Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| HIGHLAND GLOBAL ALLOCATION FUNDHGLB · Entity 6410 | PEO, PFO & Assistant Treasurer | February 17, 2021 | February 26, 2021 |
| HIGHLAND OPPORTUNITIES & INCOME FUNDHFRO · Entity 5622 | PEO, PFO & Assistant Treasurer | February 17, 2021 | February 26, 2021 |
| NEXPOINT DIVERSIFIED REAL ESTATE TRUSTNXDT · Entity 6001 | Director | June 10, 2026 | June 19, 2026 |
| NexPoint Capital, Inc.NONE · Entity 127710 | PFO & Assistant Treasurer | February 17, 2021 | February 26, 2021 |
| NexPoint Real Estate Finance, Inc.NREF · Entity 5647 | Director | April 02, 2026 | April 07, 2026 |
| NexPoint Residential Trust, Inc.NXRT · Entity 4824 | Director | May 22, 2026 | May 28, 2026 |
| VINEBROOK HOMES TRUST, INC.NA · Entity 52505 | Director | April 11, 2026 | April 14, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
HIGHLAND GLOBAL ALLOCATION FUND
Report date February 17, 2021 · Filed February 26, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectBy 401(k) Plan | 1,262 |
Reported balance
Holding disclosure · report date 2021-02-17 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 1,262 |
HIGHLAND OPPORTUNITIES & INCOME FUND
Report date February 17, 2021 · Filed February 26, 2021
This filing explicitly reported no securities owned.
NEXPOINT DIVERSIFIED REAL ESTATE TRUST
Report date June 10, 2026 · Filed June 19, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 29,046 |
Reported balance
After 2026-06-10 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-06-10 · Exercise / conversion · Acquired 4,830 · Balance 29,046 F1: Each restricted share unit represents a contingent right to receive one common share of NexPoint Diversified Real Estate Trust (the "Company"). F2: Includes shares received pursuant to an elective stock dividend paid on the Company's common shares. |
| Common StockSEC Table I · non-derivative | Direct | 26,631 |
Reported balance
After 2026-06-10 transaction · row 2
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 2 · 2026-06-10 · Disposition to issuer · Disposed 2,415 · Balance 26,631 F3: Represents the portion of the previously reported restricted share unit grant that vested on June 10, 2026 and settled in cash. |
| Restricted Share UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2026-06-10 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2026-06-10 · Exercise / conversion · Disposed 4,830 · Balance 0 F1: Each restricted share unit represents a contingent right to receive one common share of NexPoint Diversified Real Estate Trust (the "Company"). F4: On June 10, 2025, the reporting person was granted 4,830 restricted share units which vested on June 10, 2026. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash. |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted share unit represents a contingent right to receive one common share of NexPoint Diversified Real Estate Trust (the "Company").
F2: Includes shares received pursuant to an elective stock dividend paid on the Company's common shares.
F3: Represents the portion of the previously reported restricted share unit grant that vested on June 10, 2026 and settled in cash.
F4: On June 10, 2025, the reporting person was granted 4,830 restricted share units which vested on June 10, 2026. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash.
NexPoint Capital, Inc.
Report date February 17, 2021 · Filed February 26, 2021
This filing explicitly reported no securities owned.
NexPoint Real Estate Finance, Inc.
Report date April 02, 2026 · Filed April 07, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 94,914 |
Ending reported balance
After 2026-04-04 transaction · row 5
5 source rows · reconciled sequenceRow 1 · 2026-04-03 · Exercise / conversion · Acquired 5,518 · Balance 94,309 F1: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Real Estate Finance, Inc. Row 2 · 2026-04-03 · Disposition to issuer · Disposed 2,759 · Balance 91,550 F2: Represents the portion of the previously reported restricted stock unit grant that vested on April 3, 2026 and settled in cash. Row 3 · 2026-04-04 · Exercise / conversion · Acquired 6,837 · Balance 98,387 F1: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Real Estate Finance, Inc. Row 4 · 2026-04-04 · Disposition to issuer · Disposed 1,025 · Balance 97,362 F3: Represents the portion of the previously reported restricted stock unit grant that vested on April 4, 2026 and settled in cash. Row 5 · 2026-04-04 · Tax withholding · Disposed 2,448 · Balance 94,914 |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 6,154 |
Reported balance
After 2026-04-02 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2026-04-02 · Grant · Acquired 6,154 · Balance 6,154 F1: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Real Estate Finance, Inc. F4: On April 2, 2026, the reporting person was granted 6,154 restricted stock units. The restricted stock units vest on April 2, 2027. Settlement will generally occur within 30 days of vesting and may at the discretion of the Compensation Committee be settled in cash. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2026-04-03 transaction · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · 2026-04-03 · Exercise / conversion · Disposed 5,518 · Balance 0 F1: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Real Estate Finance, Inc. F5: On April 3, 2025, the reporting person was granted 5,518 restricted stock units. The restricted stock units vested on April 3, 2026. Settlement will generally occur within 30 days of vesting and may at the discretion of the Compensation Committee be settled in cash. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 6,838 |
Reported balance
After 2026-04-04 transaction · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · 2026-04-04 · Exercise / conversion · Disposed 6,837 · Balance 6,838 F1: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Real Estate Finance, Inc. F6: On April 4, 2023, the reporting person was granted 27,349 restricted stock units. The restricted stock units vested one-fourth on April 4, 2024, one-fourth on April 4, 2025 and one-fourth on April 4, 2026 and will vest one-fourth on April 4, 2027. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash. |
| Common StockSEC Table I · non-derivative | IndirectBy Child. | 95 |
Reported balance
Holding disclosure · report date 2026-04-02 · row 6
Holding and transaction disclosures are not merged.
1 source rowRow 6 · Balance 95 |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Real Estate Finance, Inc.
F2: Represents the portion of the previously reported restricted stock unit grant that vested on April 3, 2026 and settled in cash.
F3: Represents the portion of the previously reported restricted stock unit grant that vested on April 4, 2026 and settled in cash.
F4: On April 2, 2026, the reporting person was granted 6,154 restricted stock units. The restricted stock units vest on April 2, 2027. Settlement will generally occur within 30 days of vesting and may at the discretion of the Compensation Committee be settled in cash.
F5: On April 3, 2025, the reporting person was granted 5,518 restricted stock units. The restricted stock units vested on April 3, 2026. Settlement will generally occur within 30 days of vesting and may at the discretion of the Compensation Committee be settled in cash.
F6: On April 4, 2023, the reporting person was granted 27,349 restricted stock units. The restricted stock units vested one-fourth on April 4, 2024, one-fourth on April 4, 2025 and one-fourth on April 4, 2026 and will vest one-fourth on April 4, 2027. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash.
NexPoint Residential Trust, Inc.
Report date May 22, 2026 · Filed May 28, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 60,289 |
Ending reported balance
After 2026-05-22 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2026-05-22 · Exercise / conversion · Acquired 3,429 · Balance 62,003 F1: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Residential Trust, Inc. Row 2 · 2026-05-22 · Disposition to issuer · Disposed 1,714 · Balance 60,289 F2: Represents the portion of the previously reported restricted stock unit grant that vested on May 22, 2026 and settled in cash. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2026-05-22 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2026-05-22 · Exercise / conversion · Disposed 3,429 · Balance 0 F1: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Residential Trust, Inc. F3: On May 22, 2025, the reporting person was granted 3,429 restricted stock units which vested on May 22, 2026. Settlement will generally occur within 30 days of vesting and may at the discretion of the Compensation Committee be settled in cash. |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Residential Trust, Inc.
F2: Represents the portion of the previously reported restricted stock unit grant that vested on May 22, 2026 and settled in cash.
F3: On May 22, 2025, the reporting person was granted 3,429 restricted stock units which vested on May 22, 2026. Settlement will generally occur within 30 days of vesting and may at the discretion of the Compensation Committee be settled in cash.
VINEBROOK HOMES TRUST, INC.
Report date April 11, 2026 · Filed April 14, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 74,179.857 |
Ending reported balance
After 2026-04-11 transaction · row 3
3 source rows · reconciled sequenceRow 1 · 2026-04-11 · Exercise / conversion · Acquired 4,303.875 · Balance 75,910.289 F1: Each restricted stock unit represents a contingent right to receive one share of common stock of VineBrook Homes Trust, Inc. (the "Issuer"). Row 2 · 2026-04-11 · Disposition to issuer · Disposed 645.581 · Balance 75,264.708 F2: Represents the portion of previously reported restricted stock unit grant that vested on April 11, 2026 and settled in cash. Row 3 · 2026-04-11 · Tax withholding · Disposed 1,084.851 · Balance 74,179.857 |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 21,519.375 |
Reported balance
After 2026-04-11 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2026-04-11 · Exercise / conversion · Disposed 4,303.875 · Balance 21,519.375 F1: Each restricted stock unit represents a contingent right to receive one share of common stock of VineBrook Homes Trust, Inc. (the "Issuer"). F3: On April 11, 2023, the reporting person was granted 34,431 restricted stock units, which vested one-eighth on April 11, 2024, one-eighth on April 11, 2025 and one-eighth on April 11, 2026 and will vest one-eighth on April 11, 2027; the remaining half of the restricted stock units will vest upon the earlier to occur: the date of the successful completion of an initial public offering of the Issuer or the final time vesting date of April 11, 2027. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash. |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted stock unit represents a contingent right to receive one share of common stock of VineBrook Homes Trust, Inc. (the "Issuer").
F2: Represents the portion of previously reported restricted stock unit grant that vested on April 11, 2026 and settled in cash.
F3: On April 11, 2023, the reporting person was granted 34,431 restricted stock units, which vested one-eighth on April 11, 2024, one-eighth on April 11, 2025 and one-eighth on April 11, 2026 and will vest one-eighth on April 11, 2027; the remaining half of the restricted stock units will vest upon the earlier to occur: the date of the successful completion of an initial public offering of the Issuer or the final time vesting date of April 11, 2027. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 11, 2023 Filed May 15, 2023 20:16 UTC | NexPoint Residential Trust, Inc. NXRT · Entity 4824 | Exercise / conversionCommon Stock | 1,010 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001437749-23-014579 · rdgdoc.xml · nonDerivative · entry 1 Mitts Brian · CIK 0001514845 · Director · CFO, EVP Finance, Secy & Treas 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 68,000.167 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Residential Trust, Inc. Read SEC document |
| May 08, 2023 Filed May 10, 2023 20:30 UTC | NexPoint Real Estate Finance, Inc. NREF · Entity 5647 | Exercise / conversionRestricted Stock Units · Derivative | 5,780 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-23-013635 · rdgdoc.xml · derivative · entry 5 Mitts Brian · CIK 0001514845 · Director · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,780 Underlying: Common Stock · 5,780 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Real Estate Finance, Inc. F2 · derivative.exercise_date: On June 24, 2020, the reporting person was granted 23,121 restricted stock units. The restricted stock units vested one-fourth on June 24, 2021, one-fourth on May 8, 2022, and one-fourth on May 8, 2023, and will vest one-fourth on May 8, 2024. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash. F2 · derivative.expiration_date: On June 24, 2020, the reporting person was granted 23,121 restricted stock units. The restricted stock units vested one-fourth on June 24, 2021, one-fourth on May 8, 2022, and one-fourth on May 8, 2023, and will vest one-fourth on May 8, 2024. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash. Read SEC document |
| May 08, 2023 Filed May 10, 2023 20:30 UTC | NexPoint Real Estate Finance, Inc. NREF · Entity 5647 | Tax withholdingCommon Stock | 2,011 | $13.48 | $27,108.28 |
DisclosureSEC source: 0001437749-23-013635 · rdgdoc.xml · nonDerivative · entry 2 Mitts Brian · CIK 0001514845 · Director · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 53,347 Read SEC document |
| May 08, 2023 Filed May 10, 2023 20:30 UTC | NexPoint Real Estate Finance, Inc. NREF · Entity 5647 | Exercise / conversionCommon Stock | 5,780 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001437749-23-013635 · rdgdoc.xml · nonDerivative · entry 1 Mitts Brian · CIK 0001514845 · Director · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 55,358 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Real Estate Finance, Inc. Read SEC document |
| April 11, 2023 Filed Apr 13, 2023 20:27 UTC | VINEBROOK HOMES TRUST, INC. NA · Entity 52505 | GrantRestricted Stock Units · Derivative | 34,431 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-23-010183 · rdgdoc.xml · derivative · entry 1 Mitts Brian · CIK 0001514845 · Director · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 34,431 Underlying: Common Stock · 34,431 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of VineBrook Homes Trust, Inc. F2 · derivative.exercise_date: On April 11, 2023, the reporting person was granted 34,431 restricted stock units, which will vest one-eighth on April 11, 2024, one-eighth on April 11, 2025, one-eighth on April 11, 2026 and one-eighth on April 11, 2027; the remaining half of the restricted stock units will vest upon the date of the successful completion of an initial public offering of the Company. F2 · derivative.expiration_date: On April 11, 2023, the reporting person was granted 34,431 restricted stock units, which will vest one-eighth on April 11, 2024, one-eighth on April 11, 2025, one-eighth on April 11, 2026 and one-eighth on April 11, 2027; the remaining half of the restricted stock units will vest upon the date of the successful completion of an initial public offering of the Company. Read SEC document |
| April 04, 2023 Filed Apr 5, 2023 20:34 UTC | NexPoint Real Estate Finance, Inc. NREF · Entity 5647 | GrantRestricted Stock Units · Derivative | 27,349 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-23-009544 · rdgdoc.xml · derivative · entry 1 Mitts Brian · CIK 0001514845 · Director · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 27,349 Underlying: Common Stock · 27,349 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Real Estate Finance, Inc. F2 · derivative.exercise_date: On April 4, 2023, the reporting person was granted 27,349 restricted stock units. The restricted stock units will vest one-fourth on April 4, 2024, one-fourth on April 4, 2025, one-fourth on April 4, 2026, and one-fourth on April 4, 2027. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash. F2 · derivative.expiration_date: On April 4, 2023, the reporting person was granted 27,349 restricted stock units. The restricted stock units will vest one-fourth on April 4, 2024, one-fourth on April 4, 2025, one-fourth on April 4, 2026, and one-fourth on April 4, 2027. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash. Read SEC document |
| April 04, 2023 Filed Apr 6, 2023 20:06 UTC | NEXPOINT DIVERSIFIED REAL ESTATE TRUST NXDT · Entity 6001 | GrantRestricted Shares Units · Derivative | 29,851 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-23-009656 · rdgdoc.xml · derivative · entry 1 Mitts Brian · CIK 0001514845 · Director · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 29,851 Underlying: Common Shares · 29,851 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted shares unit represents a contingent right to receive one common share of NexPoint Diversified Real Estate Trust. F2 · derivative.exercise_date: On April 4, 2023, the reporting person was granted 29,851 restricted shares units. The restricted shares units will vest one-fourth on April 4, 2024, one-fourth on April 4, 2025, one-fourth on April 4, 2026, and one-fourth on April 4, 2027. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash. F2 · derivative.expiration_date: On April 4, 2023, the reporting person was granted 29,851 restricted shares units. The restricted shares units will vest one-fourth on April 4, 2024, one-fourth on April 4, 2025, one-fourth on April 4, 2026, and one-fourth on April 4, 2027. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash. Read SEC document |
| March 28, 2023 Filed Mar 29, 2023 22:04 UTC | NexPoint Residential Trust, Inc. NXRT · Entity 4824 | GrantRestricted Stock Units · Derivative | 18,652 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-23-008449 · rdgdoc.xml · derivative · entry 1 Mitts Brian · CIK 0001514845 · Director · CFO, EVP Finance, Secy & Treas 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 18,652 Underlying: Common Stock · 18,652 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Residential Trust, Inc. F2 · derivative.exercise_date: On March 28, 2023, the reporting person was granted 18,652 restricted stock units, which will vest one-fifth on March 28, 2024, one-fifth on March 28, 2025, one-fifth on March 28, 2026, one-fifth on March 28, 2027 and one-fifth on March 28, 2028. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash. F2 · derivative.expiration_date: On March 28, 2023, the reporting person was granted 18,652 restricted stock units, which will vest one-fifth on March 28, 2024, one-fifth on March 28, 2025, one-fifth on March 28, 2026, one-fifth on March 28, 2027 and one-fifth on March 28, 2028. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash. Read SEC document |
| February 22, 2023 Filed Feb 23, 2023 22:20 UTC | NexPoint Real Estate Finance, Inc. NREF · Entity 5647 | Exercise / conversionRestricted Stock Units · Derivative | 5,164 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-23-004419 · rdgdoc.xml · derivative · entry 8 Mitts Brian · CIK 0001514845 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,326 Underlying: Common Stock · 5,164 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Real Estate Finance, Inc. F3 · derivative.exercise_date: On February 22, 2021, the reporting person was granted 20,654 restricted stock units. The restricted stock units vested one-fourth on February 22, 2022 and one-fourth on February 22, 2023, and will vest one-fourth on February 22, 2024 and one-fourth on February 22, 2025. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash. F3 · derivative.expiration_date: On February 22, 2021, the reporting person was granted 20,654 restricted stock units. The restricted stock units vested one-fourth on February 22, 2022 and one-fourth on February 22, 2023, and will vest one-fourth on February 22, 2024 and one-fourth on February 22, 2025. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash. Read SEC document |
| February 22, 2023 Filed Feb 23, 2023 22:20 UTC | NexPoint Real Estate Finance, Inc. NREF · Entity 5647 | Tax withholdingCommon Stock | 1,642 | $18.27 | $29,999.34 |
DisclosureSEC source: 0001437749-23-004419 · rdgdoc.xml · nonDerivative · entry 4 Mitts Brian · CIK 0001514845 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,578 Read SEC document |
| February 22, 2023 Filed Feb 23, 2023 22:20 UTC | NexPoint Real Estate Finance, Inc. NREF · Entity 5647 | Exercise / conversionCommon Stock | 5,164 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001437749-23-004419 · rdgdoc.xml · nonDerivative · entry 3 Mitts Brian · CIK 0001514845 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,220 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Real Estate Finance, Inc. Read SEC document |
| February 21, 2023 Filed Feb 22, 2023 21:42 UTC | NexPoint Residential Trust, Inc. NXRT · Entity 4824 | Exercise / conversionRestricted Stock Units · Derivative | 3,472 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-23-004174 · rdgdoc.xml · derivative · entry 13 Mitts Brian · CIK 0001514845 · Director · CFO, EVP Finance, Secy & Treas 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,472 Underlying: Common Stock · 3,472 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Residential Trust, Inc. F6 · derivative.exercise_date: On February 21, 2019, the reporting person was granted 17,360 restricted stock units which vested one-fifth on February 21, 2020, one-fifth on February 21, 2021, one-fifth on February 21, 2022, one-fifth on February 21, 2023 and which will vest one-fifth on February 21, 2024. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash. F6 · derivative.expiration_date: On February 21, 2019, the reporting person was granted 17,360 restricted stock units which vested one-fifth on February 21, 2020, one-fifth on February 21, 2021, one-fifth on February 21, 2022, one-fifth on February 21, 2023 and which will vest one-fifth on February 21, 2024. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash. Read SEC document |
| February 21, 2023 Filed Feb 22, 2023 21:42 UTC | NexPoint Residential Trust, Inc. NXRT · Entity 4824 | Tax withholdingCommon Stock | 938 | $48.61 | $45,596.18 |
DisclosureSEC source: 0001437749-23-004174 · rdgdoc.xml · nonDerivative · entry 8 Mitts Brian · CIK 0001514845 · Director · CFO, EVP Finance, Secy & Treas 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,990.167 F2 · balance_after: Includes shares acquired under a dividend reinvestment plan. Read SEC document |
| February 21, 2023 Filed Feb 22, 2023 21:42 UTC | NexPoint Residential Trust, Inc. NXRT · Entity 4824 | Exercise / conversionCommon Stock | 3,472 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001437749-23-004174 · rdgdoc.xml · nonDerivative · entry 7 Mitts Brian · CIK 0001514845 · Director · CFO, EVP Finance, Secy & Treas 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,924.167 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Residential Trust, Inc. Read SEC document |
| February 21, 2023 Filed Feb 23, 2023 22:20 UTC | NexPoint Real Estate Finance, Inc. NREF · Entity 5647 | Exercise / conversionRestricted Stock Units · Derivative | 5,539 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-23-004419 · rdgdoc.xml · derivative · entry 7 Mitts Brian · CIK 0001514845 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,616 Underlying: Common Stock · 5,539 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Real Estate Finance, Inc. F2 · derivative.exercise_date: On February 21, 2022, the reporting person was granted 22,155 restricted stock units. The restricted stock units vested one-fourth on February 21, 2023 and will vest one-fourth on February 21, 2024, one-fourth on February 21, 2025, and one-fourth on February 21, 2026. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash. F2 · derivative.expiration_date: On February 21, 2022, the reporting person was granted 22,155 restricted stock units. The restricted stock units vested one-fourth on February 21, 2023 and will vest one-fourth on February 21, 2024, one-fourth on February 21, 2025, and one-fourth on February 21, 2026. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash. Read SEC document |
| February 21, 2023 Filed Feb 23, 2023 22:20 UTC | NexPoint Real Estate Finance, Inc. NREF · Entity 5647 | Tax withholdingCommon Stock | 1,820 | $18.50 | $33,670.00 |
DisclosureSEC source: 0001437749-23-004419 · rdgdoc.xml · nonDerivative · entry 2 Mitts Brian · CIK 0001514845 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,056 Read SEC document |
| February 21, 2023 Filed Feb 23, 2023 22:20 UTC | NexPoint Real Estate Finance, Inc. NREF · Entity 5647 | Exercise / conversionCommon Stock | 5,539 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001437749-23-004419 · rdgdoc.xml · nonDerivative · entry 1 Mitts Brian · CIK 0001514845 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,876 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Real Estate Finance, Inc. Read SEC document |
| February 20, 2023 Filed Feb 22, 2023 21:42 UTC | NexPoint Residential Trust, Inc. NXRT · Entity 4824 | Exercise / conversionRestricted Stock Units · Derivative | 1,598 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-23-004174 · rdgdoc.xml · derivative · entry 12 Mitts Brian · CIK 0001514845 · Director · CFO, EVP Finance, Secy & Treas 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,195 Underlying: Common Stock · 1,598 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Residential Trust, Inc. F5 · derivative.exercise_date: On February 20, 2020, the reporting person was granted 7,988 restricted stock units which vested one-fifth on February 20, 2021, one-fifth on February 20, 2022, one-fifth on February 20, 2023, and which will vest one-fifth on February 20, 2024 and one-fifth on February 20, 2025. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash. F5 · derivative.expiration_date: On February 20, 2020, the reporting person was granted 7,988 restricted stock units which vested one-fifth on February 20, 2021, one-fifth on February 20, 2022, one-fifth on February 20, 2023, and which will vest one-fifth on February 20, 2024 and one-fifth on February 20, 2025. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash. Read SEC document |
| February 20, 2023 Filed Feb 22, 2023 21:42 UTC | NexPoint Residential Trust, Inc. NXRT · Entity 4824 | Tax withholdingCommon Stock | 423 | $48.61 | $20,562.03 |
DisclosureSEC source: 0001437749-23-004174 · rdgdoc.xml · nonDerivative · entry 6 Mitts Brian · CIK 0001514845 · Director · CFO, EVP Finance, Secy & Treas 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,452.167 Read SEC document |
| February 20, 2023 Filed Feb 22, 2023 21:42 UTC | NexPoint Residential Trust, Inc. NXRT · Entity 4824 | Exercise / conversionCommon Stock | 1,598 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001437749-23-004174 · rdgdoc.xml · nonDerivative · entry 5 Mitts Brian · CIK 0001514845 · Director · CFO, EVP Finance, Secy & Treas 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,875.167 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Residential Trust, Inc. Read SEC document |
| February 18, 2023 Filed Feb 22, 2023 21:42 UTC | NexPoint Residential Trust, Inc. NXRT · Entity 4824 | Exercise / conversionRestricted Stock Units · Derivative | 2,216 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-23-004174 · rdgdoc.xml · derivative · entry 11 Mitts Brian · CIK 0001514845 · Director · CFO, EVP Finance, Secy & Treas 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,646 Underlying: Common Stock · 2,216 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Residential Trust, Inc. F4 · derivative.exercise_date: On February 18, 2021, the reporting person was granted 11,078 restricted stock units which vested one-fifth on February 18, 2022, one-fifth on February 18, 2023, and which will vest one-fifth on February 18, 2024, one-fifth on February 18, 2025 and one-fifth on February 18, 2026. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash. F4 · derivative.expiration_date: On February 18, 2021, the reporting person was granted 11,078 restricted stock units which vested one-fifth on February 18, 2022, one-fifth on February 18, 2023, and which will vest one-fifth on February 18, 2024, one-fifth on February 18, 2025 and one-fifth on February 18, 2026. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash. Read SEC document |
| February 18, 2023 Filed Feb 22, 2023 21:42 UTC | NexPoint Residential Trust, Inc. NXRT · Entity 4824 | Tax withholdingCommon Stock | 631 | $48.61 | $30,672.91 |
DisclosureSEC source: 0001437749-23-004174 · rdgdoc.xml · nonDerivative · entry 4 Mitts Brian · CIK 0001514845 · Director · CFO, EVP Finance, Secy & Treas 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,277.167 Read SEC document |
| February 18, 2023 Filed Feb 22, 2023 21:42 UTC | NexPoint Residential Trust, Inc. NXRT · Entity 4824 | Exercise / conversionCommon Stock | 2,216 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001437749-23-004174 · rdgdoc.xml · nonDerivative · entry 3 Mitts Brian · CIK 0001514845 · Director · CFO, EVP Finance, Secy & Treas 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,908.167 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Residential Trust, Inc. Read SEC document |
| February 17, 2023 Filed Feb 22, 2023 22:31 UTC | VINEBROOK HOMES TRUST, INC. NA · Entity 52505 | Exercise / conversionRestricted Stock Units · Derivative | 3,140 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-23-004227 · rdgdoc.xml · derivative · entry 3 Mitts Brian · CIK 0001514845 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,980 Underlying: Common Stock · 3,140 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of VineBrook Homes Trust, Inc. F2 · derivative.exercise_date: On February 17, 2022, the reporting person was granted 25,120 restricted stock units. The restricted stock units vested one-eighth on February 17, 2023 and will vest one-eighth on February 17, 2024, one-eighth on February 17, 2025 and one-eighth on February 17, 2026; the remaining half of the restricted stock units will vest upon the date of the successful completion of an initial public offering of the Company. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash. F2 · derivative.expiration_date: On February 17, 2022, the reporting person was granted 25,120 restricted stock units. The restricted stock units vested one-eighth on February 17, 2023 and will vest one-eighth on February 17, 2024, one-eighth on February 17, 2025 and one-eighth on February 17, 2026; the remaining half of the restricted stock units will vest upon the date of the successful completion of an initial public offering of the Company. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash. Read SEC document |
| February 17, 2023 Filed Feb 22, 2023 22:31 UTC | VINEBROOK HOMES TRUST, INC. NA · Entity 52505 | Tax withholdingCommon Stock | 784.744 | $63.04 | $49,470.26 |
DisclosureSEC source: 0001437749-23-004227 · rdgdoc.xml · nonDerivative · entry 2 Mitts Brian · CIK 0001514845 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,658.097 Read SEC document |
| February 17, 2023 Filed Feb 22, 2023 22:31 UTC | VINEBROOK HOMES TRUST, INC. NA · Entity 52505 | Exercise / conversionCommon Stock | 3,140 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001437749-23-004227 · rdgdoc.xml · nonDerivative · entry 1 Mitts Brian · CIK 0001514845 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,442.841 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock of VineBrook Homes Trust, Inc. Read SEC document |
| February 17, 2023 Filed Feb 22, 2023 21:42 UTC | NexPoint Residential Trust, Inc. NXRT · Entity 4824 | Exercise / conversionRestricted Stock Units · Derivative | 1,990 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-23-004174 · rdgdoc.xml · derivative · entry 10 Mitts Brian · CIK 0001514845 · Director · CFO, EVP Finance, Secy & Treas 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,957 Underlying: Common Stock · 1,990 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Residential Trust, Inc. F3 · derivative.exercise_date: On February 17, 2022, the reporting person was granted 9,947 restricted stock units, which vested one-fifth on February 17, 2023, and which will vest one-fifth on February 17, 2024, one-fifth on February 17, 2025, one-fifth on February 17, 2026 and one-fifth on February 17, 2027. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash. F3 · derivative.expiration_date: On February 17, 2022, the reporting person was granted 9,947 restricted stock units, which vested one-fifth on February 17, 2023, and which will vest one-fifth on February 17, 2024, one-fifth on February 17, 2025, one-fifth on February 17, 2026 and one-fifth on February 17, 2027. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash. Read SEC document |
| February 17, 2023 Filed Feb 22, 2023 21:42 UTC | NexPoint Residential Trust, Inc. NXRT · Entity 4824 | Tax withholdingCommon Stock | 609 | $48.61 | $29,603.49 |
DisclosureSEC source: 0001437749-23-004174 · rdgdoc.xml · nonDerivative · entry 2 Mitts Brian · CIK 0001514845 · Director · CFO, EVP Finance, Secy & Treas 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,692.167 Read SEC document |
| February 17, 2023 Filed Feb 22, 2023 21:42 UTC | NexPoint Residential Trust, Inc. NXRT · Entity 4824 | Exercise / conversionCommon Stock | 1,990 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001437749-23-004174 · rdgdoc.xml · nonDerivative · entry 1 Mitts Brian · CIK 0001514845 · Director · CFO, EVP Finance, Secy & Treas 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,301.167 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Residential Trust, Inc. Read SEC document |
| February 15, 2023 Filed Feb 17, 2023 23:52 UTC | VINEBROOK HOMES TRUST, INC. NA · Entity 52505 | Exercise / conversionRestricted Stock Units · Derivative | 2,393.375 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-23-003845 · rdgdoc.xml · derivative · entry 3 Mitts Brian · CIK 0001514845 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,360.25 Underlying: Common Stock · 2,393.375 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of VineBrook Homes Trust, Inc. F2 · derivative.exercise_date: On February 15, 2021, the reporting person was granted 19,147 restricted stock units. The restricted stock units vested one-eighth on February 15, 2022 and one-eighth on February 15, 2023 and will vest one-eighth on February 15, 2024, and one-eighth on February 15, 2025; the remaining half of the restricted stock units will vest upon the date of the successful completion of an initial public offering of the Company. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash. F2 · derivative.expiration_date: On February 15, 2021, the reporting person was granted 19,147 restricted stock units. The restricted stock units vested one-eighth on February 15, 2022 and one-eighth on February 15, 2023 and will vest one-eighth on February 15, 2024, and one-eighth on February 15, 2025; the remaining half of the restricted stock units will vest upon the date of the successful completion of an initial public offering of the Company. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash. Read SEC document |
| February 15, 2023 Filed Feb 17, 2023 23:52 UTC | VINEBROOK HOMES TRUST, INC. NA · Entity 52505 | Exercise / conversionCommon Stock | 2,393.375 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001437749-23-003845 · rdgdoc.xml · nonDerivative · entry 1 Mitts Brian · CIK 0001514845 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,059.4 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock of VineBrook Homes Trust, Inc. Read SEC document |
| December 29, 2022 Filed Dec 30, 2022 21:30 UTC | NexPoint Real Estate Finance, Inc. NREF · Entity 5647 | PurchaseCommon Stock | 95 | $15.95 | $1,515.25 |
DisclosureSEC source: 0001437749-22-029937 · rdgdoc.xml · nonDerivative · entry 1 Mitts Brian · CIK 0001514845 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Indirect · By child. Disclosed balance after: 95 F1 · balance_after: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. Read SEC document |
| December 10, 2022 Filed Dec 13, 2022 23:59 UTC | VINEBROOK HOMES TRUST, INC. NA · Entity 52505 | Exercise / conversionRestricted Stock Units · Derivative | 3,500.75 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-22-029015 · rdgdoc.xml · derivative · entry 3 Mitts Brian · CIK 0001514845 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,500.75 Underlying: Common Stock · 3,500.75 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of VineBrook Homes Trust, Inc. F2 · derivative.exercise_date: On December 10, 2019, the reporting person was granted 14,003 restricted stock units. The restricted stock units vested one-fourth on December 10, 2020, one-fourth on December 10, 2021 and one-fourth on December 10, 2022, and will vest one-fourth on December 10, 2023. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash. F2 · derivative.expiration_date: On December 10, 2019, the reporting person was granted 14,003 restricted stock units. The restricted stock units vested one-fourth on December 10, 2020, one-fourth on December 10, 2021 and one-fourth on December 10, 2022, and will vest one-fourth on December 10, 2023. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash. Read SEC document |
| December 10, 2022 Filed Dec 13, 2022 23:59 UTC | VINEBROOK HOMES TRUST, INC. NA · Entity 52505 | Tax withholdingCommon Stock | 909.96 | $62.97 | $57,300.18 |
DisclosureSEC source: 0001437749-22-029015 · rdgdoc.xml · nonDerivative · entry 2 Mitts Brian · CIK 0001514845 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,666.025 Read SEC document |
| December 10, 2022 Filed Dec 13, 2022 23:59 UTC | VINEBROOK HOMES TRUST, INC. NA · Entity 52505 | Exercise / conversionCommon Stock | 3,500.75 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001437749-22-029015 · rdgdoc.xml · nonDerivative · entry 1 Mitts Brian · CIK 0001514845 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,575.985 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock of VineBrook Homes Trust, Inc. Read SEC document |
| October 06, 2022 Filed Oct 11, 2022 10:16 UTC | NexPoint Real Estate Finance, Inc. NREF · Entity 5647 | PurchaseCommon Stock | 1,667 | $15.08 | $25,138.36 |
DisclosureSEC source: 0001437749-22-023865 · rdgdoc.xml · nonDerivative · entry 1 Mitts Brian · CIK 0001514845 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,337 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $15.05 to $15.20, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnote (1) to this Form 4. Read SEC document |
| May 11, 2022 Filed May 13, 2022 23:57 UTC | NexPoint Residential Trust, Inc. NXRT · Entity 4824 | Exercise / conversionRestricted Stock Units · Derivative | 1,010 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-22-012432 · rdgdoc.xml · derivative · entry 3 Mitts Brian · CIK 0001514845 · Director · CFO, EVP Finance, Secy & Treas 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,030 Underlying: Common Stock · 1,010 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Residential Trust, Inc. F3 · price: On May 11, 2020, the reporting person was granted 5,050 restricted stock units which vested one-fifth on May 11, 2021 and one-fifth on May 11, 2022, and will vest one-fifth on May 11, 2023, one-fifth on May 11, 2024 and one-fifth on May 11, 2025. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash. F3 · derivative.exercise_date: On May 11, 2020, the reporting person was granted 5,050 restricted stock units which vested one-fifth on May 11, 2021 and one-fifth on May 11, 2022, and will vest one-fifth on May 11, 2023, one-fifth on May 11, 2024 and one-fifth on May 11, 2025. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash. F3 · derivative.expiration_date: On May 11, 2020, the reporting person was granted 5,050 restricted stock units which vested one-fifth on May 11, 2021 and one-fifth on May 11, 2022, and will vest one-fifth on May 11, 2023, one-fifth on May 11, 2024 and one-fifth on May 11, 2025. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash. Read SEC document |
| May 11, 2022 Filed May 13, 2022 23:57 UTC | NexPoint Residential Trust, Inc. NXRT · Entity 4824 | Exercise / conversionCommon Stock | 1,010 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001437749-22-012432 · rdgdoc.xml · nonDerivative · entry 1 Mitts Brian · CIK 0001514845 · Director · CFO, EVP Finance, Secy & Treas 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,311.167 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Residential Trust, Inc. F2 · balance_after: Includes shares acquired through the issuer's dividend reinvestment plan. Read SEC document |
| May 11, 2022 Filed May 13, 2022 21:25 UTC | VINEBROOK HOMES TRUST, INC. NA · Entity 52505 | Exercise / conversionRestricted Stock Units · Derivative | 2,379.25 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-22-012412 · rdgdoc.xml · derivative · entry 3 Mitts Brian · CIK 0001514845 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,275.5 Underlying: Common Stock · 2,379.25 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of VineBrook Homes Trust, Inc (the "Issuer"). F2 · derivative.exercise_date: On May 11, 2020, the reporting person was granted 19,034 restricted stock units. The restricted stock units vested one-eighth on May 11, 2021 and one-eight on May 11, 2022, and will vest one-eighth on May 11, 2023, and one-eighth on May 11, 2024; the remaining half of the restricted stock units will vest upon the initial public offering of the Issuer. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash. F2 · derivative.expiration_date: On May 11, 2020, the reporting person was granted 19,034 restricted stock units. The restricted stock units vested one-eighth on May 11, 2021 and one-eight on May 11, 2022, and will vest one-eighth on May 11, 2023, and one-eighth on May 11, 2024; the remaining half of the restricted stock units will vest upon the initial public offering of the Issuer. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash. Read SEC document |
| May 11, 2022 Filed May 13, 2022 21:25 UTC | VINEBROOK HOMES TRUST, INC. NA · Entity 52505 | Exercise / conversionCommon Stock | 2,379.25 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001437749-22-012412 · rdgdoc.xml · nonDerivative · entry 2 Mitts Brian · CIK 0001514845 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,075.235 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock of VineBrook Homes Trust, Inc (the "Issuer"). Read SEC document |
| May 08, 2022 Filed May 10, 2022 20:17 UTC | NexPoint Real Estate Finance, Inc. NREF · Entity 5647 | Exercise / conversionRestricted Stock Units · Derivative | 5,780 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-22-011748 · rdgdoc.xml · derivative · entry 4 Mitts Brian · CIK 0001514845 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,560 Underlying: Common Stock · 5,780 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Real Estate Finance, Inc. F2 · derivative.exercise_date: On June 24, 2020, the reporting person was granted 23,121 restricted stock units. The restricted stock units vested one-fourth on June 24, 2021 and one-fourth on May 8, 2022, and will vest one-fourth on May 8, 2023 and one-fourth on May 8, 2024. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash. F2 · derivative.expiration_date: On June 24, 2020, the reporting person was granted 23,121 restricted stock units. The restricted stock units vested one-fourth on June 24, 2021 and one-fourth on May 8, 2022, and will vest one-fourth on May 8, 2023 and one-fourth on May 8, 2024. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash. Read SEC document |
| May 08, 2022 Filed May 10, 2022 20:17 UTC | NexPoint Real Estate Finance, Inc. NREF · Entity 5647 | Tax withholdingCommon Stock | 1,668 | $24.02 | $40,065.36 |
DisclosureSEC source: 0001437749-22-011748 · rdgdoc.xml · nonDerivative · entry 2 Mitts Brian · CIK 0001514845 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,670 Read SEC document |
| May 08, 2022 Filed May 10, 2022 20:17 UTC | NexPoint Real Estate Finance, Inc. NREF · Entity 5647 | Exercise / conversionCommon Stock | 5,780 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001437749-22-011748 · rdgdoc.xml · nonDerivative · entry 1 Mitts Brian · CIK 0001514845 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,338 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Real Estate Finance, Inc. Read SEC document |
| March 31, 2022 Filed May 13, 2022 21:25 UTC | VINEBROOK HOMES TRUST, INC. NA · Entity 52505 | PurchaseCommon Stock | 4,617.658 | $54.14 | $250,000.00 |
DisclosureSEC source: 0001437749-22-012412 · rdgdoc.xml · nonDerivative · entry 1 Mitts Brian · CIK 0001514845 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,695.985 Read SEC document |
| March 29, 2022 Filed Mar 31, 2022 20:30 UTC | NexPoint Residential Trust, Inc. NXRT · Entity 4824 | SaleCommon Stock | 1,100 | $90.80 | $99,880.00 |
DisclosureSEC source: 0001437749-22-007870 · rdgdoc.xml · nonDerivative · entry 1 Mitts Brian · CIK 0001514845 · Director · CFO, EVP Finance, Secy & Treas 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,301.167 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $90.8 to $90.8002, inclusive. Read SEC document |
| March 16, 2022 Filed Mar 18, 2022 20:15 UTC | NexPoint Residential Trust, Inc. NXRT · Entity 4824 | SaleCommon Stock | 1,000 | $87.58 | $87,580.00 |
DisclosureSEC source: 0001437749-22-006728 · rdgdoc.xml · nonDerivative · entry 1 Mitts Brian · CIK 0001514845 · Director · CFO, EVP Finance, Secy & Treas 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,401.167 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $87.50 to $87.67, inclusive. F2 · balance_after: Includes shares acquired under a dividend reinvestment plan. Read SEC document |
| February 22, 2022 Filed Feb 24, 2022 00:02 UTC | NexPoint Real Estate Finance, Inc. NREF · Entity 5647 | Exercise / conversionRestricted Stock Units · Derivative | 5,164 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-22-004228 · rdgdoc.xml · derivative · entry 4 Mitts Brian · CIK 0001514845 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,490 Underlying: Common Stock · 5,164 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Real Estate Finance, Inc. F3 · derivative.exercise_date: On February 22, 2021, the reporting person was granted 20,654 restricted stock units. The restricted stock units vested one-fourth on February 22, 2022, and will vest one-fourth on February 22, 2023, one-fourth on February 22, 2024 and one-fourth on February 22, 2025. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash. F3 · derivative.expiration_date: On February 22, 2021, the reporting person was granted 20,654 restricted stock units. The restricted stock units vested one-fourth on February 22, 2022, and will vest one-fourth on February 22, 2023, one-fourth on February 22, 2024 and one-fourth on February 22, 2025. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash. Read SEC document |
| February 22, 2022 Filed Feb 24, 2022 00:02 UTC | NexPoint Real Estate Finance, Inc. NREF · Entity 5647 | Exercise / conversionCommon Stock | 5,164 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001437749-22-004228 · rdgdoc.xml · nonDerivative · entry 1 Mitts Brian · CIK 0001514845 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,558 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Real Estate Finance, Inc. Read SEC document |
| February 21, 2022 Filed Feb 23, 2022 01:44 UTC | NexPoint Residential Trust, Inc. NXRT · Entity 4824 | Exercise / conversionRestricted Stock Units · Derivative | 3,472 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-22-004125 · rdgdoc.xml · derivative · entry 8 Mitts Brian · CIK 0001514845 · Director · CFO, EVP Finance, Secy & Treas 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,944 Underlying: Common Stock · 3,472 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Residential Trust, Inc. F4 · derivative.exercise_date: On February 21, 2019, the reporting person was granted 17,360 restricted stock units which vested one-fifth on February 21, 2020, one-fifth on February 21, 2021, one-fifth on February 21, 2022, and will vest one-fifth on February 21, 2023 and one-fifth on February 21, 2024. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash. F4 · derivative.expiration_date: On February 21, 2019, the reporting person was granted 17,360 restricted stock units which vested one-fifth on February 21, 2020, one-fifth on February 21, 2021, one-fifth on February 21, 2022, and will vest one-fifth on February 21, 2023 and one-fifth on February 21, 2024. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash. Read SEC document |
| February 21, 2022 Filed Feb 23, 2022 01:44 UTC | NexPoint Residential Trust, Inc. NXRT · Entity 4824 | Exercise / conversionCommon Stock | 3,472 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001437749-22-004125 · rdgdoc.xml · nonDerivative · entry 3 Mitts Brian · CIK 0001514845 · Director · CFO, EVP Finance, Secy & Treas 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,251.167 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Residential Trust, Inc. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.