person · Reporting owner

Pant Muktesh

Disclosed activity across 5 companies

Tapewire entity: 46424
SEC CIK: 0001456722

Reported relationships

Latest disclosed role at each company.

Company	Last reported as	Report date	Published
BEYOND MEAT, INC.BYND · Entity 6266	Director	May 24, 2023	May 26, 2023
LAS VEGAS SANDS CORPLVS · Entity 1098	Director	May 14, 2026	May 18, 2026
Yum China Holdings, Inc.YUMC · Entity 1255	Director	November 11, 2019	November 12, 2019

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

BEYOND MEAT, INC.

Report date May 24, 2023 · Filed May 26, 2023

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	Direct	13,615	Reported balance After 2023-05-24 transaction · row 1 1 source row Row 1 · 2023-05-24 · Grant · Acquired 8,228 · Balance 13,615 F1: Restricted stock units ("RSU") granted under the 2018 Equity Incentive Plan ("Plan") on May 24, 2023. The RSU award vests in equal monthly installments over the 12-month period following the grant date, subject to the Reporting Person's continued service through each vesting date, and subject to accelerated vesting upon a Change in Control (as defined in the Plan).
Common StockSEC Table I · non-derivative	IndirectBy Pant Descendants Irrevocable Trust	25,000	Reported balance Holding disclosure · report date 2023-05-24 · row 2 Holding and transaction disclosures are not merged. 1 source row Row 2 · Balance 25,000
Common StockSEC Table I · non-derivative	IndirectBy Pant Family Irrevocable Trust	25,000	Reported balance Holding disclosure · report date 2023-05-24 · row 3 Holding and transaction disclosures are not merged. 1 source row Row 3 · Balance 25,000

Filing footnotes · ownership attribution and instrument terms

F1: Restricted stock units ("RSU") granted under the 2018 Equity Incentive Plan ("Plan") on May 24, 2023. The RSU award vests in equal monthly installments over the 12-month period following the grant date, subject to the Reporting Person's continued service through each vesting date, and subject to accelerated vesting upon a Change in Control (as defined in the Plan).

LAS VEGAS SANDS CORP

Report date May 14, 2026 · Filed May 18, 2026

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	Direct	8,694	Reported balance After 2026-05-14 transaction · row 1 1 source row Row 1 · 2026-05-14 · Grant · Acquired 3,948 · Balance 8,694 F1: Granted under the Las Vegas Sands Corp. 2004 Equity Award Plan.
Common StockSEC Table I · non-derivative	IndirectBy the Pant Family Revocable Trust	23,000	Reported balance Holding disclosure · report date 2026-05-14 · row 2 Holding and transaction disclosures are not merged. 1 source row Row 2 · Balance 23,000

Filing footnotes · ownership attribution and instrument terms

F1: Granted under the Las Vegas Sands Corp. 2004 Equity Award Plan.

Yum China Holdings, Inc.

Report date November 11, 2019 · Filed November 12, 2019

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	Direct	307,145	Ending reported balance After 2019-11-11 transaction · row 2 2 source rows · reconciled sequence Row 1 · 2019-11-11 · Exercise / conversion · Acquired 28,414 · Balance 318,327 Row 2 · 2019-11-11 · Tax withholding · Disposed 11,182 · Balance 307,145
Restricted Stock UnitSEC Table II · derivative / convertible security	Direct	0	Reported balance After 2019-11-11 transaction · row 3 Instrument identity requires review; Table II rows are not merged. 1 source row Row 3 · 2019-11-11 · Exercise / conversion · Disposed 28,414 · Balance 0 F1: Conversion occurs on a one-for-one basis. F2: Vesting occurs 50% on the second anniversary of the grant date and the remaining 50% vesting occurs on the third anniversary of the grant date. F3: This grant does not have an expiration date.

Filing footnotes · ownership attribution and instrument terms

F1: Conversion occurs on a one-for-one basis.

F2: Vesting occurs 50% on the second anniversary of the grant date and the remaining 50% vesting occurs on the third anniversary of the grant date.

F3: This grant does not have an expiration date.

Past disclosures · reporting ended (2)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

PINNACLE FOODS INC.

Report date October 26, 2018 · Filed October 26, 2018

Section 16 reporting ended · disclosed 2018-10-26. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common Stock, par value $0.01SEC Table I · non-derivative	Direct	0	Reported balance After 2018-10-26 transaction · row 1 Sequence does not reconcile; account continuity is unresolved. 1 source row Row 1 · 2018-10-26 · Disposition to issuer · Disposed 49,706 · Balance 0 F1: Pursuant to the Agreement and Plan of Merger, dated as of June 26, 2018, as it may be amended from time to time (the "Merger Agreement"), by and among Pinnacle Foods Inc., a Delaware corporation (the "Company"), Conagra Brands Inc., a Delaware corporation (the "Parent"), and Patriot Merger Sub Inc., a Delaware corporation and wholly owned subsidiary of Conagra ("Merger Sub"), effective as of immediately prior to the effective time of the merger of the Company and Merger Sub (the "Merger"), each share of Company common stock was converted into the right to receive $43.11 in cash and 0.6494 (the "Exchange Ratio") of a share of common stock of Parent. Each disposition reported in this Form 4 is an exempt transaction.
Common Stock, par value $0.01SEC Table I · non-derivative	Direct	0	Reported balance After 2018-10-26 transaction · row 2 Sequence does not reconcile; account continuity is unresolved. 1 source row Row 2 · 2018-10-26 · Disposition to issuer · Disposed 2,337 · Balance 0 F2: Pursuant to the Merger Agreement, effective as of immediately prior to the effective time of the Merger, each outstanding and unvested restricted stock unit with respect to the Company's common stock (a "Company RSU") was converted into a cash-settled restricted stock unit, denominated in shares of common stock of Parent, entitling the holder thereof to a cash payment equal to the value of the number of shares of common stock of Parent (rounded up to the nearest whole number) equal to (i) the number of shares of Company common stock subject to such Company RSU immediately prior to the effective time of the Merger multiplied by (ii) the sum of (x) the Exchange Ratio and (y) the quotient of (1) $43.11 divided by (2) $35.9749, the volume weighted average price of one share of common stock of Parent on each of the 10 consecutive trading days ending with the complete trading day ending immediately prior to October 26, 2018 as reported on the New York Stock Exchange.

Filing footnotes · ownership attribution and instrument terms

F1: Pursuant to the Agreement and Plan of Merger, dated as of June 26, 2018, as it may be amended from time to time (the "Merger Agreement"), by and among Pinnacle Foods Inc., a Delaware corporation (the "Company"), Conagra Brands Inc., a Delaware corporation (the "Parent"), and Patriot Merger Sub Inc., a Delaware corporation and wholly owned subsidiary of Conagra ("Merger Sub"), effective as of immediately prior to the effective time of the merger of the Company and Merger Sub (the "Merger"), each share of Company common stock was converted into the right to receive $43.11 in cash and 0.6494 (the "Exchange Ratio") of a share of common stock of Parent. Each disposition reported in this Form 4 is an exempt transaction.

F2: Pursuant to the Merger Agreement, effective as of immediately prior to the effective time of the Merger, each outstanding and unvested restricted stock unit with respect to the Company's common stock (a "Company RSU") was converted into a cash-settled restricted stock unit, denominated in shares of common stock of Parent, entitling the holder thereof to a cash payment equal to the value of the number of shares of common stock of Parent (rounded up to the nearest whole number) equal to (i) the number of shares of Company common stock subject to such Company RSU immediately prior to the effective time of the Merger multiplied by (ii) the sum of (x) the Exchange Ratio and (y) the quotient of (1) $43.11 divided by (2) $35.9749, the volume weighted average price of one share of common stock of Parent on each of the 10 consecutive trading days ending with the complete trading day ending immediately prior to October 26, 2018 as reported on the New York Stock Exchange.

Primavera Capital Acquisition Corp.

Report date December 14, 2022 · Filed December 16, 2022

Section 16 reporting ended · disclosed 2022-12-16. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Ordinary SharesSEC Table I · non-derivative	Direct	40,000	Reported balance After 2022-12-14 transaction · row 1 Account or security details depend on footnotes; rows are not merged. 1 source row Row 1 · 2022-12-14 · Conversion · Acquired 40,000 · Balance 40,000 F1: The Class B ordinary shares were cancelled and, in exchange, the holder(s) thereof was entitled to receive ordinary shares of Lanvin Group Holdings Limited on a one-for-one basis upon the consummation of the Issuer's initial business combination on December 14, 2022 (the "Initial Business Combination").
Ordinary SharesSEC Table I · non-derivative	Direct	0	Reported balance After 2022-12-14 transaction · row 2 Account or security details depend on footnotes; rows are not merged. 1 source row Row 2 · 2022-12-14 · Disposition to issuer · Disposed 40,000 · Balance 0 F2: The reporting person disposed of all of the Issuer's equity securities upon the consummation of the Issuer's Initial Business Combination, which were automatically exchanged into corresponding ordinary shares of Lanvin Group Holdings Limited.
Class B Ordinary SharesSEC Table II · derivative / convertible security	Direct	0	Reported balance After 2022-12-14 transaction · row 3 Instrument identity requires review; Table II rows are not merged. 1 source row Row 3 · 2022-12-14 · Conversion · Disposed 40,000 · Balance 0 F1: The Class B ordinary shares were cancelled and, in exchange, the holder(s) thereof was entitled to receive ordinary shares of Lanvin Group Holdings Limited on a one-for-one basis upon the consummation of the Issuer's initial business combination on December 14, 2022 (the "Initial Business Combination").

Filing footnotes · ownership attribution and instrument terms

F1: The Class B ordinary shares were cancelled and, in exchange, the holder(s) thereof was entitled to receive ordinary shares of Lanvin Group Holdings Limited on a one-for-one basis upon the consummation of the Issuer's initial business combination on December 14, 2022 (the "Initial Business Combination").

F2: The reporting person disposed of all of the Issuer's equity securities upon the consummation of the Issuer's Initial Business Combination, which were automatically exchanged into corresponding ordinary shares of Lanvin Group Holdings Limited.

Transaction history

JSON API

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction date	Company	Activity / security	Shares / units	Reported price	Reported value	Details
May 14, 2026 Filed May 18, 2026 17:08 UTC	LAS VEGAS SANDS CORP LVS · Entity 1098	GrantCommon Stock	3,948	$0.00	$0.00	Disclosure SEC source: 0001456722-26-000002 · wk-form4_1779138499.xml · nonDerivative · entry 1 Pant Muktesh · CIK 0001456722 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,694 F1 · shares: Granted under the Las Vegas Sands Corp. 2004 Equity Award Plan. Read SEC document
May 15, 2025 Filed May 19, 2025 16:16 UTC	LAS VEGAS SANDS CORP LVS · Entity 1098	GrantCommon Stock	4,746	$0.00	$0.00	Disclosure SEC source: 0001300514-25-000120 · wk-form4_1747685792.xml · nonDerivative · entry 1 Pant Muktesh · CIK 0001456722 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,746 F1 · shares: Granted under the Las Vegas Sands Corp. 2004 Equity Award Plan. Read SEC document
March 14, 2025 Filed Mar 18, 2025 16:31 UTC	LAS VEGAS SANDS CORP LVS · Entity 1098	PurchaseCommon Stock	23,000	$43.51	$1,000,730.00	Disclosure SEC source: 0001300514-25-000065 · wk-form4_1742329906.xml · nonDerivative · entry 2 Pant Muktesh · CIK 0001456722 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By the Pant Family Revocable Trust Disclosed balance after: 23,000 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $43.43 to $43.55, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth above. Read SEC document
March 11, 2025 Filed Mar 13, 2025 18:07 UTC	LAS VEGAS SANDS CORP LVS · Entity 1098	GrantOption (Right to Buy) · Derivative	7,936	$0.00 Strike: $44.82	$0.00	Disclosure SEC source: 0001300514-25-000063 · wk-form4_1741903668.xml · derivative · entry 1 Pant Muktesh · CIK 0001456722 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 7,936 Underlying: Common Stock · 7,936 shares Expires 2035-03-10 F1 · derivative.exercise_date: These options vest in five equal annual installments beginning on March 11, 2026. Read SEC document
May 24, 2023 Filed May 26, 2023 20:15 UTC	BEYOND MEAT, INC. BYND · Entity 6266	GrantCommon Stock	8,228	$0.00	$0.00	Disclosure SEC source: 0001655210-23-000132 · wk-form4_1685146507.xml · nonDerivative · entry 1 Pant Muktesh · CIK 0001456722 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 13,615 F1 · shares: Restricted stock units ("RSU") granted under the 2018 Equity Incentive Plan ("Plan") on May 24, 2023. The RSU award vests in equal monthly installments over the 12-month period following the grant date, subject to the Reporting Person's continued service through each vesting date, and subject to accelerated vesting upon a Change in Control (as defined in the Plan). Read SEC document
December 14, 2022 Filed Dec 16, 2022 16:03 UTC	Primavera Capital Acquisition Corp. PV · Entity 121530	ConversionClass B Ordinary Shares · Derivative	40,000	Not disclosed	Not disclosed	Disclosure SEC source: 0000950103-22-021103 · dp185775_4-muktesh.xml · derivative · entry 3 Pant Muktesh · CIK 0001456722 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Ordinary Shares · 40,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The Class B ordinary shares were cancelled and, in exchange, the holder(s) thereof was entitled to receive ordinary shares of Lanvin Group Holdings Limited on a one-for-one basis upon the consummation of the Issuer's initial business combination on December 14, 2022 (the "Initial Business Combination"). F1 · price: The Class B ordinary shares were cancelled and, in exchange, the holder(s) thereof was entitled to receive ordinary shares of Lanvin Group Holdings Limited on a one-for-one basis upon the consummation of the Issuer's initial business combination on December 14, 2022 (the "Initial Business Combination"). F1 · derivative.exercise_date: The Class B ordinary shares were cancelled and, in exchange, the holder(s) thereof was entitled to receive ordinary shares of Lanvin Group Holdings Limited on a one-for-one basis upon the consummation of the Issuer's initial business combination on December 14, 2022 (the "Initial Business Combination"). F1 · derivative.expiration_date: The Class B ordinary shares were cancelled and, in exchange, the holder(s) thereof was entitled to receive ordinary shares of Lanvin Group Holdings Limited on a one-for-one basis upon the consummation of the Issuer's initial business combination on December 14, 2022 (the "Initial Business Combination"). Read SEC document
December 14, 2022 Filed Dec 16, 2022 16:03 UTC	Primavera Capital Acquisition Corp. PV · Entity 121530	Disposition to issuerOrdinary Shares	40,000	Not disclosed	Not disclosed	Disclosure SEC source: 0000950103-22-021103 · dp185775_4-muktesh.xml · nonDerivative · entry 2 Pant Muktesh · CIK 0001456722 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F2 · price: The reporting person disposed of all of the Issuer's equity securities upon the consummation of the Issuer's Initial Business Combination, which were automatically exchanged into corresponding ordinary shares of Lanvin Group Holdings Limited. F2 · balance_after: The reporting person disposed of all of the Issuer's equity securities upon the consummation of the Issuer's Initial Business Combination, which were automatically exchanged into corresponding ordinary shares of Lanvin Group Holdings Limited. Read SEC document
December 14, 2022 Filed Dec 16, 2022 16:03 UTC	Primavera Capital Acquisition Corp. PV · Entity 121530	ConversionOrdinary Shares	40,000	Not disclosed	Not disclosed	Disclosure SEC source: 0000950103-22-021103 · dp185775_4-muktesh.xml · nonDerivative · entry 1 Pant Muktesh · CIK 0001456722 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The Class B ordinary shares were cancelled and, in exchange, the holder(s) thereof was entitled to receive ordinary shares of Lanvin Group Holdings Limited on a one-for-one basis upon the consummation of the Issuer's initial business combination on December 14, 2022 (the "Initial Business Combination"). Read SEC document
May 24, 2022 Filed May 26, 2022 18:17 UTC	BEYOND MEAT, INC. BYND · Entity 6266	GrantCommon Stock	2,982	$0.00	$0.00	Disclosure SEC source: 0001655210-22-000117 · wf-form4_165360340486644.xml · nonDerivative · entry 1 Pant Muktesh · CIK 0001456722 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,387 F1 · shares: Restricted stock units ("RSU") granted under the 2018 Equity Incentive Plan ("Plan") on May 24, 2022. The RSU award vests in equal monthly installments over the 12-month period following the grant date, subject to the Reporting Person's continued service through each vesting date, and subject to accelerated vesting upon a Change in Control (as defined in the Plan). Read SEC document
May 19, 2021 Filed May 21, 2021 18:08 UTC	BEYOND MEAT, INC. BYND · Entity 6266	GrantCommon Stock	842	$0.00	$0.00	Disclosure SEC source: 0001655210-21-000109 · wf-form4_162163491817596.xml · nonDerivative · entry 2 Pant Muktesh · CIK 0001456722 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,405 F2 · shares: RSUs granted under the Plan on May 19, 2021. The RSU award vests in equal monthly installments over the 12-month period following the grant date, subject to the Reporting Person's continued service through each vesting date, and subject to accelerated vesting upon a Change in Control (as defined in the Plan). Read SEC document
May 19, 2021 Filed May 21, 2021 18:08 UTC	BEYOND MEAT, INC. BYND · Entity 6266	GrantCommon Stock	1,563	$0.00	$0.00	Disclosure SEC source: 0001655210-21-000109 · wf-form4_162163491817596.xml · nonDerivative · entry 1 Pant Muktesh · CIK 0001456722 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,563 F1 · shares: Restricted stock units ("RSU") granted under the 2018 Equity Incentive Plan ("Plan") on May 19, 2021. The RSU award vests in equal monthly installments over the 3-year period following the grant date, subject to the Reporting Person's continued service through each vesting date, and subject to accelerated vesting upon a Change in Control (as defined in the Plan). Read SEC document
November 11, 2019 Filed Nov 12, 2019 11:43 UTC	Yum China Holdings, Inc. YUMC · Entity 1255	Exercise / conversionRestricted Stock Unit · Derivative	28,414	$0.00	$0.00	Disclosure SEC source: 0001127602-19-032404 · form4.xml · derivative · entry 3 Pant Muktesh · CIK 0001456722 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 28,414 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F2 · derivative.exercise_date: Vesting occurs 50% on the second anniversary of the grant date and the remaining 50% vesting occurs on the third anniversary of the grant date. F3 · derivative.expiration_date: This grant does not have an expiration date. Read SEC document
November 11, 2019 Filed Nov 12, 2019 11:43 UTC	Yum China Holdings, Inc. YUMC · Entity 1255	Tax withholdingCommon Stock	11,182	$43.63	$487,870.66	Disclosure SEC source: 0001127602-19-032404 · form4.xml · nonDerivative · entry 2 Pant Muktesh · CIK 0001456722 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 307,145 Read SEC document
November 11, 2019 Filed Nov 12, 2019 11:43 UTC	Yum China Holdings, Inc. YUMC · Entity 1255	Exercise / conversionCommon Stock	28,414	$43.63	$1,239,702.82	Disclosure SEC source: 0001127602-19-032404 · form4.xml · nonDerivative · entry 1 Pant Muktesh · CIK 0001456722 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 318,327 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document
September 17, 2019 Filed Sep 18, 2019 10:48 UTC	Yum China Holdings, Inc. YUMC · Entity 1255	GrantRestricted Stock Unit · Derivative	73	$0.00	$0.00	Disclosure SEC source: 0001127602-19-028650 · form4.xml · derivative · entry 1 Pant Muktesh · CIK 0001456722 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,412 Underlying: Common Stock · 73 shares Expires not disclosed F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F2 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 50% on the second anniversary of the grant date and the remaining 50% will vest on the third anniversary of the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest. F3 · derivative.expiration_date: This grant does not have an expiration date. Read SEC document
June 20, 2019 Filed Jun 21, 2019 11:48 UTC	Yum China Holdings, Inc. YUMC · Entity 1255	Exercise / conversionStock Appreciation Right · Derivative	113,250	$0.00 Strike: $9.96	$0.00	Disclosure SEC source: 0001127602-19-022505 · form4.xml · derivative · entry 4 Pant Muktesh · CIK 0001456722 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 113,250 shares Expires 2020-02-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: Vested in full. Read SEC document
June 20, 2019 Filed Jun 21, 2019 11:48 UTC	Yum China Holdings, Inc. YUMC · Entity 1255	SaleCommon Stock	88,184	$45.76	$4,035,661.39	Disclosure SEC source: 0001127602-19-022505 · form4.xml · nonDerivative · entry 3 Pant Muktesh · CIK 0001456722 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 289,913 F3 · kind: The transactions reported in this Form 4 were made pursuant to a Rule 10b5-1 trading plan previously adopted by this reporting person on June 3, 2019. F4 · price: This transaction was executed in multiple trades at prices ranging from $ 45.45 to $46.00. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request, to the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected. Read SEC document
June 20, 2019 Filed Jun 21, 2019 11:48 UTC	Yum China Holdings, Inc. YUMC · Entity 1255	Disposition to issuerCommon Stock	25,066	$45.00	$1,127,970.00	Disclosure SEC source: 0001127602-19-022505 · form4.xml · nonDerivative · entry 2 Pant Muktesh · CIK 0001456722 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 378,097 F2 · kind: The transactions reported in this Form 4 were made pursuant to a Rule 10b5-1 trading plan previously adopted by this reporting person on June 3, 2019. Read SEC document
June 20, 2019 Filed Jun 21, 2019 11:48 UTC	Yum China Holdings, Inc. YUMC · Entity 1255	Exercise / conversionCommon Stock	113,250	$9.96	$1,127,970.00	Disclosure SEC source: 0001127602-19-022505 · form4.xml · nonDerivative · entry 1 Pant Muktesh · CIK 0001456722 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 403,163 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The transactions reported in this Form 4 were made pursuant to a Rule 10b5-1 trading plan previously adopted by this reporting person on June 3, 2019. Read SEC document
June 17, 2019 Filed Jun 18, 2019 10:46 UTC	Yum China Holdings, Inc. YUMC · Entity 1255	GrantRestricted Stock Unit · Derivative	82	$0.00	$0.00	Disclosure SEC source: 0001127602-19-021900 · form4.xml · derivative · entry 1 Pant Muktesh · CIK 0001456722 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,339 Underlying: Common Stock · 82 shares Expires not disclosed F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F2 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 50% on the second anniversary of the grant date and the remaining 50% will vest on the third anniversary of the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest. F3 · derivative.expiration_date: This grant does not have an expiration date. Read SEC document
March 21, 2019 Filed Mar 22, 2019 10:29 UTC	Yum China Holdings, Inc. YUMC · Entity 1255	GrantRestricted Stock Unit · Derivative	78	$0.00	$0.00	Disclosure SEC source: 0001127602-19-012778 · form4.xml · derivative · entry 1 Pant Muktesh · CIK 0001456722 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,257 Underlying: Common Stock · 78 shares Expires not disclosed F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F2 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 50% on the second anniversary of the grant date and the remaining 50% will vest on the third anniversary of the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest. F3 · derivative.expiration_date: This grant does not have an expiration date. Read SEC document
December 18, 2018 Filed Dec 19, 2018 14:35 UTC	Yum China Holdings, Inc. YUMC · Entity 1255	GrantRestricted Stock Unit · Derivative	96	$0.00	$0.00	Disclosure SEC source: 0001127602-18-036732 · form4.xml · derivative · entry 1 Pant Muktesh · CIK 0001456722 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,179 Underlying: Common Stock · 96 shares Expires not disclosed F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F2 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 50% on the second anniversary of the grant date and the remaining 50% will vest on the third anniversary of the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest. F3 · derivative.expiration_date: This grant does not have an expiration date. Read SEC document
November 11, 2018 Filed Nov 13, 2018 11:50 UTC	Yum China Holdings, Inc. YUMC · Entity 1255	Exercise / conversionRestricted Stock Unit · Derivative	28,082	$0.00	$0.00	Disclosure SEC source: 0001127602-18-032700 · form4.xml · derivative · entry 3 Pant Muktesh · CIK 0001456722 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,083 Underlying: Common Stock · 28,082 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F2 · derivative.exercise_date: Vesting occurs 50% on the second anniversary of the grant date and the remaining 50% will vest on the third anniversary of the grant date. F3 · derivative.expiration_date: This grant does not have an expiration date. Read SEC document
November 11, 2018 Filed Nov 13, 2018 11:50 UTC	Yum China Holdings, Inc. YUMC · Entity 1255	Tax withholdingCommon Stock	11,051	$36.50	$403,361.50	Disclosure SEC source: 0001127602-18-032700 · form4.xml · nonDerivative · entry 2 Pant Muktesh · CIK 0001456722 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 289,913 Read SEC document
November 11, 2018 Filed Nov 13, 2018 11:50 UTC	Yum China Holdings, Inc. YUMC · Entity 1255	Exercise / conversionCommon Stock	28,082	$36.50	$1,024,993.00	Disclosure SEC source: 0001127602-18-032700 · form4.xml · nonDerivative · entry 1 Pant Muktesh · CIK 0001456722 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 300,964 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document
October 31, 2018 Filed Nov 2, 2018 15:14 UTC	Yum China Holdings, Inc. YUMC · Entity 1255	OtherPhantom Stock · Derivative	2,731	$36.08	$98,534.48	Disclosure SEC source: 0001127602-18-031732 · form4.xml · derivative · entry 5 Pant Muktesh · CIK 0001456722 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,731 shares Expires not disclosed F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F5 · price: This represents shares of phantom stock held in the Yum! China Stock Fund under the Yum! Brands Executive Income Deferral ("EID") Program. The administrator of the EID Program has determined to close the Yum! China Stock Fund within the EID Program. Accordingly, all phantom shares in that fund have been disposed of and transferred into another fund under the plan. F2 · derivative.exercise_date: Distribution occurs upon separation of employment. F3 · derivative.expiration_date: This grant does not have a specified expiration date. Read SEC document
October 31, 2018 Filed Nov 2, 2018 15:14 UTC	Yum China Holdings, Inc. YUMC · Entity 1255	OtherPhantom Stock · Derivative	38,592	$36.08	$1,392,399.36	Disclosure SEC source: 0001127602-18-031732 · form4.xml · derivative · entry 4 Pant Muktesh · CIK 0001456722 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 38,592 shares Expires not disclosed F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F4 · price: This represents shares of phantom stock held in the Yum! China Matching Stock Fund under the Yum! Brands Executive Income Deferral ("EID") Program. The administrator of the EID Program has determined to close the Yum! China Matching Stock Fund within the EID Program. Accordingly, all phantom shares in that fund have been disposed of and transferred into another fund under the plan. F2 · derivative.exercise_date: Distribution occurs upon separation of employment. F3 · derivative.expiration_date: This grant does not have a specified expiration date. Read SEC document
October 31, 2018 Filed Nov 2, 2018 15:14 UTC	Yum China Holdings, Inc. YUMC · Entity 1255	OtherPhantom Stock · Derivative	390	$36.08	$14,071.20	Disclosure SEC source: 0001127602-18-031732 · form4.xml · derivative · entry 3 Pant Muktesh · CIK 0001456722 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 390 shares Expires not disclosed F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F4 · price: This represents shares of phantom stock held in the Yum! China Matching Stock Fund under the Yum! Brands Executive Income Deferral ("EID") Program. The administrator of the EID Program has determined to close the Yum! China Matching Stock Fund within the EID Program. Accordingly, all phantom shares in that fund have been disposed of and transferred into another fund under the plan. F2 · derivative.exercise_date: Distribution occurs upon separation of employment. F3 · derivative.expiration_date: This grant does not have a specified expiration date. Read SEC document
October 31, 2018 Filed Nov 2, 2018 15:14 UTC	Yum China Holdings, Inc. YUMC · Entity 1255	OtherPhantom Stock · Derivative	31,513	$36.08	$1,136,989.04	Disclosure SEC source: 0001127602-18-031732 · form4.xml · derivative · entry 2 Pant Muktesh · CIK 0001456722 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 31,513 shares Expires not disclosed F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F4 · price: This represents shares of phantom stock held in the Yum! China Matching Stock Fund under the Yum! Brands Executive Income Deferral ("EID") Program. The administrator of the EID Program has determined to close the Yum! China Matching Stock Fund within the EID Program. Accordingly, all phantom shares in that fund have been disposed of and transferred into another fund under the plan. F2 · derivative.exercise_date: Distribution occurs upon separation of employment. F3 · derivative.expiration_date: This grant does not have a specified expiration date. Read SEC document
October 31, 2018 Filed Nov 2, 2018 15:14 UTC	Yum China Holdings, Inc. YUMC · Entity 1255	OtherPhantom Stock · Derivative	18,963	$36.08	$684,185.04	Disclosure SEC source: 0001127602-18-031732 · form4.xml · derivative · entry 1 Pant Muktesh · CIK 0001456722 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 18,963 shares Expires not disclosed F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F4 · price: This represents shares of phantom stock held in the Yum! China Matching Stock Fund under the Yum! Brands Executive Income Deferral ("EID") Program. The administrator of the EID Program has determined to close the Yum! China Matching Stock Fund within the EID Program. Accordingly, all phantom shares in that fund have been disposed of and transferred into another fund under the plan. F2 · derivative.exercise_date: Distribution occurs upon separation of employment. F3 · derivative.expiration_date: This grant does not have a specified expiration date. Read SEC document
October 26, 2018 Filed Oct 26, 2018 16:33 UTC	PINNACLE FOODS INC. PF · Entity 16422	Disposition to issuerCommon Stock, par value $0.01	2,337	Not disclosed	Not disclosed	Disclosure SEC source: 0000950157-18-001100 · form4.xml · nonDerivative · entry 2 Pant Muktesh · CIK 0001456722 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F2 · price: Pursuant to the Merger Agreement, effective as of immediately prior to the effective time of the Merger, each outstanding and unvested restricted stock unit with respect to the Company's common stock (a "Company RSU") was converted into a cash-settled restricted stock unit, denominated in shares of common stock of Parent, entitling the holder thereof to a cash payment equal to the value of the number of shares of common stock of Parent (rounded up to the nearest whole number) equal to (i) the number of shares of Company common stock subject to such Company RSU immediately prior to the effective time of the Merger multiplied by (ii) the sum of (x) the Exchange Ratio and (y) the quotient of (1) $43.11 divided by (2) $35.9749, the volume weighted average price of one share of common stock of Parent on each of the 10 consecutive trading days ending with the complete trading day ending immediately prior to October 26, 2018 as reported on the New York Stock Exchange. Read SEC document
October 26, 2018 Filed Oct 26, 2018 16:33 UTC	PINNACLE FOODS INC. PF · Entity 16422	Disposition to issuerCommon Stock, par value $0.01	49,706	Not disclosed	Not disclosed	Disclosure SEC source: 0000950157-18-001100 · form4.xml · nonDerivative · entry 1 Pant Muktesh · CIK 0001456722 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · price: Pursuant to the Agreement and Plan of Merger, dated as of June 26, 2018, as it may be amended from time to time (the "Merger Agreement"), by and among Pinnacle Foods Inc., a Delaware corporation (the "Company"), Conagra Brands Inc., a Delaware corporation (the "Parent"), and Patriot Merger Sub Inc., a Delaware corporation and wholly owned subsidiary of Conagra ("Merger Sub"), effective as of immediately prior to the effective time of the merger of the Company and Merger Sub (the "Merger"), each share of Company common stock was converted into the right to receive $43.11 in cash and 0.6494 (the "Exchange Ratio") of a share of common stock of Parent. Each disposition reported in this Form 4 is an exempt transaction. Read SEC document
October 10, 2018 Filed Oct 12, 2018 20:35 UTC	Yum China Holdings, Inc. YUMC · Entity 1255	Exercise / conversionStock Appreciation Right · Derivative	133,503	$0.00 Strike: $8.84	$0.00	Disclosure SEC source: 0001127602-18-030071 · form4.xml · derivative · entry 3 Pant Muktesh · CIK 0001456722 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 133,503 shares Expires 2019-02-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Vested in full. Read SEC document
October 10, 2018 Filed Oct 12, 2018 20:35 UTC	Yum China Holdings, Inc. YUMC · Entity 1255	Disposition to issuerCommon Stock	35,763	$33.00	$1,180,179.00	Disclosure SEC source: 0001127602-18-030071 · form4.xml · nonDerivative · entry 2 Pant Muktesh · CIK 0001456722 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 272,882 Read SEC document
October 10, 2018 Filed Oct 12, 2018 20:35 UTC	Yum China Holdings, Inc. YUMC · Entity 1255	Exercise / conversionCommon Stock	133,503	$8.84	$1,180,166.52	Disclosure SEC source: 0001127602-18-030071 · form4.xml · nonDerivative · entry 1 Pant Muktesh · CIK 0001456722 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 308,645 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document
September 19, 2018 Filed Sep 20, 2018 10:25 UTC	Yum China Holdings, Inc. YUMC · Entity 1255	GrantRestricted Stock Unit · Derivative	160	$0.00	$0.00	Disclosure SEC source: 0001127602-18-028110 · form4.xml · derivative · entry 1 Pant Muktesh · CIK 0001456722 · Director · Vice Chairman, Sr. Advisor 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,165 Underlying: Common Stock · 160 shares Expires not disclosed F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F2 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 50% on the second anniversary of the grant date and the remaining 50% will vest on the third anniversary of the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest. F3 · derivative.expiration_date: This grant does not have an expiration date. Read SEC document
June 20, 2018 Filed Jun 22, 2018 21:29 UTC	Yum China Holdings, Inc. YUMC · Entity 1255	GrantRestricted Stock Unit · Derivative	139	$0.00	$0.00	Disclosure SEC source: 0001127602-18-021766 · form4.xml · derivative · entry 1 Pant Muktesh · CIK 0001456722 · Director · Vice Chairman, Sr. Advisor 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,005 Underlying: Common Stock · 139 shares Expires not disclosed F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F2 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 50% on the second anniversary of the grant date and the remaining 50% will vest on the third anniversary of the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest. F3 · derivative.expiration_date: This grant does not have an expiration date. Read SEC document
May 30, 2018 Filed Jun 1, 2018 16:47 UTC	PINNACLE FOODS INC. PF · Entity 16422	GrantCommon Stock, par value $0.01	2,337	Not disclosed	Not disclosed	Disclosure SEC source: 0001209191-18-034717 · doc4.xml · nonDerivative · entry 1 Pant Muktesh · CIK 0001456722 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,043 F1 · shares: Represents restricted stock units granted pursuant to the Pinnacle Foods Inc. (the "Company") Amended & Restated 2013 Omnibus Incentive Plan. The restricted stock units vest on the earlier of (i) May 30, 2019, or (ii) the day of the Company's 2019 annual meeting of stockholders. F1 · price: Represents restricted stock units granted pursuant to the Pinnacle Foods Inc. (the "Company") Amended & Restated 2013 Omnibus Incentive Plan. The restricted stock units vest on the earlier of (i) May 30, 2019, or (ii) the day of the Company's 2019 annual meeting of stockholders. Read SEC document
March 21, 2018 Filed Mar 24, 2018 00:00 UTC	Yum China Holdings, Inc. YUMC · Entity 1255	GrantRestricted Stock Unit · Derivative	134	Not disclosed	Not disclosed	Disclosure SEC source: 0001127602-18-012696 · form4.xml · derivative · entry 1 Pant Muktesh · CIK 0001456722 · Director · Vice Chairman, Sr. Advisor 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,866 Underlying: Common Stock · 134 shares Expires not disclosed F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F1 · price: Conversion occurs on a one-for-one basis. F2 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 50% on the second anniversary of the grant date and the remaining 50% will vest on the third anniversary of the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest. F3 · derivative.expiration_date: This grant does not have an expiration date. Read SEC document
March 07, 2018 Filed Mar 9, 2018 09:03 UTC	PINNACLE FOODS INC. PF · Entity 16422	PurchaseCommon Stock, par value $0.01	20,000	$56.93	$1,138,600.00	Disclosure SEC source: 0001209191-18-018387 · doc4.xml · nonDerivative · entry 1 Pant Muktesh · CIK 0001456722 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,706 F1 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions ranging from $56.80 to $57.03, inclusive. The reporting person undertakes to provide to Pinnacle Foods Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above. Read SEC document
December 21, 2017 Filed Dec 26, 2017 21:37 UTC	Yum China Holdings, Inc. YUMC · Entity 1255	GrantRestricted Stock Unit · Derivative	135	$0.00	$0.00	Disclosure SEC source: 0001127602-17-035486 · form4.xml · derivative · entry 1 Pant Muktesh · CIK 0001456722 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,732 Underlying: Common Stock · 135 shares Expires not disclosed F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F2 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 50% on the second anniversary of the grant date and the remaining 50% will vest on the third anniversary of the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest. F3 · derivative.expiration_date: This grant does not have an expiration date. Read SEC document
May 23, 2017 Filed May 25, 2017 16:30 UTC	PINNACLE FOODS INC. PF · Entity 16422	GrantCommon Stock, par value $0.01	2,457	Not disclosed	Not disclosed	Disclosure SEC source: 0001209191-17-035396 · doc4.xml · nonDerivative · entry 1 Pant Muktesh · CIK 0001456722 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,706 F1 · shares: Represents restricted stock units granted pursuant to the Pinnacle Foods Inc. (the "Company") Amended & Restated 2013 Omnibus Incentive Plan. The restricted stock units vest on the earlier of (i) May 23, 2018, or (ii) the day of the Company's 2018 annual meeting of stockholders. F1 · price: Represents restricted stock units granted pursuant to the Pinnacle Foods Inc. (the "Company") Amended & Restated 2013 Omnibus Incentive Plan. The restricted stock units vest on the earlier of (i) May 23, 2018, or (ii) the day of the Company's 2018 annual meeting of stockholders. Read SEC document
May 16, 2017 Filed May 18, 2017 13:50 UTC	Yum China Holdings, Inc. YUMC · Entity 1255	Exercise / conversionStock Appreciation Right · Derivative	52,833	$0.00 Strike: $11.26	$0.00	Disclosure SEC source: 0001127602-17-018571 · form4.xml · derivative · entry 6 Pant Muktesh · CIK 0001456722 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 52,833 shares Expires 2018-01-24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Vested in full. Read SEC document
May 16, 2017 Filed May 18, 2017 13:50 UTC	Yum China Holdings, Inc. YUMC · Entity 1255	Exercise / conversionStock Appreciation Right · Derivative	34,707	$0.00 Strike: $11.26	$0.00	Disclosure SEC source: 0001127602-17-018571 · form4.xml · derivative · entry 5 Pant Muktesh · CIK 0001456722 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 34,707 shares Expires 2018-01-24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Vested in full. Read SEC document
May 16, 2017 Filed May 18, 2017 13:50 UTC	Yum China Holdings, Inc. YUMC · Entity 1255	Disposition to issuerCommon Stock	11,153	$35.04	$390,801.12	Disclosure SEC source: 0001127602-17-018571 · form4.xml · nonDerivative · entry 4 Pant Muktesh · CIK 0001456722 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 175,142 Read SEC document
May 16, 2017 Filed May 18, 2017 13:50 UTC	Yum China Holdings, Inc. YUMC · Entity 1255	Disposition to issuerCommon Stock	16,978	$35.04	$594,909.12	Disclosure SEC source: 0001127602-17-018571 · form4.xml · nonDerivative · entry 3 Pant Muktesh · CIK 0001456722 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 186,295 Read SEC document
May 16, 2017 Filed May 18, 2017 13:50 UTC	Yum China Holdings, Inc. YUMC · Entity 1255	Exercise / conversionCommon Stock	52,833	$11.26	$594,899.58	Disclosure SEC source: 0001127602-17-018571 · form4.xml · nonDerivative · entry 2 Pant Muktesh · CIK 0001456722 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 203,273 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document
May 16, 2017 Filed May 18, 2017 13:50 UTC	Yum China Holdings, Inc. YUMC · Entity 1255	Exercise / conversionCommon Stock	34,707	$11.26	$390,800.82	Disclosure SEC source: 0001127602-17-018571 · form4.xml · nonDerivative · entry 1 Pant Muktesh · CIK 0001456722 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 150,440 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document
April 07, 2017 Filed Apr 10, 2017 18:42 UTC	Yum China Holdings, Inc. YUMC · Entity 1255	PurchaseCommon Stock	100,000	$31.17	$3,116,660.00	Disclosure SEC source: 0001127602-17-014566 · form4.xml · nonDerivative · entry 1 Pant Muktesh · CIK 0001456722 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 115,733 F1 · price: This transaction was executed in multiple trades at prices ranging from $31.03 to $31.305. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request, to the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected. Read SEC document
February 10, 2017 Filed Feb 14, 2017 02:34 UTC	Yum China Holdings, Inc. YUMC · Entity 1255	GrantStock Appreciation Right · Derivative	392,477	$0.00 Strike: $26.56	$0.00	Disclosure SEC source: 0001127602-17-005663 · form4.xml · derivative · entry 1 Pant Muktesh · CIK 0001456722 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 392,477 Underlying: Common Stock · 392,477 shares Expires 2027-02-10 F1 · derivative.exercise_date: Vesting occurs 25% per year beginning one year from grant date. Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.