Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| AFFILIATED MANAGERS GROUP, INC.AMG · Entity 3556 | Director | August 15, 2026 | August 18, 2026 |
| INVESCO HIGH INCOME 2023 TARGET TERM FUNDIHIT · Entity 109120 | Director | May 15, 2020 | May 15, 2020 |
| Invesco Advantage Municipal Income Trust IIVKI · Entity 5663 | Director | May 15, 2020 | May 15, 2020 |
| Invesco Bond FundVBF · Entity 6443 | Director | May 15, 2020 | May 15, 2020 |
| Invesco California Value Municipal Income TrustVCV · Entity 5455 | Director | May 15, 2020 | May 15, 2020 |
| Invesco Dynamic Credit Opportunities FundVTA · Entity 16170 | Director | May 15, 2020 | May 15, 2020 |
| Invesco High Income 2024 Target Term FundIHTA · Entity 94855 | Director | May 15, 2020 | May 15, 2020 |
| Invesco High Income Trust IIVLT · Entity 8827 | Director | May 15, 2020 | May 15, 2020 |
| Invesco Ltd.IVZ · Entity 125 | SMD & CFO | July 09, 2020 | July 13, 2020 |
| Invesco Mortgage Capital Inc.IVR · Entity 5185 | Director | June 30, 2020 | July 02, 2020 |
| Invesco Municipal Income Opportunities TrustOIA · Entity 5991 | Director | May 15, 2020 | May 15, 2020 |
| Invesco Municipal Opportunity TrustVMO · Entity 8836 | Director | May 15, 2020 | May 15, 2020 |
| Invesco Municipal TrustVKQ · Entity 8832 | Director | May 15, 2020 | May 15, 2020 |
| Invesco Pennsylvania Value Municipal Income TrustVPV · Entity 8842 | Director | May 15, 2020 | May 15, 2020 |
| Invesco Quality Municipal Income TrustIQI · Entity 8838 | Director | May 15, 2020 | May 15, 2020 |
| Invesco Senior Income TrustVVR · Entity 5546 | Director | May 15, 2020 | May 15, 2020 |
| Invesco Senior Loan FundVSLAX · Entity 84266 | Director | May 15, 2020 | May 15, 2020 |
| Invesco Trust for Investment Grade MunicipalsVGM · Entity 5406 | Director | May 15, 2020 | May 15, 2020 |
| Invesco Trust for Investment Grade New York MunicipalsVTN · Entity 6496 | Director | May 15, 2020 | May 15, 2020 |
| Invesco Value Municipal Income TrustIIM · Entity 5352 | Director | May 15, 2020 | May 15, 2020 |
| NUVEEN ARIZONA QUALITY MUNICIPAL INCOME FUNDNAZ · Entity 1379 | Trustee | January 01, 2024 | January 10, 2024 |
| NUVEEN CALIFORNIA AMT-FREE QUALITY MUNICIPAL INCOME FUNDNKX · Entity 1391 | Trustee | January 01, 2024 | January 11, 2024 |
| NUVEEN CALIFORNIA MUNICIPAL VALUE FUNDNCA · Entity 1394 | Trustee | January 01, 2024 | January 09, 2024 |
| NUVEEN CALIFORNIA SELECT TAX FREE INCOME PORTFOLIONXC · Entity 18510 | Trustee | January 01, 2024 | January 09, 2024 |
| NUVEEN FLOATING RATE INCOME FUNDJFR · Entity 8899 | Trustee | January 01, 2024 | January 10, 2024 |
| NUVEEN MASSACHUSETTS QUALITY MUNICIPAL INCOME FUNDNMT · Entity 1373 | Trustee | January 01, 2024 | January 10, 2024 |
| NUVEEN MISSOURI QUALITY MUNICIPAL INCOME FUNDNOM · Entity 10971 | Trustee | January 01, 2024 | January 10, 2024 |
| NUVEEN MUNICIPAL HIGH INCOME OPPORTUNITY FUNDNMZ · Entity 1432 | Trustee | January 01, 2024 | January 11, 2024 |
| NUVEEN MUNICIPAL INCOME FUND INCNMI · Entity 1434 | Trustee | January 01, 2024 | January 09, 2024 |
| NUVEEN MUNICIPAL VALUE FUND INCNUV · Entity 4557 | Trustee | January 01, 2024 | January 09, 2024 |
| NUVEEN NEW JERSEY QUALITY MUNICIPAL INCOME FUNDNXJ · Entity 10915 | Trustee | January 01, 2024 | January 11, 2024 |
| NUVEEN NEW YORK AMT-FREE QUALITY MUNICIPAL INCOME FUNDNRK · Entity 1397 | Trustee | January 01, 2024 | January 11, 2024 |
| NUVEEN NEW YORK MUNICIPAL VALUE FUNDNNY · Entity 1398 | Trustee | January 01, 2024 | January 09, 2024 |
| NUVEEN NEW YORK QUALITY MUNICIPAL INCOME FUNDNAN · Entity 1399 | Trustee | January 01, 2024 | January 11, 2024 |
| NUVEEN NEW YORK SELECT TAX -FREE INCOME PORTFOLIONXN · Entity 18156 | Trustee | January 01, 2024 | January 09, 2024 |
| NUVEEN PENNSYLVANIA QUALITY MUNICIPAL INCOME FUNDNQP · Entity 10916 | Trustee | January 10, 2024 | January 10, 2024 |
| NUVEEN SELECT MATURITIES MUNICIPAL FUNDNIM · Entity 1360 | Trustee | January 01, 2024 | January 09, 2024 |
| NUVEEN SELECT TAX FREE INCOME PORTFOLIONXP · Entity 1367 | Trustee | January 01, 2024 | January 09, 2024 |
| NUVEEN VIRGINIA QUALITY MUNICIPAL INCOME FUNDNPV · Entity 1378 | Trustee | January 01, 2024 | January 10, 2024 |
| Nuveen AMT-Free Municipal Credit Income FundNVG · Entity 1400 | Trustee | January 01, 2024 | January 11, 2024 |
| Nuveen AMT-Free Municipal Value FundNUW · Entity 6131 | Trustee | January 01, 2024 | January 09, 2024 |
| Nuveen AMT-Free Quality Municipal Income FundNEA · Entity 1411 | Trustee | January 01, 2024 | January 11, 2024 |
| Nuveen California Quality Municipal Income FundNAC · Entity 1396 | Trustee | January 01, 2024 | January 11, 2024 |
| Nuveen Core Equity Alpha FundJCE · Entity 8955 | Trustee | January 01, 2024 | January 09, 2024 |
| Nuveen Core Plus Impact FundNPCT · Entity 6028 | Trustee | January 01, 2024 | January 10, 2024 |
| Nuveen Credit Strategies Income FundJQC · Entity 986 | Trustee | January 01, 2024 | January 09, 2024 |
| Nuveen Dow 30sm Dynamic Overwrite FundDIAX · Entity 17848 | Trustee | January 01, 2024 | January 10, 2024 |
| Nuveen Dynamic Municipal Opportunities FundNDMO · Entity 1425 | Trustee | January 11, 2024 | January 11, 2024 |
| Nuveen Enhanced CLO Income FundECLO · Entity 998 | Trustee | January 10, 2025 | January 15, 2025 |
| Nuveen Enhanced Corporate Opportunities FundECOF · Entity 17808 | Trustee | July 15, 2026 | July 20, 2026 |
| Nuveen Enhanced High Yield Municipal Bond FundNONE · Entity 1003 | Trustee | January 01, 2024 | January 11, 2024 |
| Nuveen Global High Income FundJGH · Entity 992 | Trustee | January 01, 2024 | January 10, 2024 |
| Nuveen Minnesota Quality Municipal Income FundNMS · Entity 1374 | Trustee | January 01, 2024 | January 11, 2024 |
| Nuveen Mortgage & Income Fund/MA/JLS · Entity 995 | Trustee | January 01, 2024 | January 09, 2024 |
| Nuveen Multi-Asset Income FundNMAI · Entity 5490 | Trustee | January 01, 2024 | January 10, 2024 |
| Nuveen Multi-Market Income FundJMM · Entity 7151 | consultant | January 01, 2024 | January 09, 2024 |
| Nuveen Municipal Credit Income FundNZF · Entity 1428 | Trustee | January 01, 2024 | January 11, 2024 |
| Nuveen Municipal Credit Opportunities FundNMCO · Entity 1431 | Trustee | January 01, 2024 | January 11, 2024 |
| Nuveen NASDAQ 100 Dynamic Overwrite FundQQQX · Entity 4687 | Trustee | January 01, 2024 | January 10, 2024 |
| Nuveen Preferred Securities & Income Opportunities FundJPI · Entity 65135 | Trustee | January 01, 2024 | January 10, 2024 |
| Nuveen Quality Municipal Income FundNAD · Entity 1435 | Trustee | January 01, 2024 | January 11, 2024 |
| Nuveen Real Asset Income & Growth FundJRI · Entity 5831 | Trustee | January 01, 2024 | January 10, 2024 |
| Nuveen S&P 500 BuyWrite Income FundBXMX · Entity 65151 | Trustee | January 01, 2024 | January 09, 2024 |
| Nuveen Taxable Municipal Income FundNBB · Entity 1372 | Trustee | January 01, 2024 | January 10, 2024 |
| Nuveen Variable Rate Preferred & Income FundNPFD · Entity 5547 | Trustee | January 01, 2024 | January 10, 2024 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
AFFILIATED MANAGERS GROUP, INC.
Report date August 15, 2026 · Filed August 18, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 2,653 |
Reported balance
After 2026-08-15 transaction · row 1
1 source rowRow 1 · 2026-08-15 · Exercise / conversion · Acquired 716 · Balance 2,653 F1: Reflects the vesting of previously reported awards. Awards vested in 2026. |
| Stock UnitsSEC Table II · derivative / convertible security | Direct | 3,027 |
Reported balance
After 2026-08-15 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2026-08-15 · Exercise / conversion · Disposed 716 · Balance 3,027 F1: Reflects the vesting of previously reported awards. Awards vested in 2026. F2: Inclusive of previously reported deferred stock units. |
Filing footnotes · ownership attribution and instrument terms
F1: Reflects the vesting of previously reported awards. Awards vested in 2026.
F2: Inclusive of previously reported deferred stock units.
INVESCO HIGH INCOME 2023 TARGET TERM FUND
Report date May 15, 2020 · Filed May 15, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common SharesSEC Table I · non-derivative | Direct | 0 |
Reported balance
Holding disclosure · report date 2020-05-15 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 0 |
Invesco Advantage Municipal Income Trust II
Report date May 15, 2020 · Filed May 15, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common SharesSEC Table I · non-derivative | Direct | 0 |
Reported balance
Holding disclosure · report date 2020-05-15 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 0 |
Invesco Bond Fund
Report date May 15, 2020 · Filed May 15, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common SharesSEC Table I · non-derivative | Direct | 0 |
Reported balance
Holding disclosure · report date 2020-05-15 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 0 |
Invesco California Value Municipal Income Trust
Report date May 15, 2020 · Filed May 15, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common SharesSEC Table I · non-derivative | Direct | 0 |
Reported balance
Holding disclosure · report date 2020-05-15 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 0 |
Invesco Dynamic Credit Opportunities Fund
Report date May 15, 2020 · Filed May 15, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common SharesSEC Table I · non-derivative | Direct | 0 |
Reported balance
Holding disclosure · report date 2020-05-15 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 0 |
Invesco High Income 2024 Target Term Fund
Report date May 15, 2020 · Filed May 15, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common SharesSEC Table I · non-derivative | Direct | 0 |
Reported balance
Holding disclosure · report date 2020-05-15 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 0 |
Invesco High Income Trust II
Report date May 15, 2020 · Filed May 15, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common SharesSEC Table I · non-derivative | Direct | 0 |
Reported balance
Holding disclosure · report date 2020-05-15 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 0 |
Invesco Ltd.
Report date July 09, 2020 · Filed July 13, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common SharesSEC Table I · non-derivative | Direct | 654,755 |
Reported balance
After 2020-07-09 transaction · row 1
1 source rowRow 1 · 2020-07-09 · Grant · Acquired 703 · Balance 654,755 |
Invesco Mortgage Capital Inc.
Report date June 30, 2020 · Filed July 02, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, par value $0.01 per shareSEC Table I · non-derivative | Direct | 2,744.4 |
Reported balance
After 2020-06-30 transaction · row 1
1 source rowRow 1 · 2020-06-30 · Other · Acquired 244.4 · Balance 2,744.4 |
Invesco Municipal Income Opportunities Trust
Report date May 15, 2020 · Filed May 15, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common SharesSEC Table I · non-derivative | Direct | 0 |
Reported balance
Holding disclosure · report date 2020-05-15 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 0 |
Invesco Municipal Opportunity Trust
Report date May 15, 2020 · Filed May 15, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common SharesSEC Table I · non-derivative | Direct | 0 |
Reported balance
Holding disclosure · report date 2020-05-15 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 0 |
Invesco Municipal Trust
Report date May 15, 2020 · Filed May 15, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common SharesSEC Table I · non-derivative | Direct | 0 |
Reported balance
Holding disclosure · report date 2020-05-15 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 0 |
Invesco Pennsylvania Value Municipal Income Trust
Report date May 15, 2020 · Filed May 15, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common SharesSEC Table I · non-derivative | Direct | 0 |
Reported balance
Holding disclosure · report date 2020-05-15 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 0 |
Invesco Quality Municipal Income Trust
Report date May 15, 2020 · Filed May 15, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common SharesSEC Table I · non-derivative | Direct | 0 |
Reported balance
Holding disclosure · report date 2020-05-15 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 0 |
Invesco Senior Income Trust
Report date May 15, 2020 · Filed May 15, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common SharesSEC Table I · non-derivative | Direct | 0 |
Reported balance
Holding disclosure · report date 2020-05-15 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 0 |
Invesco Senior Loan Fund
Report date May 15, 2020 · Filed May 15, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common SharesSEC Table I · non-derivative | Direct | 0 |
Reported balance
Holding disclosure · report date 2020-05-15 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 0 |
Invesco Trust for Investment Grade Municipals
Report date May 15, 2020 · Filed May 15, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common SharesSEC Table I · non-derivative | Direct | 0 |
Reported balance
Holding disclosure · report date 2020-05-15 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 0 |
Invesco Trust for Investment Grade New York Municipals
Report date May 15, 2020 · Filed May 15, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common SharesSEC Table I · non-derivative | Direct | 0 |
Reported balance
Holding disclosure · report date 2020-05-15 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 0 |
Invesco Value Municipal Income Trust
Report date May 15, 2020 · Filed May 15, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common SharesSEC Table I · non-derivative | Direct | 0 |
Reported balance
Holding disclosure · report date 2020-05-15 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 0 |
NUVEEN ARIZONA QUALITY MUNICIPAL INCOME FUND
Report date January 01, 2024 · Filed January 10, 2024
This filing explicitly reported no securities owned.
NUVEEN CALIFORNIA AMT-FREE QUALITY MUNICIPAL INCOME FUND
Report date January 01, 2024 · Filed January 11, 2024
This filing explicitly reported no securities owned.
NUVEEN CALIFORNIA MUNICIPAL VALUE FUND
Report date January 01, 2024 · Filed January 09, 2024
This filing explicitly reported no securities owned.
NUVEEN CALIFORNIA SELECT TAX FREE INCOME PORTFOLIO
Report date January 01, 2024 · Filed January 09, 2024
This filing explicitly reported no securities owned.
NUVEEN FLOATING RATE INCOME FUND
Report date January 01, 2024 · Filed January 10, 2024
This filing explicitly reported no securities owned.
NUVEEN MASSACHUSETTS QUALITY MUNICIPAL INCOME FUND
Report date January 01, 2024 · Filed January 10, 2024
This filing explicitly reported no securities owned.
NUVEEN MISSOURI QUALITY MUNICIPAL INCOME FUND
Report date January 01, 2024 · Filed January 10, 2024
This filing explicitly reported no securities owned.
NUVEEN MUNICIPAL HIGH INCOME OPPORTUNITY FUND
Report date January 01, 2024 · Filed January 11, 2024
This filing explicitly reported no securities owned.
NUVEEN MUNICIPAL INCOME FUND INC
Report date January 01, 2024 · Filed January 09, 2024
This filing explicitly reported no securities owned.
NUVEEN MUNICIPAL VALUE FUND INC
Report date January 01, 2024 · Filed January 09, 2024
This filing explicitly reported no securities owned.
NUVEEN NEW JERSEY QUALITY MUNICIPAL INCOME FUND
Report date January 01, 2024 · Filed January 11, 2024
This filing explicitly reported no securities owned.
NUVEEN NEW YORK AMT-FREE QUALITY MUNICIPAL INCOME FUND
Report date January 01, 2024 · Filed January 11, 2024
This filing explicitly reported no securities owned.
NUVEEN NEW YORK MUNICIPAL VALUE FUND
Report date January 01, 2024 · Filed January 09, 2024
This filing explicitly reported no securities owned.
NUVEEN NEW YORK QUALITY MUNICIPAL INCOME FUND
Report date January 01, 2024 · Filed January 11, 2024
This filing explicitly reported no securities owned.
NUVEEN NEW YORK SELECT TAX -FREE INCOME PORTFOLIO
Report date January 01, 2024 · Filed January 09, 2024
This filing explicitly reported no securities owned.
NUVEEN PENNSYLVANIA QUALITY MUNICIPAL INCOME FUND
Report date January 10, 2024 · Filed January 10, 2024
This filing explicitly reported no securities owned.
NUVEEN SELECT MATURITIES MUNICIPAL FUND
Report date January 01, 2024 · Filed January 09, 2024
This filing explicitly reported no securities owned.
NUVEEN SELECT TAX FREE INCOME PORTFOLIO
Report date January 01, 2024 · Filed January 09, 2024
This filing explicitly reported no securities owned.
NUVEEN VIRGINIA QUALITY MUNICIPAL INCOME FUND
Report date January 01, 2024 · Filed January 10, 2024
This filing explicitly reported no securities owned.
Nuveen AMT-Free Municipal Credit Income Fund
Report date January 01, 2024 · Filed January 11, 2024
This filing explicitly reported no securities owned.
Nuveen AMT-Free Municipal Value Fund
Report date January 01, 2024 · Filed January 09, 2024
This filing explicitly reported no securities owned.
Nuveen AMT-Free Quality Municipal Income Fund
Report date January 01, 2024 · Filed January 11, 2024
This filing explicitly reported no securities owned.
Nuveen California Quality Municipal Income Fund
Report date January 01, 2024 · Filed January 11, 2024
This filing explicitly reported no securities owned.
Nuveen Core Equity Alpha Fund
Report date January 01, 2024 · Filed January 09, 2024
This filing explicitly reported no securities owned.
Nuveen Core Plus Impact Fund
Report date January 01, 2024 · Filed January 10, 2024
This filing explicitly reported no securities owned.
Nuveen Credit Strategies Income Fund
Report date January 01, 2024 · Filed January 09, 2024
This filing explicitly reported no securities owned.
Nuveen Dow 30sm Dynamic Overwrite Fund
Report date January 01, 2024 · Filed January 10, 2024
This filing explicitly reported no securities owned.
Nuveen Dynamic Municipal Opportunities Fund
Report date January 11, 2024 · Filed January 11, 2024
This filing explicitly reported no securities owned.
Nuveen Enhanced CLO Income Fund
Report date January 10, 2025 · Filed January 15, 2025
This filing explicitly reported no securities owned.
Nuveen Enhanced Corporate Opportunities Fund
Report date July 15, 2026 · Filed July 20, 2026
This filing explicitly reported no securities owned.
Nuveen Enhanced High Yield Municipal Bond Fund
Report date January 01, 2024 · Filed January 11, 2024
This filing explicitly reported no securities owned.
Nuveen Global High Income Fund
Report date January 01, 2024 · Filed January 10, 2024
This filing explicitly reported no securities owned.
Nuveen Minnesota Quality Municipal Income Fund
Report date January 01, 2024 · Filed January 11, 2024
This filing explicitly reported no securities owned.
Nuveen Mortgage & Income Fund/MA/
Report date January 01, 2024 · Filed January 09, 2024
This filing explicitly reported no securities owned.
Nuveen Multi-Asset Income Fund
Report date January 01, 2024 · Filed January 10, 2024
This filing explicitly reported no securities owned.
Nuveen Multi-Market Income Fund
Report date January 01, 2024 · Filed January 09, 2024
This filing explicitly reported no securities owned.
Nuveen Municipal Credit Income Fund
Report date January 01, 2024 · Filed January 11, 2024
This filing explicitly reported no securities owned.
Nuveen Municipal Credit Opportunities Fund
Report date January 01, 2024 · Filed January 11, 2024
This filing explicitly reported no securities owned.
Nuveen NASDAQ 100 Dynamic Overwrite Fund
Report date January 01, 2024 · Filed January 10, 2024
This filing explicitly reported no securities owned.
Nuveen Preferred Securities & Income Opportunities Fund
Report date January 01, 2024 · Filed January 10, 2024
This filing explicitly reported no securities owned.
Nuveen Quality Municipal Income Fund
Report date January 01, 2024 · Filed January 11, 2024
This filing explicitly reported no securities owned.
Nuveen Real Asset Income & Growth Fund
Report date January 01, 2024 · Filed January 10, 2024
This filing explicitly reported no securities owned.
Nuveen S&P 500 BuyWrite Income Fund
Report date January 01, 2024 · Filed January 09, 2024
This filing explicitly reported no securities owned.
Nuveen Taxable Municipal Income Fund
Report date January 01, 2024 · Filed January 10, 2024
This filing explicitly reported no securities owned.
Nuveen Variable Rate Preferred & Income Fund
Report date January 01, 2024 · Filed January 10, 2024
This filing explicitly reported no securities owned.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 15, 2026 Filed Aug 18, 2026 21:02 UTC | AFFILIATED MANAGERS GROUP, INC. AMG · Entity 3556 | Exercise / conversionStock Units · Derivative | 716 | $0.00 | $0.00 |
DisclosureSEC source: 0001004434-26-000100 · form4.xml · derivative · entry 2 STARR LOREN M · CIK 0001217495 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,027 Underlying: Common Stock · 716 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Reflects the vesting of previously reported awards. Awards vested in 2026. F1 · derivative.exercise_date: Reflects the vesting of previously reported awards. Awards vested in 2026. F1 · derivative.expiration_date: Reflects the vesting of previously reported awards. Awards vested in 2026. F2 · balance_after: Inclusive of previously reported deferred stock units. Read SEC document |
| August 15, 2026 Filed Aug 18, 2026 21:02 UTC | AFFILIATED MANAGERS GROUP, INC. AMG · Entity 3556 | Exercise / conversionCommon Stock | 716 | $0.00 | $0.00 |
DisclosureSEC source: 0001004434-26-000100 · form4.xml · nonDerivative · entry 1 STARR LOREN M · CIK 0001217495 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,653 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Reflects the vesting of previously reported awards. Awards vested in 2026. Read SEC document |
| July 30, 2026 Filed Aug 3, 2026 21:10 UTC | AFFILIATED MANAGERS GROUP, INC. AMG · Entity 3556 | GrantDeferred Stock Units · Derivative | 210 | $0.00 | $0.00 |
DisclosureSEC source: 0001004434-26-000090 · form4.xml · derivative · entry 2 STARR LOREN M · CIK 0001217495 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 210 Underlying: Common Stock · 210 shares Expires not disclosed F2 · derivative.exercise_price: Reflects cash fees that the director has elected to defer under the Company's deferred compensation plan, which are notionally invested in a measurement fund tracking the Company's common stock during the deferral period. Each deferred stock unit is equal to one share of the Company's common stock, and becomes distributable in common stock upon the reporting person's separation from service as a member of the Board of Directors of the Company. F2 · derivative.exercise_date: Reflects cash fees that the director has elected to defer under the Company's deferred compensation plan, which are notionally invested in a measurement fund tracking the Company's common stock during the deferral period. Each deferred stock unit is equal to one share of the Company's common stock, and becomes distributable in common stock upon the reporting person's separation from service as a member of the Board of Directors of the Company. F2 · derivative.expiration_date: Reflects cash fees that the director has elected to defer under the Company's deferred compensation plan, which are notionally invested in a measurement fund tracking the Company's common stock during the deferral period. Each deferred stock unit is equal to one share of the Company's common stock, and becomes distributable in common stock upon the reporting person's separation from service as a member of the Board of Directors of the Company. Read SEC document |
| July 30, 2026 Filed Aug 3, 2026 21:10 UTC | AFFILIATED MANAGERS GROUP, INC. AMG · Entity 3556 | GrantStock Units · Derivative | 411 | $0.00 | $0.00 |
DisclosureSEC source: 0001004434-26-000090 · form4.xml · derivative · entry 1 STARR LOREN M · CIK 0001217495 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 411 Underlying: Common Stock · 411 shares Expires not disclosed F1 · derivative.exercise_price: Each stock unit represents a right to receive one share of the Company's common stock upon vesting. The stock units vest in full on August 15, 2027. F1 · derivative.exercise_date: Each stock unit represents a right to receive one share of the Company's common stock upon vesting. The stock units vest in full on August 15, 2027. F1 · derivative.expiration_date: Each stock unit represents a right to receive one share of the Company's common stock upon vesting. The stock units vest in full on August 15, 2027. Read SEC document |
| March 05, 2026 Filed Mar 9, 2026 21:35 UTC | AFFILIATED MANAGERS GROUP, INC. AMG · Entity 3556 | GrantDeferred Stock Units · Derivative | 257 | $0.00 | $0.00 |
DisclosureSEC source: 0001004434-26-000023 · form4.xml · derivative · entry 4 STARR LOREN M · CIK 0001217495 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 257 Underlying: Common Stock · 257 shares Expires not disclosed F4 · derivative.exercise_price: Reflects cash fees that the director has elected to defer under the Company's deferred compensation plan, which are notionally invested in a measurement fund tracking the Company's common stock during the deferral period. Each deferred stock unit is equal to one share of the Company's common stock, and becomes distributable in common stock upon the reporting person's separation from service as a member of the Board of Directors of the Company. F4 · derivative.exercise_date: Reflects cash fees that the director has elected to defer under the Company's deferred compensation plan, which are notionally invested in a measurement fund tracking the Company's common stock during the deferral period. Each deferred stock unit is equal to one share of the Company's common stock, and becomes distributable in common stock upon the reporting person's separation from service as a member of the Board of Directors of the Company. F4 · derivative.expiration_date: Reflects cash fees that the director has elected to defer under the Company's deferred compensation plan, which are notionally invested in a measurement fund tracking the Company's common stock during the deferral period. Each deferred stock unit is equal to one share of the Company's common stock, and becomes distributable in common stock upon the reporting person's separation from service as a member of the Board of Directors of the Company. Read SEC document |
| March 05, 2026 Filed Mar 9, 2026 21:35 UTC | AFFILIATED MANAGERS GROUP, INC. AMG · Entity 3556 | GrantStock Units · Derivative | 503 | $0.00 | $0.00 |
DisclosureSEC source: 0001004434-26-000023 · form4.xml · derivative · entry 3 STARR LOREN M · CIK 0001217495 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 503 Underlying: Common Stock · 503 shares Expires not disclosed F3 · derivative.exercise_price: Each stock unit represents a right to receive one share of the Company's common stock upon vesting. The stock units vest in full on March 5, 2027. F3 · derivative.exercise_date: Each stock unit represents a right to receive one share of the Company's common stock upon vesting. The stock units vest in full on March 5, 2027. F3 · derivative.expiration_date: Each stock unit represents a right to receive one share of the Company's common stock upon vesting. The stock units vest in full on March 5, 2027. Read SEC document |
| March 05, 2026 Filed Mar 9, 2026 21:35 UTC | AFFILIATED MANAGERS GROUP, INC. AMG · Entity 3556 | Exercise / conversionStock Units · Derivative | 652 | $0.00 | $0.00 |
DisclosureSEC source: 0001004434-26-000023 · form4.xml · derivative · entry 2 STARR LOREN M · CIK 0001217495 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,362 Underlying: Common Stock · 652 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Reflects the vesting of previously reported awards. Awards vest 2025-2028. F1 · derivative.exercise_date: Reflects the vesting of previously reported awards. Awards vest 2025-2028. F1 · derivative.expiration_date: Reflects the vesting of previously reported awards. Awards vest 2025-2028. F2 · balance_after: Inclusive of previously reported deferred stock units. Read SEC document |
| March 05, 2026 Filed Mar 9, 2026 21:35 UTC | AFFILIATED MANAGERS GROUP, INC. AMG · Entity 3556 | Exercise / conversionCommon Stock | 652 | $0.00 | $0.00 |
DisclosureSEC source: 0001004434-26-000023 · form4.xml · nonDerivative · entry 1 STARR LOREN M · CIK 0001217495 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,937 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Reflects the vesting of previously reported awards. Awards vest 2025-2028. Read SEC document |
| August 15, 2025 Filed Aug 18, 2025 21:13 UTC | AFFILIATED MANAGERS GROUP, INC. AMG · Entity 3556 | Exercise / conversionStock Units · Derivative | 544 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-25-020601 · form4.xml · derivative · entry 3 STARR LOREN M · CIK 0001217495 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,680 Underlying: Common Stock · 544 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Reflects the vesting of a previously reported award. Award vested in 2025. F1 · derivative.exercise_date: Reflects the vesting of a previously reported award. Award vested in 2025. F1 · derivative.expiration_date: Reflects the vesting of a previously reported award. Award vested in 2025. F3 · balance_after: Inclusive of previously reported deferred stock units. Read SEC document |
| August 15, 2025 Filed Aug 18, 2025 21:13 UTC | AFFILIATED MANAGERS GROUP, INC. AMG · Entity 3556 | Exercise / conversionCommon Stock | 544 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-25-020601 · form4.xml · nonDerivative · entry 1 STARR LOREN M · CIK 0001217495 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,285 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Reflects the vesting of a previously reported award. Award vested in 2025. Read SEC document |
| August 14, 2025 Filed Aug 18, 2025 21:13 UTC | AFFILIATED MANAGERS GROUP, INC. AMG · Entity 3556 | GrantDeferred Stock Units · Derivative | 334 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-25-020601 · form4.xml · derivative · entry 2 STARR LOREN M · CIK 0001217495 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 334 Underlying: Common Stock · 334 shares Expires not disclosed F2 · derivative.exercise_price: Reflects cash fees that the director has elected to defer under the Company's deferred compensation plan, which are notionally invested in a measurement fund tracking the Company's common stock during the deferral period. Each deferred stock unit is equal to one share of the Company's common stock, and becomes distributable in common stock upon the reporting person's separation from service as a member of the Board of Directors of the Company. F2 · derivative.exercise_date: Reflects cash fees that the director has elected to defer under the Company's deferred compensation plan, which are notionally invested in a measurement fund tracking the Company's common stock during the deferral period. Each deferred stock unit is equal to one share of the Company's common stock, and becomes distributable in common stock upon the reporting person's separation from service as a member of the Board of Directors of the Company. F2 · derivative.expiration_date: Reflects cash fees that the director has elected to defer under the Company's deferred compensation plan, which are notionally invested in a measurement fund tracking the Company's common stock during the deferral period. Each deferred stock unit is equal to one share of the Company's common stock, and becomes distributable in common stock upon the reporting person's separation from service as a member of the Board of Directors of the Company. Read SEC document |
| July 31, 2025 Filed Aug 4, 2025 21:34 UTC | AFFILIATED MANAGERS GROUP, INC. AMG · Entity 3556 | GrantRestricted Stock Units · Derivative | 716 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-25-020019 · form4.xml · derivative · entry 1 STARR LOREN M · CIK 0001217495 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 716 Underlying: Common Stock · 716 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a right to receive one share of the Company's common stock upon vesting. The restricted stock units vest in full on August 15, 2026. F1 · derivative.exercise_date: Each restricted stock unit represents a right to receive one share of the Company's common stock upon vesting. The restricted stock units vest in full on August 15, 2026. F1 · derivative.expiration_date: Each restricted stock unit represents a right to receive one share of the Company's common stock upon vesting. The restricted stock units vest in full on August 15, 2026. Read SEC document |
| March 05, 2025 Filed Mar 7, 2025 22:01 UTC | AFFILIATED MANAGERS GROUP, INC. AMG · Entity 3556 | Exercise / conversionStock Units · Derivative | 741 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-25-008731 · form4.xml · derivative · entry 2 STARR LOREN M · CIK 0001217495 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,508 Underlying: Common Stock · 741 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Reflects the vesting of previously reported awards. Awards vest 2025-2028. F1 · derivative.exercise_date: Reflects the vesting of previously reported awards. Awards vest 2025-2028. F1 · derivative.expiration_date: Reflects the vesting of previously reported awards. Awards vest 2025-2028. F2 · balance_after: Inclusive of previously reported deferred stock units. Read SEC document |
| March 05, 2025 Filed Mar 7, 2025 22:01 UTC | AFFILIATED MANAGERS GROUP, INC. AMG · Entity 3556 | Exercise / conversionCommon Stock | 741 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-25-008731 · form4.xml · nonDerivative · entry 1 STARR LOREN M · CIK 0001217495 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 741 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Reflects the vesting of previously reported awards. Awards vest 2025-2028. Read SEC document |
| February 06, 2025 Filed Feb 10, 2025 22:07 UTC | AFFILIATED MANAGERS GROUP, INC. AMG · Entity 3556 | GrantDeferred Stock Units · Derivative | 369 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-25-003885 · form4.xml · derivative · entry 2 STARR LOREN M · CIK 0001217495 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 369 Underlying: Common Stock · 369 shares Expires not disclosed F2 · derivative.exercise_price: Reflects cash fees that the director has elected to defer under the Company's deferred compensation plan, which are notionally invested in a measurement fund tracking the Company's common stock during the deferral period. Each deferred stock unit is equal to one share of the Company's common stock, and becomes distributable in common stock upon the reporting person's separation from service as a member of the Board of Directors of the Company. F2 · derivative.exercise_date: Reflects cash fees that the director has elected to defer under the Company's deferred compensation plan, which are notionally invested in a measurement fund tracking the Company's common stock during the deferral period. Each deferred stock unit is equal to one share of the Company's common stock, and becomes distributable in common stock upon the reporting person's separation from service as a member of the Board of Directors of the Company. F2 · derivative.expiration_date: Reflects cash fees that the director has elected to defer under the Company's deferred compensation plan, which are notionally invested in a measurement fund tracking the Company's common stock during the deferral period. Each deferred stock unit is equal to one share of the Company's common stock, and becomes distributable in common stock upon the reporting person's separation from service as a member of the Board of Directors of the Company. Read SEC document |
| February 06, 2025 Filed Feb 10, 2025 22:07 UTC | AFFILIATED MANAGERS GROUP, INC. AMG · Entity 3556 | GrantRestricted Stock Units · Derivative | 548 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-25-003885 · form4.xml · derivative · entry 1 STARR LOREN M · CIK 0001217495 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 548 Underlying: Common Stock · 548 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a right to receive one share of the Company's common stock upon vesting. The restricted stock units vest in full on March 5, 2026. F1 · derivative.exercise_date: Each restricted stock unit represents a right to receive one share of the Company's common stock upon vesting. The restricted stock units vest in full on March 5, 2026. F1 · derivative.expiration_date: Each restricted stock unit represents a right to receive one share of the Company's common stock upon vesting. The restricted stock units vest in full on March 5, 2026. Read SEC document |
| July 29, 2024 Filed Jul 31, 2024 22:48 UTC | AFFILIATED MANAGERS GROUP, INC. AMG · Entity 3556 | GrantDeferred Stock Units · Derivative | 428 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-24-021270 · form4.xml · derivative · entry 2 STARR LOREN M · CIK 0001217495 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 428 Underlying: Common Stock · 428 shares Expires not disclosed F2 · derivative.exercise_price: Reflects cash fees that the director has elected to defer under the Company's deferred compensation plan, which are notionally invested in a measurement fund tracking the Company's common stock during the deferral period. Each deferred stock unit is equal to one share of the Company's common stock, and becomes distributable in common stock upon the reporting person's separation from service as a member of the Board of Directors of the Company. F2 · derivative.exercise_date: Reflects cash fees that the director has elected to defer under the Company's deferred compensation plan, which are notionally invested in a measurement fund tracking the Company's common stock during the deferral period. Each deferred stock unit is equal to one share of the Company's common stock, and becomes distributable in common stock upon the reporting person's separation from service as a member of the Board of Directors of the Company. F2 · derivative.expiration_date: Reflects cash fees that the director has elected to defer under the Company's deferred compensation plan, which are notionally invested in a measurement fund tracking the Company's common stock during the deferral period. Each deferred stock unit is equal to one share of the Company's common stock, and becomes distributable in common stock upon the reporting person's separation from service as a member of the Board of Directors of the Company. Read SEC document |
| July 29, 2024 Filed Jul 31, 2024 22:48 UTC | AFFILIATED MANAGERS GROUP, INC. AMG · Entity 3556 | GrantRestricted Stock Units · Derivative | 544 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-24-021270 · form4.xml · derivative · entry 1 STARR LOREN M · CIK 0001217495 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 544 Underlying: Common Stock · 544 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a right to receive one share of the Company's common stock upon vesting. The restricted stock units vest in full on August 15, 2025. F1 · derivative.exercise_date: Each restricted stock unit represents a right to receive one share of the Company's common stock upon vesting. The restricted stock units vest in full on August 15, 2025. F1 · derivative.expiration_date: Each restricted stock unit represents a right to receive one share of the Company's common stock upon vesting. The restricted stock units vest in full on August 15, 2025. Read SEC document |
| February 05, 2024 Filed Feb 7, 2024 22:11 UTC | AFFILIATED MANAGERS GROUP, INC. AMG · Entity 3556 | GrantRestricted Stock Units · Derivative | 638 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-24-003735 · form4.xml · derivative · entry 2 STARR LOREN M · CIK 0001217495 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 638 Underlying: Common Stock · 638 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit represents a right to receive one share of the Company's common stock upon vesting. The restricted stock units vest in full on March 5, 2025. F2 · derivative.exercise_date: Each restricted stock unit represents a right to receive one share of the Company's common stock upon vesting. The restricted stock units vest in full on March 5, 2025. F2 · derivative.expiration_date: Each restricted stock unit represents a right to receive one share of the Company's common stock upon vesting. The restricted stock units vest in full on March 5, 2025. Read SEC document |
| February 05, 2024 Filed Feb 7, 2024 22:11 UTC | AFFILIATED MANAGERS GROUP, INC. AMG · Entity 3556 | GrantDeferred Stock Units · Derivative | 308 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-24-003735 · form4.xml · derivative · entry 1 STARR LOREN M · CIK 0001217495 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 308 Underlying: Common Stock · 308 shares Expires not disclosed F1 · derivative.exercise_price: Reflects cash fees that the director has elected to defer under the Company's deferred compensation plan, which are notionally invested in a measurement fund tracking the Company's common stock during the deferral period. Each deferred stock unit is equal to one share of the Company's common stock, and becomes distributable in common stock upon the reporting person's separation from service as a member of the Board of Directors of the Company. F1 · derivative.exercise_date: Reflects cash fees that the director has elected to defer under the Company's deferred compensation plan, which are notionally invested in a measurement fund tracking the Company's common stock during the deferral period. Each deferred stock unit is equal to one share of the Company's common stock, and becomes distributable in common stock upon the reporting person's separation from service as a member of the Board of Directors of the Company. F1 · derivative.expiration_date: Reflects cash fees that the director has elected to defer under the Company's deferred compensation plan, which are notionally invested in a measurement fund tracking the Company's common stock during the deferral period. Each deferred stock unit is equal to one share of the Company's common stock, and becomes distributable in common stock upon the reporting person's separation from service as a member of the Board of Directors of the Company. Read SEC document |
| November 06, 2023 Filed Nov 8, 2023 21:58 UTC | AFFILIATED MANAGERS GROUP, INC. AMG · Entity 3556 | GrantRestricted Stock Units · Derivative | 414 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-027029 · form4.xml · derivative · entry 1 STARR LOREN M · CIK 0001217495 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 414 Underlying: Common Stock · 414 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a right to receive one share of the Company's common stock upon vesting. The restricted stock units vest in 25% increments on each of March 5, 2025, 2026, 2027 and 2028. F1 · derivative.exercise_date: Each restricted stock unit represents a right to receive one share of the Company's common stock upon vesting. The restricted stock units vest in 25% increments on each of March 5, 2025, 2026, 2027 and 2028. F1 · derivative.expiration_date: Each restricted stock unit represents a right to receive one share of the Company's common stock upon vesting. The restricted stock units vest in 25% increments on each of March 5, 2025, 2026, 2027 and 2028. Read SEC document |
| July 09, 2020 Filed Jul 13, 2020 20:45 UTC | Invesco Ltd. IVZ · Entity 125 | GrantCommon Shares | 703 | $8.53 | $5,996.59 |
DisclosureSEC source: 0001209191-20-042285 · doc4.xml · nonDerivative · entry 1 STARR LOREN M · CIK 0001217495 · SMD & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 654,755 Read SEC document |
| June 30, 2020 Filed Jul 2, 2020 18:52 UTC | Invesco Mortgage Capital Inc. IVR · Entity 5185 | OtherCommon Stock, par value $0.01 per share | 244.4 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-040129 · doc4.xml · nonDerivative · entry 1 STARR LOREN M · CIK 0001217495 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,744.4 Read SEC document |
| February 28, 2020 Filed Mar 3, 2020 22:09 UTC | Invesco Ltd. IVZ · Entity 125 | Tax withholdingCommon Shares | 30,189 | $14.40 | $434,721.60 |
DisclosureSEC source: 0001209191-20-015395 · doc4.xml · nonDerivative · entry 3 STARR LOREN M · CIK 0001217495 · SMD & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 654,052 Read SEC document |
| February 28, 2020 Filed Mar 3, 2020 22:09 UTC | Invesco Ltd. IVZ · Entity 125 | GrantCommon Shares | 25,498 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-015395 · doc4.xml · nonDerivative · entry 2 STARR LOREN M · CIK 0001217495 · SMD & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 684,241 Read SEC document |
| February 28, 2020 Filed Mar 3, 2020 22:09 UTC | Invesco Ltd. IVZ · Entity 125 | GrantCommon Shares | 70,763 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-015395 · doc4.xml · nonDerivative · entry 1 STARR LOREN M · CIK 0001217495 · SMD & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 658,743 Read SEC document |
| July 09, 2019 Filed Jul 11, 2019 20:23 UTC | Invesco Ltd. IVZ · Entity 125 | OtherCommon Shares | 342 | $17.54 | $5,998.68 |
DisclosureSEC source: 0001209191-19-041835 · doc4.xml · nonDerivative · entry 1 STARR LOREN M · CIK 0001217495 · SMD & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 587,980 Read SEC document |
| February 28, 2019 Filed Mar 4, 2019 21:48 UTC | Invesco Ltd. IVZ · Entity 125 | Tax withholdingCommon Shares | 27,487 | $19.35 | $531,873.45 |
DisclosureSEC source: 0001209191-19-015690 · doc4.xml · nonDerivative · entry 4 STARR LOREN M · CIK 0001217495 · SMD & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 587,638 Read SEC document |
| February 28, 2019 Filed Mar 4, 2019 21:48 UTC | Invesco Ltd. IVZ · Entity 125 | GrantCommon Shares | 16,827 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-015690 · doc4.xml · nonDerivative · entry 3 STARR LOREN M · CIK 0001217495 · SMD & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 615,125 Read SEC document |
| February 28, 2019 Filed Mar 4, 2019 21:48 UTC | Invesco Ltd. IVZ · Entity 125 | GrantCommon Shares | 5,960 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-015690 · doc4.xml · nonDerivative · entry 2 STARR LOREN M · CIK 0001217495 · SMD & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 598,298 Read SEC document |
| February 28, 2019 Filed Mar 4, 2019 21:48 UTC | Invesco Ltd. IVZ · Entity 125 | GrantCommon Shares | 52,658 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-015690 · doc4.xml · nonDerivative · entry 1 STARR LOREN M · CIK 0001217495 · SMD & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 592,338 Read SEC document |
| December 13, 2018 Filed Dec 14, 2018 21:20 UTC | Invesco Ltd. IVZ · Entity 125 | GrantCommon Shares | 57,570 | $17.36 | $999,415.20 |
DisclosureSEC source: 0001209191-18-062712 · doc4.xml · nonDerivative · entry 1 STARR LOREN M · CIK 0001217495 · SMD & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 539,680 F1 · price: Reflects the weighted-average sales price. Common Shares were purchased in multiple transactions at prices ranging from $17.26 to $17.42 per share. The reporting person undertakes to provide upon request to the SEC staff, the issuer or its shareowners full information regarding the number of shares purchased at each separate price. Read SEC document |
| July 09, 2018 Filed Jul 10, 2018 20:36 UTC | Invesco Ltd. IVZ · Entity 125 | OtherCommon Shares | 261 | $22.98 | $5,997.78 |
DisclosureSEC source: 0001209191-18-042161 · doc4.xml · nonDerivative · entry 1 STARR LOREN M · CIK 0001217495 · SMD & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 482,110 Read SEC document |
| February 28, 2018 Filed Mar 2, 2018 21:23 UTC | Invesco Ltd. IVZ · Entity 125 | Tax withholdingCommon Shares | 31,948 | $32.54 | $1,039,587.92 |
DisclosureSEC source: 0001209191-18-015636 · doc4.xml · nonDerivative · entry 5 STARR LOREN M · CIK 0001217495 · SMD & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 481,849 Read SEC document |
| February 28, 2018 Filed Mar 2, 2018 21:23 UTC | Invesco Ltd. IVZ · Entity 125 | GrantCommon Shares | 16,826 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-015636 · doc4.xml · nonDerivative · entry 4 STARR LOREN M · CIK 0001217495 · SMD & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 513,797 Read SEC document |
| February 28, 2018 Filed Mar 2, 2018 21:23 UTC | Invesco Ltd. IVZ · Entity 125 | GrantCommon Shares | 5,960 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-015636 · doc4.xml · nonDerivative · entry 3 STARR LOREN M · CIK 0001217495 · SMD & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 496,971 Read SEC document |
| February 28, 2018 Filed Mar 2, 2018 21:23 UTC | Invesco Ltd. IVZ · Entity 125 | GrantCommon Shares | 3,936 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-015636 · doc4.xml · nonDerivative · entry 2 STARR LOREN M · CIK 0001217495 · SMD & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 491,011 Read SEC document |
| February 28, 2018 Filed Mar 2, 2018 21:23 UTC | Invesco Ltd. IVZ · Entity 125 | GrantCommon Shares | 31,852 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-015636 · doc4.xml · nonDerivative · entry 1 STARR LOREN M · CIK 0001217495 · SMD & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 487,075 Read SEC document |
| July 09, 2017 Filed Jul 12, 2017 21:21 UTC | Invesco Ltd. IVZ · Entity 125 | OtherCommon Shares | 196 | $30.53 | $5,983.88 |
DisclosureSEC source: 0001209191-17-044918 · doc4.xml · nonDerivative · entry 1 STARR LOREN M · CIK 0001217495 · SMD & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 455,223 Read SEC document |
| February 28, 2017 Filed Mar 2, 2017 22:02 UTC | Invesco Ltd. IVZ · Entity 125 | Tax withholdingCommon Shares | 30,381 | $32.19 | $977,964.39 |
DisclosureSEC source: 0001209191-17-016763 · doc4.xml · nonDerivative · entry 5 STARR LOREN M · CIK 0001217495 · SMD & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 455,027 Read SEC document |
| February 28, 2017 Filed Mar 2, 2017 22:02 UTC | Invesco Ltd. IVZ · Entity 125 | GrantCommon Shares | 5,960 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-016763 · doc4.xml · nonDerivative · entry 4 STARR LOREN M · CIK 0001217495 · SMD & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 485,408 Read SEC document |
| February 28, 2017 Filed Mar 2, 2017 22:02 UTC | Invesco Ltd. IVZ · Entity 125 | GrantCommon Shares | 3,936 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-016763 · doc4.xml · nonDerivative · entry 3 STARR LOREN M · CIK 0001217495 · SMD & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 479,448 Read SEC document |
| February 28, 2017 Filed Mar 2, 2017 22:02 UTC | Invesco Ltd. IVZ · Entity 125 | GrantCommon Shares | 4,899 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-016763 · doc4.xml · nonDerivative · entry 2 STARR LOREN M · CIK 0001217495 · SMD & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 475,512 Read SEC document |
| February 28, 2017 Filed Mar 2, 2017 22:02 UTC | Invesco Ltd. IVZ · Entity 125 | GrantCommon Shares | 38,201 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-016763 · doc4.xml · nonDerivative · entry 1 STARR LOREN M · CIK 0001217495 · SMD & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 470,613 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.