $5.57 | $255.99 |
DisclosureSEC source: 0001271163-24-000010 · primary_doc.xml · nonDerivative · entry 1 Ball John Chester · CIK 0001619773 · President & Treasurer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 46 Read SEC document |
| February 22, 2024 Filed Feb 23, 2024 01:32 UTC | GAMCO Natural Resources, Gold & Income Trust GNT · Entity 6508 | PurchaseCommon Shares, Par Value $0.001 | 52 | $4.90 | $254.77 |
DisclosureSEC source: 0001271163-24-000017 · primary_doc.xml · nonDerivative · entry 1 Ball John Chester · CIK 0001619773 · President & Treasurer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 52 Read SEC document |
| February 22, 2024 Filed Feb 22, 2024 22:06 UTC | GAMCO Global Gold, Natural Resources & Income Trust GGN · Entity 8912 | PurchaseCommon Shares, Par Value $0.001 | 68 | $3.73 | $253.30 |
DisclosureSEC source: 0001271163-24-000015 · primary_doc.xml · nonDerivative · entry 1 Ball John Chester · CIK 0001619773 · President & Treasurer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 68 Read SEC document |
| February 22, 2024 Filed Feb 22, 2024 21:18 UTC | GABELLI DIVIDEND & INCOME TRUST GDV · Entity 4315 | PurchaseCommon Shares, Par Value $0.001 | 12 | $22.38 | $268.57 |
DisclosureSEC source: 0001271163-24-000013 · primary_doc.xml · nonDerivative · entry 1 Ball John Chester · CIK 0001619773 · President & Treasurer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 12 Read SEC document |
| February 22, 2024 Filed Feb 22, 2024 23:02 UTC | Gabelli Healthcare & WellnessRx Trust GRX · Entity 8957 | PurchaseCommon Shares, Par Value $0.001 | 26 | $9.95 | $258.57 |
DisclosureSEC source: 0001271163-24-000016 · primary_doc.xml · nonDerivative · entry 1 Ball John Chester · CIK 0001619773 · President & Treasurer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 26 Read SEC document |
| February 22, 2024 Filed Feb 22, 2024 21:50 UTC | Gabelli Global Small & Mid Cap Value Trust GGZ · Entity 9007 | PurchaseCommon Shares, Par Value $0.001 | 22 | $11.57 | $254.43 |
DisclosureSEC source: 0001271163-24-000014 · primary_doc.xml · nonDerivative · entry 1 Ball John Chester · CIK 0001619773 · President & Treasurer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 22 Read SEC document |
| February 22, 2024 Filed Feb 23, 2024 17:02 UTC | BANCROFT FUND LTD BCV · Entity 6580 | PurchaseCommon Shares | 16 | $15.72 | $251.44 |
DisclosureSEC source: 0001271163-24-000018 · primary_doc.xml · nonDerivative · entry 1 Ball John Chester · CIK 0001619773 · Treasurer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 16 Read SEC document |
| February 22, 2024 Filed Feb 23, 2024 17:14 UTC | ELLSWORTH GROWTH & INCOME FUND LTD ECF · Entity 6444 | PurchaseCommon Shares | 31 | $8.16 | $252.99 |
DisclosureSEC source: 0001271163-24-000019 · primary_doc.xml · nonDerivative · entry 1 Ball John Chester · CIK 0001619773 · Treasurer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 31 Read SEC document |
| February 22, 2024 Filed Feb 23, 2024 17:46 UTC | GDL FUND GDL · Entity 8945 | PurchaseCommon Shares, Par Value $0.001 | 32 | $7.91 | $252.96 |
DisclosureSEC source: 0001271163-24-000021 · primary_doc.xml · nonDerivative · entry 1 Ball John Chester · CIK 0001619773 · President & Treasurer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 32 Read SEC document |
| February 22, 2024 Filed Feb 23, 2024 17:27 UTC | GABELLI GLOBAL UTILITY & INCOME TRUST GLU · Entity 8903 | PurchaseCommon Shares, Par Value $0.001 | 19 | $13.29 | $252.51 |
DisclosureSEC source: 0001271163-24-000020 · primary_doc.xml · nonDerivative · entry 1 Ball John Chester · CIK 0001619773 · President & Treasurer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 19 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.