Last 12 months
Inside the activity.
0 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 29, 2026 Filed May 29, 2026 19:19 UTC |
UBS Group AG10% owner
|
OtherAuction Preferred Stock | 5,148 | $24,500.00 | $126,126,000.00 |
DisclosureSEC source: 0001610520-26-000067 · primary_doc.xml · nonDerivative · entry 1 UBS Group AG · CIK 0001610520 · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By subsidiary Disclosed balance after: 0 F1 · security: 1. CUSIP Nos. 27828H204, 27828H303, 27828H402, 27828H501, 27828H600 F2 · price: 98% of par F3 · balance_after: This filing reports holdings of the Series of Auction Preferred Stock identified in Item 1 of this Table I on an aggregated basis. F4 · ownership.nature: This Statement is filed jointly by UBS Group AG for the benefit and on behalf of UBS Securities LLC and UBS Financial Services Inc., two wholly owned subsidiaries of UBS Group AG to which UBS Group AG has delegated portions of its performance obligations with respect to the Auction Rate Securities Rights issued by UBS Group AG to certain clients and pursuant to which the securities reported herein have been purchased from such clients. Read SEC document |
| March 31, 2023 Filed May 5, 2023 17:14 UTC |
Stein EricPresident · Portfolio Manager
|
OtherCommon Shares | 50.0919 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-23-005448 · doc5.xml · nonDerivative · entry 1 Stein Eric · CIK 0001589857 · President · Portfolio Manager 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 449.7852 F1 · price: Fiscal year end adjustment, DRIPS Read SEC document |
| February 21, 2023 Filed Feb 23, 2023 16:32 UTC |
Paloma Partners Management Co10% owner
Sunrise Partners Limited Partnership10% owner
PALOMA INTERNATIONAL L P10% owner
Paloma Partners Advisors LP10% owner
PALOMA PARTNERS ADVISORS, INC.10% owner
Hayt Gregory S.10% owner
SUSSMAN S DONALD10% owner
|
SaleSeries E Auction Preferred Shares | 134 | $21,750.00 | $2,914,500.00 |
DisclosureSEC source: 0001140361-23-008299 · form4.xml · nonDerivative · entry 5 Paloma Partners Management Co · CIK 0001103882 · 10% owner Sunrise Partners Limited Partnership · CIK 0001369507 · 10% owner PALOMA INTERNATIONAL L P · CIK 0001270603 · 10% owner Paloma Partners Advisors LP · CIK 0001633870 · 10% owner PALOMA PARTNERS ADVISORS, INC. · CIK 0001924140 · 10% owner Hayt Gregory S. · CIK 0001924125 · 10% owner SUSSMAN S DONALD · CIK 0001044734 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Explanation of Responses Disclosed balance after: 0 F1 · ownership.nature: These Auction Preferred Shares are held directly by Sunrise Partners Limited Partnership ("Sunrise"). Paloma International, L.P. is the parent of Sunrise. Each of Paloma Partners Management Company and Paloma Partners Advisors LP serves as general partner of Paloma International, L.P. Paloma Partners Advisors, Inc. serves as general partner of Paloma Partners Advisors LP. Donald Sussman serves as President of Paloma Partners Advisors, Inc. Donald Sussman and Gregory Hayt serve as Directors of Paloma Partners Management Company. F2 · ownership.nature: Each of Paloma International, L.P., Paloma Partners Management Company, Paloma Partners Advisors LP, Paloma Partners Advisors, Inc., Donald Sussman and Gregory Hayt disclaims beneficial ownership of the securities reported herein, except to the extent of his or its pecuniary interest therein, and this report shall not be deemed an admission that such person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| February 21, 2023 Filed Feb 23, 2023 16:32 UTC |
Paloma Partners Management Co10% owner
Sunrise Partners Limited Partnership10% owner
PALOMA INTERNATIONAL L P10% owner
Paloma Partners Advisors LP10% owner
PALOMA PARTNERS ADVISORS, INC.10% owner
Hayt Gregory S.10% owner
SUSSMAN S DONALD10% owner
|
SaleSeries D Auction Preferred Shares | 154 | $21,750.00 | $3,349,500.00 |
DisclosureSEC source: 0001140361-23-008299 · form4.xml · nonDerivative · entry 4 Paloma Partners Management Co · CIK 0001103882 · 10% owner Sunrise Partners Limited Partnership · CIK 0001369507 · 10% owner PALOMA INTERNATIONAL L P · CIK 0001270603 · 10% owner Paloma Partners Advisors LP · CIK 0001633870 · 10% owner PALOMA PARTNERS ADVISORS, INC. · CIK 0001924140 · 10% owner Hayt Gregory S. · CIK 0001924125 · 10% owner SUSSMAN S DONALD · CIK 0001044734 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Explanation of Responses Disclosed balance after: 0 F1 · ownership.nature: These Auction Preferred Shares are held directly by Sunrise Partners Limited Partnership ("Sunrise"). Paloma International, L.P. is the parent of Sunrise. Each of Paloma Partners Management Company and Paloma Partners Advisors LP serves as general partner of Paloma International, L.P. Paloma Partners Advisors, Inc. serves as general partner of Paloma Partners Advisors LP. Donald Sussman serves as President of Paloma Partners Advisors, Inc. Donald Sussman and Gregory Hayt serve as Directors of Paloma Partners Management Company. F2 · ownership.nature: Each of Paloma International, L.P., Paloma Partners Management Company, Paloma Partners Advisors LP, Paloma Partners Advisors, Inc., Donald Sussman and Gregory Hayt disclaims beneficial ownership of the securities reported herein, except to the extent of his or its pecuniary interest therein, and this report shall not be deemed an admission that such person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| February 21, 2023 Filed Feb 23, 2023 16:32 UTC |
Paloma Partners Management Co10% owner
Sunrise Partners Limited Partnership10% owner
PALOMA INTERNATIONAL L P10% owner
Paloma Partners Advisors LP10% owner
PALOMA PARTNERS ADVISORS, INC.10% owner
Hayt Gregory S.10% owner
SUSSMAN S DONALD10% owner
|
SaleSeries C Auction Preferred Shares | 366 | $21,750.00 | $7,960,500.00 |
DisclosureSEC source: 0001140361-23-008299 · form4.xml · nonDerivative · entry 3 Paloma Partners Management Co · CIK 0001103882 · 10% owner Sunrise Partners Limited Partnership · CIK 0001369507 · 10% owner PALOMA INTERNATIONAL L P · CIK 0001270603 · 10% owner Paloma Partners Advisors LP · CIK 0001633870 · 10% owner PALOMA PARTNERS ADVISORS, INC. · CIK 0001924140 · 10% owner Hayt Gregory S. · CIK 0001924125 · 10% owner SUSSMAN S DONALD · CIK 0001044734 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Explanation of Responses Disclosed balance after: 0 F1 · ownership.nature: These Auction Preferred Shares are held directly by Sunrise Partners Limited Partnership ("Sunrise"). Paloma International, L.P. is the parent of Sunrise. Each of Paloma Partners Management Company and Paloma Partners Advisors LP serves as general partner of Paloma International, L.P. Paloma Partners Advisors, Inc. serves as general partner of Paloma Partners Advisors LP. Donald Sussman serves as President of Paloma Partners Advisors, Inc. Donald Sussman and Gregory Hayt serve as Directors of Paloma Partners Management Company. F2 · ownership.nature: Each of Paloma International, L.P., Paloma Partners Management Company, Paloma Partners Advisors LP, Paloma Partners Advisors, Inc., Donald Sussman and Gregory Hayt disclaims beneficial ownership of the securities reported herein, except to the extent of his or its pecuniary interest therein, and this report shall not be deemed an admission that such person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| February 21, 2023 Filed Feb 23, 2023 16:32 UTC |
Paloma Partners Management Co10% owner
Sunrise Partners Limited Partnership10% owner
PALOMA INTERNATIONAL L P10% owner
Paloma Partners Advisors LP10% owner
PALOMA PARTNERS ADVISORS, INC.10% owner
Hayt Gregory S.10% owner
SUSSMAN S DONALD10% owner
|
SaleSeries B Auction Preferred Shares | 164 | $21,750.00 | $3,567,000.00 |
DisclosureSEC source: 0001140361-23-008299 · form4.xml · nonDerivative · entry 2 Paloma Partners Management Co · CIK 0001103882 · 10% owner Sunrise Partners Limited Partnership · CIK 0001369507 · 10% owner PALOMA INTERNATIONAL L P · CIK 0001270603 · 10% owner Paloma Partners Advisors LP · CIK 0001633870 · 10% owner PALOMA PARTNERS ADVISORS, INC. · CIK 0001924140 · 10% owner Hayt Gregory S. · CIK 0001924125 · 10% owner SUSSMAN S DONALD · CIK 0001044734 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Explanation of Responses Disclosed balance after: 0 F1 · ownership.nature: These Auction Preferred Shares are held directly by Sunrise Partners Limited Partnership ("Sunrise"). Paloma International, L.P. is the parent of Sunrise. Each of Paloma Partners Management Company and Paloma Partners Advisors LP serves as general partner of Paloma International, L.P. Paloma Partners Advisors, Inc. serves as general partner of Paloma Partners Advisors LP. Donald Sussman serves as President of Paloma Partners Advisors, Inc. Donald Sussman and Gregory Hayt serve as Directors of Paloma Partners Management Company. F2 · ownership.nature: Each of Paloma International, L.P., Paloma Partners Management Company, Paloma Partners Advisors LP, Paloma Partners Advisors, Inc., Donald Sussman and Gregory Hayt disclaims beneficial ownership of the securities reported herein, except to the extent of his or its pecuniary interest therein, and this report shall not be deemed an admission that such person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| February 21, 2023 Filed Feb 23, 2023 16:32 UTC |
Paloma Partners Management Co10% owner
Sunrise Partners Limited Partnership10% owner
PALOMA INTERNATIONAL L P10% owner
Paloma Partners Advisors LP10% owner
PALOMA PARTNERS ADVISORS, INC.10% owner
Hayt Gregory S.10% owner
SUSSMAN S DONALD10% owner
|
SaleSeries A Auction Preferred Shares | 194 | $21,750.00 | $4,219,500.00 |
DisclosureSEC source: 0001140361-23-008299 · form4.xml · nonDerivative · entry 1 Paloma Partners Management Co · CIK 0001103882 · 10% owner Sunrise Partners Limited Partnership · CIK 0001369507 · 10% owner PALOMA INTERNATIONAL L P · CIK 0001270603 · 10% owner Paloma Partners Advisors LP · CIK 0001633870 · 10% owner PALOMA PARTNERS ADVISORS, INC. · CIK 0001924140 · 10% owner Hayt Gregory S. · CIK 0001924125 · 10% owner SUSSMAN S DONALD · CIK 0001044734 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Explanation of Responses Disclosed balance after: 0 F1 · ownership.nature: These Auction Preferred Shares are held directly by Sunrise Partners Limited Partnership ("Sunrise"). Paloma International, L.P. is the parent of Sunrise. Each of Paloma Partners Management Company and Paloma Partners Advisors LP serves as general partner of Paloma International, L.P. Paloma Partners Advisors, Inc. serves as general partner of Paloma Partners Advisors LP. Donald Sussman serves as President of Paloma Partners Advisors, Inc. Donald Sussman and Gregory Hayt serve as Directors of Paloma Partners Management Company. F2 · ownership.nature: Each of Paloma International, L.P., Paloma Partners Management Company, Paloma Partners Advisors LP, Paloma Partners Advisors, Inc., Donald Sussman and Gregory Hayt disclaims beneficial ownership of the securities reported herein, except to the extent of his or its pecuniary interest therein, and this report shall not be deemed an admission that such person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| December 01, 2022 Filed Dec 1, 2022 20:18 UTC |
QUINTON KEITHTrustee
|
SaleCommon Shares | 8,000 | $10.43 | $83,440.00 |
DisclosureSEC source: 0001225208-22-012043 · doc4.xml · nonDerivative · entry 1 QUINTON KEITH · CIK 0001754991 · Trustee 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| March 31, 2022 Filed May 5, 2022 20:15 UTC |
Stein EricPresident · Portfolio Manager
|
OtherCommon Shares | 35.5502 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-22-006567 · doc5.xml · nonDerivative · entry 1 Stein Eric · CIK 0001589857 · President · Portfolio Manager 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 399.6933 F1 · price: fiscal year end adjustments, DRIPS Read SEC document |
| December 23, 2021 Filed Dec 27, 2021 17:27 UTC |
QUINTON KEITHTrustee
|
PurchaseCommon Shares | 8,000 | $13.10 | $104,764.80 |
DisclosureSEC source: 0001225208-21-015228 · doc4.xml · nonDerivative · entry 1 QUINTON KEITH · CIK 0001754991 · Trustee 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,000 Read SEC document |
| March 31, 2021 Filed Apr 30, 2021 14:54 UTC |
Stein EricPresident · Portfolio Manager
|
OtherCommon Shares | 35.2452 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-007284 · doc5.xml · nonDerivative · entry 1 Stein Eric · CIK 0001589857 · President · Portfolio Manager 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 364.1431 F1 · price: fiscal year end adjustments, DRIPS. Read SEC document |
| March 31, 2020 Filed May 8, 2020 14:42 UTC |
Stein EricPortfolio Manager
|
OtherCommon Shares | 25.8903 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-007224 · doc5.xml · nonDerivative · entry 1 Stein Eric · CIK 0001589857 · Portfolio Manager 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 328.8979 F1 · price: fiscal year end adjustment, DRIPS Read SEC document |
| March 25, 2020 Filed Mar 26, 2020 17:37 UTC |
UBS Group AG10% owner
|
SaleCommon Stock | 615 | $9.64 | $5,931.61 |
DisclosureSEC source: 0000899243-20-009501 · doc4.xml · nonDerivative · entry 1 UBS Group AG · CIK 0001610520 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By subsidiary Disclosed balance after: 0 F1 · ownership.nature: This Statement is filed jointly by UBS Group AG for the benefit and on behalf of UBS AG London Branch, a wholly owned subsidiary of UBS Group. Read SEC document |
| March 24, 2020 Filed Mar 25, 2020 14:57 UTC |
UBS Group AG10% owner
|
SaleCommon Stock | 217,253 | $8.86 | $1,925,230.91 |
DisclosureSEC source: 0000899243-20-009384 · doc4.xml · nonDerivative · entry 1 UBS Group AG · CIK 0001610520 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By subsidiary Disclosed balance after: 615 F1 · ownership.nature: This Statement is filed jointly by UBS Group AG for the benefit and on behalf of UBS AG London Branch, a wholly owned subsidiary of UBS Group. Read SEC document |
| March 23, 2020 Filed Mar 24, 2020 15:11 UTC |
UBS Group AG10% owner
|
SaleCommon Stock | 257,889 | $8.34 | $2,151,696.87 |
DisclosureSEC source: 0000899243-20-009320 · doc4.xml · nonDerivative · entry 1 UBS Group AG · CIK 0001610520 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By subsidiary - Disclosed balance after: 217,868 F1 · ownership.nature: This Statement is filed jointly by UBS Group AG for the benefit and on behalf of UBS AG London Branch, a wholly owned subsidiary of UBS Group. Read SEC document |
| March 20, 2020 Filed Mar 23, 2020 15:15 UTC |
UBS Group AG10% owner
|
SaleCommon Stock | 418,344 | $9.01 | $3,767,396.89 |
DisclosureSEC source: 0000899243-20-009231 · doc4.xml · nonDerivative · entry 1 UBS Group AG · CIK 0001610520 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By subsidiary Disclosed balance after: 475,757 F1 · ownership.nature: This Statement is filed jointly by UBS Group AG for the benefit and on behalf of UBS AG London Branch, a wholly owned subsidiary of UBS Group. Read SEC document |
| March 19, 2020 Filed Mar 20, 2020 19:26 UTC |
UBS Group AG10% owner
|
SaleCommon Stock | 143,540 | $8.04 | $1,154,119.02 |
DisclosureSEC source: 0000899243-20-009100 · doc4.xml · nonDerivative · entry 2 UBS Group AG · CIK 0001610520 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By subsidiary - Disclosed balance after: 894,101 F1 · ownership.nature: This Statement is filed jointly by UBS Group AG for the benefit and on behalf of UBS AG London Branch, a wholly owned subsidiary of UBS Group. Read SEC document |
| March 18, 2020 Filed Mar 20, 2020 19:26 UTC |
UBS Group AG10% owner
|
SaleCommon Stock | 452,214 | $8.20 | $3,709,059.23 |
DisclosureSEC source: 0000899243-20-009100 · doc4.xml · nonDerivative · entry 1 UBS Group AG · CIK 0001610520 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By subsidiary - Disclosed balance after: 1,037,641 F1 · ownership.nature: This Statement is filed jointly by UBS Group AG for the benefit and on behalf of UBS AG London Branch, a wholly owned subsidiary of UBS Group. Read SEC document |
| January 06, 2020 Filed Jan 7, 2020 17:18 UTC |
UBS Group AG10% owner
|
PurchaseCommon Stock | 10,355 | $13.28 | $137,514.40 |
DisclosureSEC source: 0000899243-20-000691 · doc4.xml · nonDerivative · entry 1 UBS Group AG · CIK 0001610520 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By subsidiary - Disclosed balance after: 1,489,855 F1 · ownership.nature: This Statement is filed jointly by UBS Group AG for the benefit and on behalf of UBS AG London Branch, a wholly owned subsidiary of UBS Group. Read SEC document |
| January 03, 2020 Filed Jan 7, 2020 13:27 UTC |
UBS Group AG10% owner
|
PurchaseCommon Stock | 9,345 | $13.31 | $124,381.95 |
DisclosureSEC source: 0000899243-20-000664 · doc4.xml · nonDerivative · entry 1 UBS Group AG · CIK 0001610520 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By subsidiary - Disclosed balance after: 1,479,500 F1 · ownership.nature: This Statement is filed jointly by UBS Group AG for the benefit and on behalf of UBS AG London Branch, a wholly owned subsidiary of UBS Group. Read SEC document |
| January 02, 2020 Filed Jan 3, 2020 19:16 UTC |
UBS Group AG10% owner
|
PurchaseCommon Stock | 25,438 | $13.28 | $337,834.45 |
DisclosureSEC source: 0000899243-20-000192 · doc4.xml · nonDerivative · entry 1 UBS Group AG · CIK 0001610520 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By subsidiary - Disclosed balance after: 1,470,155 F1 · ownership.nature: This Statement is filed jointly by UBS Group AG for the benefit and on behalf of UBS AG London Branch, a wholly owned subsidiary of UBS Group. Read SEC document |
| December 30, 2019 Filed Dec 31, 2019 16:05 UTC |
UBS Group AG10% owner
|
PurchaseCommon Stock | 101,397 | $13.20 | $1,338,795.29 |
DisclosureSEC source: 0000899243-19-030256 · doc4.xml · nonDerivative · entry 1 UBS Group AG · CIK 0001610520 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By subsidiary Disclosed balance after: 1,444,717 F1 · ownership.nature: This Statement is filed jointly by UBS Group AG for the benefit and on behalf of UBS AG London Branch, a wholly owned subsidiary of UBS Group. Read SEC document |
| March 31, 2019 Filed May 1, 2019 19:53 UTC |
Stein EricPortfolio Manager
|
OtherCommon Shares | 53.5976 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-007478 · doc5.xml · nonDerivative · entry 1 Stein Eric · CIK 0001589857 · Portfolio Manager 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 303.0076 F1 · price: Fiscal Year End Adjustment, DRIPS Read SEC document |
| January 04, 2019 Filed Jan 8, 2019 16:23 UTC |
UBS Group AG10% owner
|
SaleCommon Stock | 510 | $11.93 | $6,084.76 |
DisclosureSEC source: 0000899243-19-000717 · doc4.xml · nonDerivative · entry 2 UBS Group AG · CIK 0001610520 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By subsidiary Disclosed balance after: 1,343,320 F1 · ownership.nature: This Statement is filed jointly by UBS Group AG for the benefit and on behalf of UBS AG London Branch, a wholly owned subsidiary of UBS Group. Read SEC document |
| January 04, 2019 Filed Jan 8, 2019 16:23 UTC |
UBS Group AG10% owner
|
SaleCommon Stock | 24,500 | $12.09 | $296,205.00 |
DisclosureSEC source: 0000899243-19-000717 · doc4.xml · nonDerivative · entry 1 UBS Group AG · CIK 0001610520 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By subsidiary Disclosed balance after: 1,343,830 F1 · ownership.nature: This Statement is filed jointly by UBS Group AG for the benefit and on behalf of UBS AG London Branch, a wholly owned subsidiary of UBS Group. Read SEC document |
| January 03, 2019 Filed Jan 7, 2019 16:27 UTC |
UBS Group AG10% owner
|
SaleCommon Stock | 2,349 | $11.88 | $27,896.02 |
DisclosureSEC source: 0000899243-19-000600 · doc4.xml · nonDerivative · entry 2 UBS Group AG · CIK 0001610520 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By subsidiary Disclosed balance after: 1,368,330 F1 · ownership.nature: This Statement is filed jointly by UBS Group AG for the benefit and on behalf of UBS AG London Branch, a wholly owned subsidiary of UBS Group. Read SEC document |
| January 03, 2019 Filed Jan 7, 2019 16:27 UTC |
UBS Group AG10% owner
|
SaleCommon Stock | 25,445 | $11.89 | $302,541.05 |
DisclosureSEC source: 0000899243-19-000600 · doc4.xml · nonDerivative · entry 1 UBS Group AG · CIK 0001610520 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By subsidiary Disclosed balance after: 1,370,679 F1 · ownership.nature: This Statement is filed jointly by UBS Group AG for the benefit and on behalf of UBS AG London Branch, a wholly owned subsidiary of UBS Group. Read SEC document |
| January 02, 2019 Filed Jan 4, 2019 18:13 UTC |
UBS Group AG10% owner
|
SaleCommon Stock | 71,972 | $11.87 | $854,581.13 |
DisclosureSEC source: 0000899243-19-000466 · doc4.xml · nonDerivative · entry 2 UBS Group AG · CIK 0001610520 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By subsidiary Disclosed balance after: 1,396,124 F1 · ownership.nature: This Statement is filed jointly by UBS Group AG for the benefit and on behalf of UBS AG London Branch, a wholly owned subsidiary of UBS Group. Read SEC document |
| January 02, 2019 Filed Jan 4, 2019 18:13 UTC |
UBS Group AG10% owner
|
SaleCommon Stock | 22,623 | $11.85 | $268,082.55 |
DisclosureSEC source: 0000899243-19-000466 · doc4.xml · nonDerivative · entry 1 UBS Group AG · CIK 0001610520 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By subsidiary Disclosed balance after: 1,468,096 F1 · ownership.nature: This Statement is filed jointly by UBS Group AG for the benefit and on behalf of UBS AG London Branch, a wholly owned subsidiary of UBS Group. Read SEC document |
| September 19, 2018 Filed Sep 21, 2018 20:37 UTC |
MORGAN STANLEY10% owner
|
SaleAuction Preferred Stock | 557 | $23,000.00 | $12,811,000.00 |
DisclosureSEC source: 0000950103-18-010950 · dp95837_4-2.xml · nonDerivative · entry 1 MORGAN STANLEY · CIK 0000895421 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Subsidiary Disclosed balance after: 584 F1 · security: The preferred shares reported herein represent the Reporting Person's combined holdings in multiple series of auction preferred securities of the Issuer, which are treated herein as one class of securities in accordance with the Auction Rate Securities - Global Exemptive Relief no-action letter issued by the Securities and Exchange Commission (the "SEC") on September 22, 2008. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer, or a security holder of the Issuer, complete information regarding the number of the Issuer's equity securities purchased or sold at each different price and date of all transactions in such securities that occurred after the Reporting Person became a 10% owner but prior to the date of this filing. Read SEC document |
| February 06, 2018 Filed Feb 9, 2018 17:03 UTC |
PAGE SCOTT HPortfolio Manager
|
PurchaseCommon Shares | 20,000 | $13.43 | $268,600.00 |
DisclosureSEC source: 0001225208-18-002369 · doc4.xml · nonDerivative · entry 1 PAGE SCOTT H · CIK 0001225375 · Portfolio Manager 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,000 Read SEC document |
| October 28, 2015 Filed Oct 29, 2015 20:22 UTC |
MORGAN STANLEY10% owner
|
PurchaseAuction Preferred Stock | 1 | $25,000.00 | $25,000.00 |
DisclosureSEC source: 0000950103-15-008451 · dp60812_4-stanley.xml · nonDerivative · entry 1 MORGAN STANLEY · CIK 0000895421 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Subsidiary Disclosed balance after: 1,141 F1 · security: The preferred shares reported herein represent the Reporting Person's combined holdings in multiple series of auction preferred securities of the Issuer, which are treated herein as one class of securities in accordance with the Auction Rate Securities - Global Exemptive Relief no-action letter issued by the Securities and Exchange Commission (the "SEC") on September 22, 2008. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer, or a security holder of the Issuer, complete information regarding the number of the Issuer's equity securities purchased or sold at each different price and date of all transactions in such securities that occurred after the Reporting Person became a 10% owner but prior to the date of this filing. Read SEC document |
| September 11, 2015 Filed Sep 15, 2015 20:35 UTC |
MORGAN STANLEY10% owner
|
PurchaseAuction Preferred Stock | 2 | $25,000.00 | $50,000.00 |
DisclosureSEC source: 0000950103-15-007405 · dp59714_4-morgan.xml · nonDerivative · entry 1 MORGAN STANLEY · CIK 0000895421 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Subsidiary Disclosed balance after: 1,140 F1 · security: The preferred shares reported herein represent the Reporting Person's combined holdings in multiple series of auction preferred securities of the Issuer, which are treated herein as one class of securities in accordance with the Auction Rate Securities - Global Exemptive Relief no-action letter issued by the Securities and Exchange Commission (the "SEC") on September 22, 2008. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer, or a security holder of the Issuer, complete information regarding the number of the Issuer's equity securities purchased or sold at each different price and date of all transactions in such securities that occurred after the Reporting Person became a 10% owner but prior to the date of this filing. Read SEC document |
| September 02, 2015 Filed Sep 4, 2015 19:33 UTC |
MORGAN STANLEY10% owner
|
PurchaseAuction Preferred Stock | 4 | $25,000.00 | $100,000.00 |
DisclosureSEC source: 0000950103-15-007217 · dp59542_4-evv.xml · nonDerivative · entry 1 MORGAN STANLEY · CIK 0000895421 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Subsidiary Disclosed balance after: 1,138 F1 · security: The preferred shares reported herein represent the Reporting Person's combined holdings in multiple series of auction preferred securities of the Issuer, which are treated herein as one class of securities in accordance with the Auction Rate Securities - Global Exemptive Relief no-action letter issued by the Securities and Exchange Commission (the "SEC") on September 22, 2008. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer, or a security holder of the Issuer, complete information regarding the number of the Issuer's equity securities purchased or sold at each different price and date of all transactions in such securities that occurred after the Reporting Person became a 10% owner but prior to the date of this filing. Read SEC document |
| August 12, 2015 Filed Aug 14, 2015 18:52 UTC |
MORGAN STANLEY10% owner
|
PurchaseAuction Preferred Stock | 1 | $25,000.00 | $25,000.00 |
DisclosureSEC source: 0000950103-15-006505 · dp58828_4.xml · nonDerivative · entry 1 MORGAN STANLEY · CIK 0000895421 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Subsidiary Disclosed balance after: 1,134 F1 · security: The preferred shares reported herein represent the Reporting Person's combined holdings in multiple series of auction preferred securities of the Issuer, which are treated herein as one class of securities in accordance with the Auction Rate Securities - Global Exemptive Relief no-action letter issued by the Securities and Exchange Commission (the "SEC") on September 22, 2008. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer, or a security holder of the Issuer, complete information regarding the number of the Issuer's equity securities purchased or sold at each different price and date of all transactions in such securities that occurred after the Reporting Person became a 10% owner but prior to the date of this filing. Read SEC document |
| July 28, 2015 Filed Jul 30, 2015 21:16 UTC |
MORGAN STANLEY10% owner
|
PurchaseAuction Preferred Stock | 1 | $25,000.00 | $25,000.00 |
DisclosureSEC source: 0000950103-15-005986 · dp58329_4-eaton.xml · nonDerivative · entry 1 MORGAN STANLEY · CIK 0000895421 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Subsidiary Disclosed balance after: 1,133 F1 · security: The preferred shares reported herein represent the Reporting Person's combined holdings in multiple series of auction preferred securities of the Issuer, which are treated herein as one class of securities in accordance with the Auction Rate Securities - Global Exemptive Relief no-action letter issued by the Securities and Exchange Commission (the "SEC") on September 22, 2008. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer, or a security holder of the Issuer, complete information regarding the number of the Issuer's equity securities purchased or sold at each different price and date of all transactions in such securities that occurred after the Reporting Person became a 10% owner but prior to the date of this filing. Read SEC document |
| July 16, 2015 Filed Jul 20, 2015 22:24 UTC |
MORGAN STANLEY10% owner
|
PurchaseAuction Preferred Stock | 5 | $25,000.00 | $125,000.00 |
DisclosureSEC source: 0000950103-15-005715 · dp58033_4.xml · nonDerivative · entry 1 MORGAN STANLEY · CIK 0000895421 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Subsidiary Disclosed balance after: 1,132 F1 · security: The preferred shares reported herein represent the Reporting Person's combined holdings in multiple series of auction preferred securities of the Issuer, which are treated herein as one class of securities in accordance with the Auction Rate Securities - Global Exemptive Relief no-action letter issued by the Securities and Exchange Commission (the "SEC") on September 22, 2008. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer, or a security holder of the Issuer, complete information regarding the number of the Issuer's equity securities purchased or sold at each different price and date of all transactions in such securities that occurred after the Reporting Person became a 10% owner but prior to the date of this filing. Read SEC document |
| July 02, 2013 Filed Jul 5, 2013 17:36 UTC |
MORGAN STANLEY10% owner
|
PurchaseAuction Preferred Stock | 1 | $20,500.00 | $20,500.00 |
DisclosureSEC source: 0000950103-13-004200 · edgar.xml · nonDerivative · entry 1 MORGAN STANLEY · CIK 0000895421 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Subsidiary Disclosed balance after: 1,127 F1 · security: The preferred shares reported herein represent the Reporting Person's combined holdings in multiple series of auction preferred securities of the Issuer, which are treated herein as one class of securities in accordance with the Auction Rate Securities - Global Exemptive Relief no-action letter issued by the Securities and Exchange Commission (the "SEC") on September 22, 2008. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer, or a security holder of the Issuer, complete information regarding the number of the Issuer's equity securities purchased or sold at each different price and date of all transactions in such securities that occurred after the Reporting Person became a 10% owner but prior to the date of this filing. F2 · balance_after: Adjusted to correct previously reported total. Read SEC document |
| May 02, 2011 Filed May 6, 2011 15:51 UTC |
MORGAN STANLEY10% owner
|
GrantAuction Preferred Stock | 1 | $25,000.00 | $25,000.00 |
DisclosureSEC source: 0000950103-11-001727 · edgar.xml · nonDerivative · entry 1 MORGAN STANLEY · CIK 0000895421 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Subsidiary Disclosed balance after: 1,125 F1 · security: The preferred shares reported herein represent the Reporting Person's combined holdings in multiple series of auction preferred securities of the Issuer, which are treated herein as one class of securities in accordance with the Auction Rate Securities - Global Exemptive Relief no-action letter issued by the Securities and Exchange Commission (the "SEC") on September 22, 2008. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer, or a security holder of the Issuer, complete information regarding the number of the Issuer's equity securities purchased or sold at each different price and date of all transactions in such securities that occurred after the Reporting Person became a 10% owner but prior to the date of this filing. Read SEC document |
| May 02, 2011 Filed May 9, 2011 19:42 UTC Amendment |
MORGAN STANLEY10% owner
|
PurchaseAuction Preferred Stock | 1 | $25,000.00 | $25,000.00 |
DisclosureSEC source: 0000950103-11-001742 · edgar.xml · nonDerivative · entry 1 MORGAN STANLEY · CIK 0000895421 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Subsidiary Disclosed balance after: 1,125 F1 · security: The preferred shares reported herein represent the Reporting Person's combined holdings in multiple series of auction preferred securities of the Issuer, which are treated herein as one class of securities in accordance with the Auction Rate Securities - Global Exemptive Relief no-action letter issued by the Securities and Exchange Commission (the "SEC") on September 22, 2008. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer, or a security holder of the Issuer, complete information regarding the number of the Issuer's equity securities purchased or sold at each different price and date of all transactions in such securities that occurred after the Reporting Person became a 10% owner but prior to the date of this filing. F2 · kind: The original Form 4 filed on May 6, 2011 mistakenly disclosed the reported transaction using Transaction Code "A" instead of Transaction Code "P". Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.