Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Yum China Holdings, Inc.YUMC · Entity 1255 | GM Little Sheep & East Dawning | February 07, 2020 | February 10, 2020 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Yum China Holdings, Inc.
Report date February 07, 2020 · Filed February 10, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Stock Appreciation RightSEC Table II · derivative / convertible security · Conversion / exercise price $42.71 · Expires 2030-02-07 | Direct | 15,714 |
Reported balance
After 2020-02-07 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2020-02-07 · Grant · Acquired 15,714 · Balance 15,714 F1: Vesting occurs 25% per year beginning one year from 2/7/2020. |
Filing footnotes · ownership attribution and instrument terms
F1: Vesting occurs 25% per year beginning one year from 2/7/2020.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 07, 2020 Filed Feb 10, 2020 09:16 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | GrantStock Appreciation Right · Derivative | 15,714 | $0.00 Strike: $42.71 | $0.00 |
DisclosureSEC source: 0001127602-20-004453 · form4.xml · derivative · entry 1 Lee Ted · CIK 0001685821 · GM Little Sheep & East Dawning 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,714 Underlying: Common Stock · 15,714 shares Expires 2030-02-07 F1 · derivative.exercise_date: Vesting occurs 25% per year beginning one year from 2/7/2020. Read SEC document |
| December 17, 2019 Filed Dec 18, 2019 07:07 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | GrantRestricted Stock Unit · Derivative | 9 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-035309 · form4.xml · derivative · entry 3 Lee Ted · CIK 0001685821 · GM Little Sheep & East Dawning 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,639 Underlying: Common Stock · 9 shares Expires not disclosed F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F2 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 100% on the third anniversary of the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest. F3 · derivative.expiration_date: This grant does not have an expiration date. Read SEC document |
| December 17, 2019 Filed Dec 18, 2019 07:07 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | GrantRestricted Stock Unit · Derivative | 35 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-035309 · form4.xml · derivative · entry 2 Lee Ted · CIK 0001685821 · GM Little Sheep & East Dawning 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,149 Underlying: Common Stock · 35 shares Expires not disclosed F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F4 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 50% on the second anniversary of the grant date and the remaining 50% will vest on the third anniversary of the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest. F3 · derivative.expiration_date: This grant does not have an expiration date. Read SEC document |
| December 17, 2019 Filed Dec 18, 2019 07:07 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | GrantRestricted Stock Unit · Derivative | 9 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-035309 · form4.xml · derivative · entry 1 Lee Ted · CIK 0001685821 · GM Little Sheep & East Dawning 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,802 Underlying: Common Stock · 9 shares Expires not disclosed F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F2 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 100% on the third anniversary of the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest. F3 · derivative.expiration_date: This grant does not have an expiration date. Read SEC document |
| November 11, 2019 Filed Nov 12, 2019 06:20 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | Exercise / conversionRestricted Stock Unit · Derivative | 2,368 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-032391 · form4.xml · derivative · entry 3 Lee Ted · CIK 0001685821 · GM Little Sheep & East Dawning 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,368 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F2 · derivative.exercise_date: Vesting occurs 50% on the second anniversary of the grant date and the remaining 50% vesting occurs on the third anniversary of the grant date. F3 · derivative.expiration_date: This grant does not have an expiration date. Read SEC document |
| November 11, 2019 Filed Nov 12, 2019 06:20 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | Tax withholdingCommon Stock | 877 | $43.63 | $38,263.51 |
DisclosureSEC source: 0001127602-19-032391 · form4.xml · nonDerivative · entry 2 Lee Ted · CIK 0001685821 · GM Little Sheep & East Dawning 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,491 Read SEC document |
| November 11, 2019 Filed Nov 12, 2019 06:20 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | Exercise / conversionCommon Stock | 2,368 | $43.63 | $103,315.84 |
DisclosureSEC source: 0001127602-19-032391 · form4.xml · nonDerivative · entry 1 Lee Ted · CIK 0001685821 · GM Little Sheep & East Dawning 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,368 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 17, 2019 Filed Sep 18, 2019 06:28 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | GrantRestricted Stock Unit · Derivative | 9 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-028638 · form4.xml · derivative · entry 4 Lee Ted · CIK 0001685821 · GM Little Sheep & East Dawning 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,630 Underlying: Common Stock · 9 shares Expires not disclosed F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F4 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 100% on the third anniversary of the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest. F3 · derivative.expiration_date: This grant does not have an expiration date. Read SEC document |
| September 17, 2019 Filed Sep 18, 2019 06:28 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | GrantRestricted Stock Unit · Derivative | 36 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-028638 · form4.xml · derivative · entry 3 Lee Ted · CIK 0001685821 · GM Little Sheep & East Dawning 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,114 Underlying: Common Stock · 36 shares Expires not disclosed F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F2 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 50% on the second anniversary of the grant date and the remaining 50% will vest on the third anniversary of the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest. F3 · derivative.expiration_date: This grant does not have an expiration date. Read SEC document |
| September 17, 2019 Filed Sep 18, 2019 06:28 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | GrantRestricted Stock Unit · Derivative | 9 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-028638 · form4.xml · derivative · entry 2 Lee Ted · CIK 0001685821 · GM Little Sheep & East Dawning 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,793 Underlying: Common Stock · 9 shares Expires not disclosed F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F4 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 100% on the third anniversary of the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest. F3 · derivative.expiration_date: This grant does not have an expiration date. Read SEC document |
| September 17, 2019 Filed Sep 18, 2019 06:28 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | GrantRestricted Stock Unit · Derivative | 6 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-028638 · form4.xml · derivative · entry 1 Lee Ted · CIK 0001685821 · GM Little Sheep & East Dawning 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,366 Underlying: Common Stock · 6 shares Expires not disclosed F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F2 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 50% on the second anniversary of the grant date and the remaining 50% will vest on the third anniversary of the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest. F3 · derivative.expiration_date: This grant does not have an expiration date. Read SEC document |
| June 17, 2019 Filed Jun 18, 2019 06:40 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | GrantRestricted Stock Unit · Derivative | 10 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-021895 · form4.xml · derivative · entry 4 Lee Ted · CIK 0001685821 · GM Little Sheep & East Dawning 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,621 Underlying: Common Stock · 10 shares Expires not disclosed F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F4 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 100% on the third anniversary of the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest. F3 · derivative.expiration_date: This grant does not have an expiration date. Read SEC document |
| June 17, 2019 Filed Jun 18, 2019 06:40 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | GrantRestricted Stock Unit · Derivative | 41 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-021895 · form4.xml · derivative · entry 3 Lee Ted · CIK 0001685821 · GM Little Sheep & East Dawning 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,078 Underlying: Common Stock · 41 shares Expires not disclosed F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F2 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 50% on the second anniversary of the grant date and the remaining 50% will vest on the third anniversary of the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest. F3 · derivative.expiration_date: This grant does not have an expiration date. Read SEC document |
| June 17, 2019 Filed Jun 18, 2019 06:40 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | GrantRestricted Stock Unit · Derivative | 11 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-021895 · form4.xml · derivative · entry 2 Lee Ted · CIK 0001685821 · GM Little Sheep & East Dawning 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,784 Underlying: Common Stock · 11 shares Expires not disclosed F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F4 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 100% on the third anniversary of the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest. F3 · derivative.expiration_date: This grant does not have an expiration date. Read SEC document |
| June 17, 2019 Filed Jun 18, 2019 06:40 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | GrantRestricted Stock Unit · Derivative | 6 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-021895 · form4.xml · derivative · entry 1 Lee Ted · CIK 0001685821 · GM Little Sheep & East Dawning 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,360 Underlying: Common Stock · 6 shares Expires not disclosed F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F2 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 50% on the second anniversary of the grant date and the remaining 50% will vest on the third anniversary of the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest. F3 · derivative.expiration_date: This grant does not have an expiration date. Read SEC document |
| March 21, 2019 Filed Mar 22, 2019 06:23 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | GrantRestricted Stock Unit · Derivative | 10 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-012772 · form4.xml · derivative · entry 4 Lee Ted · CIK 0001685821 · GM Little Sheep & East Dawning 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,611 Underlying: Common Stock · 10 shares Expires not disclosed F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F4 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 100% on the third anniversary of the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest. F3 · derivative.expiration_date: This grant does not have an expiration date. Read SEC document |
| March 21, 2019 Filed Mar 22, 2019 06:23 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | GrantRestricted Stock Unit · Derivative | 38 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-012772 · form4.xml · derivative · entry 3 Lee Ted · CIK 0001685821 · GM Little Sheep & East Dawning 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,037 Underlying: Common Stock · 38 shares Expires not disclosed F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F2 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 50% on the second anniversary of the grant date and the remaining 50% will vest on the third anniversary of the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest. F3 · derivative.expiration_date: This grant does not have an expiration date. Read SEC document |
| March 21, 2019 Filed Mar 22, 2019 06:23 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | GrantRestricted Stock Unit · Derivative | 10 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-012772 · form4.xml · derivative · entry 2 Lee Ted · CIK 0001685821 · GM Little Sheep & East Dawning 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,773 Underlying: Common Stock · 10 shares Expires not disclosed F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F4 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 100% on the third anniversary of the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest. F3 · derivative.expiration_date: This grant does not have an expiration date. Read SEC document |
| March 21, 2019 Filed Mar 22, 2019 06:23 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | GrantRestricted Stock Unit · Derivative | 6 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-012772 · form4.xml · derivative · entry 1 Lee Ted · CIK 0001685821 · GM Little Sheep & East Dawning 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,354 Underlying: Common Stock · 6 shares Expires not disclosed F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F2 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 50% on the second anniversary of the grant date and the remaining 50% will vest on the third anniversary of the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest. F3 · derivative.expiration_date: This grant does not have an expiration date. Read SEC document |
| February 11, 2019 Filed Feb 12, 2019 07:34 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | SaleCommon Stock | 2,246 | $40.98 | $92,036.14 |
DisclosureSEC source: 0001127602-19-005209 · form4.xml · nonDerivative · entry 1 Lee Ted · CIK 0001685821 · GM Little Sheep & East Dawning 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| February 07, 2019 Filed Feb 11, 2019 07:07 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | GrantRestricted Stock Unit · Derivative | 3,601 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-004965 · form4.xml · derivative · entry 2 Lee Ted · CIK 0001685821 · GM Little Sheep & East Dawning 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,601 Underlying: Common Stock · 3,601 shares Expires not disclosed F2 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F3 · derivative.exercise_date: Vesting occurs 100% on the third anniversary of the grant date. F4 · derivative.expiration_date: This grant does not have an expiration date. Read SEC document |
| February 07, 2019 Filed Feb 11, 2019 07:07 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | GrantStock Appreciation Right · Derivative | 11,166 | $0.00 Strike: $41.66 | $0.00 |
DisclosureSEC source: 0001127602-19-004965 · form4.xml · derivative · entry 1 Lee Ted · CIK 0001685821 · GM Little Sheep & East Dawning 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,166 Underlying: Common Stock · 11,166 shares Expires 2029-02-07 F1 · derivative.exercise_date: Vesting occurs 25% per year beginning one year from grant date. Read SEC document |
| January 04, 2019 Filed Jan 8, 2019 12:12 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | Exercise / conversionRestricted Stock Unit · Derivative | 3,566 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-001542 · form4.xml · derivative · entry 3 Lee Ted · CIK 0001685821 · GM Little Sheep & East Dawning 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,566 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F2 · derivative.exercise_date: Vesting occurs 25% on the first two anniversaries of 1/4/2016 and the remaining 50% on the third anniversary of 1/4/2016. F3 · derivative.expiration_date: This grant does not have an expiration date. Read SEC document |
| January 04, 2019 Filed Jan 8, 2019 12:12 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | Tax withholdingCommon Stock | 1,320 | $33.81 | $44,629.20 |
DisclosureSEC source: 0001127602-19-001542 · form4.xml · nonDerivative · entry 2 Lee Ted · CIK 0001685821 · GM Little Sheep & East Dawning 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,246 Read SEC document |
| January 04, 2019 Filed Jan 8, 2019 12:12 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | Exercise / conversionCommon Stock | 3,566 | $33.81 | $120,566.46 |
DisclosureSEC source: 0001127602-19-001542 · form4.xml · nonDerivative · entry 1 Lee Ted · CIK 0001685821 · GM Little Sheep & East Dawning 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,566 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 18, 2018 Filed Dec 19, 2018 09:09 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | GrantRestricted Stock Unit · Derivative | 48 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-036711 · form4.xml · derivative · entry 4 Lee Ted · CIK 0001685821 · GM Little Sheep & East Dawning 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,999 Underlying: Common Stock · 48 shares Expires not disclosed F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F6 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 50% on the second anniversary of the grant date and the remaining 50% will vest on the third anniversary of the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest. F3 · derivative.expiration_date: This grant does not have an expiration date. Read SEC document |
| December 18, 2018 Filed Dec 19, 2018 09:09 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | GrantRestricted Stock Unit · Derivative | 12 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-036711 · form4.xml · derivative · entry 3 Lee Ted · CIK 0001685821 · GM Little Sheep & East Dawning 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,763 Underlying: Common Stock · 12 shares Expires not disclosed F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F5 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 100% on the third anniversary of the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest. F3 · derivative.expiration_date: This grant does not have an expiration date. Read SEC document |
| December 18, 2018 Filed Dec 19, 2018 09:09 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | GrantRestricted Stock Unit · Derivative | 8 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-036711 · form4.xml · derivative · entry 2 Lee Ted · CIK 0001685821 · GM Little Sheep & East Dawning 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,348 Underlying: Common Stock · 8 shares Expires not disclosed F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F4 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 50% on the second anniversary of the grant date and the remaining 50% will vest on the third anniversary of the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest. F3 · derivative.expiration_date: This grant does not have an expiration date. Read SEC document |
| December 18, 2018 Filed Dec 19, 2018 09:09 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | GrantRestricted Stock Unit · Derivative | 12 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-036711 · form4.xml · derivative · entry 1 Lee Ted · CIK 0001685821 · GM Little Sheep & East Dawning 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,565 Underlying: Common Stock · 12 shares Expires not disclosed F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F2 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 25% on the first two anniversaries of the grant date and the remaining 50% will vest on the third anniversary of the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest. F3 · derivative.expiration_date: This grant does not have an expiration date. Read SEC document |
| November 14, 2018 Filed Nov 15, 2018 06:05 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | SaleCommon Stock | 3,795 | $36.26 | $137,612.39 |
DisclosureSEC source: 0001127602-18-033112 · form4.xml · nonDerivative · entry 1 Lee Ted · CIK 0001685821 · GM Little Sheep & East Dawning 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · price: This transaction was executed in multiple trades at prices ranging from $36.26 to $36.30. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request, to the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| November 11, 2018 Filed Nov 13, 2018 06:09 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | Exercise / conversionRestricted Stock Unit · Derivative | 2,340 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-032680 · form4.xml · derivative · entry 3 Lee Ted · CIK 0001685821 · GM Little Sheep & East Dawning 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,340 Underlying: Common Stock · 2,340 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F2 · derivative.exercise_date: Vesting occurs 50% on the second anniversary of the grant date and the remaining 50% will vest on the third anniversary of the grant date. F3 · derivative.expiration_date: This grant does not have an expiration date. Read SEC document |
| November 11, 2018 Filed Nov 13, 2018 06:09 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | Tax withholdingCommon Stock | 866 | $36.50 | $31,609.00 |
DisclosureSEC source: 0001127602-18-032680 · form4.xml · nonDerivative · entry 2 Lee Ted · CIK 0001685821 · GM Little Sheep & East Dawning 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,795 Read SEC document |
| November 11, 2018 Filed Nov 13, 2018 06:09 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | Exercise / conversionCommon Stock | 2,340 | $36.50 | $85,410.00 |
DisclosureSEC source: 0001127602-18-032680 · form4.xml · nonDerivative · entry 1 Lee Ted · CIK 0001685821 · GM Little Sheep & East Dawning 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,661 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 01, 2018 Filed Nov 2, 2018 06:05 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | GrantRestricted Stock Unit · Derivative | 13,951 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-031716 · form4.xml · derivative · entry 1 Lee Ted · CIK 0001685821 · GM Little Sheep & East Dawning 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,951 Underlying: Common Stock · 13,951 shares Expires not disclosed F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F2 · derivative.exercise_date: Vesting occurs 50% on the second anniversary of the grant date and the remaining 50% will vest on the third anniversary of the grant date. F3 · derivative.expiration_date: This grant does not have an expiration date. Read SEC document |
| September 19, 2018 Filed Sep 20, 2018 06:28 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | GrantRestricted Stock Unit · Derivative | 10 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-028112 · form4.xml · derivative · entry 3 Lee Ted · CIK 0001685821 · GM Little Sheep & East Dawning 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,751 Underlying: Common Stock · 10 shares Expires not disclosed F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F5 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 100% on the third anniversary of the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest. F3 · derivative.expiration_date: This grant does not have an expiration date. Read SEC document |
| September 19, 2018 Filed Sep 20, 2018 06:28 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | GrantRestricted Stock Unit · Derivative | 13 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-028112 · form4.xml · derivative · entry 2 Lee Ted · CIK 0001685821 · GM Little Sheep & East Dawning 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,680 Underlying: Common Stock · 13 shares Expires not disclosed F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F4 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 50% on the second anniversary of the grant date and the remaining 50% will vest on the third anniversary of the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest. F3 · derivative.expiration_date: This grant does not have an expiration date. Read SEC document |
| September 19, 2018 Filed Sep 20, 2018 06:28 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | GrantRestricted Stock Unit · Derivative | 10 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-028112 · form4.xml · derivative · entry 1 Lee Ted · CIK 0001685821 · GM Little Sheep & East Dawning 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,553 Underlying: Common Stock · 10 shares Expires not disclosed F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F2 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 25% on the first two anniversaries of the grant date and the remaining 50% will vest on the third anniversary of the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest. F3 · derivative.expiration_date: This grant does not have an expiration date. Read SEC document |
| June 20, 2018 Filed Jun 22, 2018 17:28 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | GrantRestricted Stock Unit · Derivative | 11 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-021765 · form4.xml · derivative · entry 3 Lee Ted · CIK 0001685821 · GM Little Sheep & East Dawning 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,667 Underlying: Common Stock · 11 shares Expires not disclosed F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F5 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 50% on the second anniversary of the grant date and the remaining 50% will vest on the third anniversary of the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest. F3 · derivative.expiration_date: This grant does not have an expiration date. Read SEC document |
| June 20, 2018 Filed Jun 22, 2018 17:28 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | GrantRestricted Stock Unit · Derivative | 8 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-021765 · form4.xml · derivative · entry 2 Lee Ted · CIK 0001685821 · GM Little Sheep & East Dawning 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,543 Underlying: Common Stock · 8 shares Expires not disclosed F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F4 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 25% on the first two anniversaries of the grant date and the remaining 50% will vest on the third anniversary of the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest. F3 · derivative.expiration_date: This grant does not have an expiration date. Read SEC document |
| June 20, 2018 Filed Jun 22, 2018 17:28 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | GrantRestricted Stock Unit · Derivative | 9 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-021765 · form4.xml · derivative · entry 1 Lee Ted · CIK 0001685821 · GM Little Sheep & East Dawning 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,741 Underlying: Common Stock · 9 shares Expires not disclosed F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F2 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 100% on the third anniversary of the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest. F3 · derivative.expiration_date: This grant does not have an expiration date. Read SEC document |
| March 21, 2018 Filed Mar 23, 2018 19:54 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | GrantRestricted Stock Unit · Derivative | 8 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-18-012692 · form4.xml · derivative · entry 3 Lee Ted · CIK 0001685821 · GM Little Sheep & East Dawning 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,732 Underlying: Common Stock · 8 shares Expires not disclosed F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F1 · price: Conversion occurs on a one-for-one basis. F6 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 100% on the third anniversary of the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest. F3 · derivative.expiration_date: This grant does not have an expiration date. Read SEC document |
| March 21, 2018 Filed Mar 23, 2018 19:54 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | GrantRestricted Stock Unit · Derivative | 11 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-18-012692 · form4.xml · derivative · entry 2 Lee Ted · CIK 0001685821 · GM Little Sheep & East Dawning 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,656 Underlying: Common Stock · 11 shares Expires not disclosed F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F1 · price: Conversion occurs on a one-for-one basis. F5 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 50% on the second anniversary of the grant date and the remaining 50% will vest on the third anniversary of the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest. F3 · derivative.expiration_date: This grant does not have an expiration date. Read SEC document |
| March 21, 2018 Filed Mar 23, 2018 19:54 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | GrantRestricted Stock Unit · Derivative | 8 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-18-012692 · form4.xml · derivative · entry 1 Lee Ted · CIK 0001685821 · GM Little Sheep & East Dawning 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,535 Underlying: Common Stock · 8 shares Expires not disclosed F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F1 · price: Conversion occurs on a one-for-one basis. F2 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 25% on the first two anniversaries of the grant date and the remaining 50% will vest on the third anniversary of the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest. F3 · derivative.expiration_date: This grant does not have an expiration date. F4 · balance_after: Amount reported includes 39 shares related to a dividend paid in 2016 that were previously inadvertently omitted from the reporting person's Section 16 forms. Read SEC document |
| February 09, 2018 Filed Feb 13, 2018 06:57 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | GrantStock Appreciation Right · Derivative | 11,094 | $0.00 Strike: $40.29 | $0.00 |
DisclosureSEC source: 0001127602-18-005310 · form4.xml · derivative · entry 2 Lee Ted · CIK 0001685821 · GM Little Sheep & East Dawning 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,094 Underlying: Common Stock · 11,094 shares Expires 2028-02-09 F4 · derivative.exercise_date: Vesting occurs 25% per year beginning one year from grant date. Read SEC document |
| February 09, 2018 Filed Feb 13, 2018 06:57 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | GrantRestricted Stock Unit · Derivative | 3,724 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-005310 · form4.xml · derivative · entry 1 Lee Ted · CIK 0001685821 · GM Little Sheep & East Dawning 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,724 Underlying: Common Stock · 3,724 shares Expires not disclosed F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F2 · derivative.exercise_date: Vesting occurs 100% on the third anniversary of the grant date. F3 · derivative.expiration_date: This grant does not have an expiration date. Read SEC document |
| January 04, 2018 Filed Jan 8, 2018 06:18 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | Exercise / conversionRestricted Stock Unit · Derivative | 1,763 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-001303 · form4.xml · derivative · entry 3 Lee Ted · CIK 0001685821 · VP & Brand GM Little Sheep 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,488 Underlying: Common Stock · 1,763 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F2 · derivative.exercise_date: Vesting occurs 25% on the first two anniversaries of 1/4/2016 and the remaining 50% will vest on the third anniversary of 1/4/2016. F3 · derivative.expiration_date: This grant does not have an expiration date. Read SEC document |
| January 04, 2018 Filed Jan 8, 2018 06:18 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | Tax withholdingCommon Stock | 600 | $42.50 | $25,500.00 |
DisclosureSEC source: 0001127602-18-001303 · form4.xml · nonDerivative · entry 2 Lee Ted · CIK 0001685821 · VP & Brand GM Little Sheep 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,321 Read SEC document |
| January 04, 2018 Filed Jan 8, 2018 06:18 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | Exercise / conversionCommon Stock | 1,763 | $42.50 | $74,927.50 |
DisclosureSEC source: 0001127602-18-001303 · form4.xml · nonDerivative · entry 1 Lee Ted · CIK 0001685821 · VP & Brand GM Little Sheep 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,921 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 21, 2017 Filed Dec 26, 2017 16:31 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | GrantRestricted Stock Unit · Derivative | 12 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-035483 · form4.xml · derivative · entry 2 Lee Ted · CIK 0001685821 · VP & Brand GM Little Sheep 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,251 Underlying: Common Stock · 12 shares Expires not disclosed F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F4 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 25% on the first two anniversaries of the grant date and the remaining 50% will vest on the third anniversary of the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest. F3 · derivative.expiration_date: This grant does not have an expiration date. Read SEC document |
| December 21, 2017 Filed Dec 26, 2017 16:31 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | GrantRestricted Stock Unit · Derivative | 11 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-035483 · form4.xml · derivative · entry 1 Lee Ted · CIK 0001685821 · VP & Brand GM Little Sheep 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,645 Underlying: Common Stock · 11 shares Expires not disclosed F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F2 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 50% on the second anniversary of the grant date and the remaining 50% will vest on the third anniversary of the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest. F3 · derivative.expiration_date: This grant does not have an expiration date. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.