Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| PCM FUND, INC.PCM · Entity 8844 | Assistant Treasurer | March 23, 2017 | March 29, 2017 |
| PIMCO Access Income FundPAXS · Entity 5270 | Deputy Treasurer | January 31, 2022 | February 01, 2022 |
| PIMCO CALIFORNIA MUNICIPAL INCOME FUNDPCQ · Entity 8870 | Assistant Treasurer | March 23, 2017 | March 29, 2017 |
| PIMCO CALIFORNIA MUNICIPAL INCOME FUND IIPCK · Entity 11255 | Assistant Treasurer | March 23, 2017 | March 29, 2017 |
| PIMCO CALIFORNIA MUNICIPAL INCOME FUND IIIPZC · Entity 11257 | Assistant Treasurer | March 23, 2017 | March 29, 2017 |
| PIMCO CORPORATE & INCOME OPPORTUNITY FUNDPTY · Entity 4349 | Assistant Treasurer | March 23, 2017 | March 29, 2017 |
| PIMCO CORPORATE & INCOME STRATEGY FUNDPCN · Entity 8873 | Assistant Treasurer | March 23, 2017 | March 29, 2017 |
| PIMCO Dynamic Credit & Mortgage Income FundPCI · Entity 132343 | Assistant Treasurer | March 23, 2017 | March 29, 2017 |
| PIMCO Dynamic Income FundPDI · Entity 3704 | Assistant Treasurer | March 23, 2017 | March 29, 2017 |
| PIMCO Dynamic Income Opportunities FundPDO · Entity 4590 | Deputy Treasurer | January 27, 2021 | January 29, 2021 |
| PIMCO Dynamic Income Strategy FundNRGX · Entity 4973 | Assistant Treasurer | January 30, 2019 | February 12, 2020 |
| PIMCO Flexible Credit Income FundPFLEX · Entity 10159 | Assistant Treasurer | March 23, 2017 | March 29, 2017 |
| PIMCO Flexible Emerging Markets Income FundEMFLX · Entity 31452 | Deputy Treasurer | July 29, 2021 | July 29, 2021 |
| PIMCO Flexible Municipal Income FundPMFLX · Entity 9851 | Assistant Treasurer | March 20, 2019 | March 21, 2019 |
| PIMCO Global StocksPLUS & Income FundPGP · Entity 8915 | Assistant Treasurer | March 23, 2017 | March 29, 2017 |
| PIMCO HIGH INCOME FUNDPHK · Entity 8887 | Assistant Treasurer | March 23, 2017 | March 29, 2017 |
| PIMCO INCOME STRATEGY FUNDPFL · Entity 8893 | Assistant Treasurer | March 23, 2017 | March 29, 2017 |
| PIMCO Income Opportunity FundPKO · Entity 132353 | Assistant Treasurer | March 23, 2017 | March 29, 2017 |
| PIMCO Income Strategy Fund IIPFN · Entity 5234 | Assistant Treasurer | March 23, 2017 | March 29, 2017 |
| PIMCO MUNICIPAL INCOME FUNDPMF · Entity 11254 | Assistant Treasurer | March 23, 2017 | March 29, 2017 |
| PIMCO MUNICIPAL INCOME FUND IIPML · Entity 8878 | Assistant Treasurer | March 23, 2017 | March 29, 2017 |
| PIMCO MUNICIPAL INCOME FUND IIIPMX · Entity 11252 | Assistant Treasurer | March 23, 2017 | March 29, 2017 |
| PIMCO NEW YORK MUNICIPAL INCOME FUNDPNF · Entity 11256 | Assistant Treasurer | March 23, 2017 | March 29, 2017 |
| PIMCO NEW YORK MUNICIPAL INCOME FUND IIPNI · Entity 8879 | Assistant Treasurer | March 23, 2017 | March 29, 2017 |
| PIMCO NEW YORK MUNICIPAL INCOME FUND IIIPYN · Entity 11253 | Assistant Treasurer | March 23, 2017 | March 29, 2017 |
| PIMCO STRATEGIC INCOME FUND, INC.RCS · Entity 6147 | Assistant Treasurer | March 23, 2017 | March 29, 2017 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
PCM FUND, INC.
Report date March 23, 2017 · Filed March 29, 2017
This filing explicitly reported no securities owned.
PIMCO Access Income Fund
Report date January 31, 2022 · Filed February 01, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| COMMON SHARESSEC Table I · non-derivative | IndirectBY 401(K) PLAN | 1,000 |
Reported balance
After 2022-01-31 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2022-01-31 · Purchase · Acquired 1,000 · Balance 1,000 F1: Represents a purchase from the underwriters in the Issuer's initial public offering. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents a purchase from the underwriters in the Issuer's initial public offering.
PIMCO CALIFORNIA MUNICIPAL INCOME FUND
Report date March 23, 2017 · Filed March 29, 2017
This filing explicitly reported no securities owned.
PIMCO CALIFORNIA MUNICIPAL INCOME FUND II
Report date March 23, 2017 · Filed March 29, 2017
This filing explicitly reported no securities owned.
PIMCO CALIFORNIA MUNICIPAL INCOME FUND III
Report date March 23, 2017 · Filed March 29, 2017
This filing explicitly reported no securities owned.
PIMCO CORPORATE & INCOME OPPORTUNITY FUND
Report date March 23, 2017 · Filed March 29, 2017
This filing explicitly reported no securities owned.
PIMCO CORPORATE & INCOME STRATEGY FUND
Report date March 23, 2017 · Filed March 29, 2017
This filing explicitly reported no securities owned.
PIMCO Dynamic Credit & Mortgage Income Fund
Report date March 23, 2017 · Filed March 29, 2017
This filing explicitly reported no securities owned.
PIMCO Dynamic Income Fund
Report date March 23, 2017 · Filed March 29, 2017
This filing explicitly reported no securities owned.
PIMCO Dynamic Income Opportunities Fund
Report date January 27, 2021 · Filed January 29, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectBy 401(k) Plan | 1,127 |
Reported balance
After 2021-01-27 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2021-01-27 · Purchase · Acquired 1,127 · Balance 1,127 |
PIMCO Dynamic Income Strategy Fund
Report date January 30, 2019 · Filed February 12, 2020 · Amendment
Amendment: balances below belong to this corrected disclosure, not necessarily a complete replacement of earlier positions.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common SharesSEC Table I · non-derivative | IndirectBY 401(K) PLAN | 1,000 |
Reported balance
After 2019-01-30 transaction · row 1
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 1 · 2019-01-30 · Purchase · Acquired 1,000 · Balance 1,000 F1: See original filing for pricing footnote. F2: This Form 4 is amended solely to clarify that the prior filing inadvertently reported the shares as directly owned by the Reporting Person instead of indirectly held through a 401(k) Plan. |
Filing footnotes · ownership attribution and instrument terms
F1: See original filing for pricing footnote.
F2: This Form 4 is amended solely to clarify that the prior filing inadvertently reported the shares as directly owned by the Reporting Person instead of indirectly held through a 401(k) Plan.
PIMCO Flexible Credit Income Fund
Report date March 23, 2017 · Filed March 29, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| COMMON SHARESSEC Table I · non-derivative | Direct | 100 |
Reported balance
Holding disclosure · report date 2017-03-23 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 100 |
PIMCO Flexible Emerging Markets Income Fund
Report date July 29, 2021 · Filed July 29, 2021
This filing explicitly reported no securities owned.
PIMCO Flexible Municipal Income Fund
Report date March 20, 2019 · Filed March 21, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 200 |
Reported balance
After 2019-03-20 transaction · row 1
1 source rowRow 1 · 2019-03-20 · Purchase · Acquired 200 · Balance 200 |
PIMCO Global StocksPLUS & Income Fund
Report date March 23, 2017 · Filed March 29, 2017
This filing explicitly reported no securities owned.
PIMCO HIGH INCOME FUND
Report date March 23, 2017 · Filed March 29, 2017
This filing explicitly reported no securities owned.
PIMCO INCOME STRATEGY FUND
Report date March 23, 2017 · Filed March 29, 2017
This filing explicitly reported no securities owned.
PIMCO Income Opportunity Fund
Report date March 23, 2017 · Filed March 29, 2017
This filing explicitly reported no securities owned.
PIMCO Income Strategy Fund II
Report date March 23, 2017 · Filed March 29, 2017
This filing explicitly reported no securities owned.
PIMCO MUNICIPAL INCOME FUND
Report date March 23, 2017 · Filed March 29, 2017
This filing explicitly reported no securities owned.
PIMCO MUNICIPAL INCOME FUND II
Report date March 23, 2017 · Filed March 29, 2017
This filing explicitly reported no securities owned.
PIMCO MUNICIPAL INCOME FUND III
Report date March 23, 2017 · Filed March 29, 2017
This filing explicitly reported no securities owned.
PIMCO NEW YORK MUNICIPAL INCOME FUND
Report date March 23, 2017 · Filed March 29, 2017
This filing explicitly reported no securities owned.
PIMCO NEW YORK MUNICIPAL INCOME FUND II
Report date March 23, 2017 · Filed March 29, 2017
This filing explicitly reported no securities owned.
PIMCO NEW YORK MUNICIPAL INCOME FUND III
Report date March 23, 2017 · Filed March 29, 2017
This filing explicitly reported no securities owned.
PIMCO STRATEGIC INCOME FUND, INC.
Report date March 23, 2017 · Filed March 29, 2017
This filing explicitly reported no securities owned.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 31, 2022 Filed Feb 1, 2022 21:08 UTC | PIMCO Access Income Fund PAXS · Entity 5270 | PurchaseCOMMON SHARES | 1,000 | $20.00 | $20,000.00 |
DisclosureSEC source: 0001209191-22-005892 · doc4.xml · nonDerivative · entry 1 DEAN MILLER COLLEEN · CIK 0001701847 · Deputy Treasurer 10b5-1 filing: Not disclosed Ownership: Indirect · BY 401(K) PLAN Disclosed balance after: 1,000 F1 · price: Represents a purchase from the underwriters in the Issuer's initial public offering. Read SEC document |
| January 27, 2021 Filed Jan 29, 2021 01:10 UTC | PIMCO Dynamic Income Opportunities Fund PDO · Entity 4590 | PurchaseCommon Stock | 1,127 | $20.00 | $22,540.00 |
DisclosureSEC source: 0001209191-21-005958 · doc4.xml · nonDerivative · entry 1 DEAN MILLER COLLEEN · CIK 0001701847 · Deputy Treasurer 10b5-1 filing: Not disclosed Ownership: Indirect · By 401(k) Plan Disclosed balance after: 1,127 Read SEC document |
| March 20, 2019 Filed Mar 21, 2019 22:07 UTC | PIMCO Flexible Municipal Income Fund PMFLX · Entity 9851 | PurchaseCommon Stock | 200 | $10.00 | $2,000.00 |
DisclosureSEC source: 0001209191-19-020827 · doc4.xml · nonDerivative · entry 1 DEAN MILLER COLLEEN · CIK 0001701847 · Assistant Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 200 Read SEC document |
| January 30, 2019 Filed Feb 1, 2019 21:23 UTC | PIMCO Dynamic Income Strategy Fund NRGX · Entity 4973 | PurchaseCommon Shares | 1,000 | $20.00 | $20,000.00 |
DisclosureSEC source: 0001209191-19-006418 · doc4.xml · nonDerivative · entry 1 DEAN MILLER COLLEEN · CIK 0001701847 · Assistant Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,000 Read SEC document |
| January 30, 2019 Filed Feb 1, 2019 21:38 UTC | PIMCO Dynamic Income Strategy Fund NRGX · Entity 4973 | PurchaseCommon Shares | 1,000 | $20.00 | $20,000.00 |
DisclosureSEC source: 0001209191-19-006447 · doc4.xml · nonDerivative · entry 1 DEAN MILLER COLLEEN · CIK 0001701847 · Assistant Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,000 Read SEC document |
| January 30, 2019 Filed Feb 12, 2020 23:08 UTC Amendment | PIMCO Dynamic Income Strategy Fund NRGX · Entity 4973 | PurchaseCommon Shares | 1,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-20-008933 · doc4a.xml · nonDerivative · entry 1 DEAN MILLER COLLEEN · CIK 0001701847 · Assistant Treasurer 10b5-1 filing: Not disclosed Ownership: Indirect · BY 401(K) PLAN Disclosed balance after: 1,000 F1 · price: See original filing for pricing footnote. F2 · ownership.direct: This Form 4 is amended solely to clarify that the prior filing inadvertently reported the shares as directly owned by the Reporting Person instead of indirectly held through a 401(k) Plan. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.