Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| HIGHLAND GLOBAL ALLOCATION FUNDHGLB · Entity 6410 | PEO, PFO & Assistant Treasurer | February 17, 2021 | February 26, 2021 |
| HIGHLAND OPPORTUNITIES & INCOME FUNDHFRO · Entity 5622 | PEO, PFO & Assistant Treasurer | February 17, 2021 | February 26, 2021 |
| NEXPOINT DIVERSIFIED REAL ESTATE TRUSTNXDT · Entity 6001 | Director | June 10, 2026 | June 19, 2026 |
| NexPoint Capital, Inc.NONE · Entity 127710 | PFO & Assistant Treasurer | February 17, 2021 | February 26, 2021 |
| NexPoint Real Estate Finance, Inc.NREF · Entity 5647 | Director | April 02, 2026 | April 07, 2026 |
| NexPoint Residential Trust, Inc.NXRT · Entity 4824 | Director | May 22, 2026 | May 28, 2026 |
| VINEBROOK HOMES TRUST, INC.NA · Entity 52505 | Director | April 11, 2026 | April 14, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
HIGHLAND GLOBAL ALLOCATION FUND
Report date February 17, 2021 · Filed February 26, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectBy 401(k) Plan | 1,262 |
Reported balance
Holding disclosure · report date 2021-02-17 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 1,262 |
HIGHLAND OPPORTUNITIES & INCOME FUND
Report date February 17, 2021 · Filed February 26, 2021
This filing explicitly reported no securities owned.
NEXPOINT DIVERSIFIED REAL ESTATE TRUST
Report date June 10, 2026 · Filed June 19, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 29,046 |
Reported balance
After 2026-06-10 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-06-10 · Exercise / conversion · Acquired 4,830 · Balance 29,046 F1: Each restricted share unit represents a contingent right to receive one common share of NexPoint Diversified Real Estate Trust (the "Company"). F2: Includes shares received pursuant to an elective stock dividend paid on the Company's common shares. |
| Common StockSEC Table I · non-derivative | Direct | 26,631 |
Reported balance
After 2026-06-10 transaction · row 2
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 2 · 2026-06-10 · Disposition to issuer · Disposed 2,415 · Balance 26,631 F3: Represents the portion of the previously reported restricted share unit grant that vested on June 10, 2026 and settled in cash. |
| Restricted Share UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2026-06-10 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2026-06-10 · Exercise / conversion · Disposed 4,830 · Balance 0 F1: Each restricted share unit represents a contingent right to receive one common share of NexPoint Diversified Real Estate Trust (the "Company"). F4: On June 10, 2025, the reporting person was granted 4,830 restricted share units which vested on June 10, 2026. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash. |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted share unit represents a contingent right to receive one common share of NexPoint Diversified Real Estate Trust (the "Company").
F2: Includes shares received pursuant to an elective stock dividend paid on the Company's common shares.
F3: Represents the portion of the previously reported restricted share unit grant that vested on June 10, 2026 and settled in cash.
F4: On June 10, 2025, the reporting person was granted 4,830 restricted share units which vested on June 10, 2026. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash.
NexPoint Capital, Inc.
Report date February 17, 2021 · Filed February 26, 2021
This filing explicitly reported no securities owned.
NexPoint Real Estate Finance, Inc.
Report date April 02, 2026 · Filed April 07, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 94,914 |
Ending reported balance
After 2026-04-04 transaction · row 5
5 source rows · reconciled sequenceRow 1 · 2026-04-03 · Exercise / conversion · Acquired 5,518 · Balance 94,309 F1: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Real Estate Finance, Inc. Row 2 · 2026-04-03 · Disposition to issuer · Disposed 2,759 · Balance 91,550 F2: Represents the portion of the previously reported restricted stock unit grant that vested on April 3, 2026 and settled in cash. Row 3 · 2026-04-04 · Exercise / conversion · Acquired 6,837 · Balance 98,387 F1: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Real Estate Finance, Inc. Row 4 · 2026-04-04 · Disposition to issuer · Disposed 1,025 · Balance 97,362 F3: Represents the portion of the previously reported restricted stock unit grant that vested on April 4, 2026 and settled in cash. Row 5 · 2026-04-04 · Tax withholding · Disposed 2,448 · Balance 94,914 |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 6,154 |
Reported balance
After 2026-04-02 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2026-04-02 · Grant · Acquired 6,154 · Balance 6,154 F1: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Real Estate Finance, Inc. F4: On April 2, 2026, the reporting person was granted 6,154 restricted stock units. The restricted stock units vest on April 2, 2027. Settlement will generally occur within 30 days of vesting and may at the discretion of the Compensation Committee be settled in cash. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2026-04-03 transaction · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · 2026-04-03 · Exercise / conversion · Disposed 5,518 · Balance 0 F1: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Real Estate Finance, Inc. F5: On April 3, 2025, the reporting person was granted 5,518 restricted stock units. The restricted stock units vested on April 3, 2026. Settlement will generally occur within 30 days of vesting and may at the discretion of the Compensation Committee be settled in cash. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 6,838 |
Reported balance
After 2026-04-04 transaction · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · 2026-04-04 · Exercise / conversion · Disposed 6,837 · Balance 6,838 F1: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Real Estate Finance, Inc. F6: On April 4, 2023, the reporting person was granted 27,349 restricted stock units. The restricted stock units vested one-fourth on April 4, 2024, one-fourth on April 4, 2025 and one-fourth on April 4, 2026 and will vest one-fourth on April 4, 2027. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash. |
| Common StockSEC Table I · non-derivative | IndirectBy Child. | 95 |
Reported balance
Holding disclosure · report date 2026-04-02 · row 6
Holding and transaction disclosures are not merged.
1 source rowRow 6 · Balance 95 |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Real Estate Finance, Inc.
F2: Represents the portion of the previously reported restricted stock unit grant that vested on April 3, 2026 and settled in cash.
F3: Represents the portion of the previously reported restricted stock unit grant that vested on April 4, 2026 and settled in cash.
F4: On April 2, 2026, the reporting person was granted 6,154 restricted stock units. The restricted stock units vest on April 2, 2027. Settlement will generally occur within 30 days of vesting and may at the discretion of the Compensation Committee be settled in cash.
F5: On April 3, 2025, the reporting person was granted 5,518 restricted stock units. The restricted stock units vested on April 3, 2026. Settlement will generally occur within 30 days of vesting and may at the discretion of the Compensation Committee be settled in cash.
F6: On April 4, 2023, the reporting person was granted 27,349 restricted stock units. The restricted stock units vested one-fourth on April 4, 2024, one-fourth on April 4, 2025 and one-fourth on April 4, 2026 and will vest one-fourth on April 4, 2027. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash.
NexPoint Residential Trust, Inc.
Report date May 22, 2026 · Filed May 28, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 60,289 |
Ending reported balance
After 2026-05-22 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2026-05-22 · Exercise / conversion · Acquired 3,429 · Balance 62,003 F1: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Residential Trust, Inc. Row 2 · 2026-05-22 · Disposition to issuer · Disposed 1,714 · Balance 60,289 F2: Represents the portion of the previously reported restricted stock unit grant that vested on May 22, 2026 and settled in cash. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2026-05-22 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2026-05-22 · Exercise / conversion · Disposed 3,429 · Balance 0 F1: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Residential Trust, Inc. F3: On May 22, 2025, the reporting person was granted 3,429 restricted stock units which vested on May 22, 2026. Settlement will generally occur within 30 days of vesting and may at the discretion of the Compensation Committee be settled in cash. |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Residential Trust, Inc.
F2: Represents the portion of the previously reported restricted stock unit grant that vested on May 22, 2026 and settled in cash.
F3: On May 22, 2025, the reporting person was granted 3,429 restricted stock units which vested on May 22, 2026. Settlement will generally occur within 30 days of vesting and may at the discretion of the Compensation Committee be settled in cash.
VINEBROOK HOMES TRUST, INC.
Report date April 11, 2026 · Filed April 14, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 74,179.857 |
Ending reported balance
After 2026-04-11 transaction · row 3
3 source rows · reconciled sequenceRow 1 · 2026-04-11 · Exercise / conversion · Acquired 4,303.875 · Balance 75,910.289 F1: Each restricted stock unit represents a contingent right to receive one share of common stock of VineBrook Homes Trust, Inc. (the "Issuer"). Row 2 · 2026-04-11 · Disposition to issuer · Disposed 645.581 · Balance 75,264.708 F2: Represents the portion of previously reported restricted stock unit grant that vested on April 11, 2026 and settled in cash. Row 3 · 2026-04-11 · Tax withholding · Disposed 1,084.851 · Balance 74,179.857 |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 21,519.375 |
Reported balance
After 2026-04-11 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2026-04-11 · Exercise / conversion · Disposed 4,303.875 · Balance 21,519.375 F1: Each restricted stock unit represents a contingent right to receive one share of common stock of VineBrook Homes Trust, Inc. (the "Issuer"). F3: On April 11, 2023, the reporting person was granted 34,431 restricted stock units, which vested one-eighth on April 11, 2024, one-eighth on April 11, 2025 and one-eighth on April 11, 2026 and will vest one-eighth on April 11, 2027; the remaining half of the restricted stock units will vest upon the earlier to occur: the date of the successful completion of an initial public offering of the Issuer or the final time vesting date of April 11, 2027. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash. |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted stock unit represents a contingent right to receive one share of common stock of VineBrook Homes Trust, Inc. (the "Issuer").
F2: Represents the portion of previously reported restricted stock unit grant that vested on April 11, 2026 and settled in cash.
F3: On April 11, 2023, the reporting person was granted 34,431 restricted stock units, which vested one-eighth on April 11, 2024, one-eighth on April 11, 2025 and one-eighth on April 11, 2026 and will vest one-eighth on April 11, 2027; the remaining half of the restricted stock units will vest upon the earlier to occur: the date of the successful completion of an initial public offering of the Issuer or the final time vesting date of April 11, 2027. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 15, 2020 Filed Feb 19, 2020 23:11 UTC | NexPoint Residential Trust, Inc. NXRT · Entity 4824 | Exercise / conversionRestricted Stock Units · Derivative | 5,791 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-20-005107 · doc4.xml · derivative · entry 5 Mitts Brian · CIK 0001514845 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,583 Underlying: Common Stock · 5,791 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Residential Trust, Inc. F3 · derivative.exercise_date: On February 15, 2018, the reporting person was granted 23,165 restricted stock units which vested 25% on February 15, 2019 and 25% on February 15, 2020, and will vest 25% on February 15, 2021 and 25% on February 15, 2022. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash. F3 · derivative.expiration_date: On February 15, 2018, the reporting person was granted 23,165 restricted stock units which vested 25% on February 15, 2019 and 25% on February 15, 2020, and will vest 25% on February 15, 2021 and 25% on February 15, 2022. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash. Read SEC document |
| February 15, 2020 Filed Feb 19, 2020 23:11 UTC | NexPoint Residential Trust, Inc. NXRT · Entity 4824 | Tax withholdingCommon Stock | 1,598 | $52.00 | $83,096.00 |
DisclosureSEC source: 0000899243-20-005107 · doc4.xml · nonDerivative · entry 2 Mitts Brian · CIK 0001514845 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,660 Read SEC document |
| February 15, 2020 Filed Feb 19, 2020 23:11 UTC | NexPoint Residential Trust, Inc. NXRT · Entity 4824 | Exercise / conversionCommon Stock | 5,791 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-20-005107 · doc4.xml · nonDerivative · entry 1 Mitts Brian · CIK 0001514845 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,258 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Residential Trust, Inc. Read SEC document |
| February 11, 2020 Filed Feb 11, 2020 21:18 UTC | NexPoint Real Estate Finance, Inc. NREF · Entity 5647 | PurchaseCommon Stock | 26,315 | $19.00 | $499,985.00 |
DisclosureSEC source: 0000899243-20-003988 · doc4.xml · nonDerivative · entry 2 Mitts Brian · CIK 0001514845 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,315 Read SEC document |
| February 11, 2020 Filed Feb 11, 2020 21:18 UTC | NexPoint Real Estate Finance, Inc. NREF · Entity 5647 | Disposition to issuerCommon Stock | 10 | $1.00 | $10.00 |
DisclosureSEC source: 0000899243-20-003988 · doc4.xml · nonDerivative · entry 1 Mitts Brian · CIK 0001514845 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: These shares were repurchased by the issuer in connection with the issuer's initial public offering. Read SEC document |
| August 11, 2019 Filed Aug 13, 2019 21:43 UTC | NexPoint Residential Trust, Inc. NXRT · Entity 4824 | Exercise / conversionRestricted Stock Units · Derivative | 5,743 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-19-021653 · doc4.xml · derivative · entry 5 Mitts Brian · CIK 0001514845 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,743 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Residential Trust, Inc. F3 · derivative.exercise_date: On August 11, 2016, the reporting person was granted 22,970 restricted stock units which vested 50% on August 11, 2017, 25% on August 11, 2018 and 25% on August 11, 2019. F3 · derivative.expiration_date: On August 11, 2016, the reporting person was granted 22,970 restricted stock units which vested 50% on August 11, 2017, 25% on August 11, 2018 and 25% on August 11, 2019. Read SEC document |
| August 11, 2019 Filed Aug 13, 2019 21:43 UTC | NexPoint Residential Trust, Inc. NXRT · Entity 4824 | Tax withholdingCommon Stock | 1,486 | $46.23 | $68,697.78 |
DisclosureSEC source: 0000899243-19-021653 · doc4.xml · nonDerivative · entry 2 Mitts Brian · CIK 0001514845 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,467 Read SEC document |
| August 11, 2019 Filed Aug 13, 2019 21:43 UTC | NexPoint Residential Trust, Inc. NXRT · Entity 4824 | Exercise / conversionCommon Stock | 5,743 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-19-021653 · doc4.xml · nonDerivative · entry 1 Mitts Brian · CIK 0001514845 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,953 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Residential Trust, Inc. Read SEC document |
| March 16, 2019 Filed Mar 19, 2019 20:06 UTC | NexPoint Residential Trust, Inc. NXRT · Entity 4824 | Exercise / conversionRestricted Stock Units · Derivative | 8,034 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-19-008336 · doc4.xml · derivative · entry 4 Mitts Brian · CIK 0001514845 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,034 Underlying: Common Stock · 8,034 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Residential Trust, Inc. F2 · derivative.exercise_date: On March 16, 2017, the reporting person was granted 24,101 restricted stock units which vested one-third on March 16, 2018 and one-third on March 16, 2019, and will vest one-third on March 16, 2020. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash. F2 · derivative.expiration_date: On March 16, 2017, the reporting person was granted 24,101 restricted stock units which vested one-third on March 16, 2018 and one-third on March 16, 2019, and will vest one-third on March 16, 2020. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash. Read SEC document |
| March 16, 2019 Filed Mar 19, 2019 20:06 UTC | NexPoint Residential Trust, Inc. NXRT · Entity 4824 | Exercise / conversionCommon Stock | 8,034 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-19-008336 · doc4.xml · nonDerivative · entry 1 Mitts Brian · CIK 0001514845 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,210.5 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Residential Trust, Inc. Read SEC document |
| February 21, 2019 Filed Feb 25, 2019 16:17 UTC | NexPoint Residential Trust, Inc. NXRT · Entity 4824 | GrantRestricted Stock Units · Derivative | 17,360 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-19-004649 · doc4.xml · derivative · entry 1 Mitts Brian · CIK 0001514845 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,360 Underlying: Common Stock · 17,360 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Residential Trust, Inc. F2 · derivative.exercise_date: The restricted stock units vest one-fifth on February 21, 2020, one-fifth on February 21, 2021, one-fifth on February 21, 2022, one-fifth on February 21, 2023 and one-fifth on February 21, 2024. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash. F2 · derivative.expiration_date: The restricted stock units vest one-fifth on February 21, 2020, one-fifth on February 21, 2021, one-fifth on February 21, 2022, one-fifth on February 21, 2023 and one-fifth on February 21, 2024. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash. Read SEC document |
| February 15, 2019 Filed Feb 20, 2019 17:22 UTC | NexPoint Residential Trust, Inc. NXRT · Entity 4824 | Exercise / conversionRestricted Stock Units · Derivative | 5,791 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-19-004203 · doc4.xml · derivative · entry 4 Mitts Brian · CIK 0001514845 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,374 Underlying: Common Stock · 5,791 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Residential Trust, Inc. F4 · derivative.exercise_date: On February 15, 2018, the reporting person was granted 23,165 restricted stock units which vested 25% on February 15, 2019 and will vest 25% on February 15, 2020, 25% on February 15, 2021 and 25% on February 15, 2022. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash. F4 · derivative.expiration_date: On February 15, 2018, the reporting person was granted 23,165 restricted stock units which vested 25% on February 15, 2019 and will vest 25% on February 15, 2020, 25% on February 15, 2021 and 25% on February 15, 2022. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash. Read SEC document |
| February 15, 2019 Filed Feb 20, 2019 17:22 UTC | NexPoint Residential Trust, Inc. NXRT · Entity 4824 | Exercise / conversionCommon Stock | 5,791 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-19-004203 · doc4.xml · nonDerivative · entry 1 Mitts Brian · CIK 0001514845 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,176.5 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Residential Trust, Inc. Read SEC document |
| August 11, 2018 Filed Aug 14, 2018 23:23 UTC | NexPoint Residential Trust, Inc. NXRT · Entity 4824 | Exercise / conversionRestricted Stock Units · Derivative | 5,742.5 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-022376 · doc4.xml · derivative · entry 4 Mitts Brian · CIK 0001514845 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,742.5 Underlying: Common Stock · 5,742.5 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Residential Trust, Inc. F4 · derivative.exercise_date: On August 11, 2016, the reporting person was granted 22,970 restricted stock units which vested 50% on August 11, 2017 and 25% on August 11, 2018 and will vest 25% on August 11, 2019. F4 · derivative.expiration_date: On August 11, 2016, the reporting person was granted 22,970 restricted stock units which vested 50% on August 11, 2017 and 25% on August 11, 2018 and will vest 25% on August 11, 2019. Read SEC document |
| August 11, 2018 Filed Aug 14, 2018 23:23 UTC | NexPoint Residential Trust, Inc. NXRT · Entity 4824 | Exercise / conversionCommon Stock | 5,742.5 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-18-022376 · doc4.xml · nonDerivative · entry 1 Mitts Brian · CIK 0001514845 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,385.5 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Residential Trust, Inc. Read SEC document |
| March 16, 2018 Filed Mar 19, 2018 23:04 UTC | NexPoint Residential Trust, Inc. NXRT · Entity 4824 | Exercise / conversionRestricted Stock Units · Derivative | 8,033 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-008049 · doc4.xml · derivative · entry 4 Mitts Brian · CIK 0001514845 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,068 Underlying: Common Stock · 8,033 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Residential Trust, Inc. F4 · derivative.exercise_date: On March 16, 2017, the reporting person was granted 24,101 restricted stock units which vested one-third on March 16, 2018, and will vest one-third on March 16, 2019 and one-third on March 16, 2020. F4 · derivative.expiration_date: On March 16, 2017, the reporting person was granted 24,101 restricted stock units which vested one-third on March 16, 2018, and will vest one-third on March 16, 2019 and one-third on March 16, 2020. Read SEC document |
| March 16, 2018 Filed Mar 19, 2018 23:04 UTC | NexPoint Residential Trust, Inc. NXRT · Entity 4824 | Exercise / conversionCommon Stock | 8,033 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-18-008049 · doc4.xml · nonDerivative · entry 1 Mitts Brian · CIK 0001514845 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,643 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Residential Trust, Inc. Read SEC document |
| February 15, 2018 Filed Feb 20, 2018 22:02 UTC | NexPoint Residential Trust, Inc. NXRT · Entity 4824 | GrantRestricted Stock Units · Derivative | 23,165 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-004607 · doc4.xml · derivative · entry 1 Mitts Brian · CIK 0001514845 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,165 Underlying: Common Stock · 23,165 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Residential Trust, Inc. F2 · derivative.exercise_date: The restricted stock units vest one-fourth on February 15, 2019, one-fourth on February 15, 2020, one-fourth on February 15, 2021, and one-fourth on February 15, 2022. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash. F2 · derivative.expiration_date: The restricted stock units vest one-fourth on February 15, 2019, one-fourth on February 15, 2020, one-fourth on February 15, 2021, and one-fourth on February 15, 2022. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash. Read SEC document |
| August 11, 2017 Filed Aug 15, 2017 22:24 UTC | NexPoint Residential Trust, Inc. NXRT · Entity 4824 | Exercise / conversionRestricted Stock Units · Derivative | 11,485 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-17-020387 · doc4.xml · derivative · entry 4 Mitts Brian · CIK 0001514845 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,485 Underlying: Common Stock · 11,485 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Residential Trust, Inc. F4 · derivative.exercise_date: On August 11, 2016, the reporting person was granted 22,970 restricted stock units which vested 50% on August 11, 2017, and will vest 25% on August 11, 2018 and 25% on August 11, 2019. F4 · derivative.expiration_date: On August 11, 2016, the reporting person was granted 22,970 restricted stock units which vested 50% on August 11, 2017, and will vest 25% on August 11, 2018 and 25% on August 11, 2019. Read SEC document |
| August 11, 2017 Filed Aug 15, 2017 22:24 UTC | NexPoint Residential Trust, Inc. NXRT · Entity 4824 | Exercise / conversionCommon Stock | 11,485 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-17-020387 · doc4.xml · nonDerivative · entry 1 Mitts Brian · CIK 0001514845 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,610 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Residential Trust, Inc. Read SEC document |
| May 17, 2017 Filed Jun 6, 2017 20:05 UTC | NEXPOINT DIVERSIFIED REAL ESTATE TRUST "NHF" · Entity 6001 | OtherSubscription Rights (right to buy) · Derivative | 225 | $0.00 Strike: $20.93 | $0.00 |
DisclosureSEC source: 0000899243-17-015486 · doc4.xml · derivative · entry 4 Mitts Brian · CIK 0001514845 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 225 shares Expires 2017-05-24 Read SEC document |
| May 17, 2017 Filed Jun 6, 2017 20:05 UTC | NEXPOINT DIVERSIFIED REAL ESTATE TRUST "NHF" · Entity 6001 | OtherSubscription Rights (right to buy) · Derivative | 501 | $0.00 Strike: $20.93 | $0.00 |
DisclosureSEC source: 0000899243-17-015486 · doc4.xml · derivative · entry 3 Mitts Brian · CIK 0001514845 · See Remarks 10b5-1 filing: Not disclosed Ownership: Indirect · By employee benefit plan Disclosed balance after: 0 Underlying: Common Stock · 501 shares Expires 2017-05-24 Read SEC document |
| May 17, 2017 Filed Jun 6, 2017 20:05 UTC | NEXPOINT DIVERSIFIED REAL ESTATE TRUST "NHF" · Entity 6001 | OtherCommon Stock | 225 | $20.93 | $4,709.25 |
DisclosureSEC source: 0000899243-17-015486 · doc4.xml · nonDerivative · entry 2 Mitts Brian · CIK 0001514845 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,536.73 F4 · balance_after: These shares are held directly by Mr. Mitts. F3 · balance_after: Includes shares acquired under the issuer's dividend reinvestment plan. Read SEC document |
| May 17, 2017 Filed Jun 6, 2017 20:05 UTC | NEXPOINT DIVERSIFIED REAL ESTATE TRUST "NHF" · Entity 6001 | OtherCommon Stock | 501 | $20.93 | $10,485.93 |
DisclosureSEC source: 0000899243-17-015486 · doc4.xml · nonDerivative · entry 1 Mitts Brian · CIK 0001514845 · See Remarks 10b5-1 filing: Not disclosed Ownership: Indirect · By employee benefit plan Disclosed balance after: 1,858.32 F1 · balance_after: These shares are held pursuant to an employee benefit plan. F2 · balance_after: Includes 253.35 shares previously acquired under the issuer's 401(k) plan. Read SEC document |
| March 16, 2017 Filed Mar 17, 2017 20:07 UTC | NexPoint Residential Trust, Inc. NXRT · Entity 4824 | GrantRestricted Stock Units · Derivative | 24,101 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-17-007970 · doc4.xml · derivative · entry 1 Mitts Brian · CIK 0001514845 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,101 Underlying: Common Stock · 24,101 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Residential Trust, Inc. F2 · derivative.exercise_date: The restricted stock units vest one-third on March 16, 2018, one-third on March 16, 2019 and one-third on March 16, 2020. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash. F2 · derivative.expiration_date: The restricted stock units vest one-third on March 16, 2018, one-third on March 16, 2019 and one-third on March 16, 2020. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash. Read SEC document |
| November 14, 2016 Filed Nov 14, 2016 23:30 UTC | NexPoint Residential Trust, Inc. NXRT · Entity 4824 | SaleCommon Stock | 200 | $19.36 | $3,871.80 |
DisclosureSEC source: 0000899243-16-033383 · doc4.xml · nonDerivative · entry 2 Mitts Brian · CIK 0001514845 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,125 F1 · kind: The Reporting Person's purchase and sale of NexPoint Residential Trust, Inc. ("NXRT") common stock reported herein were matchable under Section 16(b) of the Securities Exchange Act of 1934. The Reporting Person has disgorged $266.90 to NXRT, representing the full amount of the profit realized in connection with the short-swing transaction, less transaction costs. Read SEC document |
| November 09, 2016 Filed Nov 14, 2016 23:30 UTC | NexPoint Residential Trust, Inc. NXRT · Entity 4824 | PurchaseCommon Stock | 200 | $17.82 | $3,564.00 |
DisclosureSEC source: 0000899243-16-033383 · doc4.xml · nonDerivative · entry 1 Mitts Brian · CIK 0001514845 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,325 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.