organization · Reporting owner

UBS Group AG

Disclosed activity across 38 companies

Tapewire entity: 2859
SEC CIK: 0001610520

Reported relationships

Latest disclosed role at each company.

Company	Last reported as	Report date	Published
ALLIANCE CALIFORNIA MUNICIPAL INCOME FUNDAKP · Entity 11973	10% owner	May 21, 2019	May 23, 2019
BLACKROCK MUNICIPAL 2020 TERM TRUSTBKK · Entity 12221	10% owner	December 04, 2017	December 05, 2017
FRANKLIN LTD DURATION INCOME TRUSTFTF · Entity 8892	10% owner	August 31, 2018	September 05, 2018
WESTERN ASSET INTERMEDIATE MUNI FUND INC.SBI · Entity 6725	10% owner	March 01, 2023	March 03, 2023

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

ALLIANCE CALIFORNIA MUNICIPAL INCOME FUND

Report date May 21, 2019 · Filed May 23, 2019

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Auction Preferred StockSEC Table I · non-derivative	IndirectBy subsidiary	0	Reported balance After 2019-05-21 transaction · row 1 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 1 · 2019-05-21 · Other · Disposed 351 · Balance 0 F4: (Cusip Nos 018547208, 018547307) F3: At Par F2: This filing reports holdings of the Series of Auction Preferred Stock identified in Item 1 of this Table I on an aggregated basis. F1: This Statement is filed jointly by UBS Group AG for the benefit and on behalf of UBS Securities LLC and UBS Financial Services Inc., two wholly owned subsidiaries of UBS Group AG to which UBS Group AG has delegated portions of its performance obligations with respect to the Auction Rate Securities Rights issued by UBS Group AG to certain clients and pursuant to which the securities reported herein have been purchased from such clients.

Filing footnotes · ownership attribution and instrument terms

F1: This Statement is filed jointly by UBS Group AG for the benefit and on behalf of UBS Securities LLC and UBS Financial Services Inc., two wholly owned subsidiaries of UBS Group AG to which UBS Group AG has delegated portions of its performance obligations with respect to the Auction Rate Securities Rights issued by UBS Group AG to certain clients and pursuant to which the securities reported herein have been purchased from such clients.

F2: This filing reports holdings of the Series of Auction Preferred Stock identified in Item 1 of this Table I on an aggregated basis.

F3: At Par

F4: (Cusip Nos 018547208, 018547307)

BLACKROCK MUNICIPAL 2020 TERM TRUST

Report date December 04, 2017 · Filed December 05, 2017

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Auction Preferred StockSEC Table I · non-derivative	IndirectBy subsidiary -	0	Reported balance After 2017-12-04 transaction · row 1 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 1 · 2017-12-04 · Other · Disposed 24 · Balance 0 F4: (Cusip Nos 09249X208, 09249X307, 09249X406) F3: At Par F2: This filing reports holdings of the Series of Auction Preferred Stock identified in Item 1 of this Table I on an aggregated basis. F1: This Statement is filed jointly by UBS Group AG for the benefit and on behalf of UBS Securities LLC and UBS Financial Services Inc., two wholly owned subsidiaries of UBS Group AG to which UBS Group AG has delegated portions of its performance obligations with respect to the Auction Rate Securities Rights issued by UBS Group AG to certain clients and pursuant to which the securities reported herein have been purchased from such clients.

Filing footnotes · ownership attribution and instrument terms

F2: This filing reports holdings of the Series of Auction Preferred Stock identified in Item 1 of this Table I on an aggregated basis.

F3: At Par

F4: (Cusip Nos 09249X208, 09249X307, 09249X406)

FRANKLIN LTD DURATION INCOME TRUST

Report date August 31, 2018 · Filed September 05, 2018

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Auction Preferred StockSEC Table I · non-derivative	IndirectBy subsidiary -	0	Reported balance After 2018-08-31 transaction · row 1 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 1 · 2018-08-31 · Other · Disposed 593 · Balance 0 F4: (Cusip Nos 35472T200, 35472T309, 35472T408) F3: At Par F2: This filing reports holdings of the Series of Auction Preferred Stock identified in Item 1 of this Table I on an aggregated basis. F1: This Statement is filed jointly by UBS Group AG for the benefit and on behalf of UBS Securities LLC and UBS Financial Services Inc., two wholly owned subsidiaries of UBS Group AG to which UBS Group AG has delegated portions of its performance obligations with respect to the Auction Rate Securities Rights issued by UBS Group AG to certain clients and pursuant to which the securities reported herein have been purchased from such clients.

Filing footnotes · ownership attribution and instrument terms

F2: This filing reports holdings of the Series of Auction Preferred Stock identified in Item 1 of this Table I on an aggregated basis.

F3: At Par

F4: (Cusip Nos 35472T200, 35472T309, 35472T408)

WESTERN ASSET INTERMEDIATE MUNI FUND INC.

Report date March 01, 2023 · Filed March 03, 2023

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Auction Preferred StockSEC Table I · non-derivative	IndirectBy subsidiary	0	Reported balance After 2023-03-01 transaction · row 1 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 1 · 2023-03-01 · Other · Disposed 20 · Balance 0 F4: CUSIP Nos. 958435208 F3: 95% of par F2: This filing reports holdings of the Series of Auction Preferred Stock identified in Item 1 of this Table I on an aggregated basis. F1: This Statement is filed jointly by UBS Group AG for the benefit and on behalf of UBS Securities LLC and UBS Financial Services Inc., two wholly owned subsidiaries of UBS Group AG to which UBS Group AG has delegated portions of its performance obligations with respect to the Auction Rate Securities Rights issued by UBS Group AG to certain clients and pursuant to which the securities reported herein have been purchased from such clients.

Filing footnotes · ownership attribution and instrument terms

F2: This filing reports holdings of the Series of Auction Preferred Stock identified in Item 1 of this Table I on an aggregated basis.

F3: 95% of par

F4: CUSIP Nos. 958435208

Past disclosures · reporting ended (34)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

ALLIANCEBERNSTEIN NATIONAL MUNICIPAL INCOME FUND

Report date December 19, 2018 · Filed December 21, 2018

Section 16 reporting ended · disclosed 2018-12-21. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Auction Preferred StockSEC Table I · non-derivative	IndirectBy subsidiary -	0	Reported balance After 2018-12-19 transaction · row 1 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 1 · 2018-12-19 · Other · Disposed 1,049 · Balance 0 F4: (Cusip Nos 01864V203, 01864V302, 01864V401, 01864V500) F3: 98.75% of par F2: This filing reports holdings of the Series of Auction Preferred Stock identified in Item 1 of this Table I on an aggregated basis. F1: This Statement is filed jointly by UBS Group AG for the benefit and on behalf of UBS Securities LLC and UBS Financial Services Inc., two wholly owned subsidiaries of UBS Group AG to which UBS Group AG has delegated portions of its performance obligations with respect to the Auction Rate Securities Rights issued by UBS Group AG to certain clients and pursuant to which the securities reported herein have been purchased from such clients.

Filing footnotes · ownership attribution and instrument terms

F2: This filing reports holdings of the Series of Auction Preferred Stock identified in Item 1 of this Table I on an aggregated basis.

F3: 98.75% of par

F4: (Cusip Nos 01864V203, 01864V302, 01864V401, 01864V500)

BNY MELLON MUNICIPAL INCOME, INC.

Report date July 12, 2023 · Filed July 17, 2023

Section 16 reporting ended · disclosed 2023-07-17. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Auction Preferred StockSEC Table I · non-derivative	IndirectBy subsidiary	0	Reported balance After 2023-07-12 transaction · row 1 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 1 · 2023-07-12 · Other · Disposed 825 · Balance 0 F1: CUSIP Nos. 05589T203 , 05589T302 (Old Cusips: 26201R201, 26201R300) F4: At Par. F2: This filing reports holdings of the Series of Auction Preferred Stock identified in Item 1 of this Table I on an aggregated basis. F3: This Statement is filed jointly by UBS Group AG for the benefit and on behalf of UBS Securities LLC and UBS Financial Services Inc., two wholly owned subsidiaries of UBS Group AG to which UBS Group AG has delegated portions of its performance obligations with respect to the Auction Rate Securities Rights issued by UBS Group AG to certain clients and pursuant to which the securities reported herein have been purchased from such clients.

Filing footnotes · ownership attribution and instrument terms

F1: CUSIP Nos. 05589T203 , 05589T302 (Old Cusips: 26201R201, 26201R300)

F2: This filing reports holdings of the Series of Auction Preferred Stock identified in Item 1 of this Table I on an aggregated basis.

F3: This Statement is filed jointly by UBS Group AG for the benefit and on behalf of UBS Securities LLC and UBS Financial Services Inc., two wholly owned subsidiaries of UBS Group AG to which UBS Group AG has delegated portions of its performance obligations with respect to the Auction Rate Securities Rights issued by UBS Group AG to certain clients and pursuant to which the securities reported herein have been purchased from such clients.

F4: At Par.

BNY MELLON STRATEGIC MUNICIPAL BOND FUND, INC.

Report date July 12, 2023 · Filed July 17, 2023

Section 16 reporting ended · disclosed 2023-07-17. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Auction Preferred StockSEC Table I · non-derivative	IndirectBy subsidiary	0	Reported balance After 2023-07-12 transaction · row 1 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 1 · 2023-07-12 · Other · Disposed 1,487 · Balance 0 F1: CUSIP Nos. 09662E208, 09662E307, 09662E406 (Old Instrument Ids- 26202F206, 26202F305, 26202F404) F2: At Par. F3: This filing reports holdings of the Series of Auction Preferred Stock identified in Item 1 of this Table I on an aggregated basis. F4: This Statement is filed jointly by UBS Group AG for the benefit and on behalf of UBS Securities LLC and UBS Financial Services Inc., two wholly owned subsidiaries of UBS Group AG to which UBS Group AG has delegated portions of its performance obligations with respect to the Auction Rate Securities Rights issued by UBS Group AG to certain clients and pursuant to which the securities reported herein have been purchased from such clients.

Filing footnotes · ownership attribution and instrument terms

F1: CUSIP Nos. 09662E208, 09662E307, 09662E406 (Old Instrument Ids- 26202F206, 26202F305, 26202F404)

F2: At Par.

F3: This filing reports holdings of the Series of Auction Preferred Stock identified in Item 1 of this Table I on an aggregated basis.

F4: This Statement is filed jointly by UBS Group AG for the benefit and on behalf of UBS Securities LLC and UBS Financial Services Inc., two wholly owned subsidiaries of UBS Group AG to which UBS Group AG has delegated portions of its performance obligations with respect to the Auction Rate Securities Rights issued by UBS Group AG to certain clients and pursuant to which the securities reported herein have been purchased from such clients.

BNY MELLON STRATEGIC MUNICIPALS, INC.

Report date July 12, 2023 · Filed July 17, 2023

Section 16 reporting ended · disclosed 2023-07-17. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Auction Preferred StockSEC Table I · non-derivative	IndirectBy subsidiary	0	Reported balance After 2023-07-12 transaction · row 1 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 1 · 2023-07-12 · Other · Disposed 2,324 · Balance 0 F1: CSUIP Nos. 05588W207, 05588W306, 05588W405, 05588W504, 05588W603 (Old Instrument IDs - 261932206, 261932305, 261932404, 261932503, 261932602) F2: At par F3: This filing reports holdings of the Series of Auction Preferred Stock identified in Item 1 of this Table I on an aggregated basis. F4: This Statement is filed jointly by UBS Group AG for the benefit and on behalf of UBS Securities LLC and UBS Financial Services Inc., two wholly owned subsidiaries of UBS Group AG to which UBS Group AG has delegated portions of its performance obligations with respect to the Auction Rate Securities Rights issued by UBS Group AG to certain clients and pursuant to which the securities reported herein have been purchased from such clients.

Filing footnotes · ownership attribution and instrument terms

F1: CSUIP Nos. 05588W207, 05588W306, 05588W405, 05588W504, 05588W603 (Old Instrument IDs - 261932206, 261932305, 261932404, 261932503, 261932602)

F2: At par

F3: This filing reports holdings of the Series of Auction Preferred Stock identified in Item 1 of this Table I on an aggregated basis.

ENDRA Life Sciences Inc.

Report date August 27, 2024 · Filed September 05, 2024 · Amendment

Section 16 reporting ended · disclosed 2024-09-05. Current position is not established by this disclosure.

Amendment: balances below belong to this corrected disclosure, not necessarily a complete replacement of earlier positions.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	IndirectBy Subsidiary	146,012	Reported balance After 2024-08-27 transaction · row 1 Amendment: may correct only part of an earlier disclosure. 1 source row Row 1 · 2024-08-27 · Purchase · Acquired 0 · Balance 146,012 F1: This Statement is filed jointly by UBS Group AG for the benefit and on behalf of UBS Securities LLC and UBS Financial Services Inc., a wholly owned subsidiary of UBS Group. F2: This Form 4 Amendment is being filed to correct and replace the original Form 4 filed on August 29, 2024. Subsequent to the date of first filing, the Reporting Person confirmed directly with the Issuer that, due to certain warrant exercises effected on August 27, 2024, the total outstanding common shares issued by ENDRA Life Sciences as of August 27, 2024 was 16,932,593 shares. When taking the revised share count into consideration, the Reporting Person determined it never beneficially owned more than 10% of ENDRA shares. Therefore the Form 4 previously filed by the Reporting Person was erroneous and unnecessary

Filing footnotes · ownership attribution and instrument terms

F1: This Statement is filed jointly by UBS Group AG for the benefit and on behalf of UBS Securities LLC and UBS Financial Services Inc., a wholly owned subsidiary of UBS Group.

F2: This Form 4 Amendment is being filed to correct and replace the original Form 4 filed on August 29, 2024. Subsequent to the date of first filing, the Reporting Person confirmed directly with the Issuer that, due to certain warrant exercises effected on August 27, 2024, the total outstanding common shares issued by ENDRA Life Sciences as of August 27, 2024 was 16,932,593 shares. When taking the revised share count into consideration, the Reporting Person determined it never beneficially owned more than 10% of ENDRA shares. Therefore the Form 4 previously filed by the Reporting Person was erroneous and unnecessary

Eaton Vance Ltd Duration Income Fund

Report date May 29, 2026 · Filed May 29, 2026

Section 16 reporting ended · disclosed 2026-05-29. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Auction Preferred StockSEC Table I · non-derivative	IndirectBy subsidiary	0	Reported balance After 2026-05-29 transaction · row 1 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 1 · 2026-05-29 · Other · Disposed 5,148 · Balance 0 F1: 1. CUSIP Nos. 27828H204, 27828H303, 27828H402, 27828H501, 27828H600 F2: 98% of par F3: This filing reports holdings of the Series of Auction Preferred Stock identified in Item 1 of this Table I on an aggregated basis. F4: This Statement is filed jointly by UBS Group AG for the benefit and on behalf of UBS Securities LLC and UBS Financial Services Inc., two wholly owned subsidiaries of UBS Group AG to which UBS Group AG has delegated portions of its performance obligations with respect to the Auction Rate Securities Rights issued by UBS Group AG to certain clients and pursuant to which the securities reported herein have been purchased from such clients.

Filing footnotes · ownership attribution and instrument terms

F1: 1. CUSIP Nos. 27828H204, 27828H303, 27828H402, 27828H501, 27828H600

F2: 98% of par

F3: This filing reports holdings of the Series of Auction Preferred Stock identified in Item 1 of this Table I on an aggregated basis.

Eaton Vance Senior Floating-Rate Trust

Report date May 29, 2026 · Filed May 29, 2026

Section 16 reporting ended · disclosed 2026-05-29. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Auction Preferred StockSEC Table I · non-derivative	IndirectBy subsidiary	0	Reported balance After 2026-05-29 transaction · row 1 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 1 · 2026-05-29 · Other · Disposed 1,973 · Balance 0 F1: CUSIP Nos. 27828Q204, 27828Q303, 27828Q402, 27828Q501 F2: 98% of par F3: This filing reports holdings of the Series of Auction Preferred Stock identified in Item 1 of this Table I on an aggregated basis. F4: This Statement is filed jointly by UBS Group AG for the benefit and on behalf of UBS Securities LLC and UBS Financial Services Inc., two wholly owned subsidiaries of UBS Group AG to which UBS Group AG has delegated portions of its performance obligations with respect to the Auction Rate Securities Rights issued by UBS Group AG to certain clients and pursuant to which the securities reported herein have been purchased from such clients.

Filing footnotes · ownership attribution and instrument terms

F1: CUSIP Nos. 27828Q204, 27828Q303, 27828Q402, 27828Q501

F2: 98% of par

F3: This filing reports holdings of the Series of Auction Preferred Stock identified in Item 1 of this Table I on an aggregated basis.

Eaton Vance Senior Income Trust

Report date May 29, 2026 · Filed May 29, 2026

Section 16 reporting ended · disclosed 2026-05-29. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Auction Preferred StockSEC Table I · non-derivative	IndirectBy subsidiary	0	Reported balance After 2026-05-29 transaction · row 1 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 1 · 2026-05-29 · Other · Disposed 1,022 · Balance 0 F1: CUSIP Nos. 27826S202, 27826S301 F2: 98% of par F3: This filing reports holdings of the Series of Auction Preferred Stock identified in Item 1 of this Table I on an aggregated basis. F4: This Statement is filed jointly by UBS Group AG for the benefit and on behalf of UBS Securities LLC and UBS Financial Services Inc., two wholly owned subsidiaries of UBS Group AG to which UBS Group AG has delegated portions of its performance obligations with respect to the Auction Rate Securities Rights issued by UBS Group AG to certain clients and pursuant to which the securities reported herein have been purchased from such clients.

Filing footnotes · ownership attribution and instrument terms

F1: CUSIP Nos. 27826S202, 27826S301

F2: 98% of par

F3: This filing reports holdings of the Series of Auction Preferred Stock identified in Item 1 of this Table I on an aggregated basis.

Edible Garden AG Inc

Report date April 24, 2024 · Filed May 03, 2024

Section 16 reporting ended · disclosed 2024-05-03. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	IndirectBy Subsidiary	34,181	Reported balance After 2024-04-24 transaction · row 1 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 1 · 2024-04-24 · Sale · Disposed 1 · Balance 34,181 F1: This Statement is filed jointly by UBS Group AG for the benefit and on behalf of UBS Securities LLC and UBS Financial Services Inc., a wholly owned subsidiary of UBS Group.
Common StockSEC Table I · non-derivative	IndirectBy Subsidiary	34,076	Reported balance After 2024-04-24 transaction · row 2 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 2 · 2024-04-24 · Sale · Disposed 105 · Balance 34,076 F1: This Statement is filed jointly by UBS Group AG for the benefit and on behalf of UBS Securities LLC and UBS Financial Services Inc., a wholly owned subsidiary of UBS Group.
Common StockSEC Table I · non-derivative	IndirectBy Subsidiary	34,376	Reported balance After 2024-04-25 transaction · row 3 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 3 · 2024-04-25 · Purchase · Acquired 300 · Balance 34,376 F1: This Statement is filed jointly by UBS Group AG for the benefit and on behalf of UBS Securities LLC and UBS Financial Services Inc., a wholly owned subsidiary of UBS Group.
Common StockSEC Table I · non-derivative	IndirectBy Subsidiary	35,077	Reported balance After 2024-04-25 transaction · row 5 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 5 · 2024-04-25 · Purchase · Acquired 1 · Balance 35,077 F1: This Statement is filed jointly by UBS Group AG for the benefit and on behalf of UBS Securities LLC and UBS Financial Services Inc., a wholly owned subsidiary of UBS Group.
Common StockSEC Table I · non-derivative	IndirectBy Subsidiary	32,077	Reported balance After 2024-04-25 transaction · row 6 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 6 · 2024-04-25 · Sale · Disposed 3,000 · Balance 32,077 F1: This Statement is filed jointly by UBS Group AG for the benefit and on behalf of UBS Securities LLC and UBS Financial Services Inc., a wholly owned subsidiary of UBS Group.
Common StockSEC Table I · non-derivative	IndirectBy Subsidiary	32,078	Reported balance After 2024-04-25 transaction · row 7 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 7 · 2024-04-25 · Purchase · Acquired 1 · Balance 32,078 F1: This Statement is filed jointly by UBS Group AG for the benefit and on behalf of UBS Securities LLC and UBS Financial Services Inc., a wholly owned subsidiary of UBS Group.
Common StockSEC Table I · non-derivative	IndirectBy Subsidiary	32,080	Reported balance After 2024-04-25 transaction · row 8 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 8 · 2024-04-25 · Purchase · Acquired 2 · Balance 32,080 F1: This Statement is filed jointly by UBS Group AG for the benefit and on behalf of UBS Securities LLC and UBS Financial Services Inc., a wholly owned subsidiary of UBS Group.
Common StockSEC Table I · non-derivative	IndirectBy Subsidiary	32,079	Reported balance After 2024-04-25 transaction · row 9 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 9 · 2024-04-25 · Sale · Disposed 1 · Balance 32,079 F1: This Statement is filed jointly by UBS Group AG for the benefit and on behalf of UBS Securities LLC and UBS Financial Services Inc., a wholly owned subsidiary of UBS Group.
Common StockSEC Table I · non-derivative	IndirectBy Subsidiary	32,080	Reported balance After 2024-04-25 transaction · row 10 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 10 · 2024-04-25 · Purchase · Acquired 1 · Balance 32,080 F1: This Statement is filed jointly by UBS Group AG for the benefit and on behalf of UBS Securities LLC and UBS Financial Services Inc., a wholly owned subsidiary of UBS Group.
Common StockSEC Table I · non-derivative	IndirectBy Subsidiary	32,066	Reported balance After 2024-04-25 transaction · row 11 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 11 · 2024-04-25 · Sale · Disposed 14 · Balance 32,066 F1: This Statement is filed jointly by UBS Group AG for the benefit and on behalf of UBS Securities LLC and UBS Financial Services Inc., a wholly owned subsidiary of UBS Group.
Common StockSEC Table I · non-derivative	IndirectBy Subsidiary	31,966	Reported balance After 2024-04-25 transaction · row 12 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 12 · 2024-04-25 · Sale · Disposed 100 · Balance 31,966 F1: This Statement is filed jointly by UBS Group AG for the benefit and on behalf of UBS Securities LLC and UBS Financial Services Inc., a wholly owned subsidiary of UBS Group.
Common StockSEC Table I · non-derivative	IndirectBy Subsidiary	31,866	Reported balance After 2024-04-25 transaction · row 13 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 13 · 2024-04-25 · Sale · Disposed 100 · Balance 31,866 F1: This Statement is filed jointly by UBS Group AG for the benefit and on behalf of UBS Securities LLC and UBS Financial Services Inc., a wholly owned subsidiary of UBS Group.
Common StockSEC Table I · non-derivative	IndirectBy Subsidiary	31,833	Reported balance After 2024-04-25 transaction · row 14 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 14 · 2024-04-25 · Sale · Disposed 33 · Balance 31,833 F1: This Statement is filed jointly by UBS Group AG for the benefit and on behalf of UBS Securities LLC and UBS Financial Services Inc., a wholly owned subsidiary of UBS Group.
Common StockSEC Table I · non-derivative	IndirectBy Subsidiary	31,647	Reported balance After 2024-04-25 transaction · row 15 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 15 · 2024-04-25 · Sale · Disposed 186 · Balance 31,647 F1: This Statement is filed jointly by UBS Group AG for the benefit and on behalf of UBS Securities LLC and UBS Financial Services Inc., a wholly owned subsidiary of UBS Group.
Common StockSEC Table I · non-derivative	IndirectBy Subsidiary	31,457	Reported balance After 2024-04-25 transaction · row 16 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 16 · 2024-04-25 · Sale · Disposed 190 · Balance 31,457 F1: This Statement is filed jointly by UBS Group AG for the benefit and on behalf of UBS Securities LLC and UBS Financial Services Inc., a wholly owned subsidiary of UBS Group.
Common StockSEC Table I · non-derivative	IndirectBy Subsidiary	31,360	Reported balance After 2024-04-25 transaction · row 17 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 17 · 2024-04-25 · Sale · Disposed 97 · Balance 31,360 F1: This Statement is filed jointly by UBS Group AG for the benefit and on behalf of UBS Securities LLC and UBS Financial Services Inc., a wholly owned subsidiary of UBS Group.
Common StockSEC Table I · non-derivative	IndirectBy Subsidiary	5,025	Reported balance After 2024-04-25 transaction · row 18 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 18 · 2024-04-25 · Sale · Disposed 26,335 · Balance 5,025 F2: Per Section 16 short-swing profit rules, Total Profit resulting from all trades while UBS Group AG was a 10% insider to be disgorged to issuer: $180.3735. F1: This Statement is filed jointly by UBS Group AG for the benefit and on behalf of UBS Securities LLC and UBS Financial Services Inc., a wholly owned subsidiary of UBS Group.
Common StockSEC Table I · non-derivative	IndirectBy subsidiary	35,076	Reported balance After 2024-04-25 transaction · row 4 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 4 · 2024-04-25 · Purchase · Acquired 700 · Balance 35,076 F1: This Statement is filed jointly by UBS Group AG for the benefit and on behalf of UBS Securities LLC and UBS Financial Services Inc., a wholly owned subsidiary of UBS Group.

Filing footnotes · ownership attribution and instrument terms

F1: This Statement is filed jointly by UBS Group AG for the benefit and on behalf of UBS Securities LLC and UBS Financial Services Inc., a wholly owned subsidiary of UBS Group.

F2: Per Section 16 short-swing profit rules, Total Profit resulting from all trades while UBS Group AG was a 10% insider to be disgorged to issuer: $180.3735.

Empery Digital Inc.

Report date July 05, 2024 · Filed July 10, 2024

Section 16 reporting ended · disclosed 2024-07-10. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	IndirectBy Subsidiary	26,131	Reported balance After 2024-07-05 transaction · row 1 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 1 · 2024-07-05 · Purchase · Acquired 1 · Balance 26,131 F1: This Statement is filed jointly by UBS Group AG for the benefit and on behalf of UBS Securities LLC and UBS Financial Services Inc., a wholly owned subsidiary of UBS Group.
Common StockSEC Table I · non-derivative	IndirectBy Subsidiary	26,132	Reported balance After 2024-07-05 transaction · row 2 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 2 · 2024-07-05 · Purchase · Acquired 1 · Balance 26,132 F1: This Statement is filed jointly by UBS Group AG for the benefit and on behalf of UBS Securities LLC and UBS Financial Services Inc., a wholly owned subsidiary of UBS Group.
Common StockSEC Table I · non-derivative	IndirectBy Subsidiary	26,133	Reported balance After 2024-07-05 transaction · row 3 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 3 · 2024-07-05 · Purchase · Acquired 1 · Balance 26,133 F1: This Statement is filed jointly by UBS Group AG for the benefit and on behalf of UBS Securities LLC and UBS Financial Services Inc., a wholly owned subsidiary of UBS Group.
Common StockSEC Table I · non-derivative	IndirectBy Subsidiary	26,033	Reported balance After 2024-07-05 transaction · row 4 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 4 · 2024-07-05 · Sale · Disposed 100 · Balance 26,033 F1: This Statement is filed jointly by UBS Group AG for the benefit and on behalf of UBS Securities LLC and UBS Financial Services Inc., a wholly owned subsidiary of UBS Group.
Common StockSEC Table I · non-derivative	IndirectBy Subsidiary	25,833	Reported balance After 2024-07-05 transaction · row 5 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 5 · 2024-07-05 · Sale · Disposed 200 · Balance 25,833 F1: This Statement is filed jointly by UBS Group AG for the benefit and on behalf of UBS Securities LLC and UBS Financial Services Inc., a wholly owned subsidiary of UBS Group.
Common StockSEC Table I · non-derivative	IndirectBy Subsidiary	25,819	Reported balance After 2024-07-05 transaction · row 6 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 6 · 2024-07-05 · Sale · Disposed 14 · Balance 25,819 F1: This Statement is filed jointly by UBS Group AG for the benefit and on behalf of UBS Securities LLC and UBS Financial Services Inc., a wholly owned subsidiary of UBS Group.
Common StockSEC Table I · non-derivative	IndirectBy Subsidiary	25,770	Reported balance After 2024-07-05 transaction · row 7 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 7 · 2024-07-05 · Sale · Disposed 49 · Balance 25,770 F1: This Statement is filed jointly by UBS Group AG for the benefit and on behalf of UBS Securities LLC and UBS Financial Services Inc., a wholly owned subsidiary of UBS Group.
Common StockSEC Table I · non-derivative	IndirectBy Subsidiary	25,757	Reported balance After 2024-07-05 transaction · row 8 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 8 · 2024-07-05 · Sale · Disposed 13 · Balance 25,757 F1: This Statement is filed jointly by UBS Group AG for the benefit and on behalf of UBS Securities LLC and UBS Financial Services Inc., a wholly owned subsidiary of UBS Group.
Common StockSEC Table I · non-derivative	IndirectBy Subsidiary	25,657	Reported balance After 2024-07-05 transaction · row 9 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 9 · 2024-07-05 · Sale · Disposed 100 · Balance 25,657 F1: This Statement is filed jointly by UBS Group AG for the benefit and on behalf of UBS Securities LLC and UBS Financial Services Inc., a wholly owned subsidiary of UBS Group.
Common StockSEC Table I · non-derivative	IndirectBy Subsidiary	25,557	Reported balance After 2024-07-05 transaction · row 10 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 10 · 2024-07-05 · Sale · Disposed 100 · Balance 25,557 F1: This Statement is filed jointly by UBS Group AG for the benefit and on behalf of UBS Securities LLC and UBS Financial Services Inc., a wholly owned subsidiary of UBS Group.
Common StockSEC Table I · non-derivative	IndirectBy Subsidiary	25,357	Reported balance After 2024-07-05 transaction · row 11 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 11 · 2024-07-05 · Sale · Disposed 200 · Balance 25,357 F1: This Statement is filed jointly by UBS Group AG for the benefit and on behalf of UBS Securities LLC and UBS Financial Services Inc., a wholly owned subsidiary of UBS Group.
Common StockSEC Table I · non-derivative	IndirectBy Subsidiary	25,274	Reported balance After 2024-07-05 transaction · row 12 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 12 · 2024-07-05 · Sale · Disposed 83 · Balance 25,274 F1: This Statement is filed jointly by UBS Group AG for the benefit and on behalf of UBS Securities LLC and UBS Financial Services Inc., a wholly owned subsidiary of UBS Group.
Common StockSEC Table I · non-derivative	IndirectBy Subsidiary	25,374	Reported balance After 2024-07-08 transaction · row 13 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 13 · 2024-07-08 · Purchase · Acquired 100 · Balance 25,374 F1: This Statement is filed jointly by UBS Group AG for the benefit and on behalf of UBS Securities LLC and UBS Financial Services Inc., a wholly owned subsidiary of UBS Group.
Common StockSEC Table I · non-derivative	IndirectBy Subsidiary	25,379	Reported balance After 2024-07-08 transaction · row 14 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 14 · 2024-07-08 · Purchase · Acquired 5 · Balance 25,379 F1: This Statement is filed jointly by UBS Group AG for the benefit and on behalf of UBS Securities LLC and UBS Financial Services Inc., a wholly owned subsidiary of UBS Group.
Common StockSEC Table I · non-derivative	IndirectBy Subsidiary	25,354	Reported balance After 2024-07-08 transaction · row 15 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 15 · 2024-07-08 · Sale · Disposed 25 · Balance 25,354 F1: This Statement is filed jointly by UBS Group AG for the benefit and on behalf of UBS Securities LLC and UBS Financial Services Inc., a wholly owned subsidiary of UBS Group.
Common StockSEC Table I · non-derivative	IndirectBy Subsidiary	25,353	Reported balance After 2024-07-08 transaction · row 16 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 16 · 2024-07-08 · Sale · Disposed 1 · Balance 25,353 F1: This Statement is filed jointly by UBS Group AG for the benefit and on behalf of UBS Securities LLC and UBS Financial Services Inc., a wholly owned subsidiary of UBS Group.
Common StockSEC Table I · non-derivative	IndirectBy Subsidiary	25,350	Reported balance After 2024-07-08 transaction · row 17 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 17 · 2024-07-08 · Sale · Disposed 3 · Balance 25,350 F1: This Statement is filed jointly by UBS Group AG for the benefit and on behalf of UBS Securities LLC and UBS Financial Services Inc., a wholly owned subsidiary of UBS Group.
Common StockSEC Table I · non-derivative	IndirectBy Subsidiary	25,347	Reported balance After 2024-07-08 transaction · row 18 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 18 · 2024-07-08 · Sale · Disposed 3 · Balance 25,347 F1: This Statement is filed jointly by UBS Group AG for the benefit and on behalf of UBS Securities LLC and UBS Financial Services Inc., a wholly owned subsidiary of UBS Group.
Common StockSEC Table I · non-derivative	IndirectBy Subsidiary	25,344	Reported balance After 2024-07-08 transaction · row 19 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 19 · 2024-07-08 · Sale · Disposed 3 · Balance 25,344 F1: This Statement is filed jointly by UBS Group AG for the benefit and on behalf of UBS Securities LLC and UBS Financial Services Inc., a wholly owned subsidiary of UBS Group.
Common StockSEC Table I · non-derivative	IndirectBy Subsidiary	25,144	Reported balance After 2024-07-08 transaction · row 20 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 20 · 2024-07-08 · Sale · Disposed 200 · Balance 25,144 F1: This Statement is filed jointly by UBS Group AG for the benefit and on behalf of UBS Securities LLC and UBS Financial Services Inc., a wholly owned subsidiary of UBS Group.
Common StockSEC Table I · non-derivative	IndirectBy Subsidiary	25,128	Reported balance After 2024-07-08 transaction · row 21 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 21 · 2024-07-08 · Sale · Disposed 16 · Balance 25,128 F1: This Statement is filed jointly by UBS Group AG for the benefit and on behalf of UBS Securities LLC and UBS Financial Services Inc., a wholly owned subsidiary of UBS Group.
Common StockSEC Table I · non-derivative	IndirectBy Subsidiary	25,078	Reported balance After 2024-07-08 transaction · row 22 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 22 · 2024-07-08 · Sale · Disposed 50 · Balance 25,078 F1: This Statement is filed jointly by UBS Group AG for the benefit and on behalf of UBS Securities LLC and UBS Financial Services Inc., a wholly owned subsidiary of UBS Group.
Common StockSEC Table I · non-derivative	IndirectBy Subsidiary	24,973	Reported balance After 2024-07-08 transaction · row 23 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 23 · 2024-07-08 · Sale · Disposed 105 · Balance 24,973 F2: Per Section 16 short-swing profit rules, Total Loss resulting from all trades while UBS Group AG was a 10% insider: $ -120.289. As a loss was realized, there are no profits to disgorge to the issuer. F1: This Statement is filed jointly by UBS Group AG for the benefit and on behalf of UBS Securities LLC and UBS Financial Services Inc., a wholly owned subsidiary of UBS Group.

Filing footnotes · ownership attribution and instrument terms

F1: This Statement is filed jointly by UBS Group AG for the benefit and on behalf of UBS Securities LLC and UBS Financial Services Inc., a wholly owned subsidiary of UBS Group.

F2: Per Section 16 short-swing profit rules, Total Loss resulting from all trades while UBS Group AG was a 10% insider: $ -120.289. As a loss was realized, there are no profits to disgorge to the issuer.

GABELLI DIVIDEND & INCOME TRUST

Report date June 28, 2024 · Filed June 28, 2024

Section 16 reporting ended · disclosed 2024-06-28. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Auction Preferred StockSEC Table I · non-derivative	IndirectBy Subsidiary	0	Reported balance After 2024-06-28 transaction · row 1 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 1 · 2024-06-28 · Other · Disposed 39 · Balance 0 F1: CUSIP No. 36242H401 - Series C F2: This filing reports holdings of the Series of Auction Preferred Stock identified in Item 1 of this Table I on an aggregated basis. F3: This Statement is filed jointly by UBS Group AG for the benefit and on behalf of UBS Securities LLC and UBS Financial Services Inc., two wholly owned subsidiaries of UBS Group AG to which UBS Group AG has delegated portions of its performance obligations with respect to the Auction Rate Securities Rights issued by UBS Group AG to certain clients.

Filing footnotes · ownership attribution and instrument terms

F1: CUSIP No. 36242H401 - Series C

F2: This filing reports holdings of the Series of Auction Preferred Stock identified in Item 1 of this Table I on an aggregated basis.

GABELLI EQUITY TRUST INC

Report date June 28, 2024 · Filed June 28, 2024

Section 16 reporting ended · disclosed 2024-06-28. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Auction Preferred StockSEC Table I · non-derivative	IndirectBy Subsidiary	0	Reported balance After 2024-06-28 transaction · row 1 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 1 · 2024-06-28 · Other · Disposed 18 · Balance 0 F1: CUSIP No. 362397606 - Series E F2: This filing reports holdings of the Series of Auction Preferred Stock identified in Item 1 of this Table I on an aggregated basis. F3: This Statement is filed jointly by UBS Group AG for the benefit and on behalf of UBS Securities LLC and UBS Financial Services Inc., two wholly owned subsidiaries of UBS Group AG to which UBS Group AG has delegated portions of its performance obligations with respect to the Auction Rate Securities Rights issued by UBS Group AG to certain clients.

Filing footnotes · ownership attribution and instrument terms

F1: CUSIP No. 362397606 - Series E

F2: This filing reports holdings of the Series of Auction Preferred Stock identified in Item 1 of this Table I on an aggregated basis.

GABELLI MULTIMEDIA TRUST INC.

Report date June 26, 2024 · Filed June 26, 2024

Section 16 reporting ended · disclosed 2024-06-26. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Auction Preferred StockSEC Table I · non-derivative	IndirectBy Subsidiary	0	Reported balance After 2024-06-26 transaction · row 1 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 1 · 2024-06-26 · Other · Disposed 4 · Balance 0 F2: CUSIP - 36239Q406 F3: This filing reports holdings of the Series of Auction Preferred Stock identified in Item 1 of this Table I on an aggregated basis. F1: This Statement is filed jointly by UBS Group AG for the benefit and on behalf of UBS Securities LLC and UBS Financial Services Inc., two wholly owned subsidiaries of UBS Group AG to which UBS Group AG has delegated portions of its performance obligations with respect to the Auction Rate Securities Rights issued by UBS Group AG to certain clients and pursuant to which the securities reported herein have been purchased from such clients.

Filing footnotes · ownership attribution and instrument terms

F2: CUSIP - 36239Q406

F3: This filing reports holdings of the Series of Auction Preferred Stock identified in Item 1 of this Table I on an aggregated basis.

Global Star Acquisition Inc.

Report date February 21, 2025 · Filed February 25, 2025

Section 16 reporting ended · disclosed 2025-02-25. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	IndirectBy Subsidiary(1)(2)	9,501	Reported balance After 2025-02-21 transaction · row 1 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 1 · 2025-02-21 · Sale · Disposed 100 · Balance 9,501 F1: This Statement is filed jointly by UBS Group AG for the benefit and on behalf of UBS Securities LLC a wholly owned subsidiary of UBS Group F2: UBS Group AG UBS,involuntarily became a 10 percent beneficial owner of GLST shares through no affirmative act of UBS. More specifically, a corporate action undertaken outside of UBSs control substantially reduced the issuers total shares outstanding, thereby increasing the beneficial ownership percentage of UBS s holding above the 10 percent threshold. While UBS temporarily was a 10 percent beneficial owner of GLST shares, all transactions executed by UBS were sales, resulting in no short swing profits. F3: For complete transaction details, please refer to the file GLSTtable attached

Filing footnotes · ownership attribution and instrument terms

F1: This Statement is filed jointly by UBS Group AG for the benefit and on behalf of UBS Securities LLC a wholly owned subsidiary of UBS Group

F2: UBS Group AG UBS,involuntarily became a 10 percent beneficial owner of GLST shares through no affirmative act of UBS. More specifically, a corporate action undertaken outside of UBSs control substantially reduced the issuers total shares outstanding, thereby increasing the beneficial ownership percentage of UBS s holding above the 10 percent threshold. While UBS temporarily was a 10 percent beneficial owner of GLST shares, all transactions executed by UBS were sales, resulting in no short swing profits.

F3: For complete transaction details, please refer to the file GLSTtable attached

PIMCO CALIFORNIA MUNICIPAL INCOME FUND

Report date April 17, 2024 · Filed April 18, 2024

Section 16 reporting ended · disclosed 2024-04-18. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Auction Preferred StockSEC Table I · non-derivative	IndirectBy Subsidiary	0	Reported balance After 2024-04-17 transaction · row 1 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 1 · 2024-04-17 · Other · Disposed 4,369 · Balance 0 F1: CUSIP Nos. 72200N205, 72200N304, 72200N403 F2: 98% of Par F3: This filing reports holdings of the Series of Auction Preferred Stock identified in Item 1 of this Table I on an aggregated basis. F4: This Statement is filed jointly by UBS Group AG for the benefit and on behalf of UBS Securities LLC and UBS Financial Services Inc., two wholly owned subsidiaries of UBS Group AG to which UBS Group AG has delegated portions of its performance obligations with respect to the Auction Rate Securities Rights issued by UBS Group AG to certain clients and pursuant to which the securities reported herein have been purchased from such clients, and pursuant to which the securities reported herein have been purchased from such clients, and UBS Real Estate, Inc.(Resi), a wholly-owned subsidiary of UBS AG.

Filing footnotes · ownership attribution and instrument terms

F1: CUSIP Nos. 72200N205, 72200N304, 72200N403

F2: 98% of Par

F3: This filing reports holdings of the Series of Auction Preferred Stock identified in Item 1 of this Table I on an aggregated basis.

PIMCO CALIFORNIA MUNICIPAL INCOME FUND II

Report date April 17, 2024 · Filed April 18, 2024

Section 16 reporting ended · disclosed 2024-04-18. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Auction Preferred StockSEC Table I · non-derivative	IndirectBy Subsidiary	0	Reported balance After 2024-04-17 transaction · row 1 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 1 · 2024-04-17 · Other · Disposed 3,734 · Balance 0 F1: CUSIP Nos. 72200M207, 72200M306, 72200M405, 72200M504, 72200M603 F4: 98% of Par F3: This filing reports holdings of the Series of Auction Preferred Stock identified in Item 1 of this Table I on an aggregated basis. F2: This Statement is filed jointly by UBS Group AG for the benefit and on behalf of UBS Securities LLC and UBS Financial Services Inc., two wholly owned subsidiaries of UBS Group AG to which UBS Group AG has delegated portions of its performance obligations with respect to the Auction Rate Securities Rights issued by UBS Group AG to certain clients and pursuant to which the securities reported herein have been purchased from such clients, and UBS Real Estate, Inc.(Resi),a wholly-owned subsidiary of UBS AG.

Filing footnotes · ownership attribution and instrument terms

F1: CUSIP Nos. 72200M207, 72200M306, 72200M405, 72200M504, 72200M603

F2: This Statement is filed jointly by UBS Group AG for the benefit and on behalf of UBS Securities LLC and UBS Financial Services Inc., two wholly owned subsidiaries of UBS Group AG to which UBS Group AG has delegated portions of its performance obligations with respect to the Auction Rate Securities Rights issued by UBS Group AG to certain clients and pursuant to which the securities reported herein have been purchased from such clients, and UBS Real Estate, Inc.(Resi),a wholly-owned subsidiary of UBS AG.

F3: This filing reports holdings of the Series of Auction Preferred Stock identified in Item 1 of this Table I on an aggregated basis.

F4: 98% of Par

PIMCO CALIFORNIA MUNICIPAL INCOME FUND III

Report date April 17, 2024 · Filed April 18, 2024

Section 16 reporting ended · disclosed 2024-04-18. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Auction Preferred StockSEC Table I · non-derivative	IndirectBy subsidiary	0	Reported balance After 2024-04-17 transaction · row 1 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 1 · 2024-04-17 · Other · Disposed 3,349 · Balance 0 F1: 72201C208, 72201C307 F2: 98% of par F3: This filing reports holdings of the Series of Auction Preferred Stock identified in Item 1 of this Table I on an aggregated basis. F4: This Statement is filed jointly by UBS Group AG for the benefit and on behalf of UBS Securities LLC and UBS Financial Services Inc., two wholly owned subsidiaries of UBS Group AG to which UBS Group AG has delegated portions of its performance obligations with respect to the Auction Rate Securities Rights issued by UBS Group AG to certain clients and pursuant to which the securities reported herein have been purchased from such clients, and UBS Real Estate, Inc.(Resi),a wholly-owned subsidiary of UBS AG

Filing footnotes · ownership attribution and instrument terms

F1: 72201C208, 72201C307

F2: 98% of par

F3: This filing reports holdings of the Series of Auction Preferred Stock identified in Item 1 of this Table I on an aggregated basis.

PIMCO CORPORATE & INCOME OPPORTUNITY FUND

Report date April 17, 2024 · Filed April 18, 2024

Section 16 reporting ended · disclosed 2024-04-18. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Auction Preferred StockSEC Table I · non-derivative	IndirectBy subsidiary	0	Reported balance After 2024-04-17 transaction · row 1 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 1 · 2024-04-17 · Other · Disposed 3,242 · Balance 0 F1: CUSIP Nos. 72201B200, 72201B309, 72201B408, 72201B507, 72201B606 F2: 98% of Par F3: This filing reports holdings of the Series of Auction Preferred Stock identified in Item 1 of this Table I on an aggregated basis. F4: This Statement is filed jointly by UBS Group AG for the benefit and on behalf of UBS Securities LLC and UBS Financial Services Inc., two wholly owned subsidiaries of UBS Group AG to which UBS Group AG has delegated portions of its performance obligations with respect to the Auction Rate Securities Rights issued by UBS Group AG to certain clients and pursuant to which the securities reported herein have been purchased from such clients.

Filing footnotes · ownership attribution and instrument terms

F1: CUSIP Nos. 72201B200, 72201B309, 72201B408, 72201B507, 72201B606

F2: 98% of Par

F3: This filing reports holdings of the Series of Auction Preferred Stock identified in Item 1 of this Table I on an aggregated basis.

PIMCO CORPORATE & INCOME STRATEGY FUND

Report date April 17, 2024 · Filed April 18, 2024

Section 16 reporting ended · disclosed 2024-04-18. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Auction Preferred StockSEC Table I · non-derivative	IndirectBy subsidiary	0	Reported balance After 2024-04-17 transaction · row 1 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 1 · 2024-04-17 · Other · Disposed 475 · Balance 0 F1: CUSIP Nos. 72200U209, 72200U308, 72200U407, 72200U506, 72200U605 F2: 94.25% of Par F3: This filing reports holdings of the Series of Auction Preferred Stock identified in Item 1 of this Table I on an aggregated basis. F4: This Statement is filed jointly by UBS Group AG for the benefit and on behalf of UBS Securities LLC and UBS Financial Services Inc., two wholly owned subsidiaries of UBS Group AG to which UBS Group AG has delegated portions of its performance obligations with respect to the Auction Rate Securities Rights issued by UBS Group AG to certain clients and pursuant to which the securities reported herein have been purchased from such clients.

Filing footnotes · ownership attribution and instrument terms

F1: CUSIP Nos. 72200U209, 72200U308, 72200U407, 72200U506, 72200U605

F2: 94.25% of Par

F3: This filing reports holdings of the Series of Auction Preferred Stock identified in Item 1 of this Table I on an aggregated basis.

PIMCO HIGH INCOME FUND

Report date April 17, 2024 · Filed April 18, 2024

Section 16 reporting ended · disclosed 2024-04-18. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Auction Preferred StockSEC Table I · non-derivative	IndirectBy subsidiary	0	Reported balance After 2024-04-17 transaction · row 1 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 1 · 2024-04-17 · Other · Disposed 1,637 · Balance 0 F2: CUSIP Nos. 722014206, 722014305, 722014404, 722014503, 722014602 F1: 94.25% of Par F3: This filing reports holdings of the Series of Auction Preferred Stock identified in Item 1 of this Table I on an aggregated basis. F4: This Statement is filed jointly by UBS Group AG for the benefit and on behalf of UBS Securities LLC and UBS Financial Services Inc., two wholly owned subsidiaries of UBS Group AG to which UBS Group AG has delegated portions of its performance obligations with respect to the Auction Rate Securities Rights issued by UBS Group AG to certain clients and pursuant to which the securities reported herein have been purchased from such clients and pursuant to which the securities reported herein have been purchased from such clients.

Filing footnotes · ownership attribution and instrument terms

F1: 94.25% of Par

F2: CUSIP Nos. 722014206, 722014305, 722014404, 722014503, 722014602

F3: This filing reports holdings of the Series of Auction Preferred Stock identified in Item 1 of this Table I on an aggregated basis.

PIMCO INCOME STRATEGY FUND

Report date April 17, 2024 · Filed April 18, 2024

Section 16 reporting ended · disclosed 2024-04-18. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Auction Preferred StockSEC Table I · non-derivative	IndirectBy subsidiary	0	Reported balance After 2024-04-17 transaction · row 1 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 1 · 2024-04-17 · Other · Disposed 355 · Balance 0 F1: CUSIP Nos. 72201H207, 72201H306, 72201H405 F2: 96% of par F3: This filing reports holdings of the Series of Auction Preferred Stock identified in Item 1 of this Table I on an aggregated basis. F4: This Statement is filed jointly by UBS Group AG for the benefit and on behalf of UBS Securities LLC and UBS Financial Services Inc., two wholly owned subsidiaries of UBS Group AG to which UBS Group AG has delegated portions of its performance obligations with respect to the Auction Rate Securities Rights issued by UBS Group AG to certain clients and pursuant to which the securities reported herein have been purchased from such clients.

Filing footnotes · ownership attribution and instrument terms

F1: CUSIP Nos. 72201H207, 72201H306, 72201H405

F2: 96% of par

F3: This filing reports holdings of the Series of Auction Preferred Stock identified in Item 1 of this Table I on an aggregated basis.

PIMCO Income Strategy Fund II

Report date April 17, 2024 · Filed April 18, 2024

Section 16 reporting ended · disclosed 2024-04-18. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Auction Preferred StockSEC Table I · non-derivative	IndirectBy Subsidiary	0	Reported balance After 2024-04-17 transaction · row 1 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 1 · 2024-04-17 · Other · Disposed 1,422 · Balance 0 F4: CUSIP Nos. 72201J203, 72201J302, 72201J401, 72201J500, 72201J609 F1: 96% of Par F2: This filing reports holdings of the Series of Auction Preferred Stock identified in Item 1 of this Table I on an aggregated basis. F3: This Statement is filed jointly by UBS Group AG for the benefit and on behalf of UBS Securities LLC and UBS Financial Services Inc., two wholly owned subsidiaries of UBS Group AG to which UBS Group AG has delegated portions of its performance obligations with respect to the Auction Rate Securities Rights issued by UBS Group AG to certain clients and pursuant to which the securities reported herein have been purchased from such clients.

Filing footnotes · ownership attribution and instrument terms

F1: 96% of Par

F2: This filing reports holdings of the Series of Auction Preferred Stock identified in Item 1 of this Table I on an aggregated basis.

F4: CUSIP Nos. 72201J203, 72201J302, 72201J401, 72201J500, 72201J609

PIMCO MUNICIPAL INCOME FUND

Report date April 17, 2024 · Filed April 18, 2024

Section 16 reporting ended · disclosed 2024-04-18. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Auction Preferred StockSEC Table I · non-derivative	IndirectBy subsidiary	0	Reported balance After 2024-04-17 transaction · row 1 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 1 · 2024-04-17 · Other · Disposed 5,589 · Balance 0 F1: CUSIP Nos. 72200R206, 72200R305, 72200R404, 72200R503, 72200R602 F3: 98% of Par F2: This filing reports holdings of the Series of Auction Preferred Stock identified in Item 1 of this Table I on an aggregated basis. F4: This Statement is filed jointly by UBS Group AG for the benefit and on behalf of UBS Securities LLC and UBS Financial Services Inc., two wholly owned subsidiaries of UBS Group AG to which UBS Group AG has delegated portions of its performance obligations with respect to the Auction Rate Securities Rights issued by UBS Group AG to certain clients and pursuant to which the securities reported herein have been purchased from such clients, and UBS Real Estate, Inc. Resi a wholly-owned subsidiary of UBS AG.

Filing footnotes · ownership attribution and instrument terms

F1: CUSIP Nos. 72200R206, 72200R305, 72200R404, 72200R503, 72200R602

F2: This filing reports holdings of the Series of Auction Preferred Stock identified in Item 1 of this Table I on an aggregated basis.

F3: 98% of Par

PIMCO MUNICIPAL INCOME FUND II

Report date April 17, 2024 · Filed April 18, 2024

Section 16 reporting ended · disclosed 2024-04-18. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Auction Preferred SecuritiesSEC Table I · non-derivative	IndirectBy subsidiary	0	Reported balance After 2024-04-17 transaction · row 1 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 1 · 2024-04-17 · Other · Disposed 9,288 · Balance 0 F1: CUSIP Nos. 72200W205, 72200W304, 72200W403, 72200W502, 72200W601 F2: 98% of Par F3: This filing reports holdings of the Series of Auction Preferred Stock identified in Item 1 of this Table I on an aggregated basis. F4: This Statement is filed jointly by UBS Group AG for the benefit and on behalf of UBS Securities LLC and UBS Financial Services Inc., two wholly owned subsidiaries of UBS Group AG to which UBS Group AG has delegated portions of its performance obligations with respect to the Auction Rate Securities Rights issued by UBS Group AG to certain clients and pursuant to which the securities reported herein have been purchased from such clients, and UBS Real Estate, Inc. Resi a wholly-owned subsidiary of UBS AG.

Filing footnotes · ownership attribution and instrument terms

F1: CUSIP Nos. 72200W205, 72200W304, 72200W403, 72200W502, 72200W601

F2: 98% of Par

F3: This filing reports holdings of the Series of Auction Preferred Stock identified in Item 1 of this Table I on an aggregated basis.

PIMCO MUNICIPAL INCOME FUND III

Report date April 17, 2024 · Filed April 18, 2024

Section 16 reporting ended · disclosed 2024-04-18. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Auction Preferred StockSEC Table I · non-derivative	IndirectBy subsidiary	0	Reported balance After 2024-04-17 transaction · row 1 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 1 · 2024-04-17 · Other · Disposed 5,123 · Balance 0 F1: CUSIP Nos. 72201A202, 72201A301, 72201A400, 72201A509, 72201A608 F2: 98% of Par F3: This filing reports holdings of the Series of Auction Preferred Stock identified in Item 1 of this Table I on an aggregated basis. F4: This Statement is filed jointly by UBS Group AG for the benefit and on behalf of UBS Securities LLC and UBS Financial Services Inc., two wholly owned subsidiaries of UBS Group AG to which UBS Group AG has delegated portions of its performance obligations with respect to the Auction Rate Securities Rights issued by UBS Group AG to certain clients and pursuant to which the securities reported herein have been purchased from such clients.

Filing footnotes · ownership attribution and instrument terms

F1: CUSIP Nos. 72201A202, 72201A301, 72201A400, 72201A509, 72201A608

F2: 98% of Par

F3: This filing reports holdings of the Series of Auction Preferred Stock identified in Item 1 of this Table I on an aggregated basis.

PIMCO NEW YORK MUNICIPAL INCOME FUND

Report date April 17, 2024 · Filed April 18, 2024

Section 16 reporting ended · disclosed 2024-04-18. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Auction Preferred StockSEC Table I · non-derivative	IndirectBy subsidiary	0	Reported balance After 2024-04-17 transaction · row 1 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 1 · 2024-04-17 · Other · Disposed 1,286 · Balance 0 F1: CUSIP No. 72200T301 F2: 98% of Par F3: This filing reports holdings of the Series of Auction Preferred Stock identified in Item 1 of this Table I on an aggregated basis. F4: This Statement is filed jointly by UBS Group AG for the benefit and on behalf of UBS Securities LLC and UBS Financial Services Inc., two wholly owned subsidiaries of UBS Group AG to which UBS Group AG has delegated portions of its performance obligations with respect to the Auction Rate Securities Rights issued by UBS Group AG to certain clients and pursuant to which the securities reported herein have been purchased from such clients, and UBS Real Estate, Inc.(Resi), a wholly-owned subsidiary of UBS AG

Filing footnotes · ownership attribution and instrument terms

F1: CUSIP No. 72200T301

F2: 98% of Par

F3: This filing reports holdings of the Series of Auction Preferred Stock identified in Item 1 of this Table I on an aggregated basis.

PIMCO NEW YORK MUNICIPAL INCOME FUND II

Report date April 17, 2024 · Filed April 18, 2024

Section 16 reporting ended · disclosed 2024-04-18. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Auction Preferred StockSEC Table I · non-derivative	IndirectBy subsidiary	0	Reported balance After 2024-04-17 transaction · row 1 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 1 · 2024-04-17 · Other · Disposed 1,976 · Balance 0 F2: CUSIP Nos. 72200Y201, 72200Y300 F1: 98% of par F3: This filing reports holdings of the Series of Auction Preferred Stock identified in Item 1 of this Table I on an aggregated basis. F4: This Statement is filed jointly by UBS Group AG for the benefit and on behalf of UBS Securities LLC and UBS Financial Services Inc., two wholly owned subsidiaries of UBS Group AG to which UBS Group AG has delegated portions of its performance obligations with respect to the Auction Rate Securities Rights issued by UBS Group AG to certain clients and pursuant to which the securities reported herein have been purchased from such clients, and UBS Real Estate, Inc.(Resi), a wholly-owned subsidiary of UBS AG.

Filing footnotes · ownership attribution and instrument terms

F1: 98% of par

F2: CUSIP Nos. 72200Y201, 72200Y300

F3: This filing reports holdings of the Series of Auction Preferred Stock identified in Item 1 of this Table I on an aggregated basis.

PIMCO NEW YORK MUNICIPAL INCOME FUND III

Report date April 17, 2024 · Filed April 18, 2024 · Amendment

Section 16 reporting ended · disclosed 2024-04-18. Current position is not established by this disclosure.

Amendment: balances below belong to this corrected disclosure, not necessarily a complete replacement of earlier positions.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Auction Preferred StockSEC Table I · non-derivative	IndirectBy subsidiary	0	Reported balance After 2024-04-17 transaction · row 1 Amendment: may correct only part of an earlier disclosure. 1 source row Row 1 · 2024-04-17 · Other · Disposed 1,038 · Balance 0 F1: CUSIP No. 72201E204 F3: 98% of Par F2: This filing reports holdings of the Series of Auction Preferred Stock identified in Item 1 of this Table I on an aggregated basis. F4: This Statement is filed jointly by UBS Group AG for the benefit and on behalf of UBS Securities LLC and UBS Financial Services Inc., two wholly owned subsidiaries of UBS Group AG to which UBS Group AG has delegated portions of its performance obligations with respect to the Auction Rate Securities Rights issued by UBS Group AG to certain clients and pursuant to which the securities reported herein have been purchased from such clients, and UBS Real Estate, Inc.(Resi), a wholly-owned subsidiary of UBS AG.

Filing footnotes · ownership attribution and instrument terms

F1: CUSIP No. 72201E204

F2: This filing reports holdings of the Series of Auction Preferred Stock identified in Item 1 of this Table I on an aggregated basis.

F3: 98% of Par

PIONEER MUNICIPAL HIGH INCOME ADVANTAGE FUND, INC.

Report date February 20, 2018 · Filed February 22, 2018

Section 16 reporting ended · disclosed 2018-02-22. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Auction Preferred StockSEC Table I · non-derivative	IndirectBy subsidiary -	0	Reported balance After 2018-02-20 transaction · row 1 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 1 · 2018-02-20 · Other · Disposed 2,286 · Balance 0 F4: (Cusip Nos 723762209, 723762308) F3: At Par F2: This filing reports holdings of the Series of Auction Preferred Stock identified in Item 1 of this Table I on an aggregated basis. F1: This Statement is filed jointly by UBS Group AG for the benefit and on behalf of UBS Securities LLC and UBS Financial Services Inc., two wholly owned subsidiaries of UBS Group AG to which UBS Group AG has delegated portions of its performance obligations with respect to the Auction Rate Securities Rights issued by UBS Group AG to certain clients and pursuant to which the securities reported herein have been purchased from such clients.

Filing footnotes · ownership attribution and instrument terms

F2: This filing reports holdings of the Series of Auction Preferred Stock identified in Item 1 of this Table I on an aggregated basis.

F3: At Par

F4: (Cusip Nos 723762209, 723762308)

PIONEER MUNICIPAL HIGH INCOME FUND, INC.

Report date February 14, 2018 · Filed February 16, 2018

Section 16 reporting ended · disclosed 2018-02-16. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Auction Preferred StockSEC Table I · non-derivative	IndirectBy subsidiary -	0	Last balance in matching sequence After 2018-02-15 transaction · row 2 Source-order balances reconcile. Account continuity and personal attribution are not independently verified. 2 source rows Row 1 · 2018-02-14 · Other · Disposed 899 · Balance 556 F4: (Cusip Nos 723763207, 723763306) F3: At Par F2: This filing reports holdings of the Series of Auction Preferred Stock identified in Item 1 of this Table I on an aggregated basis. F1: This Statement is filed jointly by UBS Group AG for the benefit and on behalf of UBS Securities LLC and UBS Financial Services Inc., two wholly owned subsidiaries of UBS Group AG to which UBS Group AG has delegated portions of its performance obligations with respect to the Auction Rate Securities Rights issued by UBS Group AG to certain clients and pursuant to which the securities reported herein have been purchased from such clients. Row 2 · 2018-02-15 · Other · Disposed 556 · Balance 0 F4: (Cusip Nos 723763207, 723763306) F3: At Par F2: This filing reports holdings of the Series of Auction Preferred Stock identified in Item 1 of this Table I on an aggregated basis. F1: This Statement is filed jointly by UBS Group AG for the benefit and on behalf of UBS Securities LLC and UBS Financial Services Inc., two wholly owned subsidiaries of UBS Group AG to which UBS Group AG has delegated portions of its performance obligations with respect to the Auction Rate Securities Rights issued by UBS Group AG to certain clients and pursuant to which the securities reported herein have been purchased from such clients.

Filing footnotes · ownership attribution and instrument terms

F2: This filing reports holdings of the Series of Auction Preferred Stock identified in Item 1 of this Table I on an aggregated basis.

F3: At Par

F4: (Cusip Nos 723763207, 723763306)

Virtus Convertible & Income Fund

Report date November 03, 2022 · Filed November 08, 2022

Section 16 reporting ended · disclosed 2022-11-08. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Auction Preferred StockSEC Table I · non-derivative	IndirectBy subsidiary	0	Reported balance After 2022-11-03 transaction · row 1 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 1 · 2022-11-03 · Other · Disposed 8,056 · Balance 0 F4: (Cusip Nos 92838X201, 92838X300, 92838X409, 92838X508, 92838X607) F3: 97.95% of par F2: This filing reports holdings of the Series of Auction Preferred Stock identified in Item 1 of this Table I on an aggregated basis. F1: This Statement is filed jointly by UBS Group AG for the benefit and on behalf of UBS Securities LLC and UBS Financial Services Inc., two wholly owned subsidiaries of UBS Group AG to which UBS Group AG has delegated portions of its performance obligations with respect to the Auction Rate Securities Rights issued by UBS Group AG to certain clients and pursuant to which the securities reported herein have been purchased from such clients.

Filing footnotes · ownership attribution and instrument terms

F2: This filing reports holdings of the Series of Auction Preferred Stock identified in Item 1 of this Table I on an aggregated basis.

F3: 97.95% of par

F4: (Cusip Nos 92838X201, 92838X300, 92838X409, 92838X508, 92838X607)

Virtus Convertible & Income Fund II

Report date November 03, 2022 · Filed November 08, 2022

Section 16 reporting ended · disclosed 2022-11-08. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Auction Preferred StockSEC Table I · non-derivative	IndirectBy subsidiary	0	Reported balance After 2022-11-03 transaction · row 1 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 1 · 2022-11-03 · Other · Disposed 5,636 · Balance 0 F4: (Cusip Nos 92838U207, 92838U306, 92838U405, 92838U504, 92838U603) F3: 97.95% of par F2: This filing reports holdings of the Series of Auction Preferred Stock identified in Item 1 of this Table I on an aggregated basis. F1: This Statement is filed jointly by UBS Group AG for the benefit and on behalf of UBS Securities LLC and UBS Financial Services Inc., two wholly owned subsidiaries of UBS Group AG to which UBS Group AG has delegated portions of its performance obligations with respect to the Auction Rate Securities Rights issued by UBS Group AG to certain clients and pursuant to which the securities reported herein have been purchased from such clients.

Filing footnotes · ownership attribution and instrument terms

F2: This filing reports holdings of the Series of Auction Preferred Stock identified in Item 1 of this Table I on an aggregated basis.

F3: 97.95% of par

F4: (Cusip Nos 92838U207, 92838U306, 92838U405, 92838U504, 92838U603)

WESTERN ASSET MANAGED MUNICIPALS FUND INC.

Report date March 01, 2023 · Filed March 03, 2023

Section 16 reporting ended · disclosed 2023-03-03. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Auction Preferred StockSEC Table I · non-derivative	IndirectBy subsidiary -	0	Reported balance After 2023-03-01 transaction · row 1 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 1 · 2023-03-01 · Other · Disposed 979 · Balance 0 F4: CSUIP Nos. 95766M204, 95766M303, 95766M402, 95766M501, 95766M600 F3: 95% of par F2: This filing reports holdings of the Series of Auction Preferred Stock identified in Item 1 of this Table I on an aggregated basis. F1: This Statement is filed jointly by UBS Group AG for the benefit and on behalf of UBS Securities LLC and UBS Financial Services Inc., two wholly owned subsidiaries of UBS Group AG to which UBS Group AG has delegated portions of its performance obligations with respect to the Auction Rate Securities Rights issued by UBS Group AG to certain clients and pursuant to which the securities reported herein have been purchased from such clients.

Filing footnotes · ownership attribution and instrument terms

F2: This filing reports holdings of the Series of Auction Preferred Stock identified in Item 1 of this Table I on an aggregated basis.

F3: 95% of par

F4: CSUIP Nos. 95766M204, 95766M303, 95766M402, 95766M501, 95766M600

WESTERN ASSET MUNICIPAL PARTNERS FUND INC.

Report date March 01, 2023 · Filed March 03, 2023

Section 16 reporting ended · disclosed 2023-03-03. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Auction Rate Preferred StockSEC Table I · non-derivative	IndirectBy subsidiary	0	Reported balance After 2023-03-01 transaction · row 1 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 1 · 2023-03-01 · Other · Disposed 28 · Balance 0 F4: CSUIP No. 95766P207 F3: 95% of par F2: This filing reports holdings of the Series of Auction Preferred Stock identified in Item 1 of this Table I on an aggregated basis. F1: This Statement is filed jointly by UBS Group AG for the benefit and on behalf of UBS Securities LLC and UBS Financial Services Inc., two wholly owned subsidiaries of UBS Group AG to which UBS Group AG has delegated portions of its performance obligations with respect to the Auction Rate Securities Rights issued by UBS Group AG to certain clients and pursuant to which the securities reported herein have been purchased from such clients.

Filing footnotes · ownership attribution and instrument terms

F2: This filing reports holdings of the Series of Auction Preferred Stock identified in Item 1 of this Table I on an aggregated basis.

F3: 95% of par

F4: CSUIP No. 95766P207

Transaction history

JSON API

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction date	Company	Activity / security	Shares / units	Reported price	Reported value	Details
December 30, 2019 Filed Dec 31, 2019 18:07 UTC	Eaton Vance Senior Floating-Rate Trust EFR · Entity 5918	PurchaseCommon Stock	26,065	$13.60	$354,533.52	Disclosure SEC source: 0000899243-19-030265 · doc4.xml · nonDerivative · entry 1 UBS Group AG · CIK 0001610520 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By subsidiary - Disclosed balance after: 367,913 F1 · ownership.nature: This Statement is filed jointly by UBS Group AG for the benefit and on behalf of UBS AG London Branch, a wholly owned subsidiary of UBS Group. Read SEC document
December 30, 2019 Filed Dec 31, 2019 16:05 UTC	Eaton Vance Ltd Duration Income Fund EVV · Entity 8889	PurchaseCommon Stock	101,397	$13.20	$1,338,795.29	Disclosure SEC source: 0000899243-19-030256 · doc4.xml · nonDerivative · entry 1 UBS Group AG · CIK 0001610520 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By subsidiary Disclosed balance after: 1,444,717 F1 · ownership.nature: This Statement is filed jointly by UBS Group AG for the benefit and on behalf of UBS AG London Branch, a wholly owned subsidiary of UBS Group. Read SEC document
June 17, 2019 Filed Jun 19, 2019 15:21 UTC	Virtus Convertible & Income Fund II NCZ · Entity 5978	SaleCumulative Preferred Shares Series A	33	$24.88	$821.04	Disclosure SEC source: 0000899243-19-017377 · doc4.xml · nonDerivative · entry 1 UBS Group AG · CIK 0001610520 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By subsidiary Disclosed balance after: 1,214 F1 · ownership.nature: This Statement is filed jointly by UBS Group AG for the benefit and on behalf of UBS Securities LLC, a wholly owned subsidiary of UBS Group. Read SEC document
June 17, 2019 Filed Jun 19, 2019 15:24 UTC	Virtus Convertible & Income Fund NCV · Entity 8885	SaleCumulative Preferred Shares Series A	29	$25.20	$730.80	Disclosure SEC source: 0000899243-19-017379 · doc4.xml · nonDerivative · entry 1 UBS Group AG · CIK 0001610520 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By subsidiary Disclosed balance after: 59 F1 · ownership.nature: This Statement is filed jointly by UBS Group AG for the benefit and on behalf of UBS Securities LLC, a wholly owned subsidiary of UBS Group. Read SEC document
May 21, 2019 Filed May 23, 2019 15:43 UTC	ALLIANCE CALIFORNIA MUNICIPAL INCOME FUND AKP · Entity 11973	OtherAuction Preferred Stock	351	Not disclosed	Not disclosed	Disclosure SEC source: 0000899243-19-014503 · doc4.xml · nonDerivative · entry 1 UBS Group AG · CIK 0001610520 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By subsidiary Disclosed balance after: 0 F4 · security: (Cusip Nos 018547208, 018547307) F3 · price: At Par F2 · balance_after: This filing reports holdings of the Series of Auction Preferred Stock identified in Item 1 of this Table I on an aggregated basis. F1 · ownership.nature: This Statement is filed jointly by UBS Group AG for the benefit and on behalf of UBS Securities LLC and UBS Financial Services Inc., two wholly owned subsidiaries of UBS Group AG to which UBS Group AG has delegated portions of its performance obligations with respect to the Auction Rate Securities Rights issued by UBS Group AG to certain clients and pursuant to which the securities reported herein have been purchased from such clients. Read SEC document
January 07, 2019 Filed Jan 9, 2019 11:05 UTC	Eaton Vance Senior Floating-Rate Trust EFR · Entity 5918	PurchaseCommon Stock	2,518	$13.03	$32,820.37	Disclosure SEC source: 0000899243-19-000809 · doc4.xml · nonDerivative · entry 1 UBS Group AG · CIK 0001610520 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By subsidiary - Disclosed balance after: 341,848 F1 · ownership.nature: This Statement is filed jointly by UBS Group AG for the benefit and on behalf of UBS AG London Branch, a wholly owned subsidiary of UBS Group. Read SEC document
January 04, 2019 Filed Jan 8, 2019 16:20 UTC	Eaton Vance Senior Floating-Rate Trust EFR · Entity 5918	PurchaseCommon Stock	111,000	$12.88	$1,429,680.00	Disclosure SEC source: 0000899243-19-000715 · doc4.xml · nonDerivative · entry 1 UBS Group AG · CIK 0001610520 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By subsidiary Disclosed balance after: 339,330 F1 · ownership.nature: This Statement is filed jointly by UBS Group AG for the benefit and on behalf of UBS AG London Branch, a wholly owned subsidiary of UBS Group. Read SEC document
January 04, 2019 Filed Jan 8, 2019 16:23 UTC	Eaton Vance Ltd Duration Income Fund EVV · Entity 8889	SaleCommon Stock	510	$11.93	$6,084.76	Disclosure SEC source: 0000899243-19-000717 · doc4.xml · nonDerivative · entry 2 UBS Group AG · CIK 0001610520 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By subsidiary Disclosed balance after: 1,343,320 F1 · ownership.nature: This Statement is filed jointly by UBS Group AG for the benefit and on behalf of UBS AG London Branch, a wholly owned subsidiary of UBS Group. Read SEC document
January 04, 2019 Filed Jan 8, 2019 16:23 UTC	Eaton Vance Ltd Duration Income Fund EVV · Entity 8889	SaleCommon Stock	24,500	$12.09	$296,205.00	Disclosure SEC source: 0000899243-19-000717 · doc4.xml · nonDerivative · entry 1 UBS Group AG · CIK 0001610520 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By subsidiary Disclosed balance after: 1,343,830 F1 · ownership.nature: This Statement is filed jointly by UBS Group AG for the benefit and on behalf of UBS AG London Branch, a wholly owned subsidiary of UBS Group. Read SEC document
January 03, 2019 Filed Jan 7, 2019 16:26 UTC	Eaton Vance Senior Floating-Rate Trust EFR · Entity 5918	PurchaseCommon Stock	113,549	$12.69	$1,440,936.81	Disclosure SEC source: 0000899243-19-000599 · doc4.xml · nonDerivative · entry 1 UBS Group AG · CIK 0001610520 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By subsidiary Disclosed balance after: 228,330 F1 · ownership.nature: This Statement is filed jointly by UBS Group AG for the benefit and on behalf of UBS AG London Branch, a wholly owned subsidiary of UBS Group. Read SEC document
January 03, 2019 Filed Jan 7, 2019 16:27 UTC	Eaton Vance Ltd Duration Income Fund EVV · Entity 8889	SaleCommon Stock	2,349	$11.88	$27,896.02	Disclosure SEC source: 0000899243-19-000600 · doc4.xml · nonDerivative · entry 2 UBS Group AG · CIK 0001610520 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By subsidiary Disclosed balance after: 1,368,330 F1 · ownership.nature: This Statement is filed jointly by UBS Group AG for the benefit and on behalf of UBS AG London Branch, a wholly owned subsidiary of UBS Group. Read SEC document
January 03, 2019 Filed Jan 7, 2019 16:27 UTC	Eaton Vance Ltd Duration Income Fund EVV · Entity 8889	SaleCommon Stock	25,445	$11.89	$302,541.05	Disclosure SEC source: 0000899243-19-000600 · doc4.xml · nonDerivative · entry 1 UBS Group AG · CIK 0001610520 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By subsidiary Disclosed balance after: 1,370,679 F1 · ownership.nature: This Statement is filed jointly by UBS Group AG for the benefit and on behalf of UBS AG London Branch, a wholly owned subsidiary of UBS Group. Read SEC document
January 02, 2019 Filed Jan 4, 2019 18:11 UTC	Eaton Vance Senior Floating-Rate Trust EFR · Entity 5918	PurchaseCommon Stock	114,781	$12.75	$1,463,457.75	Disclosure SEC source: 0000899243-19-000464 · doc4.xml · nonDerivative · entry 1 UBS Group AG · CIK 0001610520 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By subsidiary Disclosed balance after: 114,781 F1 · ownership.nature: This Statement is filed jointly by UBS Group AG for the benefit and on behalf of UBS AG London Branch, a wholly owned subsidiary of UBS Group. Read SEC document
January 02, 2019 Filed Jan 4, 2019 18:13 UTC	Eaton Vance Ltd Duration Income Fund EVV · Entity 8889	SaleCommon Stock	71,972	$11.87	$854,581.13	Disclosure SEC source: 0000899243-19-000466 · doc4.xml · nonDerivative · entry 2 UBS Group AG · CIK 0001610520 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By subsidiary Disclosed balance after: 1,396,124 F1 · ownership.nature: This Statement is filed jointly by UBS Group AG for the benefit and on behalf of UBS AG London Branch, a wholly owned subsidiary of UBS Group. Read SEC document
January 02, 2019 Filed Jan 4, 2019 18:13 UTC	Eaton Vance Ltd Duration Income Fund EVV · Entity 8889	SaleCommon Stock	22,623	$11.85	$268,082.55	Disclosure SEC source: 0000899243-19-000466 · doc4.xml · nonDerivative · entry 1 UBS Group AG · CIK 0001610520 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By subsidiary Disclosed balance after: 1,468,096 F1 · ownership.nature: This Statement is filed jointly by UBS Group AG for the benefit and on behalf of UBS AG London Branch, a wholly owned subsidiary of UBS Group. Read SEC document
December 19, 2018 Filed Dec 21, 2018 11:06 UTC	ALLIANCEBERNSTEIN NATIONAL MUNICIPAL INCOME FUND AFB · Entity 8874	OtherAuction Preferred Stock	1,049	Not disclosed	Not disclosed	Disclosure SEC source: 0000899243-18-031538 · doc4.xml · nonDerivative · entry 1 UBS Group AG · CIK 0001610520 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By subsidiary - Disclosed balance after: 0 F4 · security: (Cusip Nos 01864V203, 01864V302, 01864V401, 01864V500) F3 · price: 98.75% of par F2 · balance_after: This filing reports holdings of the Series of Auction Preferred Stock identified in Item 1 of this Table I on an aggregated basis. F1 · ownership.nature: This Statement is filed jointly by UBS Group AG for the benefit and on behalf of UBS Securities LLC and UBS Financial Services Inc., two wholly owned subsidiaries of UBS Group AG to which UBS Group AG has delegated portions of its performance obligations with respect to the Auction Rate Securities Rights issued by UBS Group AG to certain clients and pursuant to which the securities reported herein have been purchased from such clients. Read SEC document
August 31, 2018 Filed Sep 5, 2018 18:41 UTC	FRANKLIN LTD DURATION INCOME TRUST FTF · Entity 8892	OtherAuction Preferred Stock	593	Not disclosed	Not disclosed	Disclosure SEC source: 0000899243-18-023839 · doc4.xml · nonDerivative · entry 1 UBS Group AG · CIK 0001610520 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By subsidiary - Disclosed balance after: 0 F4 · security: (Cusip Nos 35472T200, 35472T309, 35472T408) F3 · price: At Par F2 · balance_after: This filing reports holdings of the Series of Auction Preferred Stock identified in Item 1 of this Table I on an aggregated basis. F1 · ownership.nature: This Statement is filed jointly by UBS Group AG for the benefit and on behalf of UBS Securities LLC and UBS Financial Services Inc., two wholly owned subsidiaries of UBS Group AG to which UBS Group AG has delegated portions of its performance obligations with respect to the Auction Rate Securities Rights issued by UBS Group AG to certain clients and pursuant to which the securities reported herein have been purchased from such clients. Read SEC document
February 20, 2018 Filed Feb 22, 2018 15:02 UTC	PIONEER MUNICIPAL HIGH INCOME ADVANTAGE FUND, INC. MAV · Entity 11247	OtherAuction Preferred Stock	2,286	Not disclosed	Not disclosed	Disclosure SEC source: 0000899243-18-004984 · doc4.xml · nonDerivative · entry 1 UBS Group AG · CIK 0001610520 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By subsidiary - Disclosed balance after: 0 F4 · security: (Cusip Nos 723762209, 723762308) F3 · price: At Par F2 · balance_after: This filing reports holdings of the Series of Auction Preferred Stock identified in Item 1 of this Table I on an aggregated basis. F1 · ownership.nature: This Statement is filed jointly by UBS Group AG for the benefit and on behalf of UBS Securities LLC and UBS Financial Services Inc., two wholly owned subsidiaries of UBS Group AG to which UBS Group AG has delegated portions of its performance obligations with respect to the Auction Rate Securities Rights issued by UBS Group AG to certain clients and pursuant to which the securities reported herein have been purchased from such clients. Read SEC document
February 15, 2018 Filed Feb 16, 2018 19:46 UTC	PIONEER MUNICIPAL HIGH INCOME FUND, INC. MHI · Entity 11246	OtherAuction Preferred Stock	556	Not disclosed	Not disclosed	Disclosure SEC source: 0000899243-18-004389 · doc4.xml · nonDerivative · entry 2 UBS Group AG · CIK 0001610520 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By subsidiary - Disclosed balance after: 0 F4 · security: (Cusip Nos 723763207, 723763306) F3 · price: At Par F2 · balance_after: This filing reports holdings of the Series of Auction Preferred Stock identified in Item 1 of this Table I on an aggregated basis. F1 · ownership.nature: This Statement is filed jointly by UBS Group AG for the benefit and on behalf of UBS Securities LLC and UBS Financial Services Inc., two wholly owned subsidiaries of UBS Group AG to which UBS Group AG has delegated portions of its performance obligations with respect to the Auction Rate Securities Rights issued by UBS Group AG to certain clients and pursuant to which the securities reported herein have been purchased from such clients. Read SEC document
February 14, 2018 Filed Feb 16, 2018 19:46 UTC	PIONEER MUNICIPAL HIGH INCOME FUND, INC. MHI · Entity 11246	OtherAuction Preferred Stock	899	Not disclosed	Not disclosed	Disclosure SEC source: 0000899243-18-004389 · doc4.xml · nonDerivative · entry 1 UBS Group AG · CIK 0001610520 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By subsidiary - Disclosed balance after: 556 F4 · security: (Cusip Nos 723763207, 723763306) F3 · price: At Par F2 · balance_after: This filing reports holdings of the Series of Auction Preferred Stock identified in Item 1 of this Table I on an aggregated basis. F1 · ownership.nature: This Statement is filed jointly by UBS Group AG for the benefit and on behalf of UBS Securities LLC and UBS Financial Services Inc., two wholly owned subsidiaries of UBS Group AG to which UBS Group AG has delegated portions of its performance obligations with respect to the Auction Rate Securities Rights issued by UBS Group AG to certain clients and pursuant to which the securities reported herein have been purchased from such clients. Read SEC document
December 04, 2017 Filed Dec 5, 2017 15:51 UTC	BLACKROCK MUNICIPAL 2020 TERM TRUST BKK · Entity 12221	OtherAuction Preferred Stock	24	Not disclosed	Not disclosed	Disclosure SEC source: 0000899243-17-027944 · doc4.xml · nonDerivative · entry 1 UBS Group AG · CIK 0001610520 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By subsidiary - Disclosed balance after: 0 F4 · security: (Cusip Nos 09249X208, 09249X307, 09249X406) F3 · price: At Par F2 · balance_after: This filing reports holdings of the Series of Auction Preferred Stock identified in Item 1 of this Table I on an aggregated basis. F1 · ownership.nature: This Statement is filed jointly by UBS Group AG for the benefit and on behalf of UBS Securities LLC and UBS Financial Services Inc., two wholly owned subsidiaries of UBS Group AG to which UBS Group AG has delegated portions of its performance obligations with respect to the Auction Rate Securities Rights issued by UBS Group AG to certain clients and pursuant to which the securities reported herein have been purchased from such clients. Read SEC document
November 30, 2017 Filed Nov 30, 2017 16:25 UTC	BLACKROCK MUNICIPAL 2020 TERM TRUST BKK · Entity 12221	OtherAuction Preferred Stock	34	Not disclosed	Not disclosed	Disclosure SEC source: 0000899243-17-027672 · doc4.xml · nonDerivative · entry 2 UBS Group AG · CIK 0001610520 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By subsidiary - Disclosed balance after: 24 F4 · security: (Cusip Nos 09249X208, 09249X307, 09249X406) F3 · price: At Par F2 · balance_after: This filing reports holdings of the Series of Auction Preferred Stock identified in Item 1 of this Table I on an aggregated basis. F1 · ownership.nature: This Statement is filed jointly by UBS Group AG for the benefit and on behalf of UBS Securities LLC and UBS Financial Services Inc., two wholly owned subsidiaries of UBS Group AG to which UBS Group AG has delegated portions of its performance obligations with respect to the Auction Rate Securities Rights issued by UBS Group AG to certain clients and pursuant to which the securities reported herein have been purchased from such clients. Read SEC document
November 28, 2017 Filed Nov 30, 2017 16:25 UTC	BLACKROCK MUNICIPAL 2020 TERM TRUST BKK · Entity 12221	OtherAuction Preferred Stock	26	Not disclosed	Not disclosed	Disclosure SEC source: 0000899243-17-027672 · doc4.xml · nonDerivative · entry 1 UBS Group AG · CIK 0001610520 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By subsidiary - Disclosed balance after: 58 F4 · security: (Cusip Nos 09249X208, 09249X307, 09249X406) F3 · price: At Par F2 · balance_after: This filing reports holdings of the Series of Auction Preferred Stock identified in Item 1 of this Table I on an aggregated basis. F1 · ownership.nature: This Statement is filed jointly by UBS Group AG for the benefit and on behalf of UBS Securities LLC and UBS Financial Services Inc., two wholly owned subsidiaries of UBS Group AG to which UBS Group AG has delegated portions of its performance obligations with respect to the Auction Rate Securities Rights issued by UBS Group AG to certain clients and pursuant to which the securities reported herein have been purchased from such clients. Read SEC document
August 22, 2017 Filed Aug 23, 2017 14:32 UTC	BLACKROCK MUNICIPAL 2020 TERM TRUST BKK · Entity 12221	OtherAuction Preferred Stock	53	Not disclosed	Not disclosed	Disclosure SEC source: 0000899243-17-020907 · doc4.xml · nonDerivative · entry 1 UBS Group AG · CIK 0001610520 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By subsidiary Disclosed balance after: 84 F4 · security: (Cusip Nos 09249X208, 09249X307, 09249X406) F3 · price: At Par F2 · balance_after: This filing reports holdings of the Series of Auction Preferred Stock identified in Item 1 of this Table I on an aggregated basis. F1 · ownership.nature: This Statement is filed jointly by UBS Group AG for the benefit and on behalf of UBS Securities LLC and UBS Financial Services Inc., two wholly owned subsidiaries of UBS Group AG to which UBS Group AG has delegated portions of its performance obligations with respect to the Auction Rate Securities Rights issued by UBS Group AG to certain clients and pursuant to which the securities reported herein have been purchased from such clients. Read SEC document
August 17, 2017 Filed Aug 18, 2017 14:48 UTC	BLACKROCK MUNICIPAL 2020 TERM TRUST BKK · Entity 12221	OtherAuction Preferred Stock	36	Not disclosed	Not disclosed	Disclosure SEC source: 0000899243-17-020674 · doc4.xml · nonDerivative · entry 1 UBS Group AG · CIK 0001610520 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By subsidiary Disclosed balance after: 137 F4 · security: (Cusip Nos 09249X208, 09249X307, 09249X406) F3 · price: At Par F2 · balance_after: This filing reports holdings of the Series of Auction Preferred Stock identified in Item 1 of this Table I on an aggregated basis. F1 · ownership.nature: This Statement is filed jointly by UBS Group AG for the benefit and on behalf of UBS Securities LLC and UBS Financial Services Inc., two wholly owned subsidiaries of UBS Group AG to which UBS Group AG has delegated portions of its performance obligations with respect to the Auction Rate Securities Rights issued by UBS Group AG to certain clients and pursuant to which the securities reported herein have been purchased from such clients. Read SEC document
June 08, 2017 Filed Jun 9, 2017 14:23 UTC	BLACKROCK MUNICIPAL 2020 TERM TRUST BKK · Entity 12221	OtherAuction Preferred Stock	22	Not disclosed	Not disclosed	Disclosure SEC source: 0000899243-17-015895 · doc4.xml · nonDerivative · entry 1 UBS Group AG · CIK 0001610520 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By subsidiary - Disclosed balance after: 173 F4 · security: (Cusip Nos 09249X208, 09249X307, 09249X406) F3 · price: At Par F2 · balance_after: This filing reports holdings of the Series of Auction Preferred Stock identified in Item 1 of this Table I on an aggregated basis. F1 · ownership.nature: This Statement is filed jointly by UBS Group AG for the benefit and on behalf of UBS Securities LLC and UBS Financial Services Inc., two wholly owned subsidiaries of UBS Group AG to which UBS Group AG has delegated portions of its performance obligations with respect to the Auction Rate Securities Rights issued by UBS Group AG to certain clients and pursuant to which the securities reported herein have been purchased from such clients. Read SEC document
June 06, 2017 Filed Jun 7, 2017 15:04 UTC	BLACKROCK MUNICIPAL 2020 TERM TRUST BKK · Entity 12221	OtherAuction Preferred Stock	33	Not disclosed	Not disclosed	Disclosure SEC source: 0000899243-17-015632 · doc4.xml · nonDerivative · entry 1 UBS Group AG · CIK 0001610520 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By subsidiary - Disclosed balance after: 195 F4 · security: (Cusip Nos 09249X208, 09249X307, 09249X406) F3 · price: At Par F2 · balance_after: This filing reports holdings of the Series of Auction Preferred Stock identified in Item 1 of this Table I on an aggregated basis. F1 · ownership.nature: This Statement is filed jointly by UBS Group AG for the benefit and on behalf of UBS Securities LLC and UBS Financial Services Inc., two wholly owned subsidiaries of UBS Group AG to which UBS Group AG has delegated portions of its performance obligations with respect to the Auction Rate Securities Rights issued by UBS Group AG to certain clients and pursuant to which the securities reported herein have been purchased from such clients. Read SEC document
February 23, 2017 Filed Feb 24, 2017 10:53 UTC	BLACKROCK MUNICIPAL 2020 TERM TRUST BKK · Entity 12221	OtherAuction Preferred Stock	83	Not disclosed	Not disclosed	Disclosure SEC source: 0000899243-17-005163 · doc4.xml · nonDerivative · entry 1 UBS Group AG · CIK 0001610520 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By subsidiary Disclosed balance after: 228 F4 · security: (Cusip Nos 09249X307) F3 · price: At Par F2 · balance_after: This filing reports holdings of the Series of Auction Preferred Stock identified in Item 1 of this Table I on an aggregated basis. F1 · ownership.nature: This Statement is filed jointly by UBS Group AG for the benefit and on behalf of UBS Securities LLC and UBS Financial Services Inc., two wholly owned subsidiaries of UBS Group AG to which UBS Group AG has delegated portions of its performance obligations with respect to the Auction Rate Securities Rights issued by UBS Group AG to certain clients and pursuant to which the securities reported herein have been purchased from such clients. Read SEC document
February 21, 2017 Filed Feb 23, 2017 16:19 UTC	BLACKROCK MUNICIPAL 2020 TERM TRUST BKK · Entity 12221	OtherAuction Preferred Stock	122	Not disclosed	Not disclosed	Disclosure SEC source: 0000899243-17-005092 · doc4.xml · nonDerivative · entry 1 UBS Group AG · CIK 0001610520 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By subsidiary - Disclosed balance after: 311 F4 · security: (Cusip Nos 09249X208, 09249X406) F3 · price: At Par F2 · balance_after: This filing reports holdings of the Series of Auction Preferred Stock identified in Item 1 of this Table I on an aggregated basis. F1 · ownership.nature: This Statement is filed jointly by UBS Group AG for the benefit and on behalf of UBS Securities LLC and UBS Financial Services Inc., two wholly owned subsidiaries of UBS Group AG to which UBS Group AG has delegated portions of its performance obligations with respect to the Auction Rate Securities Rights issued by UBS Group AG to certain clients and pursuant to which the securities reported herein have been purchased from such clients. Read SEC document
January 10, 2017 Filed Jan 11, 2017 16:05 UTC	BLACKROCK MUNICIPAL 2020 TERM TRUST BKK · Entity 12221	OtherAuction Preferred Stock	37	Not disclosed	Not disclosed	Disclosure SEC source: 0000899243-17-001097 · doc4.xml · nonDerivative · entry 2 UBS Group AG · CIK 0001610520 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By subsidiary Disclosed balance after: 433 F4 · security: (Cusip Nos 09249X208, 09249X307, 09249X406) F3 · price: At Par F2 · balance_after: This filing reports holdings of the Series of Auction Preferred Stock identified in Item 1 of this Table I on an aggregated basis. F1 · ownership.nature: This Statement is filed jointly by UBS Group AG for the benefit and on behalf of UBS Securities LLC and UBS Financial Services Inc., two wholly owned subsidiaries of UBS Group AG to which UBS Group AG has delegated portions of its performance obligations with respect to the Auction Rate Securities Rights issued by UBS Group AG to certain clients and pursuant to which the securities reported herein have been purchased from such clients. Read SEC document
January 09, 2017 Filed Jan 11, 2017 16:05 UTC	BLACKROCK MUNICIPAL 2020 TERM TRUST BKK · Entity 12221	OtherAuction Preferred Stock	34	Not disclosed	Not disclosed	Disclosure SEC source: 0000899243-17-001097 · doc4.xml · nonDerivative · entry 1 UBS Group AG · CIK 0001610520 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By subsidiary Disclosed balance after: 470 F4 · security: (Cusip Nos 09249X208, 09249X307, 09249X406) F3 · price: At Par F2 · balance_after: This filing reports holdings of the Series of Auction Preferred Stock identified in Item 1 of this Table I on an aggregated basis. F1 · ownership.nature: This Statement is filed jointly by UBS Group AG for the benefit and on behalf of UBS Securities LLC and UBS Financial Services Inc., two wholly owned subsidiaries of UBS Group AG to which UBS Group AG has delegated portions of its performance obligations with respect to the Auction Rate Securities Rights issued by UBS Group AG to certain clients and pursuant to which the securities reported herein have been purchased from such clients. Read SEC document
January 05, 2017 Filed Jan 9, 2017 16:56 UTC	BLACKROCK MUNICIPAL 2020 TERM TRUST BKK · Entity 12221	OtherAuction Preferred Stock	49	Not disclosed	Not disclosed	Disclosure SEC source: 0000899243-17-000819 · doc4.xml · nonDerivative · entry 1 UBS Group AG · CIK 0001610520 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By subsidiary Disclosed balance after: 504 F4 · security: (Cusip Nos 09249X208, 09249X307, 09249X406) F3 · price: At Par F2 · balance_after: This filing reports holdings of the Series of Auction Preferred Stock identified in Item 1 of this Table I on an aggregated basis. F1 · ownership.nature: This Statement is filed jointly by UBS Group AG for the benefit and on behalf of UBS Securities LLC and UBS Financial Services Inc., two wholly owned subsidiaries of UBS Group AG to which UBS Group AG has delegated portions of its performance obligations with respect to the Auction Rate Securities Rights issued by UBS Group AG to certain clients and pursuant to which the securities reported herein have been purchased from such clients. Read SEC document
November 01, 2016 Filed Nov 2, 2016 13:55 UTC	BLACKROCK MUNICIPAL 2020 TERM TRUST BKK · Entity 12221	OtherAuction Preferred Stock	43	Not disclosed	Not disclosed	Disclosure SEC source: 0000899243-16-032585 · doc4.xml · nonDerivative · entry 2 UBS Group AG · CIK 0001610520 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By subsidiary Disclosed balance after: 553 F4 · security: (Cusip Nos 09249X208, 09249X307, 09249X406) F3 · price: At Par F2 · balance_after: This filing reports holdings of the Series of Auction Preferred Stock identified in Item 1 of this Table I on an aggregated basis. F1 · ownership.nature: This Statement is filed jointly by UBS Group AG for the benefit and on behalf of UBS Securities LLC and UBS Financial Services Inc., two wholly owned subsidiaries of UBS Group AG to which UBS Group AG has delegated portions of its performance obligations with respect to the Auction Rate Securities Rights issued by UBS Group AG to certain clients and pursuant to which the securities reported herein have been purchased from such clients. Read SEC document
October 31, 2016 Filed Nov 2, 2016 13:55 UTC	BLACKROCK MUNICIPAL 2020 TERM TRUST BKK · Entity 12221	OtherAuction Preferred Stock	40	Not disclosed	Not disclosed	Disclosure SEC source: 0000899243-16-032585 · doc4.xml · nonDerivative · entry 1 UBS Group AG · CIK 0001610520 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By subsidiary Disclosed balance after: 596 F4 · security: (Cusip Nos 09249X208, 09249X307, 09249X406) F3 · price: At Par F2 · balance_after: This filing reports holdings of the Series of Auction Preferred Stock identified in Item 1 of this Table I on an aggregated basis. F1 · ownership.nature: This Statement is filed jointly by UBS Group AG for the benefit and on behalf of UBS Securities LLC and UBS Financial Services Inc., two wholly owned subsidiaries of UBS Group AG to which UBS Group AG has delegated portions of its performance obligations with respect to the Auction Rate Securities Rights issued by UBS Group AG to certain clients and pursuant to which the securities reported herein have been purchased from such clients. Read SEC document
October 27, 2016 Filed Oct 28, 2016 15:45 UTC	BLACKROCK MUNICIPAL 2020 TERM TRUST BKK · Entity 12221	OtherAuction Preferred Stock	58	Not disclosed	Not disclosed	Disclosure SEC source: 0000899243-16-032420 · doc4.xml · nonDerivative · entry 1 UBS Group AG · CIK 0001610520 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By subsidiary - Disclosed balance after: 636 F4 · security: (Cusip Nos 09249X208, 09249X307, 09249X406) F3 · price: At Par F2 · balance_after: This filing reports holdings of the Series of Auction Preferred Stock identified in Item 1 of this Table I on an aggregated basis. F1 · ownership.nature: This Statement is filed jointly by UBS Group AG for the benefit and on behalf of UBS Securities LLC and UBS Financial Services Inc., two wholly owned subsidiaries of UBS Group AG to which UBS Group AG has delegated portions of its performance obligations with respect to the Auction Rate Securities Rights issued by UBS Group AG to certain clients and pursuant to which the securities reported herein have been purchased from such clients. Read SEC document
September 28, 2016 Filed Sep 30, 2016 20:05 UTC	Eaton Vance Senior Income Trust EVF · Entity 6825	OtherAuction Preferred Stock	871	Not disclosed	Not disclosed	Disclosure SEC source: 0000899243-16-030426 · doc4.xml · nonDerivative · entry 1 UBS Group AG · CIK 0001610520 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By subsidiary - Disclosed balance after: 1,022 F4 · security: (Cusip Nos 27826S202, 27826S301) F3 · price: At 95 F2 · balance_after: This filing reports holdings of the Series of Auction Preferred Stock identified in Item 1 of this Table I on an aggregated basis. F1 · ownership.nature: This Statement is filed jointly by UBS Group AG for the benefit and on behalf of UBS Securities LLC and UBS Financial Services Inc., two wholly owned subsidiaries of UBS Group AG to which UBS Group AG has delegated portions of its performance obligations with respect to the Auction Rate Securities Rights issued by UBS Group AG to certain clients and pursuant to which the securities reported herein have been purchased from such clients. Read SEC document
September 28, 2016 Filed Sep 30, 2016 20:04 UTC	Eaton Vance Senior Floating-Rate Trust EFR · Entity 5918	OtherAuction Preferred Stock	860	Not disclosed	Not disclosed	Disclosure SEC source: 0000899243-16-030425 · doc4.xml · nonDerivative · entry 1 UBS Group AG · CIK 0001610520 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By subsidiary Disclosed balance after: 1,973 F4 · security: (Cusip Nos 27828Q204, 27828Q303, 27828Q402, 27828Q501) F3 · price: At 95 F2 · balance_after: This filing reports holdings of the Series of Auction Preferred Stock identified in Item 1 of this Table I on an aggregated basis. F1 · ownership.nature: This Statement is filed jointly by UBS Group AG for the benefit and on behalf of UBS Securities LLC and UBS Financial Services Inc., two wholly owned subsidiaries of UBS Group AG to which UBS Group AG has delegated portions of its performance obligations with respect to the Auction Rate Securities Rights issued by UBS Group AG to certain clients and pursuant to which the securities reported herein have been purchased from such clients. Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.