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EVF

Eaton Vance Senior Income Trust

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6825
SEC CIK
0001070732
Parsed reports
85

Last 12 months

Inside the activity.

0 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
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Aug 202600
Sep 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
September 15, 2026 Filed Sep 17, 2026 21:07 UTC
MORGAN STANLEYSee Remarks
OtherAuction Preferred Stock 94 Not disclosed Not disclosed
Disclosure

SEC source: 0001140361-26-037006 · form4.xml · nonDerivative · entry 1

MORGAN STANLEY · CIK 0000895421 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Indirect · By Subsidiary

Disclosed balance after: 0

F1 · security: The preferred shares reported herein represent the Reporting Person's combined holdings in multiple series of auction preferred securities of the Issuer, which are treated herein as one class of securities in accordance with the Auction Rate Securities - Global Exemptive Relief no-action letter issued by the Securities and Exchange Commission on September 22, 2008. The Reporting Person is an affiliate of the Issuer's investment adviser.

F2 · kind: The reported securities were disposed of pursuant to a mandatory redemption by the Issuer, at liquidation preference of $25,000 plus any accumulated but unpaid dividends through September 15, 2026. In this regard, the Reporting Person disposed of shares of Series A and Series B Auction Preferred Stock, which were redeemed at $25,012.175 and $25,008.161111, respectively, due to slight differences in the accrued dividends.

F2 · price: The reported securities were disposed of pursuant to a mandatory redemption by the Issuer, at liquidation preference of $25,000 plus any accumulated but unpaid dividends through September 15, 2026. In this regard, the Reporting Person disposed of shares of Series A and Series B Auction Preferred Stock, which were redeemed at $25,012.175 and $25,008.161111, respectively, due to slight differences in the accrued dividends.

Read SEC document
July 01, 2026 Filed Jul 6, 2026 22:03 UTC OtherAuction Preferred Stock 118 $12,500.00 $1,475,000.00
Disclosure

SEC source: 0001214659-26-008240 · marketforms-73583.xml · nonDerivative · entry 1

ROYAL BANK OF CANADA · CIK 0001000275 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By subsidiary

Disclosed balance after: 0

F1 · shares: Pursuant to the Global Relief Letter referred to below, this filing reports holdings of the series of auction preferred stock identified in Item 1 on an aggregated basis in relation to CUSIP Nos. 27826S202 and 27826S301.

F2 · price: Less than par

F3 · ownership.nature: This filing is made jointly by Royal Bank of Canada for the benefit and on behalf of RBC Capital Markets, LLC, which is an indirectly wholly owned subsidiary of the Reporting Person that purchased the securities reported herein.

Read SEC document
June 30, 2026 Filed Jul 8, 2026 16:06 UTC OtherCommon Shares 707.239 $0.00 $0.00
Disclosure

SEC source: 0001225208-26-006538 · doc5.xml · nonDerivative · entry 1

QUINTON KEITH · CIK 0001754991 · Trustee

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,648.376

F1 · price: fiscal year end adjustment, DRIPS

Read SEC document
May 29, 2026 Filed May 29, 2026 19:47 UTC
UBS Group AG10% owner
OtherAuction Preferred Stock 1,022 $24,500.00 $25,039,000.00
Disclosure

SEC source: 0001610520-26-000070 · primary_doc.xml · nonDerivative · entry 1

UBS Group AG · CIK 0001610520 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By subsidiary

Disclosed balance after: 0

F1 · security: CUSIP Nos. 27826S202, 27826S301

F2 · price: 98% of par

F3 · balance_after: This filing reports holdings of the Series of Auction Preferred Stock identified in Item 1 of this Table I on an aggregated basis.

F4 · ownership.nature: This Statement is filed jointly by UBS Group AG for the benefit and on behalf of UBS Securities LLC and UBS Financial Services Inc., two wholly owned subsidiaries of UBS Group AG to which UBS Group AG has delegated portions of its performance obligations with respect to the Auction Rate Securities Rights issued by UBS Group AG to certain clients and pursuant to which the securities reported herein have been purchased from such clients.

Read SEC document
June 30, 2025 Filed Jul 11, 2025 16:38 UTC OtherCommon Shares 241.137 $0.00 $0.00
Disclosure

SEC source: 0001225208-25-006639 · doc5.xml · nonDerivative · entry 1

QUINTON KEITH · CIK 0001754991 · Trustee

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,941.137

F1 · price: fiscal year end adjustment, DRIPS

Read SEC document
December 01, 2022 Filed Dec 1, 2022 20:18 UTC SaleCommon Shares 15,000 $5.45 $81,750.00
Disclosure

SEC source: 0001225208-22-012042 · doc4.xml · nonDerivative · entry 1

QUINTON KEITH · CIK 0001754991 · Trustee

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,700

Read SEC document
June 30, 2022 Filed Aug 8, 2022 19:56 UTC
REDDING JOHNPortfolio Manager
OtherCommon Shares 1,732.25 $0.00 $0.00
Disclosure

SEC source: 0001225208-22-009346 · doc5.xml · nonDerivative · entry 1

REDDING JOHN · CIK 0001225377 · Portfolio Manager

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,431.586

F1 · price: fiscal year end adjustment; DRIPS

Read SEC document
December 23, 2021 Filed Dec 27, 2021 17:27 UTC PurchaseCommon Shares 15,000 $6.74 $101,134.50
Disclosure

SEC source: 0001225208-21-015227 · doc4.xml · nonDerivative · entry 1

QUINTON KEITH · CIK 0001754991 · Trustee

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,700

Read SEC document
August 02, 2021 Filed Aug 4, 2021 17:39 UTC Disposition to issuerCommon Stock 8,043,774 $6.79 $54,617,225.46
Disclosure

SEC source: 0001510281-21-000111 · primary_doc.xml · nonDerivative · entry 1

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · -

Disclosed balance after: 0

Read SEC document
June 30, 2021 Filed Aug 3, 2021 19:46 UTC
REDDING JOHNPortfolio Manager
OtherCommon Shares 1,731.29 $0.00 $0.00
Disclosure

SEC source: 0001225208-21-011051 · doc5.xml · nonDerivative · entry 1

REDDING JOHN · CIK 0001225377 · Portfolio Manager

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,699.336

F1 · price: fiscal year adjustment, DRIPS

Read SEC document
August 25, 2020 Filed Aug 27, 2020 15:56 UTC PurchaseCommon Stock 8,239 $5.85 $48,198.15
Disclosure

SEC source: 0001510281-20-000181 · primary_doc.xml · nonDerivative · entry 1

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · -

Disclosed balance after: 8,043,774

Read SEC document
August 24, 2020 Filed Aug 25, 2020 17:10 UTC PurchaseCommon Stock 15,797 $5.84 $92,254.48
Disclosure

SEC source: 0001510281-20-000179 · primary_doc.xml · nonDerivative · entry 1

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · -

Disclosed balance after: 8,035,535

Read SEC document
August 21, 2020 Filed Aug 25, 2020 17:10 UTC PurchaseCommon Stock 155,096 $5.88 $911,964.48
Disclosure

SEC source: 0001510281-20-000179 · primary_doc.xml · nonDerivative · entry 2

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · -

Disclosed balance after: 8,019,738

Read SEC document
August 18, 2020 Filed Aug 20, 2020 13:21 UTC PurchaseCommon Stock 250,000 $5.84 $1,460,000.00
Disclosure

SEC source: 0001510281-20-000177 · primary_doc.xml · nonDerivative · entry 1

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · -

Disclosed balance after: 7,864,642

Read SEC document
August 17, 2020 Filed Aug 18, 2020 15:13 UTC PurchaseCommon Stock 70,000 $5.85 $409,500.00
Disclosure

SEC source: 0001510281-20-000176 · primary_doc.xml · nonDerivative · entry 2

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · -

Disclosed balance after: 7,614,642

Read SEC document
August 14, 2020 Filed Aug 18, 2020 15:13 UTC PurchaseCommon Stock 55,240 $5.82 $321,496.80
Disclosure

SEC source: 0001510281-20-000176 · primary_doc.xml · nonDerivative · entry 1

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · -

Disclosed balance after: 7,544,642

Read SEC document
August 12, 2020 Filed Aug 14, 2020 12:57 UTC PurchaseCommon Stock 67,449 $5.76 $388,506.24
Disclosure

SEC source: 0001510281-20-000175 · primary_doc.xml · nonDerivative · entry 1

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · -

Disclosed balance after: 7,489,402

Read SEC document
August 07, 2020 Filed Aug 11, 2020 12:14 UTC PurchaseCommon Stock 9,640 $5.85 $56,394.00
Disclosure

SEC source: 0001510281-20-000174 · primary_doc.xml · nonDerivative · entry 1

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · -

Disclosed balance after: 7,421,953

Read SEC document
August 06, 2020 Filed Aug 7, 2020 14:31 UTC PurchaseCommon Stock 50,431 $5.85 $295,021.35
Disclosure

SEC source: 0001510281-20-000172 · primary_doc.xml · nonDerivative · entry 2

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · -

Disclosed balance after: 7,412,313

Read SEC document
August 05, 2020 Filed Aug 7, 2020 14:31 UTC PurchaseCommon Stock 4,347 $5.80 $25,212.60
Disclosure

SEC source: 0001510281-20-000172 · primary_doc.xml · nonDerivative · entry 1

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · -

Disclosed balance after: 7,361,882

Read SEC document
August 04, 2020 Filed Aug 5, 2020 17:29 UTC PurchaseCommon Stock 402,533 $5.78 $2,326,640.74
Disclosure

SEC source: 0001510281-20-000171 · primary_doc.xml · nonDerivative · entry 2

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · -

Disclosed balance after: 7,357,535

Read SEC document
August 03, 2020 Filed Aug 5, 2020 17:29 UTC PurchaseCommon Stock 203,837 $5.75 $1,172,062.75
Disclosure

SEC source: 0001510281-20-000171 · primary_doc.xml · nonDerivative · entry 1

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · -

Disclosed balance after: 6,955,002

Read SEC document
July 30, 2020 Filed Jul 31, 2020 13:20 UTC PurchaseCommon Stock 395,042 $5.63 $2,224,086.46
Disclosure

SEC source: 0001510281-20-000170 · primary_doc.xml · nonDerivative · entry 2

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · -

Disclosed balance after: 6,751,165

Read SEC document
July 29, 2020 Filed Jul 31, 2020 13:20 UTC PurchaseCommon Stock 36,166 $5.59 $202,167.94
Disclosure

SEC source: 0001510281-20-000170 · primary_doc.xml · nonDerivative · entry 1

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · -

Disclosed balance after: 6,356,123

Read SEC document
July 24, 2020 Filed Jul 28, 2020 15:04 UTC PurchaseCommon Stock 41,127 $5.49 $225,787.23
Disclosure

SEC source: 0001510281-20-000169 · primary_doc.xml · nonDerivative · entry 1

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · -

Disclosed balance after: 6,319,957

Read SEC document
July 23, 2020 Filed Jul 24, 2020 13:44 UTC PurchaseCommon Stock 87,299 $5.48 $478,398.52
Disclosure

SEC source: 0001510281-20-000168 · primary_doc.xml · nonDerivative · entry 2

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · -

Disclosed balance after: 6,278,830

Read SEC document
July 22, 2020 Filed Jul 24, 2020 13:44 UTC PurchaseCommon Stock 32,732 $5.42 $177,407.44
Disclosure

SEC source: 0001510281-20-000168 · primary_doc.xml · nonDerivative · entry 1

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · -

Disclosed balance after: 6,191,531

Read SEC document
July 21, 2020 Filed Jul 22, 2020 12:54 UTC PurchaseCommon Stock 99,102 $5.40 $535,150.80
Disclosure

SEC source: 0001510281-20-000167 · primary_doc.xml · nonDerivative · entry 2

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · -

Disclosed balance after: 6,158,799

Read SEC document
July 20, 2020 Filed Jul 22, 2020 12:54 UTC PurchaseCommon Stock 50,000 $5.35 $267,500.00
Disclosure

SEC source: 0001510281-20-000167 · primary_doc.xml · nonDerivative · entry 1

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · -

Disclosed balance after: 6,059,697

Read SEC document
June 30, 2020 Filed Aug 4, 2020 12:50 UTC
REDDING JOHNPortfolio Manager
OtherCommon Shares 1,759.413 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-010179 · doc5.xml · nonDerivative · entry 1

REDDING JOHN · CIK 0001225377 · Portfolio Manager

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,968.046

F1 · price: Fiscal year-end adjustment, DRIPS

Read SEC document
June 05, 2020 Filed Jun 9, 2020 16:19 UTC PurchaseCommon Stock 279,159 $5.51 $1,538,166.09
Disclosure

SEC source: 0001510281-20-000161 · primary_doc.xml · nonDerivative · entry 2

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · -

Disclosed balance after: 6,009,697

Read SEC document
June 04, 2020 Filed Jun 9, 2020 16:19 UTC PurchaseCommon Stock 92,855 $5.45 $506,059.75
Disclosure

SEC source: 0001510281-20-000161 · primary_doc.xml · nonDerivative · entry 1

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · -

Disclosed balance after: 5,730,538

Read SEC document
June 03, 2020 Filed Jun 4, 2020 15:38 UTC PurchaseCommon Stock 284,551 $5.42 $1,542,266.42
Disclosure

SEC source: 0001510281-20-000159 · primary_doc.xml · nonDerivative · entry 3

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · -

Disclosed balance after: 5,637,683

Read SEC document
June 02, 2020 Filed Jun 4, 2020 15:38 UTC PurchaseCommon Stock 48,356 $5.35 $258,704.60
Disclosure

SEC source: 0001510281-20-000159 · primary_doc.xml · nonDerivative · entry 2

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · -

Disclosed balance after: 5,353,132

Read SEC document
June 01, 2020 Filed Jun 4, 2020 15:38 UTC PurchaseCommon Stock 167,972 $5.32 $893,611.04
Disclosure

SEC source: 0001510281-20-000159 · primary_doc.xml · nonDerivative · entry 1

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · -

Disclosed balance after: 5,304,776

Read SEC document
May 29, 2020 Filed Jun 1, 2020 15:32 UTC PurchaseCommon Stock 71,227 $5.25 $373,941.75
Disclosure

SEC source: 0001510281-20-000157 · primary_doc.xml · nonDerivative · entry 1

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · -

Disclosed balance after: 5,136,804

Read SEC document
May 27, 2020 Filed May 28, 2020 16:56 UTC PurchaseCommon Stock 174,945 $5.19 $907,964.55
Disclosure

SEC source: 0001510281-20-000154 · primary_doc.xml · nonDerivative · entry 2

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · -

Disclosed balance after: 5,065,577

Read SEC document
May 26, 2020 Filed May 28, 2020 16:56 UTC PurchaseCommon Stock 54,539 $5.18 $282,512.02
Disclosure

SEC source: 0001510281-20-000154 · primary_doc.xml · nonDerivative · entry 1

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · -

Disclosed balance after: 4,890,632

Read SEC document
May 22, 2020 Filed May 26, 2020 14:43 UTC PurchaseCommon Stock 54,622 $5.12 $279,664.64
Disclosure

SEC source: 0001510281-20-000151 · primary_doc.xml · nonDerivative · entry 2

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · -

Disclosed balance after: 4,836,093

Read SEC document
May 21, 2020 Filed May 26, 2020 14:43 UTC PurchaseCommon Stock 87,471 $5.13 $448,726.23
Disclosure

SEC source: 0001510281-20-000151 · primary_doc.xml · nonDerivative · entry 1

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · -

Disclosed balance after: 4,781,471

Read SEC document
May 20, 2020 Filed May 21, 2020 17:47 UTC PurchaseCommon Stock 20,394 $5.12 $104,417.28
Disclosure

SEC source: 0001510281-20-000148 · primary_doc.xml · nonDerivative · entry 2

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · -

Disclosed balance after: 4,694,000

Read SEC document
May 19, 2020 Filed May 21, 2020 17:47 UTC PurchaseCommon Stock 171,640 $5.07 $870,214.80
Disclosure

SEC source: 0001510281-20-000148 · primary_doc.xml · nonDerivative · entry 1

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · -

Disclosed balance after: 4,673,606

Read SEC document
May 18, 2020 Filed May 19, 2020 17:57 UTC PurchaseCommon Stock 34,017 $5.05 $171,785.85
Disclosure

SEC source: 0001510281-20-000144 · primary_doc.xml · nonDerivative · entry 2

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · -

Disclosed balance after: 4,501,966

Read SEC document
May 15, 2020 Filed May 19, 2020 17:57 UTC PurchaseCommon Stock 114,621 $5.00 $573,105.00
Disclosure

SEC source: 0001510281-20-000144 · primary_doc.xml · nonDerivative · entry 1

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · -

Disclosed balance after: 4,467,949

Read SEC document
May 14, 2020 Filed May 15, 2020 13:44 UTC PurchaseCommon Stock 54,460 $5.00 $272,300.00
Disclosure

SEC source: 0001510281-20-000140 · primary_doc.xml · nonDerivative · entry 2

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · -

Disclosed balance after: 4,353,328

Read SEC document
May 13, 2020 Filed May 15, 2020 13:44 UTC PurchaseCommon Stock 53,700 $5.04 $270,648.00
Disclosure

SEC source: 0001510281-20-000140 · primary_doc.xml · nonDerivative · entry 1

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · -

Disclosed balance after: 4,298,868

Read SEC document
May 11, 2020 Filed May 13, 2020 14:55 UTC PurchaseCommon Stock 241,972 $5.06 $1,224,378.32
Disclosure

SEC source: 0001510281-20-000136 · primary_doc.xml · nonDerivative · entry 1

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · -

Disclosed balance after: 4,245,168

Read SEC document
May 08, 2020 Filed May 11, 2020 17:18 UTC PurchaseCommon Stock 42,333 $5.03 $212,934.99
Disclosure

SEC source: 0001510281-20-000133 · primary_doc.xml · nonDerivative · entry 2

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · -

Disclosed balance after: 4,003,196

Read SEC document
May 07, 2020 Filed May 11, 2020 17:18 UTC PurchaseCommon Stock 164,625 $5.05 $831,356.25
Disclosure

SEC source: 0001510281-20-000133 · primary_doc.xml · nonDerivative · entry 1

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · -

Disclosed balance after: 3,960,863

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January 10, 2020 Filed Jan 10, 2020 20:38 UTC PurchaseCommon Shares 7,700 $6.49 $49,973.00
Disclosure

SEC source: 0001225208-20-000705 · doc4.xml · nonDerivative · entry 1

QUINTON KEITH · CIK 0001754991 · Trustee

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,700

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.