Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Yum China Holdings, Inc.YUMC · Entity 1255 | Chief Financial Officer | February 10, 2017 | February 13, 2017 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Yum China Holdings, Inc.
Report date February 10, 2017 · Filed February 13, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Stock Appreciation RightSEC Table II · derivative / convertible security · Conversion / exercise price $26.56 · Expires 2027-02-10 | Direct | 111,774 |
Reported balance
After 2017-02-10 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2017-02-10 · Grant · Acquired 111,774 · Balance 111,774 F1: Vesting occurs 25% per year beginning one year from grant date. |
Filing footnotes · ownership attribution and instrument terms
F1: Vesting occurs 25% per year beginning one year from grant date.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 10, 2017 Filed Feb 13, 2017 21:21 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | GrantStock Appreciation Right · Derivative | 111,774 | $0.00 Strike: $26.56 | $0.00 |
DisclosureSEC source: 0001127602-17-005653 · form4.xml · derivative · entry 1 Stedem Ted · CIK 0001685976 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 111,774 Underlying: Common Stock · 111,774 shares Expires 2027-02-10 F1 · derivative.exercise_date: Vesting occurs 25% per year beginning one year from grant date. Read SEC document |
| November 11, 2016 Filed Nov 15, 2016 11:40 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | GrantRestricted Stock Unit · Derivative | 18,533 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-067082 · form4.xml · derivative · entry 2 Stedem Ted · CIK 0001685976 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,533 Underlying: Common Stock · 18,533 shares Expires not disclosed F2 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F3 · derivative.exercise_date: Vesting occurs 50% on the second anniversary of the grant date and the remaining 50% will vest on the third anniversary of the grant date. F4 · derivative.expiration_date: This grant does not have an expiration date. Read SEC document |
| November 11, 2016 Filed Nov 15, 2016 11:40 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | GrantStock Appreciation Right · Derivative | 48,846 | $0.00 Strike: $26.98 | $0.00 |
DisclosureSEC source: 0001127602-16-067082 · form4.xml · derivative · entry 1 Stedem Ted · CIK 0001685976 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,846 Underlying: Common Stock · 48,846 shares Expires 2026-11-11 F1 · derivative.exercise_date: Vesting occurs 25% per year beginning one year from grant date. Read SEC document |
| November 01, 2016 Filed Nov 3, 2016 14:52 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | GrantPhantom Stock · Derivative | 26 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-066001 · form4.xml · derivative · entry 10 Stedem Ted · CIK 0001685976 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26 Underlying: Common Stock · 26 shares Expires not disclosed F6 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F7 · derivative.exercise_date: Distribution occurs upon separation of employment. F8 · derivative.expiration_date: This grant does not have a specified expiration date. Read SEC document |
| November 01, 2016 Filed Nov 3, 2016 14:52 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | GrantStock Appreciation Right · Derivative | 13,730 | $0.00 Strike: $19.46 | $0.00 |
DisclosureSEC source: 0001127602-16-066001 · form4.xml · derivative · entry 9 Stedem Ted · CIK 0001685976 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,730 Underlying: Common Stock · 13,730 shares Expires 2022-02-08 F1 · derivative.exercise_date: Vested in full. Read SEC document |
| November 01, 2016 Filed Nov 3, 2016 14:52 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | GrantPhantom Stock · Derivative | 530 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-066001 · form4.xml · derivative · entry 8 Stedem Ted · CIK 0001685976 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 530 Underlying: Common Stock · 530 shares Expires not disclosed F6 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F8 · derivative.expiration_date: This grant does not have a specified expiration date. Read SEC document |
| November 01, 2016 Filed Nov 3, 2016 14:52 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | GrantPhantom Stock · Derivative | 276 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-066001 · form4.xml · derivative · entry 7 Stedem Ted · CIK 0001685976 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 276 Underlying: Common Stock · 276 shares Expires not disclosed F6 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F8 · derivative.expiration_date: This grant does not have a specified expiration date. Read SEC document |
| November 01, 2016 Filed Nov 3, 2016 14:52 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | GrantPhantom Stock · Derivative | 365 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-066001 · form4.xml · derivative · entry 6 Stedem Ted · CIK 0001685976 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 365 Underlying: Common Stock · 365 shares Expires not disclosed F6 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F7 · derivative.exercise_date: Distribution occurs upon separation of employment. F8 · derivative.expiration_date: This grant does not have a specified expiration date. Read SEC document |
| November 01, 2016 Filed Nov 3, 2016 14:52 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | GrantStock Appreciation Right · Derivative | 10,329 | $0.00 Strike: $21.06 | $0.00 |
DisclosureSEC source: 0001127602-16-066001 · form4.xml · derivative · entry 5 Stedem Ted · CIK 0001685976 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,329 Underlying: Common Stock · 10,329 shares Expires 2026-02-05 F5 · derivative.exercise_date: Vesting occurs 25% per year beginning one year from 2/5/2016. Read SEC document |
| November 01, 2016 Filed Nov 3, 2016 14:52 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | GrantStock Appreciation Right · Derivative | 7,443 | $0.00 Strike: $22.32 | $0.00 |
DisclosureSEC source: 0001127602-16-066001 · form4.xml · derivative · entry 4 Stedem Ted · CIK 0001685976 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,443 Underlying: Common Stock · 7,443 shares Expires 2025-02-06 F4 · derivative.exercise_date: Vesting occurs 25% per year beginning one year from 2/6/2015 Read SEC document |
| November 01, 2016 Filed Nov 3, 2016 14:52 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | GrantStock Appreciation Right · Derivative | 9,584 | $0.00 Strike: $21.30 | $0.00 |
DisclosureSEC source: 0001127602-16-066001 · form4.xml · derivative · entry 3 Stedem Ted · CIK 0001685976 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,584 Underlying: Common Stock · 9,584 shares Expires 2024-02-05 F3 · derivative.exercise_date: Vesting occurs 25% per year beginning one year from 2/5/2014. Read SEC document |
| November 01, 2016 Filed Nov 3, 2016 14:52 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | GrantStock Appreciation Right · Derivative | 12,563 | $0.00 Strike: $19.00 | $0.00 |
DisclosureSEC source: 0001127602-16-066001 · form4.xml · derivative · entry 2 Stedem Ted · CIK 0001685976 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,563 Underlying: Common Stock · 12,563 shares Expires 2023-02-06 F2 · derivative.exercise_date: Vesting occurs 25% per year beginning one year from 2/6/2013. Read SEC document |
| November 01, 2016 Filed Nov 3, 2016 14:52 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | GrantStock Appreciation Right · Derivative | 38,125 | $0.00 Strike: $14.88 | $0.00 |
DisclosureSEC source: 0001127602-16-066001 · form4.xml · derivative · entry 1 Stedem Ted · CIK 0001685976 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,125 Underlying: Common Stock · 38,125 shares Expires 2021-02-04 F1 · derivative.exercise_date: Vested in full. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.