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person · Reporting owner

Mitts Brian

Disclosed activity across 7 companies

Tapewire entity
36726
SEC CIK
0001514845

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
HIGHLAND GLOBAL ALLOCATION FUNDHGLB · Entity 6410PEO, PFO & Assistant TreasurerFebruary 17, 2021February 26, 2021
HIGHLAND OPPORTUNITIES & INCOME FUNDHFRO · Entity 5622PEO, PFO & Assistant TreasurerFebruary 17, 2021February 26, 2021
NEXPOINT DIVERSIFIED REAL ESTATE TRUSTNXDT · Entity 6001DirectorJune 10, 2026June 19, 2026
NexPoint Capital, Inc.NONE · Entity 127710PFO & Assistant TreasurerFebruary 17, 2021February 26, 2021
NexPoint Real Estate Finance, Inc.NREF · Entity 5647DirectorApril 02, 2026April 07, 2026
NexPoint Residential Trust, Inc.NXRT · Entity 4824DirectorMay 22, 2026May 28, 2026
VINEBROOK HOMES TRUST, INC.NA · Entity 52505DirectorApril 11, 2026April 14, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

HIGHLAND GLOBAL ALLOCATION FUND

Report date February 17, 2021 · Filed February 26, 2021

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeIndirectBy 401(k) Plan1,262 Reported balance Holding disclosure · report date 2021-02-17 · row 1 Holding and transaction disclosures are not merged.
1 source row

Row 1 · Balance 1,262

HIGHLAND OPPORTUNITIES & INCOME FUND

Report date February 17, 2021 · Filed February 26, 2021

This filing explicitly reported no securities owned.

NEXPOINT DIVERSIFIED REAL ESTATE TRUST

Report date June 10, 2026 · Filed June 19, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect29,046 Reported balance After 2026-06-10 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2026-06-10 · Exercise / conversion · Acquired 4,830 · Balance 29,046

F1: Each restricted share unit represents a contingent right to receive one common share of NexPoint Diversified Real Estate Trust (the "Company").

F2: Includes shares received pursuant to an elective stock dividend paid on the Company's common shares.

Common StockSEC Table I · non-derivativeDirect26,631 Reported balance After 2026-06-10 transaction · row 2 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 2 · 2026-06-10 · Disposition to issuer · Disposed 2,415 · Balance 26,631

F3: Represents the portion of the previously reported restricted share unit grant that vested on June 10, 2026 and settled in cash.

Restricted Share UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2026-06-10 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2026-06-10 · Exercise / conversion · Disposed 4,830 · Balance 0

F1: Each restricted share unit represents a contingent right to receive one common share of NexPoint Diversified Real Estate Trust (the "Company").

F4: On June 10, 2025, the reporting person was granted 4,830 restricted share units which vested on June 10, 2026. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash.

Filing footnotes · ownership attribution and instrument terms

F1: Each restricted share unit represents a contingent right to receive one common share of NexPoint Diversified Real Estate Trust (the "Company").

F2: Includes shares received pursuant to an elective stock dividend paid on the Company's common shares.

F3: Represents the portion of the previously reported restricted share unit grant that vested on June 10, 2026 and settled in cash.

F4: On June 10, 2025, the reporting person was granted 4,830 restricted share units which vested on June 10, 2026. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash.

NexPoint Capital, Inc.

Report date February 17, 2021 · Filed February 26, 2021

This filing explicitly reported no securities owned.

NexPoint Real Estate Finance, Inc.

Report date April 02, 2026 · Filed April 07, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect94,914 Ending reported balance After 2026-04-04 transaction · row 5
5 source rows · reconciled sequence

Row 1 · 2026-04-03 · Exercise / conversion · Acquired 5,518 · Balance 94,309

F1: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Real Estate Finance, Inc.

Row 2 · 2026-04-03 · Disposition to issuer · Disposed 2,759 · Balance 91,550

F2: Represents the portion of the previously reported restricted stock unit grant that vested on April 3, 2026 and settled in cash.

Row 3 · 2026-04-04 · Exercise / conversion · Acquired 6,837 · Balance 98,387

F1: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Real Estate Finance, Inc.

Row 4 · 2026-04-04 · Disposition to issuer · Disposed 1,025 · Balance 97,362

F3: Represents the portion of the previously reported restricted stock unit grant that vested on April 4, 2026 and settled in cash.

Row 5 · 2026-04-04 · Tax withholding · Disposed 2,448 · Balance 94,914

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect6,154 Reported balance After 2026-04-02 transaction · row 7 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 7 · 2026-04-02 · Grant · Acquired 6,154 · Balance 6,154

F1: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Real Estate Finance, Inc.

F4: On April 2, 2026, the reporting person was granted 6,154 restricted stock units. The restricted stock units vest on April 2, 2027. Settlement will generally occur within 30 days of vesting and may at the discretion of the Compensation Committee be settled in cash.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2026-04-03 transaction · row 8 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 8 · 2026-04-03 · Exercise / conversion · Disposed 5,518 · Balance 0

F1: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Real Estate Finance, Inc.

F5: On April 3, 2025, the reporting person was granted 5,518 restricted stock units. The restricted stock units vested on April 3, 2026. Settlement will generally occur within 30 days of vesting and may at the discretion of the Compensation Committee be settled in cash.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect6,838 Reported balance After 2026-04-04 transaction · row 9 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 9 · 2026-04-04 · Exercise / conversion · Disposed 6,837 · Balance 6,838

F1: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Real Estate Finance, Inc.

F6: On April 4, 2023, the reporting person was granted 27,349 restricted stock units. The restricted stock units vested one-fourth on April 4, 2024, one-fourth on April 4, 2025 and one-fourth on April 4, 2026 and will vest one-fourth on April 4, 2027. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash.

Common StockSEC Table I · non-derivativeIndirectBy Child.95 Reported balance Holding disclosure · report date 2026-04-02 · row 6 Holding and transaction disclosures are not merged.
1 source row

Row 6 · Balance 95

Filing footnotes · ownership attribution and instrument terms

F1: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Real Estate Finance, Inc.

F2: Represents the portion of the previously reported restricted stock unit grant that vested on April 3, 2026 and settled in cash.

F3: Represents the portion of the previously reported restricted stock unit grant that vested on April 4, 2026 and settled in cash.

F4: On April 2, 2026, the reporting person was granted 6,154 restricted stock units. The restricted stock units vest on April 2, 2027. Settlement will generally occur within 30 days of vesting and may at the discretion of the Compensation Committee be settled in cash.

F5: On April 3, 2025, the reporting person was granted 5,518 restricted stock units. The restricted stock units vested on April 3, 2026. Settlement will generally occur within 30 days of vesting and may at the discretion of the Compensation Committee be settled in cash.

F6: On April 4, 2023, the reporting person was granted 27,349 restricted stock units. The restricted stock units vested one-fourth on April 4, 2024, one-fourth on April 4, 2025 and one-fourth on April 4, 2026 and will vest one-fourth on April 4, 2027. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash.

NexPoint Residential Trust, Inc.

Report date May 22, 2026 · Filed May 28, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect60,289 Ending reported balance After 2026-05-22 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2026-05-22 · Exercise / conversion · Acquired 3,429 · Balance 62,003

F1: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Residential Trust, Inc.

Row 2 · 2026-05-22 · Disposition to issuer · Disposed 1,714 · Balance 60,289

F2: Represents the portion of the previously reported restricted stock unit grant that vested on May 22, 2026 and settled in cash.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2026-05-22 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2026-05-22 · Exercise / conversion · Disposed 3,429 · Balance 0

F1: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Residential Trust, Inc.

F3: On May 22, 2025, the reporting person was granted 3,429 restricted stock units which vested on May 22, 2026. Settlement will generally occur within 30 days of vesting and may at the discretion of the Compensation Committee be settled in cash.

Filing footnotes · ownership attribution and instrument terms

F1: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Residential Trust, Inc.

F2: Represents the portion of the previously reported restricted stock unit grant that vested on May 22, 2026 and settled in cash.

F3: On May 22, 2025, the reporting person was granted 3,429 restricted stock units which vested on May 22, 2026. Settlement will generally occur within 30 days of vesting and may at the discretion of the Compensation Committee be settled in cash.

VINEBROOK HOMES TRUST, INC.

Report date April 11, 2026 · Filed April 14, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect74,179.857 Ending reported balance After 2026-04-11 transaction · row 3
3 source rows · reconciled sequence

Row 1 · 2026-04-11 · Exercise / conversion · Acquired 4,303.875 · Balance 75,910.289

F1: Each restricted stock unit represents a contingent right to receive one share of common stock of VineBrook Homes Trust, Inc. (the "Issuer").

Row 2 · 2026-04-11 · Disposition to issuer · Disposed 645.581 · Balance 75,264.708

F2: Represents the portion of previously reported restricted stock unit grant that vested on April 11, 2026 and settled in cash.

Row 3 · 2026-04-11 · Tax withholding · Disposed 1,084.851 · Balance 74,179.857

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect21,519.375 Reported balance After 2026-04-11 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2026-04-11 · Exercise / conversion · Disposed 4,303.875 · Balance 21,519.375

F1: Each restricted stock unit represents a contingent right to receive one share of common stock of VineBrook Homes Trust, Inc. (the "Issuer").

F3: On April 11, 2023, the reporting person was granted 34,431 restricted stock units, which vested one-eighth on April 11, 2024, one-eighth on April 11, 2025 and one-eighth on April 11, 2026 and will vest one-eighth on April 11, 2027; the remaining half of the restricted stock units will vest upon the earlier to occur: the date of the successful completion of an initial public offering of the Issuer or the final time vesting date of April 11, 2027. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash.

Filing footnotes · ownership attribution and instrument terms

F1: Each restricted stock unit represents a contingent right to receive one share of common stock of VineBrook Homes Trust, Inc. (the "Issuer").

F2: Represents the portion of previously reported restricted stock unit grant that vested on April 11, 2026 and settled in cash.

F3: On April 11, 2023, the reporting person was granted 34,431 restricted stock units, which vested one-eighth on April 11, 2024, one-eighth on April 11, 2025 and one-eighth on April 11, 2026 and will vest one-eighth on April 11, 2027; the remaining half of the restricted stock units will vest upon the earlier to occur: the date of the successful completion of an initial public offering of the Issuer or the final time vesting date of April 11, 2027. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
February 15, 2032 Filed Feb 17, 2023 23:52 UTC VINEBROOK HOMES TRUST, INC. NA · Entity 52505 Tax withholdingCommon Stock 756.559 $63.04 $47,693.48
Disclosure

SEC source: 0001437749-23-003845 · rdgdoc.xml · nonDerivative · entry 2

Mitts Brian · CIK 0001514845 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,302.841

Read SEC document
June 10, 2026 Filed Jun 19, 2026 01:35 UTC NEXPOINT DIVERSIFIED REAL ESTATE TRUST NXDT · Entity 6001 Exercise / conversionRestricted Share Units · Derivative 4,830 $0.00 $0.00
Disclosure

SEC source: 0001437749-26-021209 · rdgdoc.xml · derivative · entry 3

Mitts Brian · CIK 0001514845 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 4,830 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted share unit represents a contingent right to receive one common share of NexPoint Diversified Real Estate Trust (the "Company").

F4 · derivative.exercise_date: On June 10, 2025, the reporting person was granted 4,830 restricted share units which vested on June 10, 2026. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash.

F4 · derivative.expiration_date: On June 10, 2025, the reporting person was granted 4,830 restricted share units which vested on June 10, 2026. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash.

Read SEC document
June 10, 2026 Filed Jun 19, 2026 01:35 UTC NEXPOINT DIVERSIFIED REAL ESTATE TRUST NXDT · Entity 6001 Disposition to issuerCommon Stock 2,415 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-26-021209 · rdgdoc.xml · nonDerivative · entry 2

Mitts Brian · CIK 0001514845 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 26,631

F3 · price: Represents the portion of the previously reported restricted share unit grant that vested on June 10, 2026 and settled in cash.

Read SEC document
June 10, 2026 Filed Jun 19, 2026 01:35 UTC NEXPOINT DIVERSIFIED REAL ESTATE TRUST NXDT · Entity 6001 Exercise / conversionCommon Stock 4,830 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-26-021209 · rdgdoc.xml · nonDerivative · entry 1

Mitts Brian · CIK 0001514845 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 29,046

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted share unit represents a contingent right to receive one common share of NexPoint Diversified Real Estate Trust (the "Company").

F2 · balance_after: Includes shares received pursuant to an elective stock dividend paid on the Company's common shares.

Read SEC document
June 02, 2026 Filed Jun 4, 2026 21:38 UTC NEXPOINT DIVERSIFIED REAL ESTATE TRUST NXDT · Entity 6001 GrantRestricted Share Units · Derivative 7,077 $0.00 $0.00
Disclosure

SEC source: 0001437749-26-019588 · rdgdoc.xml · derivative · entry 1

Mitts Brian · CIK 0001514845 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,077

Underlying: Common Shares · 7,077 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted share unit represents a contingent right to receive one common share of NexPoint Diversified Real Estate Trust.

F2 · derivative.exercise_date: On June 2, 2026, the reporting person was granted 7,077 restricted share units which will vest on June 2, 2027. Settlement will generally occur within 30 days of vesting and may at the discretion of the Compensation Committee be settled in cash.

F2 · derivative.expiration_date: On June 2, 2026, the reporting person was granted 7,077 restricted share units which will vest on June 2, 2027. Settlement will generally occur within 30 days of vesting and may at the discretion of the Compensation Committee be settled in cash.

Read SEC document
May 22, 2026 Filed May 28, 2026 01:50 UTC NexPoint Residential Trust, Inc. NXRT · Entity 4824 Exercise / conversionRestricted Stock Units · Derivative 3,429 $0.00 $0.00
Disclosure

SEC source: 0001437749-26-018657 · rdgdoc.xml · derivative · entry 3

Mitts Brian · CIK 0001514845 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,429 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Residential Trust, Inc.

F3 · derivative.exercise_date: On May 22, 2025, the reporting person was granted 3,429 restricted stock units which vested on May 22, 2026. Settlement will generally occur within 30 days of vesting and may at the discretion of the Compensation Committee be settled in cash.

F3 · derivative.expiration_date: On May 22, 2025, the reporting person was granted 3,429 restricted stock units which vested on May 22, 2026. Settlement will generally occur within 30 days of vesting and may at the discretion of the Compensation Committee be settled in cash.

Read SEC document
May 22, 2026 Filed May 28, 2026 01:50 UTC NexPoint Residential Trust, Inc. NXRT · Entity 4824 Disposition to issuerCommon Stock 1,714 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-26-018657 · rdgdoc.xml · nonDerivative · entry 2

Mitts Brian · CIK 0001514845 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 60,289

F2 · price: Represents the portion of the previously reported restricted stock unit grant that vested on May 22, 2026 and settled in cash.

Read SEC document
May 22, 2026 Filed May 28, 2026 01:50 UTC NexPoint Residential Trust, Inc. NXRT · Entity 4824 Exercise / conversionCommon Stock 3,429 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-26-018657 · rdgdoc.xml · nonDerivative · entry 1

Mitts Brian · CIK 0001514845 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 62,003

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Residential Trust, Inc.

Read SEC document
April 11, 2026 Filed Apr 14, 2026 20:19 UTC VINEBROOK HOMES TRUST, INC. NA · Entity 52505 Exercise / conversionRestricted Stock Units · Derivative 4,303.875 $0.00 $0.00
Disclosure

SEC source: 0001437749-26-012246 · rdgdoc.xml · derivative · entry 4

Mitts Brian · CIK 0001514845 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,519.375

Underlying: Common Stock · 4,303.875 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of VineBrook Homes Trust, Inc. (the "Issuer").

F3 · derivative.exercise_date: On April 11, 2023, the reporting person was granted 34,431 restricted stock units, which vested one-eighth on April 11, 2024, one-eighth on April 11, 2025 and one-eighth on April 11, 2026 and will vest one-eighth on April 11, 2027; the remaining half of the restricted stock units will vest upon the earlier to occur: the date of the successful completion of an initial public offering of the Issuer or the final time vesting date of April 11, 2027. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash.

F3 · derivative.expiration_date: On April 11, 2023, the reporting person was granted 34,431 restricted stock units, which vested one-eighth on April 11, 2024, one-eighth on April 11, 2025 and one-eighth on April 11, 2026 and will vest one-eighth on April 11, 2027; the remaining half of the restricted stock units will vest upon the earlier to occur: the date of the successful completion of an initial public offering of the Issuer or the final time vesting date of April 11, 2027. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash.

Read SEC document
April 11, 2026 Filed Apr 14, 2026 20:19 UTC VINEBROOK HOMES TRUST, INC. NA · Entity 52505 Tax withholdingCommon Stock 1,084.851 $54.88 $59,536.62
Disclosure

SEC source: 0001437749-26-012246 · rdgdoc.xml · nonDerivative · entry 3

Mitts Brian · CIK 0001514845 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 74,179.857

Read SEC document
April 11, 2026 Filed Apr 14, 2026 20:19 UTC VINEBROOK HOMES TRUST, INC. NA · Entity 52505 Disposition to issuerCommon Stock 645.581 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-26-012246 · rdgdoc.xml · nonDerivative · entry 2

Mitts Brian · CIK 0001514845 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 75,264.708

F2 · price: Represents the portion of previously reported restricted stock unit grant that vested on April 11, 2026 and settled in cash.

Read SEC document
April 11, 2026 Filed Apr 14, 2026 20:19 UTC VINEBROOK HOMES TRUST, INC. NA · Entity 52505 Exercise / conversionCommon Stock 4,303.875 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-26-012246 · rdgdoc.xml · nonDerivative · entry 1

Mitts Brian · CIK 0001514845 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 75,910.289

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock of VineBrook Homes Trust, Inc. (the "Issuer").

Read SEC document
April 04, 2026 Filed Apr 7, 2026 01:44 UTC NexPoint Real Estate Finance, Inc. NREF · Entity 5647 Exercise / conversionRestricted Stock Units · Derivative 6,837 $0.00 $0.00
Disclosure

SEC source: 0001437749-26-011515 · rdgdoc.xml · derivative · entry 9

Mitts Brian · CIK 0001514845 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,838

Underlying: Common Stock · 6,837 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Real Estate Finance, Inc.

F6 · derivative.exercise_date: On April 4, 2023, the reporting person was granted 27,349 restricted stock units. The restricted stock units vested one-fourth on April 4, 2024, one-fourth on April 4, 2025 and one-fourth on April 4, 2026 and will vest one-fourth on April 4, 2027. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash.

F6 · derivative.expiration_date: On April 4, 2023, the reporting person was granted 27,349 restricted stock units. The restricted stock units vested one-fourth on April 4, 2024, one-fourth on April 4, 2025 and one-fourth on April 4, 2026 and will vest one-fourth on April 4, 2027. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash.

Read SEC document
April 04, 2026 Filed Apr 7, 2026 01:44 UTC NexPoint Real Estate Finance, Inc. NREF · Entity 5647 Tax withholdingCommon Stock 2,448 $13.36 $32,705.28
Disclosure

SEC source: 0001437749-26-011515 · rdgdoc.xml · nonDerivative · entry 5

Mitts Brian · CIK 0001514845 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 94,914

Read SEC document
April 04, 2026 Filed Apr 7, 2026 01:44 UTC NexPoint Real Estate Finance, Inc. NREF · Entity 5647 Disposition to issuerCommon Stock 1,025 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-26-011515 · rdgdoc.xml · nonDerivative · entry 4

Mitts Brian · CIK 0001514845 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 97,362

F3 · price: Represents the portion of the previously reported restricted stock unit grant that vested on April 4, 2026 and settled in cash.

Read SEC document
April 04, 2026 Filed Apr 7, 2026 01:44 UTC NexPoint Real Estate Finance, Inc. NREF · Entity 5647 Exercise / conversionCommon Stock 6,837 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-26-011515 · rdgdoc.xml · nonDerivative · entry 3

Mitts Brian · CIK 0001514845 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 98,387

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Real Estate Finance, Inc.

Read SEC document
April 04, 2026 Filed Apr 8, 2026 01:47 UTC NEXPOINT DIVERSIFIED REAL ESTATE TRUST NXDT · Entity 6001 Exercise / conversionRestricted Share Units · Derivative 7,463 $0.00 $0.00
Disclosure

SEC source: 0001437749-26-011663 · rdgdoc.xml · derivative · entry 7

Mitts Brian · CIK 0001514845 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,463

Underlying: Common Shares · 7,463 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted share unit represents a contingent right to receive one common share of NexPoint Diversified Real Estate Trust.

F5 · derivative.exercise_date: On April 4, 2023, the reporting person was granted 29,851 restricted share units. The restricted share units vested one-fourth on April 4, 2024, one-fourth on April 4, 2025 and one-fourth on April 4, 2026, and will vest one-fourth on April 4, 2027. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash.

F5 · derivative.expiration_date: On April 4, 2023, the reporting person was granted 29,851 restricted share units. The restricted share units vested one-fourth on April 4, 2024, one-fourth on April 4, 2025 and one-fourth on April 4, 2026, and will vest one-fourth on April 4, 2027. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash.

Read SEC document
April 04, 2026 Filed Apr 8, 2026 01:47 UTC NEXPOINT DIVERSIFIED REAL ESTATE TRUST NXDT · Entity 6001 Tax withholdingCommon Stock 2,724 $4.43 $12,067.32
Disclosure

SEC source: 0001437749-26-011663 · rdgdoc.xml · nonDerivative · entry 5

Mitts Brian · CIK 0001514845 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,216

Read SEC document
April 04, 2026 Filed Apr 8, 2026 01:47 UTC NEXPOINT DIVERSIFIED REAL ESTATE TRUST NXDT · Entity 6001 Disposition to issuerCommon Stock 1,119 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-26-011663 · rdgdoc.xml · nonDerivative · entry 4

Mitts Brian · CIK 0001514845 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 26,940

F3 · price: Represents the portion of the previously reported restricted share unit grant that vested on April 4, 2026 and settled in cash.

Read SEC document
April 04, 2026 Filed Apr 8, 2026 01:47 UTC NEXPOINT DIVERSIFIED REAL ESTATE TRUST NXDT · Entity 6001 Exercise / conversionCommon Stock 7,463 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-26-011663 · rdgdoc.xml · nonDerivative · entry 3

Mitts Brian · CIK 0001514845 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,059

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted share unit represents a contingent right to receive one common share of NexPoint Diversified Real Estate Trust.

Read SEC document
April 03, 2026 Filed Apr 7, 2026 01:44 UTC NexPoint Real Estate Finance, Inc. NREF · Entity 5647 Exercise / conversionRestricted Stock Units · Derivative 5,518 $0.00 $0.00
Disclosure

SEC source: 0001437749-26-011515 · rdgdoc.xml · derivative · entry 8

Mitts Brian · CIK 0001514845 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,518 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Real Estate Finance, Inc.

F5 · derivative.exercise_date: On April 3, 2025, the reporting person was granted 5,518 restricted stock units. The restricted stock units vested on April 3, 2026. Settlement will generally occur within 30 days of vesting and may at the discretion of the Compensation Committee be settled in cash.

F5 · derivative.expiration_date: On April 3, 2025, the reporting person was granted 5,518 restricted stock units. The restricted stock units vested on April 3, 2026. Settlement will generally occur within 30 days of vesting and may at the discretion of the Compensation Committee be settled in cash.

Read SEC document
April 03, 2026 Filed Apr 7, 2026 01:44 UTC NexPoint Real Estate Finance, Inc. NREF · Entity 5647 Disposition to issuerCommon Stock 2,759 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-26-011515 · rdgdoc.xml · nonDerivative · entry 2

Mitts Brian · CIK 0001514845 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 91,550

F2 · price: Represents the portion of the previously reported restricted stock unit grant that vested on April 3, 2026 and settled in cash.

Read SEC document
April 03, 2026 Filed Apr 7, 2026 01:44 UTC NexPoint Real Estate Finance, Inc. NREF · Entity 5647 Exercise / conversionCommon Stock 5,518 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-26-011515 · rdgdoc.xml · nonDerivative · entry 1

Mitts Brian · CIK 0001514845 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 94,309

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Real Estate Finance, Inc.

Read SEC document
April 03, 2026 Filed Apr 6, 2026 23:44 UTC VINEBROOK HOMES TRUST, INC. NA · Entity 52505 Exercise / conversionRestricted Stock Units · Derivative 3,180.625 $0.00 $0.00
Disclosure

SEC source: 0001437749-26-011485 · rdgdoc.xml · derivative · entry 8

Mitts Brian · CIK 0001514845 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,083.75

Underlying: Common Stock · 3,180.625 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of VineBrook Homes Trust, Inc. (the "Issuer").

F5 · derivative.exercise_date: On April 3, 2024, the reporting person was granted 25,445 restricted stock units, which vested one-eighth on April 3, 2025 and one-eighth on April 3, 2026 and will vest one-eighth on April 3, 2027, and one-eighth on April 3, 2028; the remaining half of the restricted stock units will vest upon the earlier to occur: the date of the closing of the initial public offering of the Issuer, the listing of Issuer common stock on a national securities exchange or the final time vesting date of April 3, 2028. Settlement will generally occur within 30 days of vesting and may at the discretion of the Compensation Committee be settled in cash.

F5 · derivative.expiration_date: On April 3, 2024, the reporting person was granted 25,445 restricted stock units, which vested one-eighth on April 3, 2025 and one-eighth on April 3, 2026 and will vest one-eighth on April 3, 2027, and one-eighth on April 3, 2028; the remaining half of the restricted stock units will vest upon the earlier to occur: the date of the closing of the initial public offering of the Issuer, the listing of Issuer common stock on a national securities exchange or the final time vesting date of April 3, 2028. Settlement will generally occur within 30 days of vesting and may at the discretion of the Compensation Committee be settled in cash.

Read SEC document
April 03, 2026 Filed Apr 6, 2026 23:44 UTC VINEBROOK HOMES TRUST, INC. NA · Entity 52505 Exercise / conversionRestricted Stock Units · Derivative 2,202 $0.00 $0.00
Disclosure

SEC source: 0001437749-26-011485 · rdgdoc.xml · derivative · entry 7

Mitts Brian · CIK 0001514845 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,202 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of VineBrook Homes Trust, Inc. (the "Issuer").

F4 · derivative.exercise_date: On April 3, 2025, the reporting person was granted 2,202 restricted stock units, which vested on April 3, 2026. Settlement will generally occur within 30 days of vesting and may at the discretion of the Compensation Committee be settled in cash.

F4 · derivative.expiration_date: On April 3, 2025, the reporting person was granted 2,202 restricted stock units, which vested on April 3, 2026. Settlement will generally occur within 30 days of vesting and may at the discretion of the Compensation Committee be settled in cash.

Read SEC document
April 03, 2026 Filed Apr 6, 2026 23:44 UTC VINEBROOK HOMES TRUST, INC. NA · Entity 52505 Tax withholdingCommon Stock 501.689 $54.88 $27,532.69
Disclosure

SEC source: 0001437749-26-011485 · rdgdoc.xml · nonDerivative · entry 5

Mitts Brian · CIK 0001514845 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 71,606.414

Read SEC document
April 03, 2026 Filed Apr 6, 2026 23:44 UTC VINEBROOK HOMES TRUST, INC. NA · Entity 52505 Disposition to issuerCommon Stock 477.094 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-26-011485 · rdgdoc.xml · nonDerivative · entry 4

Mitts Brian · CIK 0001514845 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 72,108.103

F2 · price: Represents the portion of previously reported restricted stock unit grant that vested on April 3, 2026 and settled in cash.

Read SEC document
April 03, 2026 Filed Apr 6, 2026 23:44 UTC VINEBROOK HOMES TRUST, INC. NA · Entity 52505 Exercise / conversionCommon Stock 3,180.625 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-26-011485 · rdgdoc.xml · nonDerivative · entry 3

Mitts Brian · CIK 0001514845 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 72,585.197

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock of VineBrook Homes Trust, Inc. (the "Issuer").

Read SEC document
April 03, 2026 Filed Apr 6, 2026 23:44 UTC VINEBROOK HOMES TRUST, INC. NA · Entity 52505 Disposition to issuerCommon Stock 1,101 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-26-011485 · rdgdoc.xml · nonDerivative · entry 2

Mitts Brian · CIK 0001514845 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 69,404.572

F2 · price: Represents the portion of previously reported restricted stock unit grant that vested on April 3, 2026 and settled in cash.

Read SEC document
April 03, 2026 Filed Apr 6, 2026 23:44 UTC VINEBROOK HOMES TRUST, INC. NA · Entity 52505 Exercise / conversionCommon Stock 2,202 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-26-011485 · rdgdoc.xml · nonDerivative · entry 1

Mitts Brian · CIK 0001514845 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 70,505.572

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock of VineBrook Homes Trust, Inc. (the "Issuer").

Read SEC document
April 03, 2026 Filed Apr 8, 2026 01:47 UTC NEXPOINT DIVERSIFIED REAL ESTATE TRUST NXDT · Entity 6001 Exercise / conversionRestricted Share Units · Derivative 7,813 $0.00 $0.00
Disclosure

SEC source: 0001437749-26-011663 · rdgdoc.xml · derivative · entry 6

Mitts Brian · CIK 0001514845 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 7,813 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted share unit represents a contingent right to receive one common share of NexPoint Diversified Real Estate Trust.

F4 · derivative.exercise_date: On April 3, 2025, the reporting person was granted 7,813 restricted share units which vested on April 3, 2026. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash.

F4 · derivative.expiration_date: On April 3, 2025, the reporting person was granted 7,813 restricted share units which vested on April 3, 2026. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash.

Read SEC document
April 03, 2026 Filed Apr 8, 2026 01:47 UTC NEXPOINT DIVERSIFIED REAL ESTATE TRUST NXDT · Entity 6001 Disposition to issuerCommon Stock 3,906 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-26-011663 · rdgdoc.xml · nonDerivative · entry 2

Mitts Brian · CIK 0001514845 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,596

F2 · price: Represents the portion of the previously reported restricted share unit grant that vested on April 3, 2026 and settled in cash.

Read SEC document
April 03, 2026 Filed Apr 8, 2026 01:47 UTC NEXPOINT DIVERSIFIED REAL ESTATE TRUST NXDT · Entity 6001 Exercise / conversionCommon Stock 7,813 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-26-011663 · rdgdoc.xml · nonDerivative · entry 1

Mitts Brian · CIK 0001514845 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,502

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted share unit represents a contingent right to receive one common share of NexPoint Diversified Real Estate Trust.

Read SEC document
April 02, 2026 Filed Apr 6, 2026 23:42 UTC NEXPOINT DIVERSIFIED REAL ESTATE TRUST NXDT · Entity 6001 GrantRestricted Share Units · Derivative 3,247 $0.00 $0.00
Disclosure

SEC source: 0001437749-26-011478 · rdgdoc.xml · derivative · entry 1

Mitts Brian · CIK 0001514845 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,247

Underlying: Common Shares · 3,247 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted share unit represents a contingent right to receive one common share of NexPoint Diversified Real Estate Trust.

F2 · derivative.exercise_date: On April 2, 2026, the reporting person was granted 3,247 restricted share units which will vest on April 2, 2027. Settlement will generally occur within 30 days of vesting and may at the discretion of the Compensation Committee be settled in cash.

F2 · derivative.expiration_date: On April 2, 2026, the reporting person was granted 3,247 restricted share units which will vest on April 2, 2027. Settlement will generally occur within 30 days of vesting and may at the discretion of the Compensation Committee be settled in cash.

Read SEC document
April 02, 2026 Filed Apr 7, 2026 01:44 UTC NexPoint Real Estate Finance, Inc. NREF · Entity 5647 GrantRestricted Stock Units · Derivative 6,154 $0.00 $0.00
Disclosure

SEC source: 0001437749-26-011515 · rdgdoc.xml · derivative · entry 7

Mitts Brian · CIK 0001514845 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,154

Underlying: Common Stock · 6,154 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Real Estate Finance, Inc.

F4 · derivative.exercise_date: On April 2, 2026, the reporting person was granted 6,154 restricted stock units. The restricted stock units vest on April 2, 2027. Settlement will generally occur within 30 days of vesting and may at the discretion of the Compensation Committee be settled in cash.

F4 · derivative.expiration_date: On April 2, 2026, the reporting person was granted 6,154 restricted stock units. The restricted stock units vest on April 2, 2027. Settlement will generally occur within 30 days of vesting and may at the discretion of the Compensation Committee be settled in cash.

Read SEC document
April 02, 2026 Filed Apr 6, 2026 23:44 UTC VINEBROOK HOMES TRUST, INC. NA · Entity 52505 GrantRestricted Stock Units · Derivative 2,187 $0.00 $0.00
Disclosure

SEC source: 0001437749-26-011485 · rdgdoc.xml · derivative · entry 6

Mitts Brian · CIK 0001514845 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,187

Underlying: Common Stock · 2,187 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of VineBrook Homes Trust, Inc. (the "Issuer").

F3 · derivative.exercise_date: On April 2, 2026, the reporting person was granted 2,187 restricted stock units, which will vest on April 2, 2027. Settlement will generally occur within 30 days of vesting and may at the discretion of the Compensation Committee be settled in cash.

F3 · derivative.expiration_date: On April 2, 2026, the reporting person was granted 2,187 restricted stock units, which will vest on April 2, 2027. Settlement will generally occur within 30 days of vesting and may at the discretion of the Compensation Committee be settled in cash.

Read SEC document
April 02, 2026 Filed Apr 6, 2026 23:56 UTC NexPoint Residential Trust, Inc. NXRT · Entity 4824 GrantRestricted Stock Units · Derivative 4,800 $0.00 $0.00
Disclosure

SEC source: 0001437749-26-011495 · rdgdoc.xml · derivative · entry 1

Mitts Brian · CIK 0001514845 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,800

Underlying: Common Stock · 4,800 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Residential Trust, Inc.

F2 · derivative.exercise_date: On April 2, 2026, the reporting person was granted 4,800 restricted stock units which will vest on April 2, 2027. Settlement will generally occur within 30 days of vesting and may at the discretion of the Compensation Committee be settled in cash.

F2 · derivative.expiration_date: On April 2, 2026, the reporting person was granted 4,800 restricted stock units which will vest on April 2, 2027. Settlement will generally occur within 30 days of vesting and may at the discretion of the Compensation Committee be settled in cash.

Read SEC document
March 28, 2026 Filed Apr 1, 2026 00:21 UTC NexPoint Residential Trust, Inc. NXRT · Entity 4824 Exercise / conversionRestricted Stock Units · Derivative 3,730 $0.00 $0.00
Disclosure

SEC source: 0001437749-26-010780 · rdgdoc.xml · derivative · entry 4

Mitts Brian · CIK 0001514845 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,460

Underlying: Common Stock · 3,730 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Residential Trust, Inc.

F3 · derivative.exercise_date: On March 28, 2023, the reporting person was granted 18,652 restricted stock units which vested one-fifth on March 28, 2024, one-fifth on March 28, 2025 and one-fifth on March 28, 2026, and which will vest one-fifth on March 28, 2027 and one-fifth on March 28, 2028. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash.

F3 · derivative.expiration_date: On March 28, 2023, the reporting person was granted 18,652 restricted stock units which vested one-fifth on March 28, 2024, one-fifth on March 28, 2025 and one-fifth on March 28, 2026, and which will vest one-fifth on March 28, 2027 and one-fifth on March 28, 2028. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash.

Read SEC document
March 28, 2026 Filed Apr 1, 2026 00:21 UTC NexPoint Residential Trust, Inc. NXRT · Entity 4824 Tax withholdingCommon Stock 1,107 $24.60 $27,232.20
Disclosure

SEC source: 0001437749-26-010780 · rdgdoc.xml · nonDerivative · entry 3

Mitts Brian · CIK 0001514845 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 58,574

Read SEC document
March 28, 2026 Filed Apr 1, 2026 00:21 UTC NexPoint Residential Trust, Inc. NXRT · Entity 4824 Disposition to issuerCommon Stock 559 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-26-010780 · rdgdoc.xml · nonDerivative · entry 2

Mitts Brian · CIK 0001514845 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 59,681

F2 · price: Represents the portion of the previously reported restricted stock unit grant that vested on March 28, 2026 and settled in cash.

Read SEC document
March 28, 2026 Filed Apr 1, 2026 00:21 UTC NexPoint Residential Trust, Inc. NXRT · Entity 4824 Exercise / conversionCommon Stock 3,730 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-26-010780 · rdgdoc.xml · nonDerivative · entry 1

Mitts Brian · CIK 0001514845 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 60,240

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Residential Trust, Inc.

Read SEC document
March 18, 2026 Filed Mar 24, 2026 23:02 UTC NEXPOINT DIVERSIFIED REAL ESTATE TRUST NXDT · Entity 6001 Exercise / conversionRestricted Share Units · Derivative 5,357 $0.00 $0.00
Disclosure

SEC source: 0001437749-26-009652 · rdgdoc.xml · derivative · entry 4

Mitts Brian · CIK 0001514845 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,714

Underlying: Common Shares · 5,357 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted share unit represents a contingent right to receive one common share of NexPoint Diversified Real Estate Trust (the "Company").

F4 · derivative.exercise_date: On March 18, 2024, the reporting person was granted 21,429 restricted share units. The restricted share units vested one-fourth on March 18, 2025 and one-fourth on March 18, 2026, and will vest one-fourth on March 18, 2027 and one-fourth on March 18, 2028. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash.

F4 · derivative.expiration_date: On March 18, 2024, the reporting person was granted 21,429 restricted share units. The restricted share units vested one-fourth on March 18, 2025 and one-fourth on March 18, 2026, and will vest one-fourth on March 18, 2027 and one-fourth on March 18, 2028. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash.

Read SEC document
March 18, 2026 Filed Mar 24, 2026 23:02 UTC NEXPOINT DIVERSIFIED REAL ESTATE TRUST NXDT · Entity 6001 Tax withholdingCommon Stock 1,200 $4.41 $5,292.00
Disclosure

SEC source: 0001437749-26-009652 · rdgdoc.xml · nonDerivative · entry 3

Mitts Brian · CIK 0001514845 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,689

Read SEC document
March 18, 2026 Filed Mar 24, 2026 23:02 UTC NEXPOINT DIVERSIFIED REAL ESTATE TRUST NXDT · Entity 6001 Disposition to issuerCommon Stock 804 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-26-009652 · rdgdoc.xml · nonDerivative · entry 2

Mitts Brian · CIK 0001514845 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,889

F3 · price: Represents the portion of the previously reported restricted share unit grant that vested on March 18, 2026 and settled in cash.

Read SEC document
March 18, 2026 Filed Mar 24, 2026 23:02 UTC NEXPOINT DIVERSIFIED REAL ESTATE TRUST NXDT · Entity 6001 Exercise / conversionCommon Stock 5,357 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-26-009652 · rdgdoc.xml · nonDerivative · entry 1

Mitts Brian · CIK 0001514845 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,693

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted share unit represents a contingent right to receive one common share of NexPoint Diversified Real Estate Trust (the "Company").

F2 · balance_after: Includes shares received pursuant to an elective stock dividend paid on the Company's common shares.

Read SEC document
March 13, 2026 Filed Mar 18, 2026 01:05 UTC NexPoint Residential Trust, Inc. NXRT · Entity 4824 Exercise / conversionRestricted Stock Units · Derivative 3,540 $0.00 $0.00
Disclosure

SEC source: 0001437749-26-008712 · rdgdoc.xml · derivative · entry 4

Mitts Brian · CIK 0001514845 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,619

Underlying: Common Stock · 3,540 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Residential Trust, Inc.

F3 · derivative.exercise_date: On March 13, 2024, the reporting person was granted 17,699 restricted stock units which vested one-fifth on March 13, 2025 and one-fifth on March 13, 2026, and which will vest one-fifth on March 13, 2027, one-fifth on March 13, 2028, and one-fifth on March 13, 2029. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash.

F3 · derivative.expiration_date: On March 13, 2024, the reporting person was granted 17,699 restricted stock units which vested one-fifth on March 13, 2025 and one-fifth on March 13, 2026, and which will vest one-fifth on March 13, 2027, one-fifth on March 13, 2028, and one-fifth on March 13, 2029. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash.

Read SEC document
March 13, 2026 Filed Mar 18, 2026 01:05 UTC NexPoint Residential Trust, Inc. NXRT · Entity 4824 Tax withholdingCommon Stock 745 $25.73 $19,168.85
Disclosure

SEC source: 0001437749-26-008712 · rdgdoc.xml · nonDerivative · entry 3

Mitts Brian · CIK 0001514845 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 56,510

Read SEC document
March 13, 2026 Filed Mar 18, 2026 01:05 UTC NexPoint Residential Trust, Inc. NXRT · Entity 4824 Disposition to issuerCommon Stock 531 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-26-008712 · rdgdoc.xml · nonDerivative · entry 2

Mitts Brian · CIK 0001514845 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 57,255

F2 · price: Represents the portion of the previously reported restricted stock unit grant that vested on March 13, 2026 and settled in cash.

Read SEC document
March 13, 2026 Filed Mar 18, 2026 01:05 UTC NexPoint Residential Trust, Inc. NXRT · Entity 4824 Exercise / conversionCommon Stock 3,540 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-26-008712 · rdgdoc.xml · nonDerivative · entry 1

Mitts Brian · CIK 0001514845 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 57,786

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Residential Trust, Inc.

Read SEC document
March 13, 2026 Filed Mar 17, 2026 20:47 UTC NexPoint Real Estate Finance, Inc. NREF · Entity 5647 Exercise / conversionRestricted Stock Units · Derivative 8,333 $0.00 $0.00
Disclosure

SEC source: 0001437749-26-008627 · rdgdoc.xml · derivative · entry 5

Mitts Brian · CIK 0001514845 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,667

Underlying: Common Stock · 0 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Real Estate Finance, Inc.

F3 · derivative.exercise_date: On March 13, 2024, the reporting person was granted 33,333 restricted stock units. The restricted stock units vested one-fourth on March 13, 2025 and one-fourth on March 13, 2026 and will vest one-fourth on March 13, 2027 and one-fourth on March 13, 2028. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash.

F3 · derivative.expiration_date: On March 13, 2024, the reporting person was granted 33,333 restricted stock units. The restricted stock units vested one-fourth on March 13, 2025 and one-fourth on March 13, 2026 and will vest one-fourth on March 13, 2027 and one-fourth on March 13, 2028. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.