Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| HIGHLAND GLOBAL ALLOCATION FUNDHGLB · Entity 6410 | PEO, PFO & Assistant Treasurer | February 17, 2021 | February 26, 2021 |
| HIGHLAND OPPORTUNITIES & INCOME FUNDHFRO · Entity 5622 | PEO, PFO & Assistant Treasurer | February 17, 2021 | February 26, 2021 |
| NEXPOINT DIVERSIFIED REAL ESTATE TRUSTNXDT · Entity 6001 | Director | June 10, 2026 | June 19, 2026 |
| NexPoint Capital, Inc.NONE · Entity 127710 | PFO & Assistant Treasurer | February 17, 2021 | February 26, 2021 |
| NexPoint Real Estate Finance, Inc.NREF · Entity 5647 | Director | April 02, 2026 | April 07, 2026 |
| NexPoint Residential Trust, Inc.NXRT · Entity 4824 | Director | May 22, 2026 | May 28, 2026 |
| VINEBROOK HOMES TRUST, INC.NA · Entity 52505 | Director | April 11, 2026 | April 14, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
HIGHLAND GLOBAL ALLOCATION FUND
Report date February 17, 2021 · Filed February 26, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectBy 401(k) Plan | 1,262 |
Reported balance
Holding disclosure · report date 2021-02-17 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 1,262 |
HIGHLAND OPPORTUNITIES & INCOME FUND
Report date February 17, 2021 · Filed February 26, 2021
This filing explicitly reported no securities owned.
NEXPOINT DIVERSIFIED REAL ESTATE TRUST
Report date June 10, 2026 · Filed June 19, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 29,046 |
Reported balance
After 2026-06-10 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-06-10 · Exercise / conversion · Acquired 4,830 · Balance 29,046 F1: Each restricted share unit represents a contingent right to receive one common share of NexPoint Diversified Real Estate Trust (the "Company"). F2: Includes shares received pursuant to an elective stock dividend paid on the Company's common shares. |
| Common StockSEC Table I · non-derivative | Direct | 26,631 |
Reported balance
After 2026-06-10 transaction · row 2
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 2 · 2026-06-10 · Disposition to issuer · Disposed 2,415 · Balance 26,631 F3: Represents the portion of the previously reported restricted share unit grant that vested on June 10, 2026 and settled in cash. |
| Restricted Share UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2026-06-10 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2026-06-10 · Exercise / conversion · Disposed 4,830 · Balance 0 F1: Each restricted share unit represents a contingent right to receive one common share of NexPoint Diversified Real Estate Trust (the "Company"). F4: On June 10, 2025, the reporting person was granted 4,830 restricted share units which vested on June 10, 2026. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash. |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted share unit represents a contingent right to receive one common share of NexPoint Diversified Real Estate Trust (the "Company").
F2: Includes shares received pursuant to an elective stock dividend paid on the Company's common shares.
F3: Represents the portion of the previously reported restricted share unit grant that vested on June 10, 2026 and settled in cash.
F4: On June 10, 2025, the reporting person was granted 4,830 restricted share units which vested on June 10, 2026. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash.
NexPoint Capital, Inc.
Report date February 17, 2021 · Filed February 26, 2021
This filing explicitly reported no securities owned.
NexPoint Real Estate Finance, Inc.
Report date April 02, 2026 · Filed April 07, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 94,914 |
Ending reported balance
After 2026-04-04 transaction · row 5
5 source rows · reconciled sequenceRow 1 · 2026-04-03 · Exercise / conversion · Acquired 5,518 · Balance 94,309 F1: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Real Estate Finance, Inc. Row 2 · 2026-04-03 · Disposition to issuer · Disposed 2,759 · Balance 91,550 F2: Represents the portion of the previously reported restricted stock unit grant that vested on April 3, 2026 and settled in cash. Row 3 · 2026-04-04 · Exercise / conversion · Acquired 6,837 · Balance 98,387 F1: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Real Estate Finance, Inc. Row 4 · 2026-04-04 · Disposition to issuer · Disposed 1,025 · Balance 97,362 F3: Represents the portion of the previously reported restricted stock unit grant that vested on April 4, 2026 and settled in cash. Row 5 · 2026-04-04 · Tax withholding · Disposed 2,448 · Balance 94,914 |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 6,154 |
Reported balance
After 2026-04-02 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2026-04-02 · Grant · Acquired 6,154 · Balance 6,154 F1: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Real Estate Finance, Inc. F4: On April 2, 2026, the reporting person was granted 6,154 restricted stock units. The restricted stock units vest on April 2, 2027. Settlement will generally occur within 30 days of vesting and may at the discretion of the Compensation Committee be settled in cash. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2026-04-03 transaction · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · 2026-04-03 · Exercise / conversion · Disposed 5,518 · Balance 0 F1: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Real Estate Finance, Inc. F5: On April 3, 2025, the reporting person was granted 5,518 restricted stock units. The restricted stock units vested on April 3, 2026. Settlement will generally occur within 30 days of vesting and may at the discretion of the Compensation Committee be settled in cash. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 6,838 |
Reported balance
After 2026-04-04 transaction · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · 2026-04-04 · Exercise / conversion · Disposed 6,837 · Balance 6,838 F1: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Real Estate Finance, Inc. F6: On April 4, 2023, the reporting person was granted 27,349 restricted stock units. The restricted stock units vested one-fourth on April 4, 2024, one-fourth on April 4, 2025 and one-fourth on April 4, 2026 and will vest one-fourth on April 4, 2027. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash. |
| Common StockSEC Table I · non-derivative | IndirectBy Child. | 95 |
Reported balance
Holding disclosure · report date 2026-04-02 · row 6
Holding and transaction disclosures are not merged.
1 source rowRow 6 · Balance 95 |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Real Estate Finance, Inc.
F2: Represents the portion of the previously reported restricted stock unit grant that vested on April 3, 2026 and settled in cash.
F3: Represents the portion of the previously reported restricted stock unit grant that vested on April 4, 2026 and settled in cash.
F4: On April 2, 2026, the reporting person was granted 6,154 restricted stock units. The restricted stock units vest on April 2, 2027. Settlement will generally occur within 30 days of vesting and may at the discretion of the Compensation Committee be settled in cash.
F5: On April 3, 2025, the reporting person was granted 5,518 restricted stock units. The restricted stock units vested on April 3, 2026. Settlement will generally occur within 30 days of vesting and may at the discretion of the Compensation Committee be settled in cash.
F6: On April 4, 2023, the reporting person was granted 27,349 restricted stock units. The restricted stock units vested one-fourth on April 4, 2024, one-fourth on April 4, 2025 and one-fourth on April 4, 2026 and will vest one-fourth on April 4, 2027. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash.
NexPoint Residential Trust, Inc.
Report date May 22, 2026 · Filed May 28, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 60,289 |
Ending reported balance
After 2026-05-22 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2026-05-22 · Exercise / conversion · Acquired 3,429 · Balance 62,003 F1: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Residential Trust, Inc. Row 2 · 2026-05-22 · Disposition to issuer · Disposed 1,714 · Balance 60,289 F2: Represents the portion of the previously reported restricted stock unit grant that vested on May 22, 2026 and settled in cash. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2026-05-22 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2026-05-22 · Exercise / conversion · Disposed 3,429 · Balance 0 F1: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Residential Trust, Inc. F3: On May 22, 2025, the reporting person was granted 3,429 restricted stock units which vested on May 22, 2026. Settlement will generally occur within 30 days of vesting and may at the discretion of the Compensation Committee be settled in cash. |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Residential Trust, Inc.
F2: Represents the portion of the previously reported restricted stock unit grant that vested on May 22, 2026 and settled in cash.
F3: On May 22, 2025, the reporting person was granted 3,429 restricted stock units which vested on May 22, 2026. Settlement will generally occur within 30 days of vesting and may at the discretion of the Compensation Committee be settled in cash.
VINEBROOK HOMES TRUST, INC.
Report date April 11, 2026 · Filed April 14, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 74,179.857 |
Ending reported balance
After 2026-04-11 transaction · row 3
3 source rows · reconciled sequenceRow 1 · 2026-04-11 · Exercise / conversion · Acquired 4,303.875 · Balance 75,910.289 F1: Each restricted stock unit represents a contingent right to receive one share of common stock of VineBrook Homes Trust, Inc. (the "Issuer"). Row 2 · 2026-04-11 · Disposition to issuer · Disposed 645.581 · Balance 75,264.708 F2: Represents the portion of previously reported restricted stock unit grant that vested on April 11, 2026 and settled in cash. Row 3 · 2026-04-11 · Tax withholding · Disposed 1,084.851 · Balance 74,179.857 |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 21,519.375 |
Reported balance
After 2026-04-11 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2026-04-11 · Exercise / conversion · Disposed 4,303.875 · Balance 21,519.375 F1: Each restricted stock unit represents a contingent right to receive one share of common stock of VineBrook Homes Trust, Inc. (the "Issuer"). F3: On April 11, 2023, the reporting person was granted 34,431 restricted stock units, which vested one-eighth on April 11, 2024, one-eighth on April 11, 2025 and one-eighth on April 11, 2026 and will vest one-eighth on April 11, 2027; the remaining half of the restricted stock units will vest upon the earlier to occur: the date of the successful completion of an initial public offering of the Issuer or the final time vesting date of April 11, 2027. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash. |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted stock unit represents a contingent right to receive one share of common stock of VineBrook Homes Trust, Inc. (the "Issuer").
F2: Represents the portion of previously reported restricted stock unit grant that vested on April 11, 2026 and settled in cash.
F3: On April 11, 2023, the reporting person was granted 34,431 restricted stock units, which vested one-eighth on April 11, 2024, one-eighth on April 11, 2025 and one-eighth on April 11, 2026 and will vest one-eighth on April 11, 2027; the remaining half of the restricted stock units will vest upon the earlier to occur: the date of the successful completion of an initial public offering of the Issuer or the final time vesting date of April 11, 2027. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 21, 2022 Filed Feb 24, 2022 00:02 UTC | NexPoint Real Estate Finance, Inc. NREF · Entity 5647 | GrantRestricted Stock Units · Derivative | 22,155 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-22-004228 · rdgdoc.xml · derivative · entry 3 Mitts Brian · CIK 0001514845 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,155 Underlying: Common Stock · 22,155 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Real Estate Finance, Inc. F2 · derivative.exercise_date: On February 21, 2022, the reporting person was granted 22,155 restricted stock units. The restricted stock units will vest one-fourth on February 21, 2023, one-fourth on February 21, 2024, one-fourth on February 21, 2025, and one-fourth on February 21, 2026. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash. F2 · derivative.expiration_date: On February 21, 2022, the reporting person was granted 22,155 restricted stock units. The restricted stock units will vest one-fourth on February 21, 2023, one-fourth on February 21, 2024, one-fourth on February 21, 2025, and one-fourth on February 21, 2026. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash. Read SEC document |
| February 20, 2022 Filed Feb 23, 2022 01:44 UTC | NexPoint Residential Trust, Inc. NXRT · Entity 4824 | Exercise / conversionRestricted Stock Units · Derivative | 1,598 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-22-004125 · rdgdoc.xml · derivative · entry 7 Mitts Brian · CIK 0001514845 · Director · CFO, EVP Finance, Secy & Treas 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,793 Underlying: Common Stock · 1,598 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Residential Trust, Inc. F3 · derivative.exercise_date: On February 20, 2020, the reporting person was granted 7,988 restricted stock units which vested one-fifth on February 20, 2021, one-fifth on February 20, 2022, and will vest one-fifth on February 20, 2023, one-fifth on February 20, 2024 and one-fifth on February 20, 2025. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash. F3 · derivative.expiration_date: On February 20, 2020, the reporting person was granted 7,988 restricted stock units which vested one-fifth on February 20, 2021, one-fifth on February 20, 2022, and will vest one-fifth on February 20, 2023, one-fifth on February 20, 2024 and one-fifth on February 20, 2025. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash. Read SEC document |
| February 20, 2022 Filed Feb 23, 2022 01:44 UTC | NexPoint Residential Trust, Inc. NXRT · Entity 4824 | Exercise / conversionCommon Stock | 1,598 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001437749-22-004125 · rdgdoc.xml · nonDerivative · entry 2 Mitts Brian · CIK 0001514845 · Director · CFO, EVP Finance, Secy & Treas 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,779.167 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Residential Trust, Inc. Read SEC document |
| February 18, 2022 Filed Feb 23, 2022 01:44 UTC | NexPoint Residential Trust, Inc. NXRT · Entity 4824 | Exercise / conversionRestricted Stock Units · Derivative | 2,216 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-22-004125 · rdgdoc.xml · derivative · entry 6 Mitts Brian · CIK 0001514845 · Director · CFO, EVP Finance, Secy & Treas 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,862 Underlying: Common Stock · 2,216 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Residential Trust, Inc. F2 · derivative.exercise_date: On February 18, 2021, the reporting person was granted 11,078 restricted stock units which vested one-fifth on February 18, 2022, and will vest one-fifth on February 18, 2023, one-fifth on February 18, 2024, one-fifth on February 18, 2025 and one-fifth on February 18, 2026. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash. F2 · derivative.expiration_date: On February 18, 2021, the reporting person was granted 11,078 restricted stock units which vested one-fifth on February 18, 2022, and will vest one-fifth on February 18, 2023, one-fifth on February 18, 2024, one-fifth on February 18, 2025 and one-fifth on February 18, 2026. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash. Read SEC document |
| February 18, 2022 Filed Feb 23, 2022 01:44 UTC | NexPoint Residential Trust, Inc. NXRT · Entity 4824 | Exercise / conversionCommon Stock | 2,216 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001437749-22-004125 · rdgdoc.xml · nonDerivative · entry 1 Mitts Brian · CIK 0001514845 · Director · CFO, EVP Finance, Secy & Treas 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,181.167 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Residential Trust, Inc. Read SEC document |
| February 17, 2022 Filed Feb 17, 2022 23:35 UTC | VINEBROOK HOMES TRUST, INC. NA · Entity 52505 | Exercise / conversionRestricted Stock Units · Derivative | 25,120 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-22-003738 · rdgdoc.xml · derivative · entry 3 Mitts Brian · CIK 0001514845 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,120 Underlying: Common Stock · 25,120 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of the VineBrook Homes Trust, Inc (the "Company"). F3 · derivative.exercise_date: On February 17, 2022, the reporting person was granted 25,120 restricted stock units. The restricted stock units will vest one-fifth on February 17, 2023, one-fifth on February 17, 2024, one-fifth on February 17, 2025, one-fifth on February 17, 2026 and one-fifth on February 17, 2027. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash. F3 · derivative.expiration_date: On February 17, 2022, the reporting person was granted 25,120 restricted stock units. The restricted stock units will vest one-fifth on February 17, 2023, one-fifth on February 17, 2024, one-fifth on February 17, 2025, one-fifth on February 17, 2026 and one-fifth on February 17, 2027. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash. Read SEC document |
| February 17, 2022 Filed Feb 17, 2022 23:25 UTC | NexPoint Residential Trust, Inc. NXRT · Entity 4824 | GrantRestricted Stock Units · Derivative | 9,947 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-22-003731 · rdgdoc.xml · derivative · entry 6 Mitts Brian · CIK 0001514845 · Director · CFO, EVP Finance, Secy & Treas 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,947 Underlying: Common Stock · 9,974 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Residential Trust, Inc. F4 · derivative.exercise_date: On February 17, 2022, the reporting person was granted 9,947 restricted stock units, which will vest 20% on February 17, 2023, 20% on February 17, 2024, 20% on February 17, 2025, 20% on February 17, 2026 and 20% on February 17, 2027. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash. F4 · derivative.expiration_date: On February 17, 2022, the reporting person was granted 9,947 restricted stock units, which will vest 20% on February 17, 2023, 20% on February 17, 2024, 20% on February 17, 2025, 20% on February 17, 2026 and 20% on February 17, 2027. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash. Read SEC document |
| February 17, 2022 Filed Feb 25, 2022 23:15 UTC Amendment | VINEBROOK HOMES TRUST, INC. NA · Entity 52505 | Exercise / conversionRestricted Stock Units · Derivative | 25,120 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-22-004487 · rdgdoc.xml · derivative · entry 1 Mitts Brian · CIK 0001514845 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,120 Underlying: Common Stock · 25,120 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of the VineBrook Homes Trust, Inc (the "Company"). F2 · derivative.exercise_date: On February 17, 2022 the reporting person filed a Form 4 reporting that the 25,120 restricted stock units vested one-fifth on the each of the first five anniversaries of the grant date. This amendment is being filed to correct the vesting schedule. The restricted stock units will vest one-half on the date of the closing of the initial public offering of the Company and will vest one-eighth on February 17, 2023, one-eighth on February 17, 2024, one-eighth on February 17, 2025 and one-eighth on February 17, 2026. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash. F2 · derivative.expiration_date: On February 17, 2022 the reporting person filed a Form 4 reporting that the 25,120 restricted stock units vested one-fifth on the each of the first five anniversaries of the grant date. This amendment is being filed to correct the vesting schedule. The restricted stock units will vest one-half on the date of the closing of the initial public offering of the Company and will vest one-eighth on February 17, 2023, one-eighth on February 17, 2024, one-eighth on February 17, 2025 and one-eighth on February 17, 2026. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash. Read SEC document |
| February 15, 2022 Filed Feb 17, 2022 23:35 UTC | VINEBROOK HOMES TRUST, INC. NA · Entity 52505 | Exercise / conversionRestricted Stock Units · Derivative | 2,393.375 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-22-003738 · rdgdoc.xml · derivative · entry 2 Mitts Brian · CIK 0001514845 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,753.625 Underlying: Common Stock · 2,393.375 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of the VineBrook Homes Trust, Inc (the "Company"). F2 · derivative.exercise_date: On February 15, 2021, the reporting person was granted 19,147 restricted stock units. The restricted stock units vested one-eighth on February 15, 2022, and will vest one-eighth on February 15, 2023, one-eighth on February 15, 2024, one-eighth on February 15, 2025; the remaining half of the restricted stock units will vest upon the date of the successful completion of an initial public offering of the Company. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash. F2 · derivative.expiration_date: On February 15, 2021, the reporting person was granted 19,147 restricted stock units. The restricted stock units vested one-eighth on February 15, 2022, and will vest one-eighth on February 15, 2023, one-eighth on February 15, 2024, one-eighth on February 15, 2025; the remaining half of the restricted stock units will vest upon the date of the successful completion of an initial public offering of the Company. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash. Read SEC document |
| February 15, 2022 Filed Feb 17, 2022 23:35 UTC | VINEBROOK HOMES TRUST, INC. NA · Entity 52505 | Exercise / conversionCommon Stock | 2,393.375 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001437749-22-003738 · rdgdoc.xml · nonDerivative · entry 1 Mitts Brian · CIK 0001514845 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,078.327 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock of the VineBrook Homes Trust, Inc (the "Company"). Read SEC document |
| February 15, 2022 Filed Feb 17, 2022 23:25 UTC | NexPoint Residential Trust, Inc. NXRT · Entity 4824 | Exercise / conversionRestricted Stock Units · Derivative | 5,792 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-22-003731 · rdgdoc.xml · derivative · entry 5 Mitts Brian · CIK 0001514845 · Director · CFO, EVP Finance, Secy & Treas 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,792 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Residential Trust, Inc. F3 · derivative.exercise_date: On February 15, 2018, the reporting person was granted 23,165 restricted stock units which vested 25% on February 15, 2019, 25% on February 15, 2020, 25% on February 15, 2021, and 25% on February 15, 2022. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash. F3 · derivative.expiration_date: On February 15, 2018, the reporting person was granted 23,165 restricted stock units which vested 25% on February 15, 2019, 25% on February 15, 2020, 25% on February 15, 2021, and 25% on February 15, 2022. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash. Read SEC document |
| February 15, 2022 Filed Feb 17, 2022 23:25 UTC | NexPoint Residential Trust, Inc. NXRT · Entity 4824 | Exercise / conversionCommon Stock | 5,792 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001437749-22-003731 · rdgdoc.xml · nonDerivative · entry 1 Mitts Brian · CIK 0001514845 · Director · CFO, EVP Finance, Secy & Treas 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,965.167 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Residential Trust, Inc. Read SEC document |
| December 10, 2021 Filed Dec 17, 2021 16:04 UTC | VINEBROOK HOMES TRUST, INC. NA · Entity 52505 | Exercise / conversionRestricted Stock Units · Derivative | 3,500.75 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-21-028850 · rdgdoc.xml · derivative · entry 2 Mitts Brian · CIK 0001514845 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,001.5 Underlying: Common Stock · 3,500.75 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of VineBrook Homes Trust, Inc. F2 · derivative.exercise_date: On December 10, 2019, the reporting person was granted 14,003 restricted stock units. The restricted stock units vested one-fourth on December 10, 2020 and vested one-fourth on December 10, 2021, and will vest one-fourth on December 10, 2022 and one-fourth on December 10, 2023. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash. F2 · derivative.expiration_date: On December 10, 2019, the reporting person was granted 14,003 restricted stock units. The restricted stock units vested one-fourth on December 10, 2020 and vested one-fourth on December 10, 2021, and will vest one-fourth on December 10, 2022 and one-fourth on December 10, 2023. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash. Read SEC document |
| December 10, 2021 Filed Dec 17, 2021 16:04 UTC | VINEBROOK HOMES TRUST, INC. NA · Entity 52505 | Exercise / conversionCommon Stock | 3,500.75 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001437749-21-028850 · rdgdoc.xml · nonDerivative · entry 1 Mitts Brian · CIK 0001514845 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,684.952 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock of VineBrook Homes Trust, Inc. Read SEC document |
| September 28, 2021 Filed Sep 30, 2021 22:42 UTC | NexPoint Residential Trust, Inc. NXRT · Entity 4824 | SaleCommon Stock | 5,600 | $62.16 | $348,096.00 |
DisclosureSEC source: 0000899243-21-038429 · doc4.xml · nonDerivative · entry 1 Mitts Brian · CIK 0001514845 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,173.167 Read SEC document |
| August 13, 2021 Filed Aug 16, 2021 16:33 UTC | VINEBROOK HOMES TRUST, INC. bj$4pafj · Entity 52505 | PurchaseCommon Stock | 6,124.449 | $40.82 | $250,000.01 |
DisclosureSEC source: 0001437749-21-020105 · primary_doc.xml · nonDerivative · entry 1 Mitts Brian · CIK 0001514845 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,184.202 Read SEC document |
| June 24, 2021 Filed Jun 28, 2021 22:01 UTC | NexPoint Real Estate Finance, Inc. NREF · Entity 5647 | Exercise / conversionRestricted Stock Units · Derivative | 5,781 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-21-015837 · rdgdoc.xml · derivative · entry 4 Mitts Brian · CIK 0001514845 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,340 Underlying: Common Stock · 5,781 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Real Estate Finance, Inc. F3 · derivative.exercise_date: On June 24, 2020, the reporting person was granted 23,121 restricted stock units. The restricted stock units vested one-fourth on June 24, 2021, and will vest one-fourth on May 8, 2022, one-fourth on May 8, 2023 and one-fourth on May 8, 2024. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash. F3 · derivative.expiration_date: On June 24, 2020, the reporting person was granted 23,121 restricted stock units. The restricted stock units vested one-fourth on June 24, 2021, and will vest one-fourth on May 8, 2022, one-fourth on May 8, 2023 and one-fourth on May 8, 2024. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash. Read SEC document |
| June 24, 2021 Filed Jun 28, 2021 22:01 UTC | NexPoint Real Estate Finance, Inc. NREF · Entity 5647 | Tax withholdingCommon Stock | 2,402 | $20.73 | $49,793.46 |
DisclosureSEC source: 0001437749-21-015837 · rdgdoc.xml · nonDerivative · entry 2 Mitts Brian · CIK 0001514845 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,394 Read SEC document |
| June 24, 2021 Filed Jun 28, 2021 22:01 UTC | NexPoint Real Estate Finance, Inc. NREF · Entity 5647 | Exercise / conversionCommon Stock | 5,781 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001437749-21-015837 · rdgdoc.xml · nonDerivative · entry 1 Mitts Brian · CIK 0001514845 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,796 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Real Estate Finance, Inc. Read SEC document |
| June 21, 2021 Filed Jun 23, 2021 20:45 UTC | NexPoint Residential Trust, Inc. NXRT · Entity 4824 | SaleCommon Stock | 2,000 | $56.23 | $112,460.00 |
DisclosureSEC source: 0001437749-21-015484 · rdgdoc.xml · nonDerivative · entry 1 Mitts Brian · CIK 0001514845 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,773.167 Read SEC document |
| May 26, 2021 Filed May 28, 2021 20:45 UTC | NexPoint Residential Trust, Inc. NXRT · Entity 4824 | SaleCommon Stock | 1,000 | $51.65 | $51,650.00 |
DisclosureSEC source: 0001437749-21-013745 · rdgdoc.xml · nonDerivative · entry 1 Mitts Brian · CIK 0001514845 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,773.167 F1 · shares: The reporting person sold such shares to cover personal income tax liability. Read SEC document |
| May 17, 2021 Filed May 18, 2021 20:48 UTC | NexPoint Residential Trust, Inc. NXRT · Entity 4824 | SaleCommon Stock | 1,000 | $50.35 | $50,350.00 |
DisclosureSEC source: 0001437749-21-012690 · rdgdoc.xml · nonDerivative · entry 2 Mitts Brian · CIK 0001514845 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,773.167 F1 · shares: The reporting person sold such shares to cover personal income tax liability. Read SEC document |
| May 14, 2021 Filed May 18, 2021 20:48 UTC | NexPoint Residential Trust, Inc. NXRT · Entity 4824 | SaleCommon Stock | 1,000 | $50.34 | $50,340.00 |
DisclosureSEC source: 0001437749-21-012690 · rdgdoc.xml · nonDerivative · entry 1 Mitts Brian · CIK 0001514845 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,773.167 F1 · shares: The reporting person sold such shares to cover personal income tax liability. Read SEC document |
| May 11, 2021 Filed May 13, 2021 23:25 UTC | NexPoint Residential Trust, Inc. NXRT · Entity 4824 | Exercise / conversionRestricted Stock Units · Derivative | 1,010 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-21-012150 · rdgdoc.xml · derivative · entry 5 Mitts Brian · CIK 0001514845 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,040 Underlying: Common Stock · 1,010 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Residential Trust, Inc. F4 · derivative.exercise_date: On May 11, 2020, the reporting person was granted 5,050 restricted stock units which vested one-fifth on May 11, 2021, and will vest one-fifth on May 11, 2022, one-fifth on May 11, 2023, one-fifth on May 11, 2024 and one-fifth on May 11, 2025. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash. F4 · derivative.expiration_date: On May 11, 2020, the reporting person was granted 5,050 restricted stock units which vested one-fifth on May 11, 2021, and will vest one-fifth on May 11, 2022, one-fifth on May 11, 2023, one-fifth on May 11, 2024 and one-fifth on May 11, 2025. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash. Read SEC document |
| May 11, 2021 Filed May 13, 2021 23:25 UTC | NexPoint Residential Trust, Inc. NXRT · Entity 4824 | Tax withholdingCommon Stock | 252 | $49.30 | $12,423.60 |
DisclosureSEC source: 0001437749-21-012150 · rdgdoc.xml · nonDerivative · entry 2 Mitts Brian · CIK 0001514845 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,773.167 Read SEC document |
| May 11, 2021 Filed May 13, 2021 23:25 UTC | NexPoint Residential Trust, Inc. NXRT · Entity 4824 | Exercise / conversionCommon Stock | 1,010 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001437749-21-012150 · rdgdoc.xml · nonDerivative · entry 1 Mitts Brian · CIK 0001514845 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,025.167 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Residential Trust, Inc. Read SEC document |
| February 22, 2021 Filed Feb 27, 2021 01:44 UTC | NexPoint Real Estate Finance, Inc. NREF · Entity 5647 | GrantRestricted Stock Units · Derivative | 20,654 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-21-004324 · rdgdoc.xml · derivative · entry 1 Mitts Brian · CIK 0001514845 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,654 Underlying: Common Stock · 20,654 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Real Estate Finance, Inc. F2 · derivative.exercise_date: The restricted stock units vest one-fourth on February 22, 2022, one-fourth on February 22, 2023, one-fourth on February 22, 2024 and one-fourth on February 22, 2025. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash. F2 · derivative.expiration_date: The restricted stock units vest one-fourth on February 22, 2022, one-fourth on February 22, 2023, one-fourth on February 22, 2024 and one-fourth on February 22, 2025. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash. Read SEC document |
| February 21, 2021 Filed Feb 23, 2021 22:59 UTC | NexPoint Residential Trust, Inc. NXRT · Entity 4824 | Exercise / conversionRestricted Stock Units · Derivative | 3,472 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-21-003837 · rdgdoc.xml · derivative · entry 8 Mitts Brian · CIK 0001514845 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,416 Underlying: Common Stock · 3,472 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Residential Trust, Inc. F3 · derivative.exercise_date: On February 21, 2019, the reporting person was granted 17,360 restricted stock units which vested one-fifth on February 21, 2020 and one-fifth on February 21, 2021, and will vest one-fifth on February 21, 2022, one-fifth on February 21, 2023 and one-fifth on February 21, 2024. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash. F3 · derivative.expiration_date: On February 21, 2019, the reporting person was granted 17,360 restricted stock units which vested one-fifth on February 21, 2020 and one-fifth on February 21, 2021, and will vest one-fifth on February 21, 2022, one-fifth on February 21, 2023 and one-fifth on February 21, 2024. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash. Read SEC document |
| February 21, 2021 Filed Feb 23, 2021 22:59 UTC | NexPoint Residential Trust, Inc. NXRT · Entity 4824 | Tax withholdingCommon Stock | 895 | $41.48 | $37,124.60 |
DisclosureSEC source: 0001437749-21-003837 · rdgdoc.xml · nonDerivative · entry 4 Mitts Brian · CIK 0001514845 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,015.167 Read SEC document |
| February 21, 2021 Filed Feb 23, 2021 22:59 UTC | NexPoint Residential Trust, Inc. NXRT · Entity 4824 | Exercise / conversionCommon Stock | 3,472 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001437749-21-003837 · rdgdoc.xml · nonDerivative · entry 3 Mitts Brian · CIK 0001514845 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,910.167 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Residential Trust, Inc. Read SEC document |
| February 20, 2021 Filed Feb 23, 2021 22:59 UTC | NexPoint Residential Trust, Inc. NXRT · Entity 4824 | Exercise / conversionRestricted Stock Units · Derivative | 1,597 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-21-003837 · rdgdoc.xml · derivative · entry 7 Mitts Brian · CIK 0001514845 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,391 Underlying: Common Stock · 1,597 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Residential Trust, Inc. F2 · derivative.exercise_date: On February 20, 2020, the reporting person was granted 7,988 restricted stock units which vested one-fifth on February 20, 2021, and will vest one-fifth on February 20, 2022, one-fifth on February 20, 2023, one-fifth on February 20, 2024 and one-fifth on February 20, 2025. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash. F2 · derivative.expiration_date: On February 20, 2020, the reporting person was granted 7,988 restricted stock units which vested one-fifth on February 20, 2021, and will vest one-fifth on February 20, 2022, one-fifth on February 20, 2023, one-fifth on February 20, 2024 and one-fifth on February 20, 2025. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash. Read SEC document |
| February 20, 2021 Filed Feb 23, 2021 22:59 UTC | NexPoint Residential Trust, Inc. NXRT · Entity 4824 | Tax withholdingCommon Stock | 400 | $41.48 | $16,592.00 |
DisclosureSEC source: 0001437749-21-003837 · rdgdoc.xml · nonDerivative · entry 2 Mitts Brian · CIK 0001514845 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,438.167 Read SEC document |
| February 20, 2021 Filed Feb 23, 2021 22:59 UTC | NexPoint Residential Trust, Inc. NXRT · Entity 4824 | Exercise / conversionCommon Stock | 1,597 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001437749-21-003837 · rdgdoc.xml · nonDerivative · entry 1 Mitts Brian · CIK 0001514845 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,838.167 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Residential Trust, Inc. Read SEC document |
| February 18, 2021 Filed Feb 23, 2021 02:32 UTC | NexPoint Residential Trust, Inc. NXRT · Entity 4824 | GrantRestricted Stock Units · Derivative | 11,078 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-21-003682 · rdgdoc.xml · derivative · entry 1 Mitts Brian · CIK 0001514845 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,078 Underlying: Common Stock · 11,078 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Residential Trust, Inc. F2 · derivative.exercise_date: The restricted stock units vest one-fifth on February 18, 2022, one-fifth on February 18, 2023, one-fifth on February 18, 2024, one-fifth on February 18, 2025 and one-fifth on February 18, 2026. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash. F2 · derivative.expiration_date: The restricted stock units vest one-fifth on February 18, 2022, one-fifth on February 18, 2023, one-fifth on February 18, 2024, one-fifth on February 18, 2025 and one-fifth on February 18, 2026. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash. Read SEC document |
| February 15, 2021 Filed Feb 17, 2021 22:51 UTC | NexPoint Residential Trust, Inc. NXRT · Entity 4824 | Exercise / conversionRestricted Stock Units · Derivative | 5,791 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-21-003165 · rdgdoc.xml · derivative · entry 5 Mitts Brian · CIK 0001514845 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,792 Underlying: Common Stock · 5,791 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Residential Trust, Inc. F3 · derivative.exercise_date: On February 15, 2018, the reporting person was granted 23,165 restricted stock units which vested 25% on February 15, 2019, 25% on February 15, 2020 and 25% on February 15, 2021, and will vest 25% on February 15, 2022. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash. F3 · derivative.expiration_date: On February 15, 2018, the reporting person was granted 23,165 restricted stock units which vested 25% on February 15, 2019, 25% on February 15, 2020 and 25% on February 15, 2021, and will vest 25% on February 15, 2022. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash. Read SEC document |
| February 15, 2021 Filed Feb 17, 2021 22:51 UTC | NexPoint Residential Trust, Inc. NXRT · Entity 4824 | Tax withholdingCommon Stock | 1,690 | $42.54 | $71,892.60 |
DisclosureSEC source: 0001437749-21-003165 · rdgdoc.xml · nonDerivative · entry 2 Mitts Brian · CIK 0001514845 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,241.167 Read SEC document |
| February 15, 2021 Filed Feb 17, 2021 22:51 UTC | NexPoint Residential Trust, Inc. NXRT · Entity 4824 | Exercise / conversionCommon Stock | 5,791 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001437749-21-003165 · rdgdoc.xml · nonDerivative · entry 1 Mitts Brian · CIK 0001514845 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,931.167 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Residential Trust, Inc. Read SEC document |
| September 10, 2020 Filed Sep 14, 2020 20:56 UTC | NexPoint Residential Trust, Inc. NXRT · Entity 4824 | OtherCommon Stock | 1,954.2968 | $42.15 | $82,373.61 |
DisclosureSEC source: 0000899243-20-025002 · doc4.xml · nonDerivative · entry 1 Mitts Brian · CIK 0001514845 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Indirect · By 401(k) Plan Disclosed balance after: 16,382.1178 Read SEC document |
| September 10, 2020 Filed Sep 14, 2020 20:53 UTC | NexPoint Real Estate Finance, Inc. NREF · Entity 5647 | OtherCommon Stock | 5,398.993 | $15.26 | $82,388.63 |
DisclosureSEC source: 0000899243-20-025001 · doc4.xml · nonDerivative · entry 1 Mitts Brian · CIK 0001514845 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Indirect · By 401(k) plan Disclosed balance after: 5,398.993 Read SEC document |
| June 24, 2020 Filed Jun 24, 2020 22:46 UTC | NexPoint Real Estate Finance, Inc. NREF · Entity 5647 | GrantRestricted Stock Units · Derivative | 23,121 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-20-017578 · doc4.xml · derivative · entry 1 Mitts Brian · CIK 0001514845 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,121 Underlying: Common Stock · 23,121 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Real Estate Finance, Inc. F2 · derivative.exercise_date: The restricted stock units vest one-fourth on June 24, 2021, one-fourth on May 8, 2022, one-fourth on May 8, 2023 and one-fourth on May 8, 2024. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash. F2 · derivative.expiration_date: The restricted stock units vest one-fourth on June 24, 2021, one-fourth on May 8, 2022, one-fourth on May 8, 2023 and one-fourth on May 8, 2024. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash. Read SEC document |
| May 11, 2020 Filed May 13, 2020 20:54 UTC | NexPoint Residential Trust, Inc. NXRT · Entity 4824 | GrantRestricted Stock Units · Derivative | 5,050 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-20-012977 · doc4.xml · derivative · entry 1 Mitts Brian · CIK 0001514845 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,050 Underlying: Common Stock · 5,050 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Residential Trust, Inc. F2 · derivative.exercise_date: The restricted stock units vest one-fifth on May 11, 2021, one-fifth on May 11, 2022, one-fifth on May 11, 2023, one-fifth on May 11, 2024 and one-fifth on May 11, 2025. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash. F2 · derivative.expiration_date: The restricted stock units vest one-fifth on May 11, 2021, one-fifth on May 11, 2022, one-fifth on May 11, 2023, one-fifth on May 11, 2024 and one-fifth on May 11, 2025. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash. Read SEC document |
| March 25, 2020 Filed Mar 27, 2020 22:06 UTC | NexPoint Real Estate Finance, Inc. NREF · Entity 5647 | PurchaseCommon Stock | 1,700 | $7.27 | $12,359.00 |
DisclosureSEC source: 0000899243-20-009624 · doc4.xml · nonDerivative · entry 1 Mitts Brian · CIK 0001514845 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,015 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $7.25 to $7.28, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnote (1) to this Form 4. Read SEC document |
| March 25, 2020 Filed Mar 27, 2020 20:15 UTC | NexPoint Residential Trust, Inc. NXRT · Entity 4824 | SaleCommon Stock | 7,000 | $24.15 | $169,050.00 |
DisclosureSEC source: 0000899243-20-009617 · doc4.xml · nonDerivative · entry 1 Mitts Brian · CIK 0001514845 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,140 F1 · kind: The sale reported herein was for cash management in a collateral account. Such sale does not reflect the Reporting Person's long-term view of the investment. As of the date of this filing, the Reporting Person disputes the propriety of the sale reported herein. Read SEC document |
| March 16, 2020 Filed Mar 18, 2020 20:16 UTC | NexPoint Residential Trust, Inc. NXRT · Entity 4824 | Exercise / conversionRestricted Stock Units · Derivative | 8,034 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-20-008831 · doc4.xml · derivative · entry 5 Mitts Brian · CIK 0001514845 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 8,034 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Residential Trust, Inc. F3 · derivative.exercise_date: On March 16, 2017, the reporting person was granted 24,101 restricted stock units which vested one-third on March 16, 2018, one-third on March 16, 2019 and one-third on March 16, 2020. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash. F3 · derivative.expiration_date: On March 16, 2017, the reporting person was granted 24,101 restricted stock units which vested one-third on March 16, 2018, one-third on March 16, 2019 and one-third on March 16, 2020. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash. Read SEC document |
| March 16, 2020 Filed Mar 18, 2020 20:16 UTC | NexPoint Residential Trust, Inc. NXRT · Entity 4824 | Tax withholdingCommon Stock | 2,161 | $32.28 | $69,757.08 |
DisclosureSEC source: 0000899243-20-008831 · doc4.xml · nonDerivative · entry 2 Mitts Brian · CIK 0001514845 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,140 Read SEC document |
| March 16, 2020 Filed Mar 18, 2020 20:16 UTC | NexPoint Residential Trust, Inc. NXRT · Entity 4824 | Exercise / conversionCommon Stock | 8,034 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-20-008831 · doc4.xml · nonDerivative · entry 1 Mitts Brian · CIK 0001514845 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,301 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Residential Trust, Inc. Read SEC document |
| February 21, 2020 Filed Feb 26, 2020 01:39 UTC | NexPoint Residential Trust, Inc. NXRT · Entity 4824 | Exercise / conversionRestricted Stock Units · Derivative | 3,472 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-20-005851 · doc4.xml · derivative · entry 5 Mitts Brian · CIK 0001514845 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,888 Underlying: Common Stock · 3,472 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Residential Trust, Inc. F2 · derivative.exercise_date: On February 21, 2019, the reporting person was granted 17,360 resticted stock units which vested one-fifth on February 21, 2020, and will vest one-fifth on February 21, 2021, one-fifth on February 21, 2022, one-fifth on February 21, 2023 and one-fifth on February 21, 2024. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash. F2 · derivative.expiration_date: On February 21, 2019, the reporting person was granted 17,360 resticted stock units which vested one-fifth on February 21, 2020, and will vest one-fifth on February 21, 2021, one-fifth on February 21, 2022, one-fifth on February 21, 2023 and one-fifth on February 21, 2024. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash. Read SEC document |
| February 21, 2020 Filed Feb 26, 2020 01:39 UTC | NexPoint Residential Trust, Inc. NXRT · Entity 4824 | Tax withholdingCommon Stock | 865 | $50.23 | $43,448.95 |
DisclosureSEC source: 0000899243-20-005851 · doc4.xml · nonDerivative · entry 2 Mitts Brian · CIK 0001514845 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,267 Read SEC document |
| February 21, 2020 Filed Feb 26, 2020 01:39 UTC | NexPoint Residential Trust, Inc. NXRT · Entity 4824 | Exercise / conversionCommon Stock | 3,472 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-20-005851 · doc4.xml · nonDerivative · entry 1 Mitts Brian · CIK 0001514845 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,132 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Residential Trust, Inc. Read SEC document |
| February 20, 2020 Filed Feb 24, 2020 21:33 UTC | NexPoint Residential Trust, Inc. NXRT · Entity 4824 | GrantRestricted Stock Units · Derivative | 7,988 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-20-005612 · doc4.xml · derivative · entry 1 Mitts Brian · CIK 0001514845 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,988 Underlying: Common Stock · 7,988 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Residential Trust, Inc. F2 · derivative.exercise_date: The restricted stock units vest one-fifth on February 20, 2021, one-fifth on February 20, 2022, one-fifth on February 20, 2023, one-fifth on February 20, 2024 and one-fifth on February 20, 2025. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash. F2 · derivative.expiration_date: The restricted stock units vest one-fifth on February 20, 2021, one-fifth on February 20, 2022, one-fifth on February 20, 2023, one-fifth on February 20, 2024 and one-fifth on February 20, 2025. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.