IQI

SEC source: 0001676421-26-000006 · ownership.xml · nonDerivative · entry 1

O'Reilly Timothy M · CIK 0001676421 · Portfolio Manager

10b5-1 filing: No plan indicated

Ownership: Indirect · Joint account

Disclosed balance after: 0

SEC source: 0001676421-26-000002 · ownership.xml · nonDerivative · entry 1

O'Reilly Timothy M · CIK 0001676421 · Portfolio Manager

10b5-1 filing: No plan indicated

Ownership: Indirect · Joint Account

Disclosed balance after: 6,281.567

F1 · balance_after: "Includes 141.567 shares acquired under a dividend reinvestment plan"

SEC source: 0001193125-26-230636 · ownership.xml · nonDerivative · entry 2

JPMorgan Chase Bank, N.A. · CIK 0000835271 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Trust

Disclosed balance after: 1,521

F1 · kind: The 1,521 VARIABLE RATE MUNI TERM PREFERRED SHARES, SERIES 2020/2023-IQI (the "VMTP Shares") shown as disposed of in Table I represent VMTP Shares of the Issuer that, immediately prior to the transaction date specified above, were indirectly beneficially owned by JPMorgan Chase Bank, National Association ("JPMCB") by way of JPMCB's ownership of that certain National Finance Authority Certificates Series 2026-PS1 Class A Certificate (the "NFA Class A Certificate"), which represents an indirect beneficial ownership interest in the VMTP Shares. On the transaction date specified above, JPMCB deposited the NFA Class A Certificate into a trust designated as the JPM PD Series 5111 Trust (the "Trust"). JPMCB, as a beneficiary of the Trust and through its contractual rights, retains an indirect beneficial ownership interest in the NFA Class A Certificate.

F1 · shares: The 1,521 VARIABLE RATE MUNI TERM PREFERRED SHARES, SERIES 2020/2023-IQI (the "VMTP Shares") shown as disposed of in Table I represent VMTP Shares of the Issuer that, immediately prior to the transaction date specified above, were indirectly beneficially owned by JPMorgan Chase Bank, National Association ("JPMCB") by way of JPMCB's ownership of that certain National Finance Authority Certificates Series 2026-PS1 Class A Certificate (the "NFA Class A Certificate"), which represents an indirect beneficial ownership interest in the VMTP Shares. On the transaction date specified above, JPMCB deposited the NFA Class A Certificate into a trust designated as the JPM PD Series 5111 Trust (the "Trust"). JPMCB, as a beneficiary of the Trust and through its contractual rights, retains an indirect beneficial ownership interest in the NFA Class A Certificate.

F1 · price: The 1,521 VARIABLE RATE MUNI TERM PREFERRED SHARES, SERIES 2020/2023-IQI (the "VMTP Shares") shown as disposed of in Table I represent VMTP Shares of the Issuer that, immediately prior to the transaction date specified above, were indirectly beneficially owned by JPMorgan Chase Bank, National Association ("JPMCB") by way of JPMCB's ownership of that certain National Finance Authority Certificates Series 2026-PS1 Class A Certificate (the "NFA Class A Certificate"), which represents an indirect beneficial ownership interest in the VMTP Shares. On the transaction date specified above, JPMCB deposited the NFA Class A Certificate into a trust designated as the JPM PD Series 5111 Trust (the "Trust"). JPMCB, as a beneficiary of the Trust and through its contractual rights, retains an indirect beneficial ownership interest in the NFA Class A Certificate.

F1 · acquired: The 1,521 VARIABLE RATE MUNI TERM PREFERRED SHARES, SERIES 2020/2023-IQI (the "VMTP Shares") shown as disposed of in Table I represent VMTP Shares of the Issuer that, immediately prior to the transaction date specified above, were indirectly beneficially owned by JPMorgan Chase Bank, National Association ("JPMCB") by way of JPMCB's ownership of that certain National Finance Authority Certificates Series 2026-PS1 Class A Certificate (the "NFA Class A Certificate"), which represents an indirect beneficial ownership interest in the VMTP Shares. On the transaction date specified above, JPMCB deposited the NFA Class A Certificate into a trust designated as the JPM PD Series 5111 Trust (the "Trust"). JPMCB, as a beneficiary of the Trust and through its contractual rights, retains an indirect beneficial ownership interest in the NFA Class A Certificate.

F1 · ownership.nature: The 1,521 VARIABLE RATE MUNI TERM PREFERRED SHARES, SERIES 2020/2023-IQI (the "VMTP Shares") shown as disposed of in Table I represent VMTP Shares of the Issuer that, immediately prior to the transaction date specified above, were indirectly beneficially owned by JPMorgan Chase Bank, National Association ("JPMCB") by way of JPMCB's ownership of that certain National Finance Authority Certificates Series 2026-PS1 Class A Certificate (the "NFA Class A Certificate"), which represents an indirect beneficial ownership interest in the VMTP Shares. On the transaction date specified above, JPMCB deposited the NFA Class A Certificate into a trust designated as the JPM PD Series 5111 Trust (the "Trust"). JPMCB, as a beneficiary of the Trust and through its contractual rights, retains an indirect beneficial ownership interest in the NFA Class A Certificate.

SEC source: 0001193125-26-230636 · ownership.xml · nonDerivative · entry 1

JPMorgan Chase Bank, N.A. · CIK 0000835271 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Trust

Disclosed balance after: 0

F1 · kind: The 1,521 VARIABLE RATE MUNI TERM PREFERRED SHARES, SERIES 2020/2023-IQI (the "VMTP Shares") shown as disposed of in Table I represent VMTP Shares of the Issuer that, immediately prior to the transaction date specified above, were indirectly beneficially owned by JPMorgan Chase Bank, National Association ("JPMCB") by way of JPMCB's ownership of that certain National Finance Authority Certificates Series 2026-PS1 Class A Certificate (the "NFA Class A Certificate"), which represents an indirect beneficial ownership interest in the VMTP Shares. On the transaction date specified above, JPMCB deposited the NFA Class A Certificate into a trust designated as the JPM PD Series 5111 Trust (the "Trust"). JPMCB, as a beneficiary of the Trust and through its contractual rights, retains an indirect beneficial ownership interest in the NFA Class A Certificate.

F1 · shares: The 1,521 VARIABLE RATE MUNI TERM PREFERRED SHARES, SERIES 2020/2023-IQI (the "VMTP Shares") shown as disposed of in Table I represent VMTP Shares of the Issuer that, immediately prior to the transaction date specified above, were indirectly beneficially owned by JPMorgan Chase Bank, National Association ("JPMCB") by way of JPMCB's ownership of that certain National Finance Authority Certificates Series 2026-PS1 Class A Certificate (the "NFA Class A Certificate"), which represents an indirect beneficial ownership interest in the VMTP Shares. On the transaction date specified above, JPMCB deposited the NFA Class A Certificate into a trust designated as the JPM PD Series 5111 Trust (the "Trust"). JPMCB, as a beneficiary of the Trust and through its contractual rights, retains an indirect beneficial ownership interest in the NFA Class A Certificate.

F1 · price: The 1,521 VARIABLE RATE MUNI TERM PREFERRED SHARES, SERIES 2020/2023-IQI (the "VMTP Shares") shown as disposed of in Table I represent VMTP Shares of the Issuer that, immediately prior to the transaction date specified above, were indirectly beneficially owned by JPMorgan Chase Bank, National Association ("JPMCB") by way of JPMCB's ownership of that certain National Finance Authority Certificates Series 2026-PS1 Class A Certificate (the "NFA Class A Certificate"), which represents an indirect beneficial ownership interest in the VMTP Shares. On the transaction date specified above, JPMCB deposited the NFA Class A Certificate into a trust designated as the JPM PD Series 5111 Trust (the "Trust"). JPMCB, as a beneficiary of the Trust and through its contractual rights, retains an indirect beneficial ownership interest in the NFA Class A Certificate.

F1 · acquired: The 1,521 VARIABLE RATE MUNI TERM PREFERRED SHARES, SERIES 2020/2023-IQI (the "VMTP Shares") shown as disposed of in Table I represent VMTP Shares of the Issuer that, immediately prior to the transaction date specified above, were indirectly beneficially owned by JPMorgan Chase Bank, National Association ("JPMCB") by way of JPMCB's ownership of that certain National Finance Authority Certificates Series 2026-PS1 Class A Certificate (the "NFA Class A Certificate"), which represents an indirect beneficial ownership interest in the VMTP Shares. On the transaction date specified above, JPMCB deposited the NFA Class A Certificate into a trust designated as the JPM PD Series 5111 Trust (the "Trust"). JPMCB, as a beneficiary of the Trust and through its contractual rights, retains an indirect beneficial ownership interest in the NFA Class A Certificate.

F1 · ownership.nature: The 1,521 VARIABLE RATE MUNI TERM PREFERRED SHARES, SERIES 2020/2023-IQI (the "VMTP Shares") shown as disposed of in Table I represent VMTP Shares of the Issuer that, immediately prior to the transaction date specified above, were indirectly beneficially owned by JPMorgan Chase Bank, National Association ("JPMCB") by way of JPMCB's ownership of that certain National Finance Authority Certificates Series 2026-PS1 Class A Certificate (the "NFA Class A Certificate"), which represents an indirect beneficial ownership interest in the VMTP Shares. On the transaction date specified above, JPMCB deposited the NFA Class A Certificate into a trust designated as the JPM PD Series 5111 Trust (the "Trust"). JPMCB, as a beneficiary of the Trust and through its contractual rights, retains an indirect beneficial ownership interest in the NFA Class A Certificate.

SEC source: 0001193125-26-198490 · ownership.xml · nonDerivative · entry 2

JPMorgan Chase Bank, N.A. · CIK 0000835271 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Trust

Disclosed balance after: 1,521

F1 · kind: The 1,521 VARIABLE RATE MUNI TERM PREFERRED SHARES, SERIES 2020/2023-IQI (the "VMTP Shares") shown as disposed of in Table I represent VMTP Shares of the Issuer that, prior to the transaction date specified above were beneficially owned directly by JPMorgan Chase Bank, National Association ("JPMCB"). On the transaction date specified above, JPMCB transferred such VMTP shares to the National Finance Authority ("NFA") in exchange for an amount equal to the par value thereof of $152,100,000 plus accrued dividends of $466,842.82, less $66,936.62 of closing costs paid in connection with the closing of the Trust (defined below). The NFA then deposited the VMTP Shares into a trust arrangement (the "Trust") which issued National Finance Authority Certificates Series 2026-PS1, which represent an indirect beneficial ownership interest in the VMTP Shares.

F2 · kind: On the transaction date specified above, JPMCB acquired the National Finance Authority Certificates Series 2026-PS1 Class A Certificate (the "Class A Certificate") issued by the NFA for a price equal to the par amount of such Class A Certificate, $107,100,000. The VMTP Shares reported as acquired in Table I represent VMTP Shares that, through the contractual rights under the Trust arrangement documentation, JPMCB, by way of its ownership of the Class A Certificate has an indirect beneficial ownership interest.

F2 · shares: On the transaction date specified above, JPMCB acquired the National Finance Authority Certificates Series 2026-PS1 Class A Certificate (the "Class A Certificate") issued by the NFA for a price equal to the par amount of such Class A Certificate, $107,100,000. The VMTP Shares reported as acquired in Table I represent VMTP Shares that, through the contractual rights under the Trust arrangement documentation, JPMCB, by way of its ownership of the Class A Certificate has an indirect beneficial ownership interest.

F2 · price: On the transaction date specified above, JPMCB acquired the National Finance Authority Certificates Series 2026-PS1 Class A Certificate (the "Class A Certificate") issued by the NFA for a price equal to the par amount of such Class A Certificate, $107,100,000. The VMTP Shares reported as acquired in Table I represent VMTP Shares that, through the contractual rights under the Trust arrangement documentation, JPMCB, by way of its ownership of the Class A Certificate has an indirect beneficial ownership interest.

F2 · acquired: On the transaction date specified above, JPMCB acquired the National Finance Authority Certificates Series 2026-PS1 Class A Certificate (the "Class A Certificate") issued by the NFA for a price equal to the par amount of such Class A Certificate, $107,100,000. The VMTP Shares reported as acquired in Table I represent VMTP Shares that, through the contractual rights under the Trust arrangement documentation, JPMCB, by way of its ownership of the Class A Certificate has an indirect beneficial ownership interest.

F1 · ownership.nature: The 1,521 VARIABLE RATE MUNI TERM PREFERRED SHARES, SERIES 2020/2023-IQI (the "VMTP Shares") shown as disposed of in Table I represent VMTP Shares of the Issuer that, prior to the transaction date specified above were beneficially owned directly by JPMorgan Chase Bank, National Association ("JPMCB"). On the transaction date specified above, JPMCB transferred such VMTP shares to the National Finance Authority ("NFA") in exchange for an amount equal to the par value thereof of $152,100,000 plus accrued dividends of $466,842.82, less $66,936.62 of closing costs paid in connection with the closing of the Trust (defined below). The NFA then deposited the VMTP Shares into a trust arrangement (the "Trust") which issued National Finance Authority Certificates Series 2026-PS1, which represent an indirect beneficial ownership interest in the VMTP Shares.

F2 · ownership.nature: On the transaction date specified above, JPMCB acquired the National Finance Authority Certificates Series 2026-PS1 Class A Certificate (the "Class A Certificate") issued by the NFA for a price equal to the par amount of such Class A Certificate, $107,100,000. The VMTP Shares reported as acquired in Table I represent VMTP Shares that, through the contractual rights under the Trust arrangement documentation, JPMCB, by way of its ownership of the Class A Certificate has an indirect beneficial ownership interest.

SEC source: 0001193125-26-198490 · ownership.xml · nonDerivative · entry 1

JPMorgan Chase Bank, N.A. · CIK 0000835271 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The 1,521 VARIABLE RATE MUNI TERM PREFERRED SHARES, SERIES 2020/2023-IQI (the "VMTP Shares") shown as disposed of in Table I represent VMTP Shares of the Issuer that, prior to the transaction date specified above were beneficially owned directly by JPMorgan Chase Bank, National Association ("JPMCB"). On the transaction date specified above, JPMCB transferred such VMTP shares to the National Finance Authority ("NFA") in exchange for an amount equal to the par value thereof of $152,100,000 plus accrued dividends of $466,842.82, less $66,936.62 of closing costs paid in connection with the closing of the Trust (defined below). The NFA then deposited the VMTP Shares into a trust arrangement (the "Trust") which issued National Finance Authority Certificates Series 2026-PS1, which represent an indirect beneficial ownership interest in the VMTP Shares.

F1 · price: The 1,521 VARIABLE RATE MUNI TERM PREFERRED SHARES, SERIES 2020/2023-IQI (the "VMTP Shares") shown as disposed of in Table I represent VMTP Shares of the Issuer that, prior to the transaction date specified above were beneficially owned directly by JPMorgan Chase Bank, National Association ("JPMCB"). On the transaction date specified above, JPMCB transferred such VMTP shares to the National Finance Authority ("NFA") in exchange for an amount equal to the par value thereof of $152,100,000 plus accrued dividends of $466,842.82, less $66,936.62 of closing costs paid in connection with the closing of the Trust (defined below). The NFA then deposited the VMTP Shares into a trust arrangement (the "Trust") which issued National Finance Authority Certificates Series 2026-PS1, which represent an indirect beneficial ownership interest in the VMTP Shares.

F1 · acquired: The 1,521 VARIABLE RATE MUNI TERM PREFERRED SHARES, SERIES 2020/2023-IQI (the "VMTP Shares") shown as disposed of in Table I represent VMTP Shares of the Issuer that, prior to the transaction date specified above were beneficially owned directly by JPMorgan Chase Bank, National Association ("JPMCB"). On the transaction date specified above, JPMCB transferred such VMTP shares to the National Finance Authority ("NFA") in exchange for an amount equal to the par value thereof of $152,100,000 plus accrued dividends of $466,842.82, less $66,936.62 of closing costs paid in connection with the closing of the Trust (defined below). The NFA then deposited the VMTP Shares into a trust arrangement (the "Trust") which issued National Finance Authority Certificates Series 2026-PS1, which represent an indirect beneficial ownership interest in the VMTP Shares.

SEC source: 0001676434-26-000004 · ownership.xml · nonDerivative · entry 1

Connelly Jack · CIK 0001676434 · Portfolio Manager

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,520

SEC source: 0001676434-26-000002 · ownership.xml · nonDerivative · entry 1

Connelly Jack · CIK 0001676434 · Portfolio Manager

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,500

F1 · balance_after: Since the date of the reporting person's last ownership report, he transferred 22,100 shares of Invesco Quality Municipal Income Trust to his ex-spouse pursuant to a domestic relations order.

SEC source: 0000950170-25-090383 · ownership.xml · nonDerivative · entry 1

O'Reilly Timothy M · CIK 0001676421 · Portfolio Manager

10b5-1 filing: No plan indicated

Ownership: Indirect · Joint Account

Disclosed balance after: 5,360

F1 · date: The reporting person effected multiple same-way open market purchase transactions on the same day at different prices through a trade order executed by a broker-dealer. The reporting person has reported on a single line all such transactions that occurred within a one dollar price range. The reporting person hereby undertakes to provide upon request by the Securities and Exchange Commission staff, the issuer or a shareholder of the issuer, full information regarding the number of shares purchased at each separate price.

F2 · price: Reflects the weighted average purchase price. The range of prices for such transactions is $9.32 - $9.34.

SEC source: 0000950170-25-080239 · ownership.xml · nonDerivative · entry 1

JPMorgan Chase Bank, N.A. · CIK 0000835271 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,521

F1 · kind: The 268 variable rate muni term preferred shares reported as disposed of in Table I represent variable rate muni term preferred shares, series 2020/2023-IQI (the "VMTP Shares") beneficially owned by JPMorgan Chase Bank, National Association ("JPMCB"). The VMTP Shares were disposed of as a result of a redemption by the Issuer for a redemption price of $100,276.73973 per share (which includes a liquidation preference of $100,000.00 per share and accrued dividends of $276.73973 per share).

F1 · price: The 268 variable rate muni term preferred shares reported as disposed of in Table I represent variable rate muni term preferred shares, series 2020/2023-IQI (the "VMTP Shares") beneficially owned by JPMorgan Chase Bank, National Association ("JPMCB"). The VMTP Shares were disposed of as a result of a redemption by the Issuer for a redemption price of $100,276.73973 per share (which includes a liquidation preference of $100,000.00 per share and accrued dividends of $276.73973 per share).

F1 · acquired: The 268 variable rate muni term preferred shares reported as disposed of in Table I represent variable rate muni term preferred shares, series 2020/2023-IQI (the "VMTP Shares") beneficially owned by JPMorgan Chase Bank, National Association ("JPMCB"). The VMTP Shares were disposed of as a result of a redemption by the Issuer for a redemption price of $100,276.73973 per share (which includes a liquidation preference of $100,000.00 per share and accrued dividends of $276.73973 per share).

SEC source: 0000950170-24-068546 · ownership.xml · nonDerivative · entry 1

JPMorgan Chase Bank, N.A. · CIK 0000835271 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,789

F1 · kind: The 316 variable rate muni term preferred shares reported as disposed of in Table I represent variable rate muni term preferred shares, series 2020/2023-IQI (the "VMTP Shares") beneficially owned by JPMorgan Chase Bank, National Association ("JPMCB"). The VMTP Shares were disposed of as a result of a redemption by the Issuer for a redemption price of $100,377.81421 per share (which includes a liquidation preference of $100,000.00 per share and accrued dividends of $377.81421 per share).

F1 · price: The 316 variable rate muni term preferred shares reported as disposed of in Table I represent variable rate muni term preferred shares, series 2020/2023-IQI (the "VMTP Shares") beneficially owned by JPMorgan Chase Bank, National Association ("JPMCB"). The VMTP Shares were disposed of as a result of a redemption by the Issuer for a redemption price of $100,377.81421 per share (which includes a liquidation preference of $100,000.00 per share and accrued dividends of $377.81421 per share).

F1 · acquired: The 316 variable rate muni term preferred shares reported as disposed of in Table I represent variable rate muni term preferred shares, series 2020/2023-IQI (the "VMTP Shares") beneficially owned by JPMorgan Chase Bank, National Association ("JPMCB"). The VMTP Shares were disposed of as a result of a redemption by the Issuer for a redemption price of $100,377.81421 per share (which includes a liquidation preference of $100,000.00 per share and accrued dividends of $377.81421 per share).

SEC source: 0000899243-22-036869 · doc4.xml · nonDerivative · entry 1

JPMorgan Chase Bank, N.A. · CIK 0000835271 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,105

F1 · kind: The 234 variable rate muni term preferred shares reported as disposed of in Table I represent variable rate muni term preferred shares, series 2020/2023-IQI (the "VMTP Shares") beneficially owned by JPMorgan Chase Bank, National Association ("JPMCB"). The VMTP Shares were disposed of as a result of a redemption by the Issuer for a redemption price of $100,186.93150 per share (which includes a liquidation preference of $100,000.00 per share and accrued dividends of $186.93150 per share).

F1 · price: The 234 variable rate muni term preferred shares reported as disposed of in Table I represent variable rate muni term preferred shares, series 2020/2023-IQI (the "VMTP Shares") beneficially owned by JPMorgan Chase Bank, National Association ("JPMCB"). The VMTP Shares were disposed of as a result of a redemption by the Issuer for a redemption price of $100,186.93150 per share (which includes a liquidation preference of $100,000.00 per share and accrued dividends of $186.93150 per share).

F1 · acquired: The 234 variable rate muni term preferred shares reported as disposed of in Table I represent variable rate muni term preferred shares, series 2020/2023-IQI (the "VMTP Shares") beneficially owned by JPMorgan Chase Bank, National Association ("JPMCB"). The VMTP Shares were disposed of as a result of a redemption by the Issuer for a redemption price of $100,186.93150 per share (which includes a liquidation preference of $100,000.00 per share and accrued dividends of $186.93150 per share).

SEC source: 0000899243-20-028647 · doc4.xml · nonDerivative · entry 1

WELLS FARGO BANK N A · CIK 0000740906 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The 2,339 preferred shares reported as disposed of in Table I represent Series 2015/12-IQI Variable Rate Muni Term Preferred Shares ("VMTP Shares") that were beneficially owned by Wells Fargo Bank, National Association. The VMTP Shares were disposed of as a result of a redemption by the Issuer for a redemption price of $100,052.240436 per share (which includes a liquidation preference of $100,000.00 per share and accrued dividends of $52.240436 per share).

F1 · price: The 2,339 preferred shares reported as disposed of in Table I represent Series 2015/12-IQI Variable Rate Muni Term Preferred Shares ("VMTP Shares") that were beneficially owned by Wells Fargo Bank, National Association. The VMTP Shares were disposed of as a result of a redemption by the Issuer for a redemption price of $100,052.240436 per share (which includes a liquidation preference of $100,000.00 per share and accrued dividends of $52.240436 per share).

SEC source: 0001209191-20-021363 · doc4.xml · nonDerivative · entry 1

O'Reilly Timothy M · CIK 0001676421 · Portfolio Manager

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

SEC source: 0001209191-19-048678 · doc4.xml · nonDerivative · entry 2

Connelly Jack · CIK 0001676434 · Portfolio Manager

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,500

SEC source: 0001209191-19-048678 · doc4.xml · nonDerivative · entry 1

Connelly Jack · CIK 0001676434 · Portfolio Manager

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,000

SEC source: 0001209191-19-031956 · doc4.xml · nonDerivative · entry 1

Connelly Jack · CIK 0001676434 · Portfolio Manager

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,600

SEC source: 0001209191-19-038879 · doc4a.xml · nonDerivative · entry 1

Connelly Jack · CIK 0001676434 · Portfolio Manager

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · date: The reporting person effected multiple same-way open market sell transactions on the same day at different prices through a trade order executed by a broker-dealer. The reporting person has reported on a single line all such transactions that occurred within a one dollar price range. The reporting person hereby undertakes to provide upon request by the Securities and Exchange Commission staff, the issuer or a shareholder of the issue, full information regarding the number of shares sold at each separate price.

F2 · price: Reflects the weighted average Sell price. The range of prices for such transactions is $12.13 - $12.16.

SEC source: 0001209191-18-064269 · doc4.xml · nonDerivative · entry 1

O'Reilly Timothy M · CIK 0001676421 · Portfolio Manager

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,351.937

F1 · balance_after: "Includes 110.649 shares acquired under the dividend reinvestment plan"

SEC source: 0001209191-18-052429 · doc4.xml · nonDerivative · entry 2

Connelly Jack · CIK 0001676434 · Portfolio Manager

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

F1 · date: The reporting person effected multiple same-way open market purchase transactions on the same day at different prices through a trade order executed by a broker-dealer. The reporting person has reported on a single line all such transactions that occurred within a one dollar price range. The reporting person hereby undertakes to provide upon request by the Securities and Exchange Commission staff, the issuer or a shareholder of the issue, full information regarding the number of shares purchased at each separate price.

F2 · price: Reflects the weighted average purchase price. The range of prices for such transactions is $11.6200 - $11.6250.

SEC source: 0001209191-18-052429 · doc4.xml · nonDerivative · entry 1

Connelly Jack · CIK 0001676434 · Portfolio Manager

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,750

SEC source: 0001209191-17-036722 · doc4.xml · nonDerivative · entry 1

WELLS FARGO BANK N A · CIK 0000740906 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,339

F1 · kind: Acquired 200 Series 2015/12-IQI Variable Rate Muni Term Preferred Shares of the Issuer for a purchase price of $100,000 per share.

F1 · price: Acquired 200 Series 2015/12-IQI Variable Rate Muni Term Preferred Shares of the Issuer for a purchase price of $100,000 per share.

SEC source: 0001209191-17-000656 · doc4.xml · nonDerivative · entry 2

Connelly Jack · CIK 0001676434 · Portfolio Manager

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · date: The reporting person effected multiple same-way open market sale transactions on the same day at different prices through a trade order executed by a broker-dealer. The reporting person has reported on a single line all such transactions that occurred within a one dollar price range. The reporting person hereby undertakes to provide upon request by the Securities and Exchange Commission staff, the issuer or a shareholder of the issuer, full information regarding the number of shares sold at each separate price.

F3 · price: Reflects the weighted average sale price. The range of prices for such transactions is $12.350 - $12.360.

SEC source: 0001209191-17-000656 · doc4.xml · nonDerivative · entry 1

Connelly Jack · CIK 0001676434 · Portfolio Manager

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · date: The reporting person effected multiple same-way open market sale transactions on the same day at different prices through a trade order executed by a broker-dealer. The reporting person has reported on a single line all such transactions that occurred within a one dollar price range. The reporting person hereby undertakes to provide upon request by the Securities and Exchange Commission staff, the issuer or a shareholder of the issuer, full information regarding the number of shares sold at each separate price.

F2 · price: Reflects the weighted average sale price. The range of prices for such transactions is $12.350 - $12.405.

SEC source: 0001209191-16-157053 · doc4.xml · nonDerivative · entry 1

Connelly Jack · CIK 0001676434 · Portfolio Manager

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · date: The reporting person effected multiple same-way open market sale transactions on the same day at different prices through a trade order executed by a broker-dealer. The reporting person has reported on a single line all such transactions that occurred within a one dollar price range. The reporting person hereby undertakes to provide upon request by the Securities and Exchange Commission staff, the issuer or a shareholder of the issuer, full information regarding the number of shares sold at each separate price.

F2 · price: Reflects the weighted average sale price. The range of prices for such transactions is $12.30 - $12.32.

SEC source: 0001209191-16-151912 · doc4.xml · nonDerivative · entry 1

O'Reilly Timothy M · CIK 0001676421 · Portfolio Manager

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,991.288

F1 · balance_after: Includes 20.971 shares acquired under the dividend reinvestment plan.

SEC source: 0001209191-16-142128 · doc4.xml · nonDerivative · entry 3

Connelly Jack · CIK 0001676434 · Portfolio Manager

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,000

F1 · date: The reporting person effected multiple same-way open market purchase transactions on the same day at different prices through a trade order executed by a broker-dealer. The reporting person has reported on a single line all such transactions that occurred within a one dollar price range. The reporting person hereby undertakes to provide upon request by the Securities and Exchange Commission staff, the issuer or a shareholder of the issue, full information regarding the number of shares purchased at each separate price.

F4 · price: Reflects the weighted average purchase price. The range of prices for such transactions is $13.685 - $13.689.

SEC source: 0001209191-16-142128 · doc4.xml · nonDerivative · entry 2

Connelly Jack · CIK 0001676434 · Portfolio Manager

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,000

F1 · date: The reporting person effected multiple same-way open market purchase transactions on the same day at different prices through a trade order executed by a broker-dealer. The reporting person has reported on a single line all such transactions that occurred within a one dollar price range. The reporting person hereby undertakes to provide upon request by the Securities and Exchange Commission staff, the issuer or a shareholder of the issue, full information regarding the number of shares purchased at each separate price.

F3 · price: Reflects the weighted average purchase price. The range of prices for such transactions is $13.709 - $13.710.

SEC source: 0001209191-16-142128 · doc4.xml · nonDerivative · entry 1

Connelly Jack · CIK 0001676434 · Portfolio Manager

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

F1 · date: The reporting person effected multiple same-way open market purchase transactions on the same day at different prices through a trade order executed by a broker-dealer. The reporting person has reported on a single line all such transactions that occurred within a one dollar price range. The reporting person hereby undertakes to provide upon request by the Securities and Exchange Commission staff, the issuer or a shareholder of the issue, full information regarding the number of shares purchased at each separate price.

F2 · price: Reflects the weighted average purchase price. The range of prices for such transactions is $13.690 - $13.720.

SEC source: 0001140361-12-030943 · doc1.xml · nonDerivative · entry 2

BANK OF AMERICA CORP /DE/ · CIK 0000070858 · 10% owner

Blue Ridge Investments, L.L.C. · CIK 0001453700 · 10% owner

BANK OF AMERICA NA · CIK 0001102113 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 0

F1 · security: The Auction Rate Preferred Shares ("Shares") reported in Table I represent shares beneficially owned by Bank of America N.A. ("BANA") and Blue Ridge Investors, L.L.C. ("Blue Ridge"). BANA and Blue Ridge are wholly owned subsidiaries of Bank of America Corporation ("Bank of America").

F2 · kind: The Shares were called for redemption by the issuer at par value.

F2 · price: The Shares were called for redemption by the issuer at par value.

F1 · ownership.nature: The Auction Rate Preferred Shares ("Shares") reported in Table I represent shares beneficially owned by Bank of America N.A. ("BANA") and Blue Ridge Investors, L.L.C. ("Blue Ridge"). BANA and Blue Ridge are wholly owned subsidiaries of Bank of America Corporation ("Bank of America").

SEC source: 0001140361-12-030943 · doc1.xml · nonDerivative · entry 1

BANK OF AMERICA CORP /DE/ · CIK 0000070858 · 10% owner

Blue Ridge Investments, L.L.C. · CIK 0001453700 · 10% owner

BANK OF AMERICA NA · CIK 0001102113 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 702

F1 · security: The Auction Rate Preferred Shares ("Shares") reported in Table I represent shares beneficially owned by Bank of America N.A. ("BANA") and Blue Ridge Investors, L.L.C. ("Blue Ridge"). BANA and Blue Ridge are wholly owned subsidiaries of Bank of America Corporation ("Bank of America").

F2 · kind: The Shares were called for redemption by the issuer at par value.

F2 · price: The Shares were called for redemption by the issuer at par value.

F1 · ownership.nature: The Auction Rate Preferred Shares ("Shares") reported in Table I represent shares beneficially owned by Bank of America N.A. ("BANA") and Blue Ridge Investors, L.L.C. ("Blue Ridge"). BANA and Blue Ridge are wholly owned subsidiaries of Bank of America Corporation ("Bank of America").

SEC source: 0001140361-24-050088 · form4.xml · nonDerivative · entry 4

BANK OF AMERICA CORP /DE/ · CIK 0000070858 · 10% owner

MERRILL LYNCH, PIERCE, FENNER & SMITH INC. · CIK 0000728612 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnotes

Disclosed balance after: 0

F1 · security: This statement is jointly filed by Bank of America Corporation, and Merrill Lynch, Pierce, Fenner & Smith Incorporated ("Merrill Lynch") (together, the "Reporting Persons"). Bank of America Corporation holds an indirect interest in the securities listed in this Report by virtue of its 100% ownership of its subsidiary Merrill Lynch. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein, if any, and this report shall not be deemed an admission that any such Reporting Person is the beneficial owner of, or has any pecuniary interest in, such securities for purposes of Securities Exchange Act of 1934 (the "Exchange Act"), or for any other purpose. This statement reflects the addition of new Reporting Persons that engaged in reportable transactions and the elimination of Reporting Persons that no longer beneficially own any reportable securities.

F2 · security: Each Reporting Person declares that neither the filing of this statement nor anything herein shall be construed as an admission that such person is, for the purposes of Section 13(d) of the Exchange Act or any other purpose, (i) acting (or has agreed or is agreeing to act together with any other person) as a partnership, limited partnership, syndicate or other group for the purpose of acquiring, holding or disposing of securities of the Issuer or otherwise with respect to the Issuer or any securities of the Issuer or (ii) a member of any group with respect to the Issuer or any securities of the Issuer.

F3 · security: Without conceding its status as a greater than 10% beneficial owner or that the reported transactions are subject to disclosure under Section 16(a) of the Exchange Act or short-swing profit recovery under Section 16(b) of the Exchange Act, the amount of profit potentially recoverable by the Issuer from the reported transactions in the event that the Reporting Persons were greater than 10% beneficial owners and the transactions were subject to Section 16(b) has been or will be remitted to the Issuer.

F1 · ownership.nature: This statement is jointly filed by Bank of America Corporation, and Merrill Lynch, Pierce, Fenner & Smith Incorporated ("Merrill Lynch") (together, the "Reporting Persons"). Bank of America Corporation holds an indirect interest in the securities listed in this Report by virtue of its 100% ownership of its subsidiary Merrill Lynch. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein, if any, and this report shall not be deemed an admission that any such Reporting Person is the beneficial owner of, or has any pecuniary interest in, such securities for purposes of Securities Exchange Act of 1934 (the "Exchange Act"), or for any other purpose. This statement reflects the addition of new Reporting Persons that engaged in reportable transactions and the elimination of Reporting Persons that no longer beneficially own any reportable securities.

F2 · ownership.nature: Each Reporting Person declares that neither the filing of this statement nor anything herein shall be construed as an admission that such person is, for the purposes of Section 13(d) of the Exchange Act or any other purpose, (i) acting (or has agreed or is agreeing to act together with any other person) as a partnership, limited partnership, syndicate or other group for the purpose of acquiring, holding or disposing of securities of the Issuer or otherwise with respect to the Issuer or any securities of the Issuer or (ii) a member of any group with respect to the Issuer or any securities of the Issuer.

F3 · ownership.nature: Without conceding its status as a greater than 10% beneficial owner or that the reported transactions are subject to disclosure under Section 16(a) of the Exchange Act or short-swing profit recovery under Section 16(b) of the Exchange Act, the amount of profit potentially recoverable by the Issuer from the reported transactions in the event that the Reporting Persons were greater than 10% beneficial owners and the transactions were subject to Section 16(b) has been or will be remitted to the Issuer.

SEC source: 0001140361-24-050088 · form4.xml · nonDerivative · entry 3

BANK OF AMERICA CORP /DE/ · CIK 0000070858 · 10% owner

MERRILL LYNCH, PIERCE, FENNER & SMITH INC. · CIK 0000728612 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnotes

Disclosed balance after: 425

F1 · security: This statement is jointly filed by Bank of America Corporation, and Merrill Lynch, Pierce, Fenner & Smith Incorporated ("Merrill Lynch") (together, the "Reporting Persons"). Bank of America Corporation holds an indirect interest in the securities listed in this Report by virtue of its 100% ownership of its subsidiary Merrill Lynch. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein, if any, and this report shall not be deemed an admission that any such Reporting Person is the beneficial owner of, or has any pecuniary interest in, such securities for purposes of Securities Exchange Act of 1934 (the "Exchange Act"), or for any other purpose. This statement reflects the addition of new Reporting Persons that engaged in reportable transactions and the elimination of Reporting Persons that no longer beneficially own any reportable securities.

F2 · security: Each Reporting Person declares that neither the filing of this statement nor anything herein shall be construed as an admission that such person is, for the purposes of Section 13(d) of the Exchange Act or any other purpose, (i) acting (or has agreed or is agreeing to act together with any other person) as a partnership, limited partnership, syndicate or other group for the purpose of acquiring, holding or disposing of securities of the Issuer or otherwise with respect to the Issuer or any securities of the Issuer or (ii) a member of any group with respect to the Issuer or any securities of the Issuer.

F3 · security: Without conceding its status as a greater than 10% beneficial owner or that the reported transactions are subject to disclosure under Section 16(a) of the Exchange Act or short-swing profit recovery under Section 16(b) of the Exchange Act, the amount of profit potentially recoverable by the Issuer from the reported transactions in the event that the Reporting Persons were greater than 10% beneficial owners and the transactions were subject to Section 16(b) has been or will be remitted to the Issuer.

F1 · ownership.nature: This statement is jointly filed by Bank of America Corporation, and Merrill Lynch, Pierce, Fenner & Smith Incorporated ("Merrill Lynch") (together, the "Reporting Persons"). Bank of America Corporation holds an indirect interest in the securities listed in this Report by virtue of its 100% ownership of its subsidiary Merrill Lynch. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein, if any, and this report shall not be deemed an admission that any such Reporting Person is the beneficial owner of, or has any pecuniary interest in, such securities for purposes of Securities Exchange Act of 1934 (the "Exchange Act"), or for any other purpose. This statement reflects the addition of new Reporting Persons that engaged in reportable transactions and the elimination of Reporting Persons that no longer beneficially own any reportable securities.

F2 · ownership.nature: Each Reporting Person declares that neither the filing of this statement nor anything herein shall be construed as an admission that such person is, for the purposes of Section 13(d) of the Exchange Act or any other purpose, (i) acting (or has agreed or is agreeing to act together with any other person) as a partnership, limited partnership, syndicate or other group for the purpose of acquiring, holding or disposing of securities of the Issuer or otherwise with respect to the Issuer or any securities of the Issuer or (ii) a member of any group with respect to the Issuer or any securities of the Issuer.

F3 · ownership.nature: Without conceding its status as a greater than 10% beneficial owner or that the reported transactions are subject to disclosure under Section 16(a) of the Exchange Act or short-swing profit recovery under Section 16(b) of the Exchange Act, the amount of profit potentially recoverable by the Issuer from the reported transactions in the event that the Reporting Persons were greater than 10% beneficial owners and the transactions were subject to Section 16(b) has been or will be remitted to the Issuer.

SEC source: 0001140361-24-050088 · form4.xml · nonDerivative · entry 2

BANK OF AMERICA CORP /DE/ · CIK 0000070858 · 10% owner

MERRILL LYNCH, PIERCE, FENNER & SMITH INC. · CIK 0000728612 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnotes

Disclosed balance after: 725

F1 · security: This statement is jointly filed by Bank of America Corporation, and Merrill Lynch, Pierce, Fenner & Smith Incorporated ("Merrill Lynch") (together, the "Reporting Persons"). Bank of America Corporation holds an indirect interest in the securities listed in this Report by virtue of its 100% ownership of its subsidiary Merrill Lynch. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein, if any, and this report shall not be deemed an admission that any such Reporting Person is the beneficial owner of, or has any pecuniary interest in, such securities for purposes of Securities Exchange Act of 1934 (the "Exchange Act"), or for any other purpose. This statement reflects the addition of new Reporting Persons that engaged in reportable transactions and the elimination of Reporting Persons that no longer beneficially own any reportable securities.

F2 · security: Each Reporting Person declares that neither the filing of this statement nor anything herein shall be construed as an admission that such person is, for the purposes of Section 13(d) of the Exchange Act or any other purpose, (i) acting (or has agreed or is agreeing to act together with any other person) as a partnership, limited partnership, syndicate or other group for the purpose of acquiring, holding or disposing of securities of the Issuer or otherwise with respect to the Issuer or any securities of the Issuer or (ii) a member of any group with respect to the Issuer or any securities of the Issuer.

F3 · security: Without conceding its status as a greater than 10% beneficial owner or that the reported transactions are subject to disclosure under Section 16(a) of the Exchange Act or short-swing profit recovery under Section 16(b) of the Exchange Act, the amount of profit potentially recoverable by the Issuer from the reported transactions in the event that the Reporting Persons were greater than 10% beneficial owners and the transactions were subject to Section 16(b) has been or will be remitted to the Issuer.

F1 · ownership.nature: This statement is jointly filed by Bank of America Corporation, and Merrill Lynch, Pierce, Fenner & Smith Incorporated ("Merrill Lynch") (together, the "Reporting Persons"). Bank of America Corporation holds an indirect interest in the securities listed in this Report by virtue of its 100% ownership of its subsidiary Merrill Lynch. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein, if any, and this report shall not be deemed an admission that any such Reporting Person is the beneficial owner of, or has any pecuniary interest in, such securities for purposes of Securities Exchange Act of 1934 (the "Exchange Act"), or for any other purpose. This statement reflects the addition of new Reporting Persons that engaged in reportable transactions and the elimination of Reporting Persons that no longer beneficially own any reportable securities.

F2 · ownership.nature: Each Reporting Person declares that neither the filing of this statement nor anything herein shall be construed as an admission that such person is, for the purposes of Section 13(d) of the Exchange Act or any other purpose, (i) acting (or has agreed or is agreeing to act together with any other person) as a partnership, limited partnership, syndicate or other group for the purpose of acquiring, holding or disposing of securities of the Issuer or otherwise with respect to the Issuer or any securities of the Issuer or (ii) a member of any group with respect to the Issuer or any securities of the Issuer.

F3 · ownership.nature: Without conceding its status as a greater than 10% beneficial owner or that the reported transactions are subject to disclosure under Section 16(a) of the Exchange Act or short-swing profit recovery under Section 16(b) of the Exchange Act, the amount of profit potentially recoverable by the Issuer from the reported transactions in the event that the Reporting Persons were greater than 10% beneficial owners and the transactions were subject to Section 16(b) has been or will be remitted to the Issuer.

SEC source: 0001140361-24-050088 · form4.xml · nonDerivative · entry 1

BANK OF AMERICA CORP /DE/ · CIK 0000070858 · 10% owner

MERRILL LYNCH, PIERCE, FENNER & SMITH INC. · CIK 0000728612 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnotes

Disclosed balance after: 425

F1 · security: This statement is jointly filed by Bank of America Corporation, and Merrill Lynch, Pierce, Fenner & Smith Incorporated ("Merrill Lynch") (together, the "Reporting Persons"). Bank of America Corporation holds an indirect interest in the securities listed in this Report by virtue of its 100% ownership of its subsidiary Merrill Lynch. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein, if any, and this report shall not be deemed an admission that any such Reporting Person is the beneficial owner of, or has any pecuniary interest in, such securities for purposes of Securities Exchange Act of 1934 (the "Exchange Act"), or for any other purpose. This statement reflects the addition of new Reporting Persons that engaged in reportable transactions and the elimination of Reporting Persons that no longer beneficially own any reportable securities.

F2 · security: Each Reporting Person declares that neither the filing of this statement nor anything herein shall be construed as an admission that such person is, for the purposes of Section 13(d) of the Exchange Act or any other purpose, (i) acting (or has agreed or is agreeing to act together with any other person) as a partnership, limited partnership, syndicate or other group for the purpose of acquiring, holding or disposing of securities of the Issuer or otherwise with respect to the Issuer or any securities of the Issuer or (ii) a member of any group with respect to the Issuer or any securities of the Issuer.

F3 · security: Without conceding its status as a greater than 10% beneficial owner or that the reported transactions are subject to disclosure under Section 16(a) of the Exchange Act or short-swing profit recovery under Section 16(b) of the Exchange Act, the amount of profit potentially recoverable by the Issuer from the reported transactions in the event that the Reporting Persons were greater than 10% beneficial owners and the transactions were subject to Section 16(b) has been or will be remitted to the Issuer.

F1 · ownership.nature: This statement is jointly filed by Bank of America Corporation, and Merrill Lynch, Pierce, Fenner & Smith Incorporated ("Merrill Lynch") (together, the "Reporting Persons"). Bank of America Corporation holds an indirect interest in the securities listed in this Report by virtue of its 100% ownership of its subsidiary Merrill Lynch. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein, if any, and this report shall not be deemed an admission that any such Reporting Person is the beneficial owner of, or has any pecuniary interest in, such securities for purposes of Securities Exchange Act of 1934 (the "Exchange Act"), or for any other purpose. This statement reflects the addition of new Reporting Persons that engaged in reportable transactions and the elimination of Reporting Persons that no longer beneficially own any reportable securities.

F2 · ownership.nature: Each Reporting Person declares that neither the filing of this statement nor anything herein shall be construed as an admission that such person is, for the purposes of Section 13(d) of the Exchange Act or any other purpose, (i) acting (or has agreed or is agreeing to act together with any other person) as a partnership, limited partnership, syndicate or other group for the purpose of acquiring, holding or disposing of securities of the Issuer or otherwise with respect to the Issuer or any securities of the Issuer or (ii) a member of any group with respect to the Issuer or any securities of the Issuer.

F3 · ownership.nature: Without conceding its status as a greater than 10% beneficial owner or that the reported transactions are subject to disclosure under Section 16(a) of the Exchange Act or short-swing profit recovery under Section 16(b) of the Exchange Act, the amount of profit potentially recoverable by the Issuer from the reported transactions in the event that the Reporting Persons were greater than 10% beneficial owners and the transactions were subject to Section 16(b) has been or will be remitted to the Issuer.

SEC source: 0001140361-12-004414 · doc1.xml · nonDerivative · entry 1

BANK OF AMERICA CORP /DE/ · CIK 0000070858 · 10% owner

BANK OF AMERICA NA · CIK 0001102113 · 10% owner

Blue Ridge Investments, L.L.C. · CIK 0001453700 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 1,198

F1 · security: The Auction Rate Preferred Shares ("Shares") reported in Table I represent shares beneficially owned by Bank of America N.A. ("BANA") and Blue Ridge Investors, L.L.C. ("Blue Ridge"). BANA and Blue Ridge are wholly owned subsidiaries of Bank of America Corporation ("Bank of America").

F2 · kind: The Shares were called for redemption by the issuer at par value.

F2 · price: The Shares were called for redemption by the issuer at par value.

F1 · ownership.nature: The Auction Rate Preferred Shares ("Shares") reported in Table I represent shares beneficially owned by Bank of America N.A. ("BANA") and Blue Ridge Investors, L.L.C. ("Blue Ridge"). BANA and Blue Ridge are wholly owned subsidiaries of Bank of America Corporation ("Bank of America").

SEC source: 0001140361-12-003914 · doc1.xml · nonDerivative · entry 4

BANK OF AMERICA CORP /DE/ · CIK 0000070858 · 10% owner

BANK OF AMERICA NA · CIK 0001102113 · 10% owner

Blue Ridge Investments, L.L.C. · CIK 0001453700 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 1,217

F1 · security: The Auction Rate Preferred Shares ("Shares") reported in Table I represent shares beneficially owned by Bank of America N.A. ("BANA") and Blue Ridge Investors, L.L.C. ("Blue Ridge"). BANA and Blue Ridge are wholly owned subsidiaries of Bank of America Corporation ("Bank of America").

F2 · kind: The Shares were called for redemption by the issuer at par value.

F2 · price: The Shares were called for redemption by the issuer at par value.

F1 · ownership.nature: The Auction Rate Preferred Shares ("Shares") reported in Table I represent shares beneficially owned by Bank of America N.A. ("BANA") and Blue Ridge Investors, L.L.C. ("Blue Ridge"). BANA and Blue Ridge are wholly owned subsidiaries of Bank of America Corporation ("Bank of America").

SEC source: 0001140361-12-003914 · doc1.xml · nonDerivative · entry 3

BANK OF AMERICA CORP /DE/ · CIK 0000070858 · 10% owner

BANK OF AMERICA NA · CIK 0001102113 · 10% owner

Blue Ridge Investments, L.L.C. · CIK 0001453700 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 1,264

F1 · security: The Auction Rate Preferred Shares ("Shares") reported in Table I represent shares beneficially owned by Bank of America N.A. ("BANA") and Blue Ridge Investors, L.L.C. ("Blue Ridge"). BANA and Blue Ridge are wholly owned subsidiaries of Bank of America Corporation ("Bank of America").

F2 · kind: The Shares were called for redemption by the issuer at par value.

F2 · price: The Shares were called for redemption by the issuer at par value.

F1 · ownership.nature: The Auction Rate Preferred Shares ("Shares") reported in Table I represent shares beneficially owned by Bank of America N.A. ("BANA") and Blue Ridge Investors, L.L.C. ("Blue Ridge"). BANA and Blue Ridge are wholly owned subsidiaries of Bank of America Corporation ("Bank of America").

SEC source: 0001140361-12-003914 · doc1.xml · nonDerivative · entry 2

BANK OF AMERICA CORP /DE/ · CIK 0000070858 · 10% owner

BANK OF AMERICA NA · CIK 0001102113 · 10% owner

Blue Ridge Investments, L.L.C. · CIK 0001453700 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 1,325

F1 · security: The Auction Rate Preferred Shares ("Shares") reported in Table I represent shares beneficially owned by Bank of America N.A. ("BANA") and Blue Ridge Investors, L.L.C. ("Blue Ridge"). BANA and Blue Ridge are wholly owned subsidiaries of Bank of America Corporation ("Bank of America").

F2 · kind: The Shares were called for redemption by the issuer at par value.

F2 · price: The Shares were called for redemption by the issuer at par value.

F1 · ownership.nature: The Auction Rate Preferred Shares ("Shares") reported in Table I represent shares beneficially owned by Bank of America N.A. ("BANA") and Blue Ridge Investors, L.L.C. ("Blue Ridge"). BANA and Blue Ridge are wholly owned subsidiaries of Bank of America Corporation ("Bank of America").

SEC source: 0001140361-12-003914 · doc1.xml · nonDerivative · entry 1

BANK OF AMERICA CORP /DE/ · CIK 0000070858 · 10% owner

BANK OF AMERICA NA · CIK 0001102113 · 10% owner

Blue Ridge Investments, L.L.C. · CIK 0001453700 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 1,342

F1 · security: The Auction Rate Preferred Shares ("Shares") reported in Table I represent shares beneficially owned by Bank of America N.A. ("BANA") and Blue Ridge Investors, L.L.C. ("Blue Ridge"). BANA and Blue Ridge are wholly owned subsidiaries of Bank of America Corporation ("Bank of America").

F2 · kind: The Shares were called for redemption by the issuer at par value.

F2 · price: The Shares were called for redemption by the issuer at par value.

F1 · ownership.nature: The Auction Rate Preferred Shares ("Shares") reported in Table I represent shares beneficially owned by Bank of America N.A. ("BANA") and Blue Ridge Investors, L.L.C. ("Blue Ridge"). BANA and Blue Ridge are wholly owned subsidiaries of Bank of America Corporation ("Bank of America").