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HGLB

HIGHLAND GLOBAL ALLOCATION FUND

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Tapewire entity
6410
SEC CIK
0001622148
Parsed reports
19

Last 12 months

Inside the activity.

0 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

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Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
June 28, 2024 Filed Jul 1, 2024 21:31 UTC
Powell EthanDirector
PurchaseCommon Stock 6,750 $7.47 $50,422.50
Disclosure

SEC source: 0001437749-24-021752 · rdgdoc.xml · nonDerivative · entry 1

Powell Ethan · CIK 0001514844 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,750

Read SEC document
December 05, 2022 Filed Dec 6, 2022 22:22 UTC SaleCommon Stock 1,391 $9.77 $13,590.07
Disclosure

SEC source: 0001437749-22-028586 · rdgdoc.xml · nonDerivative · entry 1

Froehlich Robert J · CIK 0001606636 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 2,024

F1 · ownership.nature: These shares are held by Mr. Froehlich through Mr. Froehlich's personal trust.

Read SEC document
October 12, 2021 Filed Oct 13, 2021 23:50 UTC PurchaseCommon Stock 999 $9.42 $9,410.58
Disclosure

SEC source: 0001437749-21-023620 · rdgdoc.xml · nonDerivative · entry 1

Froehlich Robert J · CIK 0001606636 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 7,215

F1 · ownership.nature: These shares are held by Mr. Froehlich through Mr. Froehlich's SEP IRA Account.

Read SEC document
July 08, 2021 Filed Jul 12, 2021 20:15 UTC PurchaseCommon Stock 758 $9.15 $6,935.70
Disclosure

SEC source: 0000899243-21-028100 · doc4.xml · nonDerivative · entry 2

Froehlich Robert J · CIK 0001606636 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 3,415

F2 · ownership.nature: These shares are held by Mr. Froehlich though Mr. Froehlich's personal trust.

Read SEC document
July 08, 2021 Filed Jul 12, 2021 20:15 UTC PurchaseCommon Stock 3,600 $9.15 $32,940.00
Disclosure

SEC source: 0000899243-21-028100 · doc4.xml · nonDerivative · entry 1

Froehlich Robert J · CIK 0001606636 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 6,216

F1 · ownership.nature: These shares are held by Mr. Froehlich through Mr. Froehlich's SEP IRA Account.

Read SEC document
October 13, 2020 Filed Oct 16, 2020 20:01 UTC PurchaseCommon Stock 1,000 $6.05 $6,050.00
Disclosure

SEC source: 0000899243-20-028503 · doc4.xml · nonDerivative · entry 2

Froehlich Robert J · CIK 0001606636 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 2,616

F1 · ownership.nature: These shares are held by Mr. Froehlich through Mr. Froehlich's SEP IRA account. Total shares also reflect reinvested dividends.

Read SEC document
February 25, 2020 Filed Oct 16, 2020 20:01 UTC PurchaseCommon Stock 182 $9.03 $1,643.82
Disclosure

SEC source: 0000899243-20-028503 · doc4.xml · nonDerivative · entry 1

Froehlich Robert J · CIK 0001606636 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 1,616

F1 · ownership.nature: These shares are held by Mr. Froehlich through Mr. Froehlich's SEP IRA account. Total shares also reflect reinvested dividends.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.