Last 12 months
Inside the activity.
0 purchase rows · 16 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 3 |
| Dec 2025 | 0 | 1 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 6 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 6 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 11, 2016 Filed Nov 15, 2016 12:09 UTC |
Huang JohnsonChief Info & Marketing Officer
|
GrantRestricted Stock Unit · Derivative | 9,267 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-067100 · form4.xml · derivative · entry 2 Huang Johnson · CIK 0001685846 · Chief Info & Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,267 Underlying: Common Stock · 9,267 shares Expires not disclosed F2 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F3 · derivative.exercise_date: Vesting occurs 50% on the second anniversary of the grant date and the remaining 50% will vest on the third anniversary of the grant date. F4 · derivative.expiration_date: This grant does not have an expiration date. Read SEC document |
| November 11, 2016 Filed Nov 15, 2016 12:09 UTC |
Huang JohnsonChief Info & Marketing Officer
|
GrantStock Appreciation Right · Derivative | 24,423 | $0.00 Strike: $26.98 | $0.00 |
DisclosureSEC source: 0001127602-16-067100 · form4.xml · derivative · entry 1 Huang Johnson · CIK 0001685846 · Chief Info & Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,423 Underlying: Common Stock · 24,423 shares Expires 2026-11-11 F1 · derivative.exercise_date: Vesting occurs 25% per year beginning one year from grant date. Read SEC document |
| November 11, 2016 Filed Nov 15, 2016 12:18 UTC |
BASSI PETER ADirector
|
GrantCommon Stock | 4,169 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-067109 · form4.xml · nonDerivative · entry 1 BASSI PETER A · CIK 0001179551 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,273 F1 · balance_after: 42,104 shares of Common Stock were acquired by the Reporting Person pursuant to the spinoff of the Issuer from YUM! Brands, Inc. on October 31, 2016 in a transaction exempt from reporting pursuant to Rule 16a-9. Read SEC document |
| November 11, 2016 Filed Nov 15, 2016 11:40 UTC |
Stedem TedChief Financial Officer
|
GrantRestricted Stock Unit · Derivative | 18,533 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-067082 · form4.xml · derivative · entry 2 Stedem Ted · CIK 0001685976 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,533 Underlying: Common Stock · 18,533 shares Expires not disclosed F2 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F3 · derivative.exercise_date: Vesting occurs 50% on the second anniversary of the grant date and the remaining 50% will vest on the third anniversary of the grant date. F4 · derivative.expiration_date: This grant does not have an expiration date. Read SEC document |
| November 11, 2016 Filed Nov 15, 2016 11:40 UTC |
Stedem TedChief Financial Officer
|
GrantStock Appreciation Right · Derivative | 48,846 | $0.00 Strike: $26.98 | $0.00 |
DisclosureSEC source: 0001127602-16-067082 · form4.xml · derivative · entry 1 Stedem Ted · CIK 0001685976 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,846 Underlying: Common Stock · 48,846 shares Expires 2026-11-11 F1 · derivative.exercise_date: Vesting occurs 25% per year beginning one year from grant date. Read SEC document |
| November 11, 2016 Filed Nov 15, 2016 13:10 UTC |
Shao ZiliDirector
|
GrantCommon Stock | 4,169 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-067121 · form4.xml · nonDerivative · entry 1 Shao Zili · CIK 0001686113 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,169 Read SEC document |
| November 11, 2016 Filed Nov 15, 2016 17:16 UTC |
Kuai JeffBrand GM, Pizza Hut Home Svs
|
GrantRestricted Stock Unit · Derivative | 4,634 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-067107 · form4.xml · derivative · entry 2 Kuai Jeff · CIK 0001685835 · Brand GM, Pizza Hut Home Svs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,634 Underlying: Common Stock · 4,634 shares Expires not disclosed F2 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F3 · derivative.exercise_date: Vesting occurs 50% on the second anniversary of the grant date and the remaining 50% will vest on the third anniversary of the grant date. F4 · derivative.expiration_date: This grant does not have an expiration date. Read SEC document |
| November 11, 2016 Filed Nov 15, 2016 17:16 UTC |
Kuai JeffBrand GM, Pizza Hut Home Svs
|
GrantStock Appreciation Right · Derivative | 12,212 | $0.00 Strike: $26.98 | $0.00 |
DisclosureSEC source: 0001127602-16-067107 · form4.xml · derivative · entry 1 Kuai Jeff · CIK 0001685835 · Brand GM, Pizza Hut Home Svs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,212 Underlying: Common Stock · 12,212 shares Expires 2026-11-11 F1 · derivative.exercise_date: Vesting occurs 25% per year beginning one year from grant date. Read SEC document |
| November 11, 2016 Filed Nov 15, 2016 13:14 UTC |
Lu Ruby RongDirector
|
GrantCommon Stock | 8,339 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-067123 · form4.xml · nonDerivative · entry 1 Lu Ruby Rong · CIK 0001688841 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,339 Read SEC document |
| November 11, 2016 Filed Nov 15, 2016 11:54 UTC |
Ng ShellaChief Legal Officer, Corp. Sec
|
GrantRestricted Stock Unit · Derivative | 9,267 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-067090 · form4.xml · derivative · entry 2 Ng Shella · CIK 0001685727 · Chief Legal Officer, Corp. Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,267 Underlying: Common Stock · 9,267 shares Expires not disclosed F2 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F3 · derivative.exercise_date: Vesting occurs 50% on the second anniversary of the grant date and the remaining 50% will vest on the third anniversary of the grant date. F4 · derivative.expiration_date: This grant does not have an expiration date. Read SEC document |
| November 11, 2016 Filed Nov 15, 2016 11:54 UTC |
Ng ShellaChief Legal Officer, Corp. Sec
|
GrantStock Appreciation Right · Derivative | 24,423 | $0.00 Strike: $26.98 | $0.00 |
DisclosureSEC source: 0001127602-16-067090 · form4.xml · derivative · entry 1 Ng Shella · CIK 0001685727 · Chief Legal Officer, Corp. Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,423 Underlying: Common Stock · 24,423 shares Expires 2026-11-11 F1 · derivative.exercise_date: Vesting occurs 25% per year beginning one year from grant date. Read SEC document |
| November 11, 2016 Filed Nov 16, 2016 02:00 UTC |
Hu FredDirector
|
GrantCommon Stock, par value $0.01 | 8,710 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-16-086884 · doc1.xml · nonDerivative · entry 1 Hu Fred · CIK 0001686100 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,710 Read SEC document |
| November 11, 2016 Filed Nov 15, 2016 17:27 UTC |
Chan Ed Yiu-CheongDirector
|
GrantCommon Stock | 8,339 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-067113 · form4.xml · nonDerivative · entry 1 Chan Ed Yiu-Cheong · CIK 0001686103 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,339 Read SEC document |
| November 11, 2016 Filed Nov 15, 2016 12:36 UTC |
Ettedgui EdouardDirector
|
GrantCommon Stock | 4,725 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-067115 · form4.xml · nonDerivative · entry 1 Ettedgui Edouard · CIK 0001686105 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,725 Read SEC document |
| November 11, 2016 Filed Nov 15, 2016 12:02 UTC |
Lo ChristabelChief People Officer
|
GrantRestricted Stock Unit · Derivative | 9,267 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-067096 · form4.xml · derivative · entry 2 Lo Christabel · CIK 0001685792 · Chief People Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,267 Underlying: Common Stock · 9,267 shares Expires not disclosed F2 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F3 · derivative.exercise_date: Vesting occurs 50% on the second anniversary of the grant date and the remaining 50% will vest on the third anniversary of the grant date. F4 · derivative.expiration_date: This grant does not have an expiration date. Read SEC document |
| November 11, 2016 Filed Nov 15, 2016 12:02 UTC |
Lo ChristabelChief People Officer
|
GrantStock Appreciation Right · Derivative | 24,423 | $0.00 Strike: $26.98 | $0.00 |
DisclosureSEC source: 0001127602-16-067096 · form4.xml · derivative · entry 1 Lo Christabel · CIK 0001685792 · Chief People Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,423 Underlying: Common Stock · 24,423 shares Expires 2026-11-11 F1 · derivative.exercise_date: Vesting occurs 25% per year beginning one year from grant date. Read SEC document |
| November 11, 2016 Filed Nov 15, 2016 13:26 UTC |
Lee TedVP & Brand GM Little Sheep
|
GrantRestricted Stock Unit · Derivative | 4,634 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-067132 · form4.xml · derivative · entry 2 Lee Ted · CIK 0001685821 · VP & Brand GM Little Sheep 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,634 Underlying: Common Stock · 4,634 shares Expires not disclosed F2 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F3 · derivative.exercise_date: Vesting occurs 50% on the second anniversary of the grant date and the remaining 50% will vest on the third anniversary of the grant date. F4 · derivative.expiration_date: This grant does not have an expiration date. Read SEC document |
| November 11, 2016 Filed Nov 15, 2016 13:26 UTC |
Lee TedVP & Brand GM Little Sheep
|
GrantStock Appreciation Right · Derivative | 12,212 | $0.00 Strike: $26.98 | $0.00 |
DisclosureSEC source: 0001127602-16-067132 · form4.xml · derivative · entry 1 Lee Ted · CIK 0001685821 · VP & Brand GM Little Sheep 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,212 Underlying: Common Stock · 12,212 shares Expires 2026-11-11 F1 · derivative.exercise_date: Vesting occurs 25% per year beginning one year from grant date. Read SEC document |
| November 11, 2016 Filed Nov 15, 2016 13:25 UTC |
Tan DannyChief Support Officer
|
GrantRestricted Stock Unit · Derivative | 9,267 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-067130 · form4.xml · derivative · entry 2 Tan Danny · CIK 0001685836 · Chief Support Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,267 Underlying: Common Stock · 9,267 shares Expires not disclosed F2 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F3 · derivative.exercise_date: Vesting occurs 50% on the second anniversary of the grant date and the remaining 50% will vest on the third anniversary of the grant date. F4 · derivative.expiration_date: This grant does not have an expiration date. Read SEC document |
| November 11, 2016 Filed Nov 15, 2016 13:25 UTC |
Tan DannyChief Support Officer
|
GrantStock Appreciation Right · Derivative | 24,423 | $0.00 Strike: $26.98 | $0.00 |
DisclosureSEC source: 0001127602-16-067130 · form4.xml · derivative · entry 1 Tan Danny · CIK 0001685836 · Chief Support Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,423 Underlying: Common Stock · 24,423 shares Expires 2026-11-11 F1 · derivative.exercise_date: Vesting occurs 25% per year beginning one year from grant date. Read SEC document |
| November 11, 2016 Filed Nov 15, 2016 13:21 UTC |
Chu MarkSenior Advisor to CEO
|
GrantRestricted Stock Unit · Derivative | 13,900 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-067128 · form4.xml · derivative · entry 2 Chu Mark · CIK 0001685842 · Senior Advisor to CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,900 Underlying: Common Stock · 13,900 shares Expires not disclosed F2 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F3 · derivative.exercise_date: Vesting occurs 50% on the second anniversary of the grant date and the remaining 50% will vest on the third anniversary of the grant date. F4 · derivative.expiration_date: This grant does not have an expiration date. Read SEC document |
| November 11, 2016 Filed Nov 15, 2016 13:21 UTC |
Chu MarkSenior Advisor to CEO
|
GrantStock Appreciation Right · Derivative | 36,635 | $0.00 Strike: $26.98 | $0.00 |
DisclosureSEC source: 0001127602-16-067128 · form4.xml · derivative · entry 1 Chu Mark · CIK 0001685842 · Senior Advisor to CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,635 Underlying: Common Stock · 36,635 shares Expires 2026-11-11 F1 · derivative.exercise_date: Vesting occurs 25% per year beginning one year from grant date. Read SEC document |
| November 11, 2016 Filed Nov 15, 2016 16:42 UTC |
Wat JoeyChief Executive Officer, KFC
|
GrantRestricted Stock Unit · Derivative | 18,533 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-067084 · form4.xml · derivative · entry 2 Wat Joey · CIK 0001685864 · Chief Executive Officer, KFC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,533 Underlying: Common Stock · 18,533 shares Expires not disclosed F2 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F3 · derivative.exercise_date: Vesting occurs 50% on the second anniversary of the grant date and the remaining 50% will vest on the third anniversary of the grant date. F4 · derivative.expiration_date: This grant does not have an expiration date. Read SEC document |
| November 11, 2016 Filed Nov 15, 2016 16:42 UTC |
Wat JoeyChief Executive Officer, KFC
|
GrantStock Appreciation Right · Derivative | 48,846 | $0.00 Strike: $26.98 | $0.00 |
DisclosureSEC source: 0001127602-16-067084 · form4.xml · derivative · entry 1 Wat Joey · CIK 0001685864 · Chief Executive Officer, KFC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,846 Underlying: Common Stock · 48,846 shares Expires 2026-11-11 F1 · derivative.exercise_date: Vesting occurs 25% per year beginning one year from grant date. Read SEC document |
| November 11, 2016 Filed Nov 15, 2016 12:10 UTC |
Ai AngelaChief Development Officer
|
GrantRestricted Stock Unit · Derivative | 9,267 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-067102 · form4.xml · derivative · entry 2 Ai Angela · CIK 0001685867 · Chief Development Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,267 Underlying: Common Stock · 9,267 shares Expires not disclosed F2 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F3 · derivative.exercise_date: Vesting occurs 50% on the second anniversary of the grant date and the remaining 50% will vest on the third anniversary of the grant date. F4 · derivative.expiration_date: This grant does not have an expiration date. Read SEC document |
| November 11, 2016 Filed Nov 15, 2016 12:10 UTC |
Ai AngelaChief Development Officer
|
GrantStock Appreciation Right · Derivative | 24,423 | $0.00 Strike: $26.98 | $0.00 |
DisclosureSEC source: 0001127602-16-067102 · form4.xml · derivative · entry 1 Ai Angela · CIK 0001685867 · Chief Development Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,423 Underlying: Common Stock · 24,423 shares Expires 2026-11-11 F1 · derivative.exercise_date: Vesting occurs 25% per year beginning one year from grant date. Read SEC document |
| November 11, 2016 Filed Nov 15, 2016 11:59 UTC |
Sun RiuChief Growth Officer
|
GrantRestricted Stock Unit · Derivative | 9,267 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-067094 · form4.xml · derivative · entry 2 Sun Riu · CIK 0001685859 · Chief Growth Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,267 Underlying: Common Stock · 9,267 shares Expires not disclosed F2 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F3 · derivative.exercise_date: Vesting occurs 50% on the second anniversary of the grant date and the remaining 50% will vest on the third anniversary of the grant date. F4 · derivative.expiration_date: This grant does not have an expiration date. Read SEC document |
| November 11, 2016 Filed Nov 15, 2016 11:59 UTC |
Sun RiuChief Growth Officer
|
GrantStock Appreciation Right · Derivative | 24,423 | $0.00 Strike: $26.98 | $0.00 |
DisclosureSEC source: 0001127602-16-067094 · form4.xml · derivative · entry 1 Sun Riu · CIK 0001685859 · Chief Growth Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,423 Underlying: Common Stock · 24,423 shares Expires 2026-11-11 F1 · derivative.exercise_date: Vesting occurs 25% per year beginning one year from grant date. Read SEC document |
| November 11, 2016 Filed Nov 15, 2016 17:38 UTC |
Hsieh LouisDirector
|
GrantCommon Stock | 9,080 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-067119 · form4.xml · nonDerivative · entry 1 Hsieh Louis · CIK 0001686218 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,080 Read SEC document |
| November 11, 2016 Filed Nov 15, 2016 12:14 UTC |
Wang Alice HVice President, Public Affairs
|
GrantRestricted Stock Unit · Derivative | 4,634 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-067105 · form4.xml · derivative · entry 2 Wang Alice H · CIK 0001686224 · Vice President, Public Affairs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,634 Underlying: Common Stock · 4,634 shares Expires not disclosed F2 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F3 · derivative.exercise_date: Vesting occurs 50% on the second anniversary of the grant date and the remaining 50% will vest on the third anniversary of the grant date. F4 · derivative.expiration_date: This grant does not have an expiration date. Read SEC document |
| November 11, 2016 Filed Nov 15, 2016 12:14 UTC |
Wang Alice HVice President, Public Affairs
|
GrantStock Appreciation Right · Derivative | 12,212 | $0.00 Strike: $26.98 | $0.00 |
DisclosureSEC source: 0001127602-16-067105 · form4.xml · derivative · entry 1 Wang Alice H · CIK 0001686224 · Vice President, Public Affairs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,212 Underlying: Common Stock · 12,212 shares Expires 2026-11-11 F1 · derivative.exercise_date: Vesting occurs 25% per year beginning one year from grant date. Read SEC document |
| November 11, 2016 Filed Nov 15, 2016 11:45 UTC |
Kao PeterCEO, Pizza Hut
|
GrantRestricted Stock Unit · Derivative | 13,900 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-067086 · form4.xml · derivative · entry 2 Kao Peter · CIK 0001685650 · CEO, Pizza Hut 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,900 Underlying: Common Stock · 13,900 shares Expires not disclosed F2 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F3 · derivative.exercise_date: Vesting occurs 50% on the second anniversary of the grant date and the remaining 50% will vest on the third anniversary of the grant date. F4 · derivative.expiration_date: This grant does not have an expiration date. Read SEC document |
| November 11, 2016 Filed Nov 15, 2016 11:45 UTC |
Kao PeterCEO, Pizza Hut
|
GrantStock Appreciation Right · Derivative | 36,635 | $0.00 Strike: $26.98 | $0.00 |
DisclosureSEC source: 0001127602-16-067086 · form4.xml · derivative · entry 1 Kao Peter · CIK 0001685650 · CEO, Pizza Hut 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,635 Underlying: Common Stock · 36,635 shares Expires 2026-11-11 F1 · derivative.exercise_date: Vesting occurs 25% per year beginning one year from grant date. Read SEC document |
| November 11, 2016 Filed Nov 15, 2016 18:16 UTC |
LINEN JONATHAN SDirector
|
GrantCommon Stock | 8,339 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-067125 · form4.xml · nonDerivative · entry 1 LINEN JONATHAN S · CIK 0001188723 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,833 Read SEC document |
| November 11, 2016 Filed Nov 15, 2016 17:23 UTC |
CAMPBELL CHRISTAINDirector
|
GrantCommon Stock | 8,339 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-067111 · form4.xml · nonDerivative · entry 1 CAMPBELL CHRISTAIN · CIK 0001211693 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,856 Read SEC document |
| November 11, 2016 Filed Nov 15, 2016 16:38 UTC |
Pant MukteshDirector · Chief Executive Officer
|
GrantRestricted Stock Unit · Derivative | 55,597 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-067080 · form4.xml · derivative · entry 2 Pant Muktesh · CIK 0001456722 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,597 Underlying: Common Stock · 55,597 shares Expires not disclosed F2 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F3 · derivative.exercise_date: Vesting occurs 50% on the second anniversary of the grant date and the remaining 50% will vest on the third anniversary of the grant date. F4 · derivative.expiration_date: This grant does not have an expiration date. Read SEC document |
| November 11, 2016 Filed Nov 15, 2016 16:38 UTC |
Pant MukteshDirector · Chief Executive Officer
|
GrantStock Appreciation Right · Derivative | 146,538 | $0.00 Strike: $26.98 | $0.00 |
DisclosureSEC source: 0001127602-16-067080 · form4.xml · derivative · entry 1 Pant Muktesh · CIK 0001456722 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 146,538 Underlying: Common Stock · 146,538 shares Expires 2026-11-11 F1 · derivative.exercise_date: Vesting occurs 25% per year beginning one year from grant date. Read SEC document |
| November 11, 2016 Filed Feb 14, 2017 21:09 UTC |
LINEN JONATHAN SDirector
|
OtherCommon Stock | 14 | $26.68 | $373.52 |
DisclosureSEC source: 0001127602-17-005995 · form5.xml · nonDerivative · entry 4 LINEN JONATHAN S · CIK 0001188723 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Wife Disclosed balance after: 43 Read SEC document |
| November 10, 2016 Filed Feb 14, 2017 21:09 UTC |
LINEN JONATHAN SDirector
|
OtherCommon Stock | 9 | $26.20 | $235.80 |
DisclosureSEC source: 0001127602-17-005995 · form5.xml · nonDerivative · entry 3 LINEN JONATHAN S · CIK 0001188723 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Wife Disclosed balance after: 43 Read SEC document |
| November 09, 2016 Filed Feb 14, 2017 21:09 UTC |
LINEN JONATHAN SDirector
|
OtherCommon Stock | 10 | $26.27 | $262.70 |
DisclosureSEC source: 0001127602-17-005995 · form5.xml · nonDerivative · entry 2 LINEN JONATHAN S · CIK 0001188723 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Wife Disclosed balance after: 43 Read SEC document |
| November 08, 2016 Filed Feb 14, 2017 21:09 UTC |
LINEN JONATHAN SDirector
|
OtherCommon Stock | 10 | $26.71 | $267.10 |
DisclosureSEC source: 0001127602-17-005995 · form5.xml · nonDerivative · entry 1 LINEN JONATHAN S · CIK 0001188723 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Wife Disclosed balance after: 43 Read SEC document |
| November 01, 2016 Filed Nov 3, 2016 13:25 UTC |
Huang JohnsonChief Info & Marketing Officer
|
GrantStock Appreciation Right · Derivative | 8,994 | $0.00 Strike: $19.46 | $0.00 |
DisclosureSEC source: 0001127602-16-065970 · form4.xml · derivative · entry 7 Huang Johnson · CIK 0001685846 · Chief Info & Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,994 Underlying: Common Stock · 8,994 shares Expires 2022-02-08 F9 · derivative.exercise_date: Vested in full. Read SEC document |
| November 01, 2016 Filed Nov 3, 2016 13:25 UTC |
Huang JohnsonChief Info & Marketing Officer
|
GrantRestricted Stock Unit · Derivative | 18,647 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-065970 · form4.xml · derivative · entry 6 Huang Johnson · CIK 0001685846 · Chief Info & Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,647 Underlying: Common Stock · 18,647 shares Expires not disclosed F6 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F7 · derivative.exercise_date: Vesting occurs 25% on the first two anniversaries of 1/4/2016 and the remaining 50% will vest on the third anniversary of 1/4/2016. F8 · derivative.expiration_date: This grant does not have an expiration date. Read SEC document |
| November 01, 2016 Filed Nov 3, 2016 13:25 UTC |
Huang JohnsonChief Info & Marketing Officer
|
GrantStock Appreciation Right · Derivative | 13,772 | $0.00 Strike: $21.06 | $0.00 |
DisclosureSEC source: 0001127602-16-065970 · form4.xml · derivative · entry 5 Huang Johnson · CIK 0001685846 · Chief Info & Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,772 Underlying: Common Stock · 13,772 shares Expires 2026-02-05 F5 · derivative.exercise_date: Vesting occurs 25% per year beginning one year from 2/5/2016. Read SEC document |
| November 01, 2016 Filed Nov 3, 2016 13:25 UTC |
Huang JohnsonChief Info & Marketing Officer
|
GrantStock Appreciation Right · Derivative | 10,149 | $0.00 Strike: $22.32 | $0.00 |
DisclosureSEC source: 0001127602-16-065970 · form4.xml · derivative · entry 4 Huang Johnson · CIK 0001685846 · Chief Info & Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,149 Underlying: Common Stock · 10,149 shares Expires 2025-02-06 F4 · derivative.exercise_date: Vesting occurs 25% per year beginning one year from 2/6/2015 Read SEC document |
| November 01, 2016 Filed Nov 3, 2016 13:25 UTC |
Huang JohnsonChief Info & Marketing Officer
|
GrantStock Appreciation Right · Derivative | 6,797 | $0.00 Strike: $21.30 | $0.00 |
DisclosureSEC source: 0001127602-16-065970 · form4.xml · derivative · entry 3 Huang Johnson · CIK 0001685846 · Chief Info & Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,797 Underlying: Common Stock · 6,797 shares Expires 2024-02-05 F3 · derivative.exercise_date: Vesting occurs four years from 2/5/2014. Read SEC document |
| November 01, 2016 Filed Nov 3, 2016 13:25 UTC |
Huang JohnsonChief Info & Marketing Officer
|
GrantStock Appreciation Right · Derivative | 9,516 | $0.00 Strike: $21.30 | $0.00 |
DisclosureSEC source: 0001127602-16-065970 · form4.xml · derivative · entry 2 Huang Johnson · CIK 0001685846 · Chief Info & Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,516 Underlying: Common Stock · 9,516 shares Expires 2024-02-05 F2 · derivative.exercise_date: Vesting occurs 25% per year beginning one year from 2/5/2014. Read SEC document |
| November 01, 2016 Filed Nov 3, 2016 13:25 UTC |
Huang JohnsonChief Info & Marketing Officer
|
GrantStock Appreciation Right · Derivative | 9,652 | $0.00 Strike: $19.00 | $0.00 |
DisclosureSEC source: 0001127602-16-065970 · form4.xml · derivative · entry 1 Huang Johnson · CIK 0001685846 · Chief Info & Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,652 Underlying: Common Stock · 9,652 shares Expires 2023-02-06 F1 · derivative.exercise_date: Vesting occurs 25% per year beginning one year from 2/6/2013. Read SEC document |
| November 01, 2016 Filed Nov 3, 2016 14:52 UTC |
Stedem TedChief Financial Officer
|
GrantPhantom Stock · Derivative | 26 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-066001 · form4.xml · derivative · entry 10 Stedem Ted · CIK 0001685976 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26 Underlying: Common Stock · 26 shares Expires not disclosed F6 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F7 · derivative.exercise_date: Distribution occurs upon separation of employment. F8 · derivative.expiration_date: This grant does not have a specified expiration date. Read SEC document |
| November 01, 2016 Filed Nov 3, 2016 14:52 UTC |
Stedem TedChief Financial Officer
|
GrantStock Appreciation Right · Derivative | 13,730 | $0.00 Strike: $19.46 | $0.00 |
DisclosureSEC source: 0001127602-16-066001 · form4.xml · derivative · entry 9 Stedem Ted · CIK 0001685976 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,730 Underlying: Common Stock · 13,730 shares Expires 2022-02-08 F1 · derivative.exercise_date: Vested in full. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.