Last 12 months
Inside the activity.
0 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 18, 2019 Filed Dec 23, 2019 17:14 UTC |
Saba Capital Management, L.P.10% owner
Weinstein Boaz10% owner
|
SaleCommon Stock | 117,901 | $4.14 | $488,110.14 |
DisclosureSEC source: 0001510281-19-000192 · primary_doc.xml · nonDerivative · entry 2 Saba Capital Management, L.P. · CIK 0001510281 · 10% owner Weinstein Boaz · CIK 0001608233 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · - Disclosed balance after: 15,255,017 Read SEC document |
| December 17, 2019 Filed Dec 23, 2019 17:14 UTC |
Saba Capital Management, L.P.10% owner
Weinstein Boaz10% owner
|
SaleCommon Stock | 113,088 | $4.13 | $467,053.44 |
DisclosureSEC source: 0001510281-19-000192 · primary_doc.xml · nonDerivative · entry 1 Saba Capital Management, L.P. · CIK 0001510281 · 10% owner Weinstein Boaz · CIK 0001608233 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · - Disclosed balance after: 15,372,918 Read SEC document |
| December 16, 2019 Filed Dec 17, 2019 20:00 UTC |
Saba Capital Management, L.P.10% owner
Weinstein Boaz10% owner
|
SaleCommon Stock | 75,681 | $4.12 | $311,805.72 |
DisclosureSEC source: 0001510281-19-000185 · primary_doc.xml · nonDerivative · entry 3 Saba Capital Management, L.P. · CIK 0001510281 · 10% owner Weinstein Boaz · CIK 0001608233 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · - Disclosed balance after: 15,486,007 Read SEC document |
| December 13, 2019 Filed Dec 17, 2019 20:00 UTC |
Saba Capital Management, L.P.10% owner
Weinstein Boaz10% owner
|
SaleCommon Stock | 95,158 | $4.13 | $393,002.54 |
DisclosureSEC source: 0001510281-19-000185 · primary_doc.xml · nonDerivative · entry 2 Saba Capital Management, L.P. · CIK 0001510281 · 10% owner Weinstein Boaz · CIK 0001608233 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · - Disclosed balance after: 15,561,695 Read SEC document |
| December 13, 2019 Filed Dec 17, 2019 20:00 UTC |
Saba Capital Management, L.P.10% owner
Weinstein Boaz10% owner
|
Disposition to issuerCommon Stock | 5,607,263 | $4.58 | $25,681,264.54 |
DisclosureSEC source: 0001510281-19-000185 · primary_doc.xml · nonDerivative · entry 1 Saba Capital Management, L.P. · CIK 0001510281 · 10% owner Weinstein Boaz · CIK 0001608233 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · - Disclosed balance after: 15,656,853 Read SEC document |
| December 12, 2019 Filed Dec 13, 2019 19:41 UTC |
Saba Capital Management, L.P.10% owner
Weinstein Boaz10% owner
|
SaleCommon Stock | 126,928 | $4.13 | $524,212.64 |
DisclosureSEC source: 0001510281-19-000179 · primary_doc.xml · nonDerivative · entry 2 Saba Capital Management, L.P. · CIK 0001510281 · 10% owner Weinstein Boaz · CIK 0001608233 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · - Disclosed balance after: 21,264,108 Read SEC document |
| December 11, 2019 Filed Dec 13, 2019 19:41 UTC |
Saba Capital Management, L.P.10% owner
Weinstein Boaz10% owner
|
SaleCommon Stock | 265,781 | $4.13 | $1,097,675.53 |
DisclosureSEC source: 0001510281-19-000179 · primary_doc.xml · nonDerivative · entry 1 Saba Capital Management, L.P. · CIK 0001510281 · 10% owner Weinstein Boaz · CIK 0001608233 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · - Disclosed balance after: 21,391,036 Read SEC document |
| December 10, 2019 Filed Dec 11, 2019 21:01 UTC |
Saba Capital Management, L.P.10% owner
Weinstein Boaz10% owner
|
SaleCommon Stock | 86,714 | $4.13 | $358,128.82 |
DisclosureSEC source: 0001510281-19-000173 · primary_doc.xml · nonDerivative · entry 3 Saba Capital Management, L.P. · CIK 0001510281 · 10% owner Weinstein Boaz · CIK 0001608233 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · - Disclosed balance after: 21,656,817 Read SEC document |
| December 09, 2019 Filed Dec 11, 2019 21:01 UTC |
Saba Capital Management, L.P.10% owner
Weinstein Boaz10% owner
|
SaleCommon Stock | 65,655 | $4.12 | $270,498.60 |
DisclosureSEC source: 0001510281-19-000173 · primary_doc.xml · nonDerivative · entry 2 Saba Capital Management, L.P. · CIK 0001510281 · 10% owner Weinstein Boaz · CIK 0001608233 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · - Disclosed balance after: 21,743,531 Read SEC document |
| December 06, 2019 Filed Dec 11, 2019 21:01 UTC |
Saba Capital Management, L.P.10% owner
Weinstein Boaz10% owner
|
SaleCommon Stock | 16,883 | $4.16 | $70,233.28 |
DisclosureSEC source: 0001510281-19-000173 · primary_doc.xml · nonDerivative · entry 1 Saba Capital Management, L.P. · CIK 0001510281 · 10% owner Weinstein Boaz · CIK 0001608233 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · - Disclosed balance after: 21,809,186 Read SEC document |
| May 13, 2019 Filed May 15, 2019 16:58 UTC |
Saba Capital Management, L.P.10% owner
Weinstein Boaz10% owner
|
PurchaseCommon Stock | 200,879 | $4.29 | $861,770.91 |
DisclosureSEC source: 0001510281-19-000110 · primary_doc.xml · nonDerivative · entry 1 Saba Capital Management, L.P. · CIK 0001510281 · 10% owner Weinstein Boaz · CIK 0001608233 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · - Disclosed balance after: 21,826,069 Read SEC document |
| May 10, 2019 Filed May 13, 2019 15:31 UTC |
Saba Capital Management, L.P.10% owner
Weinstein Boaz10% owner
|
PurchaseCommon Stock | 72,807 | $4.31 | $313,798.17 |
DisclosureSEC source: 0001510281-19-000107 · primary_doc.xml · nonDerivative · entry 1 Saba Capital Management, L.P. · CIK 0001510281 · 10% owner Weinstein Boaz · CIK 0001608233 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · - Disclosed balance after: 21,625,190 Read SEC document |
| May 08, 2019 Filed May 9, 2019 16:27 UTC |
Saba Capital Management, L.P.10% owner
Weinstein Boaz10% owner
|
PurchaseCommon Stock | 172,537 | $4.33 | $747,085.21 |
DisclosureSEC source: 0001510281-19-000106 · primary_doc.xml · nonDerivative · entry 1 Saba Capital Management, L.P. · CIK 0001510281 · 10% owner Weinstein Boaz · CIK 0001608233 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · - Disclosed balance after: 21,552,383 Read SEC document |
| May 07, 2019 Filed May 9, 2019 16:27 UTC |
Saba Capital Management, L.P.10% owner
Weinstein Boaz10% owner
|
PurchaseCommon Stock | 84,775 | $4.33 | $367,075.75 |
DisclosureSEC source: 0001510281-19-000106 · primary_doc.xml · nonDerivative · entry 2 Saba Capital Management, L.P. · CIK 0001510281 · 10% owner Weinstein Boaz · CIK 0001608233 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · - Disclosed balance after: 21,379,846 Read SEC document |
| May 03, 2019 Filed May 7, 2019 17:44 UTC |
Saba Capital Management, L.P.10% owner
Weinstein Boaz10% owner
|
PurchaseCommon Stock | 200,000 | $4.34 | $868,000.00 |
DisclosureSEC source: 0001510281-19-000104 · primary_doc.xml · nonDerivative · entry 1 Saba Capital Management, L.P. · CIK 0001510281 · 10% owner Weinstein Boaz · CIK 0001608233 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · - Disclosed balance after: 21,295,071 Read SEC document |
| May 02, 2019 Filed May 3, 2019 15:20 UTC |
Saba Capital Management, L.P.10% owner
Weinstein Boaz10% owner
|
PurchaseCommon Stock | 379,497 | $4.34 | $1,647,016.98 |
DisclosureSEC source: 0001510281-19-000102 · primary_doc.xml · nonDerivative · entry 1 Saba Capital Management, L.P. · CIK 0001510281 · 10% owner Weinstein Boaz · CIK 0001608233 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · - Disclosed balance after: 21,095,071 Read SEC document |
| April 30, 2019 Filed May 1, 2019 14:34 UTC |
Saba Capital Management, L.P.10% owner
Weinstein Boaz10% owner
|
PurchaseCommon Stock | 5,076 | $4.32 | $21,928.32 |
DisclosureSEC source: 0001510281-19-000100 · primary_doc.xml · nonDerivative · entry 2 Saba Capital Management, L.P. · CIK 0001510281 · 10% owner Weinstein Boaz · CIK 0001608233 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · - Disclosed balance after: 20,715,574 Read SEC document |
| April 29, 2019 Filed May 1, 2019 14:34 UTC |
Saba Capital Management, L.P.10% owner
Weinstein Boaz10% owner
|
PurchaseCommon Stock | 15,838 | $4.31 | $68,261.78 |
DisclosureSEC source: 0001510281-19-000100 · primary_doc.xml · nonDerivative · entry 1 Saba Capital Management, L.P. · CIK 0001510281 · 10% owner Weinstein Boaz · CIK 0001608233 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · - Disclosed balance after: 20,710,498 Read SEC document |
| April 26, 2019 Filed Apr 29, 2019 14:50 UTC |
Saba Capital Management, L.P.10% owner
Weinstein Boaz10% owner
|
PurchaseCommon Stock | 50,000 | $4.31 | $215,500.00 |
DisclosureSEC source: 0001510281-19-000098 · primary_doc.xml · nonDerivative · entry 1 Saba Capital Management, L.P. · CIK 0001510281 · 10% owner Weinstein Boaz · CIK 0001608233 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · - Disclosed balance after: 20,694,660 Read SEC document |
| April 23, 2019 Filed Apr 25, 2019 15:24 UTC |
Saba Capital Management, L.P.10% owner
Weinstein Boaz10% owner
|
PurchaseCommon Stock | 168,902 | $4.32 | $729,656.64 |
DisclosureSEC source: 0001510281-19-000094 · primary_doc.xml · nonDerivative · entry 1 Saba Capital Management, L.P. · CIK 0001510281 · 10% owner Weinstein Boaz · CIK 0001608233 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · - Disclosed balance after: 20,644,660 Read SEC document |
| April 22, 2019 Filed Apr 23, 2019 18:24 UTC |
Saba Capital Management, L.P.10% owner
Weinstein Boaz10% owner
|
PurchaseCommon Stock | 71,389 | $4.30 | $306,972.70 |
DisclosureSEC source: 0001510281-19-000089 · primary_doc.xml · nonDerivative · entry 1 Saba Capital Management, L.P. · CIK 0001510281 · 10% owner Weinstein Boaz · CIK 0001608233 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · - Disclosed balance after: 20,475,758 Read SEC document |
| April 17, 2019 Filed Apr 18, 2019 14:30 UTC |
Saba Capital Management, L.P.10% owner
Weinstein Boaz10% owner
|
PurchaseCommon Stock | 50,421 | $4.30 | $216,810.30 |
DisclosureSEC source: 0001510281-19-000085 · primary_doc.xml · nonDerivative · entry 2 Saba Capital Management, L.P. · CIK 0001510281 · 10% owner Weinstein Boaz · CIK 0001608233 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · - Disclosed balance after: 20,404,369 Read SEC document |
| April 16, 2019 Filed Apr 18, 2019 14:30 UTC |
Saba Capital Management, L.P.10% owner
Weinstein Boaz10% owner
|
PurchaseCommon Stock | 30,633 | $4.29 | $131,415.57 |
DisclosureSEC source: 0001510281-19-000085 · primary_doc.xml · nonDerivative · entry 1 Saba Capital Management, L.P. · CIK 0001510281 · 10% owner Weinstein Boaz · CIK 0001608233 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · - Disclosed balance after: 20,353,948 Read SEC document |
| April 15, 2019 Filed Apr 16, 2019 14:22 UTC |
Saba Capital Management, L.P.10% owner
Weinstein Boaz10% owner
|
PurchaseCommon Stock | 180,217 | $4.28 | $771,328.76 |
DisclosureSEC source: 0001510281-19-000082 · primary_doc.xml · nonDerivative · entry 1 Saba Capital Management, L.P. · CIK 0001510281 · 10% owner Weinstein Boaz · CIK 0001608233 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · - Disclosed balance after: 20,323,315 Read SEC document |
| April 10, 2019 Filed Apr 12, 2019 20:27 UTC |
Saba Capital Management, L.P.10% owner
Weinstein Boaz10% owner
|
PurchaseCommon Stock | 22,973 | $4.30 | $98,783.90 |
DisclosureSEC source: 0001510281-19-000078 · primary_doc.xml · nonDerivative · entry 1 Saba Capital Management, L.P. · CIK 0001510281 · 10% owner Weinstein Boaz · CIK 0001608233 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · - Disclosed balance after: 20,143,098 Read SEC document |
| April 09, 2019 Filed Apr 10, 2019 18:16 UTC |
Saba Capital Management, L.P.10% owner
Weinstein Boaz10% owner
|
PurchaseCommon Stock | 33,433 | $4.29 | $143,427.57 |
DisclosureSEC source: 0001510281-19-000074 · primary_doc.xml · nonDerivative · entry 2 Saba Capital Management, L.P. · CIK 0001510281 · 10% owner Weinstein Boaz · CIK 0001608233 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · - Disclosed balance after: 20,120,125 Read SEC document |
| April 08, 2019 Filed Apr 10, 2019 18:16 UTC |
Saba Capital Management, L.P.10% owner
Weinstein Boaz10% owner
|
PurchaseCommon Stock | 208,892 | $4.28 | $894,057.76 |
DisclosureSEC source: 0001510281-19-000074 · primary_doc.xml · nonDerivative · entry 1 Saba Capital Management, L.P. · CIK 0001510281 · 10% owner Weinstein Boaz · CIK 0001608233 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · - Disclosed balance after: 20,086,692 Read SEC document |
| April 05, 2019 Filed Apr 8, 2019 15:32 UTC |
Saba Capital Management, L.P.10% owner
Weinstein Boaz10% owner
|
PurchaseCommon Stock | 497,604 | $4.29 | $2,134,721.16 |
DisclosureSEC source: 0001510281-19-000070 · primary_doc.xml · nonDerivative · entry 3 Saba Capital Management, L.P. · CIK 0001510281 · 10% owner Weinstein Boaz · CIK 0001608233 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · - Disclosed balance after: 19,877,800 Read SEC document |
| April 04, 2019 Filed Apr 8, 2019 15:32 UTC |
Saba Capital Management, L.P.10% owner
Weinstein Boaz10% owner
|
PurchaseCommon Stock | 384,179 | $4.28 | $1,644,286.12 |
DisclosureSEC source: 0001510281-19-000070 · primary_doc.xml · nonDerivative · entry 2 Saba Capital Management, L.P. · CIK 0001510281 · 10% owner Weinstein Boaz · CIK 0001608233 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · - Disclosed balance after: 19,380,196 Read SEC document |
| April 03, 2019 Filed Apr 8, 2019 15:32 UTC |
Saba Capital Management, L.P.10% owner
Weinstein Boaz10% owner
|
PurchaseCommon Stock | 168,666 | $4.27 | $720,203.82 |
DisclosureSEC source: 0001510281-19-000070 · primary_doc.xml · nonDerivative · entry 1 Saba Capital Management, L.P. · CIK 0001510281 · 10% owner Weinstein Boaz · CIK 0001608233 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · - Disclosed balance after: 18,996,017 Read SEC document |
| June 19, 2018 Filed Jun 25, 2018 21:44 UTC |
BARCLAYS PLC10% owner
|
OtherSeries 2015/11-VVR C-1 (CUSIP 46131H 800) | 750 | $100,000.00 | $75,000,000.00 |
DisclosureSEC source: 0001140361-18-029832 · doc1.xml · nonDerivative · entry 1 BARCLAYS PLC · CIK 0000312069 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Barclays Bank PLC Disclosed balance after: 0 F1 · kind: These Variable Rate Term Preferred Shares were called for redemption by the issuer. Read SEC document |
| July 14, 2017 Filed Jul 18, 2017 20:09 UTC |
CITIGROUP INC10% owner
|
OtherVariable Rate Term Preferred Shares | 750 | $100,000.00 | $75,000,000.00 |
DisclosureSEC source: 0001209191-17-045504 · doc4.xml · nonDerivative · entry 1 CITIGROUP INC · CIK 0000831001 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Subsidiary Disclosed balance after: 0 F1 · kind: These Variable Rate Term Preferred Shares ("Shares") were called for redemption by the issuer. F2 · ownership.nature: These shares are beneficially owned by CHARTA, LLC (CHARTA), a partially supported multi-seller asset-backed commercial paper conduit sponsored by Citibank, N.A. (Citibank). Citicorp is the sole stockholder of Citibank. Citigroup Inc. is the sole stockholder of Citicorp. Read SEC document |
| June 01, 2017 Filed Jun 2, 2017 20:08 UTC |
CITIGROUP INC10% owner
|
OtherVariable Rate Term Preferred Shares | 250 | $100,000.00 | $25,000,000.00 |
DisclosureSEC source: 0001209191-17-037164 · doc4.xml · nonDerivative · entry 1 CITIGROUP INC · CIK 0000831001 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Subsidiary Disclosed balance after: 750 F1 · kind: These Variable Rate Term Preferred Shares ("Shares") were called for redemption by the issuer. F2 · ownership.nature: These shares are beneficially owned by CHARTA, LLC (CHARTA), a partially supported multi-seller asset-backed commercial paper conduit sponsored by Citibank, N.A. (Citibank). Citicorp is the sole stockholder of Citibank. Citigroup Inc. is the sole stockholder of Citicorp. Read SEC document |
| May 01, 2017 Filed May 3, 2017 14:29 UTC |
CITIGROUP INC10% owner
|
OtherVariable Rate Term Preferred Shares | 250 | $100,000.00 | $25,000,000.00 |
DisclosureSEC source: 0001209191-17-029494 · doc4.xml · nonDerivative · entry 1 CITIGROUP INC · CIK 0000831001 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Subsidiary Disclosed balance after: 1,000 F1 · kind: These Variable Rate Term Preferred Shares ("Shares") were called for redemption by the issuer. F2 · ownership.nature: These shares are beneficially owned by CHARTA, LLC (CHARTA), a partially supported multi-seller asset-backed commercial paper conduit sponsored by Citibank, N.A. (Citibank). Citicorp is the sole stockholder of Citibank. Citigroup Inc. is the sole stockholder of Citicorp. Read SEC document |
| November 16, 2012 Filed Nov 19, 2012 21:13 UTC |
CITIGROUP INC10% owner
|
OtherAuction Rate Preferred | 551 | $25,000.00 | $13,775,000.00 |
DisclosureSEC source: 0001181431-12-059374 · rrd360676.xml · nonDerivative · entry 1 CITIGROUP INC · CIK 0000831001 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Subsidiary Disclosed balance after: 0 F1 · kind: These Auction Rate Preferred shares ("Shares") were called for redemption by the issuer. F2 · ownership.nature: The Shares reported in Table I represent Shares beneficially owned by Citigroup Global Markets Inc. ("CGMI"). Citigroup Financial Products Inc. ("CFP") is the sole stockholder of CGMI. Citigroup Global Markets Holdings Inc. ("CGMH") is the sole stockholder of CFP. Citigroup Inc. is the sole stockholder of CGMH. Read SEC document |
| November 16, 2012 Filed Apr 3, 2013 20:42 UTC Amendment |
CITIGROUP INC10% owner
|
OtherAuction Rate Preferred | 551 | $25,000.00 | $13,775,000.00 |
DisclosureSEC source: 0001181431-13-020594 · rrd375046.xml · nonDerivative · entry 2 CITIGROUP INC · CIK 0000831001 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Subsidiary Disclosed balance after: 0 F2 · kind: These Auction Rate Preferred Shares ("ARS Shares") were called for redemption by the issuer. F3 · ownership.nature: The ARS Shares reported in Table I represent ARS Shares beneficially owned by Citigroup Global Markets Inc. ("CGMI"). Citigroup Financial Products Inc. ("CFP") is the sole stockholder of CGMI. Read SEC document |
| November 15, 2012 Filed Nov 15, 2012 22:53 UTC |
CITIGROUP INC10% owner
|
OtherAuction Rate Preferred | 544 | $25,000.00 | $13,600,000.00 |
DisclosureSEC source: 0001181431-12-058869 · rrd360521.xml · nonDerivative · entry 3 CITIGROUP INC · CIK 0000831001 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Subsidiary Disclosed balance after: 551 F1 · kind: These Auction Rate Preferred shares ("Shares") were called for redemption by the issuer. F2 · ownership.nature: The Shares reported in Table I represent Shares beneficially owned by Citigroup Global Markets Inc. ("CGMI"). Citigroup Financial Products Inc. ("CFP") is the sole stockholder of CGMI. Citigroup Global Markets Holdings Inc. ("CGMH") is the sole stockholder of CFP. Citigroup Inc. is the sole stockholder of CGMH. Read SEC document |
| November 14, 2012 Filed Nov 15, 2012 22:53 UTC |
CITIGROUP INC10% owner
|
OtherAuction Rate Preferred | 424 | $25,000.00 | $10,600,000.00 |
DisclosureSEC source: 0001181431-12-058869 · rrd360521.xml · nonDerivative · entry 2 CITIGROUP INC · CIK 0000831001 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Subsidiary Disclosed balance after: 1,095 F1 · kind: These Auction Rate Preferred shares ("Shares") were called for redemption by the issuer. F2 · ownership.nature: The Shares reported in Table I represent Shares beneficially owned by Citigroup Global Markets Inc. ("CGMI"). Citigroup Financial Products Inc. ("CFP") is the sole stockholder of CGMI. Citigroup Global Markets Holdings Inc. ("CGMH") is the sole stockholder of CFP. Citigroup Inc. is the sole stockholder of CGMH. Read SEC document |
| November 13, 2012 Filed Nov 15, 2012 22:53 UTC |
CITIGROUP INC10% owner
|
OtherAuction Rate Preferred | 1,104 | $25,000.00 | $27,600,000.00 |
DisclosureSEC source: 0001181431-12-058869 · rrd360521.xml · nonDerivative · entry 1 CITIGROUP INC · CIK 0000831001 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Subsidiary Disclosed balance after: 1,519 F1 · kind: These Auction Rate Preferred shares ("Shares") were called for redemption by the issuer. F2 · ownership.nature: The Shares reported in Table I represent Shares beneficially owned by Citigroup Global Markets Inc. ("CGMI"). Citigroup Financial Products Inc. ("CFP") is the sole stockholder of CGMI. Citigroup Global Markets Holdings Inc. ("CGMH") is the sole stockholder of CFP. Citigroup Inc. is the sole stockholder of CGMH. Read SEC document |
| October 26, 2012 Filed Apr 3, 2013 20:42 UTC Amendment |
CITIGROUP INC10% owner
|
PurchaseVariable Rate Term Preferred Shares | 1,250 | $100,000.00 | $125,000,000.00 |
DisclosureSEC source: 0001181431-13-020594 · rrd375046.xml · nonDerivative · entry 1 CITIGROUP INC · CIK 0000831001 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Subsidiary Disclosed balance after: 1,250 F1 · ownership.nature: These shares are beneficially owned by CHARTA, LLC (CHARTA), a partially supported multi-seller asset-backed commercial paper conduit sponsored by Citibank, N.A. (Citibank). Citicorp is the sole stockholder of Citibank. Citigroup Inc. is the sole stockholder of Citicorp. Read SEC document |
| August 24, 2012 Filed Aug 24, 2012 20:06 UTC |
CITIGROUP INC10% owner
|
OtherAuction Rate Preferred | 331 | $25,000.00 | $8,275,000.00 |
DisclosureSEC source: 0001181431-12-047385 · rrd354291.xml · nonDerivative · entry 3 CITIGROUP INC · CIK 0000831001 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Subsidiary Disclosed balance after: 2,623 F1 · kind: These Auction Rate Preferred shares ("Shares") were called for redemption by the issuer. F2 · ownership.nature: The Shares reported in Table I represent Shares beneficially owned by Citigroup Global Markets Inc. ("CGMI"). Citigroup Financial Products Inc. ("CFP") is the sole stockholder of CGMI. Citigroup Global Markets Holdings Inc. ("CGMH") is the sole stockholder of CFP. Citigroup Inc. is the sole stockholder of CGMH. Read SEC document |
| August 23, 2012 Filed Aug 24, 2012 20:06 UTC |
CITIGROUP INC10% owner
|
OtherAuction Rate Preferred | 327 | $25,000.00 | $8,175,000.00 |
DisclosureSEC source: 0001181431-12-047385 · rrd354291.xml · nonDerivative · entry 2 CITIGROUP INC · CIK 0000831001 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Subsidiary Disclosed balance after: 2,954 F1 · kind: These Auction Rate Preferred shares ("Shares") were called for redemption by the issuer. F2 · ownership.nature: The Shares reported in Table I represent Shares beneficially owned by Citigroup Global Markets Inc. ("CGMI"). Citigroup Financial Products Inc. ("CFP") is the sole stockholder of CGMI. Citigroup Global Markets Holdings Inc. ("CGMH") is the sole stockholder of CFP. Citigroup Inc. is the sole stockholder of CGMH. Read SEC document |
| August 22, 2012 Filed Aug 24, 2012 20:06 UTC |
CITIGROUP INC10% owner
|
OtherAuction Rate Preferred | 255 | $25,000.00 | $6,375,000.00 |
DisclosureSEC source: 0001181431-12-047385 · rrd354291.xml · nonDerivative · entry 1 CITIGROUP INC · CIK 0000831001 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Subsidiary Disclosed balance after: 3,281 F1 · kind: These Auction Rate Preferred shares ("Shares") were called for redemption by the issuer. F2 · ownership.nature: The Shares reported in Table I represent Shares beneficially owned by Citigroup Global Markets Inc. ("CGMI"). Citigroup Financial Products Inc. ("CFP") is the sole stockholder of CGMI. Citigroup Global Markets Holdings Inc. ("CGMH") is the sole stockholder of CFP. Citigroup Inc. is the sole stockholder of CGMH. Read SEC document |
| August 21, 2012 Filed Aug 22, 2012 20:08 UTC |
CITIGROUP INC10% owner
|
OtherAuction Rate Preferred | 335 | $25,000.00 | $8,375,000.00 |
DisclosureSEC source: 0001181431-12-046952 · rrd354173.xml · nonDerivative · entry 2 CITIGROUP INC · CIK 0000831001 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Subsidiary Disclosed balance after: 3,536 F1 · kind: These Auction Rate Preferred shares ("Shares") were called for redemption by the issuer. F2 · ownership.nature: The Shares reported in Table I represent Shares beneficially owned by Citigroup Global Markets Inc. ("CGMI"). Citigroup Financial Products Inc. ("CFP") is the sole stockholder of CGMI. Citigroup Global Markets Holdings Inc. ("CGMH") is the sole stockholder of CFP. Citigroup Inc. is the sole stockholder of CGMH. Read SEC document |
| August 20, 2012 Filed Aug 22, 2012 20:08 UTC |
CITIGROUP INC10% owner
|
OtherAuction Rate Preferred | 327 | $25,000.00 | $8,175,000.00 |
DisclosureSEC source: 0001181431-12-046952 · rrd354173.xml · nonDerivative · entry 1 CITIGROUP INC · CIK 0000831001 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Subsidiary Disclosed balance after: 3,871 F1 · kind: These Auction Rate Preferred shares ("Shares") were called for redemption by the issuer. F2 · ownership.nature: The Shares reported in Table I represent Shares beneficially owned by Citigroup Global Markets Inc. ("CGMI"). Citigroup Financial Products Inc. ("CFP") is the sole stockholder of CGMI. Citigroup Global Markets Holdings Inc. ("CGMH") is the sole stockholder of CFP. Citigroup Inc. is the sole stockholder of CGMH. Read SEC document |
| July 26, 2011 Filed Jul 28, 2011 20:02 UTC |
CITIGROUP INC10% owner
|
PurchaseAuction Rate Preferred | 6 | $22,467.00 | $134,802.00 |
DisclosureSEC source: 0001181431-11-042806 · rrd318526.xml · nonDerivative · entry 1 CITIGROUP INC · CIK 0000831001 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Subsidiary Disclosed balance after: 4,198 F1 · ownership.nature: The Auction Preferred Shares ("Shares") reported in Table I represent Shares beneficially owned by Citigroup Global Markets Inc. ("CGMI"). Citigroup Financial Products Inc. ("CFP") is the sole stockholder of CGMI. Citigroup Global Markets Holdings Inc. ("CGMH") is the sole stockholder of CFP. Citigroup Inc. is the sole stockholder of CGMH. Read SEC document |
| May 05, 2010 Filed Mar 21, 2011 17:31 UTC |
BANK OF AMERICA CORP /DE/10% owner
|
SaleCommon Stock | 2,000 | $4.88 | $9,760.00 |
DisclosureSEC source: 0000932440-11-000412 · edgar.xml · nonDerivative · entry 6 BANK OF AMERICA CORP /DE/ · CIK 0000070858 · 10% owner MERRILL LYNCH, PIERCE, FENNER & SMITH INC. · CIK 0000728612 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Subsidiary Disclosed balance after: 0 Read SEC document |
| May 05, 2010 Filed Mar 21, 2011 17:31 UTC |
BANK OF AMERICA CORP /DE/10% owner
|
PurchaseCommon Stock | 2,000 | $4.85 | $9,700.00 |
DisclosureSEC source: 0000932440-11-000412 · edgar.xml · nonDerivative · entry 5 BANK OF AMERICA CORP /DE/ · CIK 0000070858 · 10% owner MERRILL LYNCH, PIERCE, FENNER & SMITH INC. · CIK 0000728612 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Subsidiary Disclosed balance after: 2,000 Read SEC document |
| April 30, 2010 Filed Mar 21, 2011 17:31 UTC |
BANK OF AMERICA CORP /DE/10% owner
|
SaleCommon Stock | 14,000 | $4.96 | $69,440.00 |
DisclosureSEC source: 0000932440-11-000412 · edgar.xml · nonDerivative · entry 4 BANK OF AMERICA CORP /DE/ · CIK 0000070858 · 10% owner MERRILL LYNCH, PIERCE, FENNER & SMITH INC. · CIK 0000728612 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Subsidiary Disclosed balance after: 0 Read SEC document |
| April 29, 2010 Filed Mar 21, 2011 17:31 UTC |
BANK OF AMERICA CORP /DE/10% owner
|
SaleCommon Stock | 4,080 | $4.92 | $20,073.60 |
DisclosureSEC source: 0000932440-11-000412 · edgar.xml · nonDerivative · entry 3 BANK OF AMERICA CORP /DE/ · CIK 0000070858 · 10% owner MERRILL LYNCH, PIERCE, FENNER & SMITH INC. · CIK 0000728612 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Subsidiary Disclosed balance after: 14,000 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.