Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| BJs RESTAURANTS INCBJRI · Entity 1175 | Director | January 15, 2024 | January 16, 2024 |
| POTBELLY CORPPBPB · Entity 73914 | Director | May 24, 2018 | May 29, 2018 |
| Yum China Holdings, Inc.YUMC · Entity 1255 | Director | June 01, 2024 | June 04, 2024 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
BJs RESTAURANTS INC
Report date January 15, 2024 · Filed January 16, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 24,083 |
Reported balance
After 2024-01-15 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2024-01-15 · Grant · Acquired 3,453 · Balance 24,083 F1: These shares represent a Restricted Stock Unit award vesting in one equal installment on January 15, 2025. Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's common stock. F2: Amount includes 3,453 of unvested Restricted Stock Units. |
| Common StockSEC Table I · non-derivative | IndirectBy Trust | 40,000 |
Reported balance
Holding disclosure · report date 2024-01-15 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 40,000 |
Filing footnotes · ownership attribution and instrument terms
F1: These shares represent a Restricted Stock Unit award vesting in one equal installment on January 15, 2025. Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's common stock.
F2: Amount includes 3,453 of unvested Restricted Stock Units.
POTBELLY CORP
Report date May 24, 2018 · Filed May 29, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 38,280 |
Last balance in matching sequence
After 2018-05-24 transaction · row 3
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
3 source rowsRow 1 · 2018-05-24 · Grant · Acquired 3,042 · Balance 32,292 F1: The common stock is a restricted stock unit which represents a right to receive one share of common stock for each restricted stock unit. Restricted stock units vest 50% on the first anniversary of the transaction date and 50% on the second anniversary of the transaction date. Row 2 · 2018-05-24 · Grant · Acquired 285 · Balance 32,577 F1: The common stock is a restricted stock unit which represents a right to receive one share of common stock for each restricted stock unit. Restricted stock units vest 50% on the first anniversary of the transaction date and 50% on the second anniversary of the transaction date. Row 3 · 2018-05-24 · Grant · Acquired 5,703 · Balance 38,280 F1: The common stock is a restricted stock unit which represents a right to receive one share of common stock for each restricted stock unit. Restricted stock units vest 50% on the first anniversary of the transaction date and 50% on the second anniversary of the transaction date. |
| Common StockSEC Table I · non-derivative | Indirectby Family Trust | 7,716 |
Reported balance
Holding disclosure · report date 2018-05-24 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 7,716 |
Filing footnotes · ownership attribution and instrument terms
F1: The common stock is a restricted stock unit which represents a right to receive one share of common stock for each restricted stock unit. Restricted stock units vest 50% on the first anniversary of the transaction date and 50% on the second anniversary of the transaction date.
Yum China Holdings, Inc.
Report date June 01, 2024 · Filed June 04, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectBy Trust | 55,908 |
Reported balance
After 2024-06-01 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2024-06-01 · Grant · Acquired 5,662 · Balance 55,908 |
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 01, 2024 Filed Jun 4, 2024 06:17 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | GrantCommon Stock | 5,662 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-24-017463 · form4.xml · nonDerivative · entry 1 BASSI PETER A · CIK 0001179551 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By Trust Disclosed balance after: 55,908 Read SEC document |
| January 15, 2024 Filed Jan 16, 2024 19:52 UTC | BJs RESTAURANTS INC BJRI · Entity 1175 | GrantCommon Stock | 3,453 | $31.86 | $110,012.58 |
DisclosureSEC source: 0001209191-24-001600 · doc4.xml · nonDerivative · entry 1 BASSI PETER A · CIK 0001179551 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 24,083 F1 · shares: These shares represent a Restricted Stock Unit award vesting in one equal installment on January 15, 2025. Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's common stock. F2 · balance_after: Amount includes 3,453 of unvested Restricted Stock Units. Read SEC document |
| December 11, 2023 Filed Dec 12, 2023 01:48 UTC | BJs RESTAURANTS INC BJRI · Entity 1175 | SaleNon-Qualified Stock Options · Derivative | 3,749 | $29.88 Strike: $29.88 | $112,020.12 |
DisclosureSEC source: 0001209191-23-058160 · doc4.xml · derivative · entry 4 BASSI PETER A · CIK 0001179551 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,749 shares Expires 2024-01-15 Read SEC document |
| December 11, 2023 Filed Dec 12, 2023 01:48 UTC | BJs RESTAURANTS INC BJRI · Entity 1175 | SaleCommon Stock | 3,749 | $32.18 | $120,642.82 |
DisclosureSEC source: 0001209191-23-058160 · doc4.xml · nonDerivative · entry 2 BASSI PETER A · CIK 0001179551 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 20,630 F1 · balance_after: Amount includes 3,510 of unvested Restricted Stock Units. Read SEC document |
| December 11, 2023 Filed Dec 12, 2023 01:48 UTC | BJs RESTAURANTS INC BJRI · Entity 1175 | Exercise / conversionCommon Stock | 3,749 | $29.88 | $112,020.12 |
DisclosureSEC source: 0001209191-23-058160 · doc4.xml · nonDerivative · entry 1 BASSI PETER A · CIK 0001179551 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 24,379 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 01, 2023 Filed Jun 5, 2023 08:19 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | GrantCommon Stock | 3,982 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-017663 · form4.xml · nonDerivative · entry 1 BASSI PETER A · CIK 0001179551 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By Trust Disclosed balance after: 50,246 Read SEC document |
| May 09, 2023 Filed May 11, 2023 06:15 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | SaleCommon Stock | 17,500 | $60.96 | $1,066,852.50 |
DisclosureSEC source: 0001127602-23-015163 · form4.xml · nonDerivative · entry 1 BASSI PETER A · CIK 0001179551 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By Trust Disclosed balance after: 46,264 F1 · shares: These shares were acquired by the reporting person prior to his appointment as a director of the Issuer in 2016. F2 · price: This transaction was executed in multiple trades at prices ranging from $60.95 to $61.09. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request, to the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| January 15, 2023 Filed Jan 19, 2023 01:26 UTC | BJs RESTAURANTS INC BJRI · Entity 1175 | GrantCommon Stock | 3,510 | $31.34 | $110,003.40 |
DisclosureSEC source: 0001209191-23-003880 · doc4.xml · nonDerivative · entry 1 BASSI PETER A · CIK 0001179551 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,630 F1 · shares: These shares represent a Restricted Stock Unit award vesting in one equal installment on January 15, 2024. Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's common stock. F2 · balance_after: Amount includes 3,510 of unvested Restricted Stock Units. Read SEC document |
| June 01, 2022 Filed Jun 3, 2022 21:32 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | GrantCommon Stock | 3,738 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-016745 · form4.xml · nonDerivative · entry 1 BASSI PETER A · CIK 0001179551 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,764 Read SEC document |
| January 15, 2022 Filed Jan 21, 2022 02:35 UTC Amendment | BJs RESTAURANTS INC BJRI · Entity 1175 | GrantCommon Stock | 3,409 | $32.27 | $110,008.43 |
DisclosureSEC source: 0001209191-22-004284 · doc4a.xml · nonDerivative · entry 1 BASSI PETER A · CIK 0001179551 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,120 F1 · shares: These shares represent a Restricted Stock Unit award vesting in one equal installment on January 15, 2023. Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's common stock. F2 · balance_after: Amount includes 3,409 of unvested Restricted Stock Units. Read SEC document |
| January 15, 2022 Filed Jan 21, 2022 01:15 UTC | BJs RESTAURANTS INC BJRI · Entity 1175 | GrantCommon Stock | 3,099 | $32.27 | $100,004.73 |
DisclosureSEC source: 0001209191-22-004244 · doc4.xml · nonDerivative · entry 1 BASSI PETER A · CIK 0001179551 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,810 F1 · shares: These shares represent a Restricted Stock Unit award vesting in one equal installment on January 15, 2023. Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's common stock. F2 · balance_after: Amount includes 3,099 of unvested Restricted Stock Units. Read SEC document |
| June 01, 2021 Filed Jun 2, 2021 08:43 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | GrantCommon Stock | 2,438 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-018602 · form4.xml · nonDerivative · entry 1 BASSI PETER A · CIK 0001179551 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,026 Read SEC document |
| March 04, 2021 Filed Mar 5, 2021 23:19 UTC | BJs RESTAURANTS INC BJRI · Entity 1175 | SaleCommon Stock | 11,951 | $55.93 | $668,419.43 |
DisclosureSEC source: 0001209191-21-018349 · doc4.xml · nonDerivative · entry 1 BASSI PETER A · CIK 0001179551 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,711 F1 · balance_after: Amount includes 2,239 of unvested Restricted Stock Units. Read SEC document |
| January 15, 2021 Filed Jan 20, 2021 23:08 UTC | BJs RESTAURANTS INC BJRI · Entity 1175 | GrantCommon Stock | 2,239 | $46.91 | $105,031.49 |
DisclosureSEC source: 0001209191-21-004462 · doc4.xml · nonDerivative · entry 1 BASSI PETER A · CIK 0001179551 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,662 F1 · shares: These shares represent a Restricted Stock Unit award vesting in one equal installment on January 15, 2022. Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's common stock. F2 · balance_after: Amount includes 2,239 of unvested Restricted Stock Units. Read SEC document |
| January 13, 2021 Filed Jan 15, 2021 00:25 UTC | BJs RESTAURANTS INC BJRI · Entity 1175 | Exercise / conversionNon-Qualified Stock Options · Derivative | 2,968 | $35.78 Strike: $35.78 | $106,195.04 |
DisclosureSEC source: 0001209191-21-003683 · doc4.xml · derivative · entry 4 BASSI PETER A · CIK 0001179551 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,968 shares Expires 2021-01-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 13, 2021 Filed Jan 15, 2021 00:25 UTC | BJs RESTAURANTS INC BJRI · Entity 1175 | Tax withholdingCommon Stock | 2,339 | $45.42 | $106,237.38 |
DisclosureSEC source: 0001209191-21-003683 · doc4.xml · nonDerivative · entry 2 BASSI PETER A · CIK 0001179551 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,423 F1 · balance_after: Amount includes 3,013 of unvested Restricted Stock Units. Read SEC document |
| January 13, 2021 Filed Jan 15, 2021 00:25 UTC | BJs RESTAURANTS INC BJRI · Entity 1175 | Exercise / conversionCommon Stock | 2,968 | $35.78 | $106,195.04 |
DisclosureSEC source: 0001209191-21-003683 · doc4.xml · nonDerivative · entry 1 BASSI PETER A · CIK 0001179551 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,762 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 01, 2020 Filed Jun 3, 2020 10:08 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | GrantCommon Stock | 2,756 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-018584 · form4.xml · nonDerivative · entry 1 BASSI PETER A · CIK 0001179551 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,588 Read SEC document |
| January 15, 2020 Filed Jan 16, 2020 21:23 UTC | BJs RESTAURANTS INC BJRI · Entity 1175 | GrantCommon Stock | 2,571 | $38.90 | $100,011.90 |
DisclosureSEC source: 0001209191-20-003672 · doc4.xml · nonDerivative · entry 1 BASSI PETER A · CIK 0001179551 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,794 F1 · shares: These shares represent a Restricted Stock Unit award vesting on January 15, 2021. Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's common stock. F2 · balance_after: Amount includes 3,013 of unvested Restricted Stock Units. Read SEC document |
| May 31, 2019 Filed Jun 3, 2019 06:17 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | GrantCommon Stock | 3,436 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-020361 · form4.xml · nonDerivative · entry 1 BASSI PETER A · CIK 0001179551 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,832 Read SEC document |
| January 15, 2019 Filed Jan 18, 2019 01:14 UTC | BJs RESTAURANTS INC BJRI · Entity 1175 | GrantCommon Stock | 1,879 | $53.22 | $100,000.38 |
DisclosureSEC source: 0001209191-19-004429 · doc4.xml · nonDerivative · entry 1 BASSI PETER A · CIK 0001179551 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,223 F1 · shares: These shares represent a Restricted Stock Unit award vesting in one equal installment on January 15, 2020. Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's common stock. F2 · balance_after: Amount includes 3,226 of unvested Restricted Stock Units. Read SEC document |
| August 28, 2018 Filed Aug 29, 2018 01:06 UTC | BJs RESTAURANTS INC BJRI · Entity 1175 | Exercise / conversionNon-Qualified Stock Options · Derivative | 5,017 | $22.14 Strike: $22.14 | $111,076.38 |
DisclosureSEC source: 0001209191-18-048753 · doc4.xml · derivative · entry 7 BASSI PETER A · CIK 0001179551 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,017 shares Expires 2020-01-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 28, 2018 Filed Aug 29, 2018 01:06 UTC | BJs RESTAURANTS INC BJRI · Entity 1175 | Exercise / conversionNon-Qualified Stock Options · Derivative | 6,181 | $9.37 Strike: $9.37 | $57,915.97 |
DisclosureSEC source: 0001209191-18-048753 · doc4.xml · derivative · entry 6 BASSI PETER A · CIK 0001179551 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 6,181 shares Expires 2019-01-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 28, 2018 Filed Aug 29, 2018 01:06 UTC | BJs RESTAURANTS INC BJRI · Entity 1175 | SaleCommon Stock | 6,181 | $72.40 | $447,504.40 |
DisclosureSEC source: 0001209191-18-048753 · doc4.xml · nonDerivative · entry 4 BASSI PETER A · CIK 0001179551 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,344 F1 · balance_after: Amount includes 2,568 of unvested Restricted Stock Units. Read SEC document |
| August 28, 2018 Filed Aug 29, 2018 01:06 UTC | BJs RESTAURANTS INC BJRI · Entity 1175 | Exercise / conversionCommon Stock | 6,181 | $9.37 | $57,915.97 |
DisclosureSEC source: 0001209191-18-048753 · doc4.xml · nonDerivative · entry 3 BASSI PETER A · CIK 0001179551 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,525 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 28, 2018 Filed Aug 29, 2018 01:06 UTC | BJs RESTAURANTS INC BJRI · Entity 1175 | SaleCommon Stock | 5,017 | $72.40 | $363,230.80 |
DisclosureSEC source: 0001209191-18-048753 · doc4.xml · nonDerivative · entry 2 BASSI PETER A · CIK 0001179551 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,344 Read SEC document |
| August 28, 2018 Filed Aug 29, 2018 01:06 UTC | BJs RESTAURANTS INC BJRI · Entity 1175 | Exercise / conversionCommon Stock | 5,017 | $22.14 | $111,076.38 |
DisclosureSEC source: 0001209191-18-048753 · doc4.xml · nonDerivative · entry 1 BASSI PETER A · CIK 0001179551 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,361 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 27, 2018 Filed Aug 27, 2018 23:51 UTC | BJs RESTAURANTS INC BJRI · Entity 1175 | Exercise / conversionNon-Qualified Stock Options · Derivative | 300 | $9.37 Strike: $9.37 | $2,811.00 |
DisclosureSEC source: 0001209191-18-048573 · doc4.xml · derivative · entry 4 BASSI PETER A · CIK 0001179551 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,181 Underlying: Common Stock · 300 shares Expires 2019-01-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 27, 2018 Filed Aug 27, 2018 23:51 UTC | BJs RESTAURANTS INC BJRI · Entity 1175 | SaleCommon Stock | 300 | $74.03 | $22,209.00 |
DisclosureSEC source: 0001209191-18-048573 · doc4.xml · nonDerivative · entry 2 BASSI PETER A · CIK 0001179551 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,344 F1 · balance_after: Amount includes 2,568 of unvested Restricted Stock Units. Read SEC document |
| August 27, 2018 Filed Aug 27, 2018 23:51 UTC | BJs RESTAURANTS INC BJRI · Entity 1175 | Exercise / conversionCommon Stock | 300 | $9.37 | $2,811.00 |
DisclosureSEC source: 0001209191-18-048573 · doc4.xml · nonDerivative · entry 1 BASSI PETER A · CIK 0001179551 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,644 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 01, 2018 Filed Jun 5, 2018 14:40 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | GrantCommon Stock | 2,303 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-019961 · form4.xml · nonDerivative · entry 1 BASSI PETER A · CIK 0001179551 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,396 F1 · shares: The transaction reported on this Form 4 reflects a change to the Issuer's pay cycle to directors to June 1, 2018. This award reflects the annual stock retainer granted to non-employee directors for services from June 1, 2018 to May 31, 2019, net of the grant previously made to the Reporting Person for the period from June 1, 2018 to October 31, 2018. Read SEC document |
| May 24, 2018 Filed May 29, 2018 19:20 UTC | POTBELLY CORP PBPB · Entity 73914 | GrantCommon Stock | 5,703 | $0.00 | $0.00 |
DisclosureSEC source: 0001195734-18-000025 · edgardoc.xml · nonDerivative · entry 3 BASSI PETER A · CIK 0001179551 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,280 F1 · security: The common stock is a restricted stock unit which represents a right to receive one share of common stock for each restricted stock unit. Restricted stock units vest 50% on the first anniversary of the transaction date and 50% on the second anniversary of the transaction date. Read SEC document |
| May 24, 2018 Filed May 29, 2018 19:20 UTC | POTBELLY CORP PBPB · Entity 73914 | GrantCommon Stock | 285 | $0.00 | $0.00 |
DisclosureSEC source: 0001195734-18-000025 · edgardoc.xml · nonDerivative · entry 2 BASSI PETER A · CIK 0001179551 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,577 F1 · security: The common stock is a restricted stock unit which represents a right to receive one share of common stock for each restricted stock unit. Restricted stock units vest 50% on the first anniversary of the transaction date and 50% on the second anniversary of the transaction date. Read SEC document |
| May 24, 2018 Filed May 29, 2018 19:20 UTC | POTBELLY CORP PBPB · Entity 73914 | GrantCommon Stock | 3,042 | $0.00 | $0.00 |
DisclosureSEC source: 0001195734-18-000025 · edgardoc.xml · nonDerivative · entry 1 BASSI PETER A · CIK 0001179551 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,292 F1 · security: The common stock is a restricted stock unit which represents a right to receive one share of common stock for each restricted stock unit. Restricted stock units vest 50% on the first anniversary of the transaction date and 50% on the second anniversary of the transaction date. Read SEC document |
| January 15, 2018 Filed Jan 16, 2018 23:35 UTC | BJs RESTAURANTS INC BJRI · Entity 1175 | GrantNon-Qualified Stock Options · Derivative | 4,652 | $37.70 Strike: $37.70 | $175,380.40 |
DisclosureSEC source: 0001209191-18-003688 · doc4.xml · derivative · entry 3 BASSI PETER A · CIK 0001179551 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,652 Underlying: Common Stock · 4,652 shares Expires 2028-01-15 F3 · shares: These stock options vest 33.3% per year beginning on January 15, 2019. Read SEC document |
| January 15, 2018 Filed Jan 16, 2018 23:35 UTC | BJs RESTAURANTS INC BJRI · Entity 1175 | GrantCommon Stock | 1,327 | $37.70 | $50,027.90 |
DisclosureSEC source: 0001209191-18-003688 · doc4.xml · nonDerivative · entry 1 BASSI PETER A · CIK 0001179551 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,344 F1 · shares: These shares represent a Restricted Stock Unit award vesting in three equal installments beginning on January 15, 2019. Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's common stock. F2 · balance_after: Amount includes 2,568 of unvested Restricted Stock Units. Read SEC document |
| January 10, 2018 Filed Jan 11, 2018 16:31 UTC | BJs RESTAURANTS INC BJRI · Entity 1175 | Exercise / conversionNon-Qualified Stock Options · Derivative | 6,879 | $12.78 Strike: $12.78 | $87,913.62 |
DisclosureSEC source: 0001209191-18-003223 · doc4.xml · derivative · entry 3 BASSI PETER A · CIK 0001179551 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 6,879 shares Expires 2018-01-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 10, 2018 Filed Jan 11, 2018 16:31 UTC | BJs RESTAURANTS INC BJRI · Entity 1175 | Exercise / conversionCommon Stock | 6,879 | $12.78 | $87,913.62 |
DisclosureSEC source: 0001209191-18-003223 · doc4.xml · nonDerivative · entry 1 BASSI PETER A · CIK 0001179551 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,017 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Amount includes 2,302 of unvested Restricted Stock Units. Read SEC document |
| November 01, 2017 Filed Nov 2, 2017 17:27 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | GrantCommon Stock | 2,820 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-031038 · form4.xml · nonDerivative · entry 1 BASSI PETER A · CIK 0001179551 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,093 Read SEC document |
| August 09, 2017 Filed Aug 11, 2017 18:17 UTC | POTBELLY CORP PBPB · Entity 73914 | GrantCommon Stock | 2,271 | $0.00 | $0.00 |
DisclosureSEC source: 0001195734-17-000039 · edgardoc.xml · nonDerivative · entry 1 BASSI PETER A · CIK 0001179551 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,250 F1 · security: The common stock is a restricted stock unit which represents a right to receive one share of common stock for each restricted stock unit. Restricted stock units vest 50% on the first anniversary of the transaction date and 50% on the second anniversary of the transaction date. Read SEC document |
| May 11, 2017 Filed May 15, 2017 18:27 UTC | POTBELLY CORP PBPB · Entity 73914 | GrantCommon Stock | 905 | $0.00 | $0.00 |
DisclosureSEC source: 0001195734-17-000024 · edgardoc.xml · nonDerivative · entry 2 BASSI PETER A · CIK 0001179551 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,979 F1 · security: The common stock is a restricted stock unit which represents a right to receive one share of common stock for each restricted stock unit. Restricted stock units vest 50% on the first anniversary of the transaction date and 50% on the second anniversary of the transaction date. Read SEC document |
| May 11, 2017 Filed May 15, 2017 18:27 UTC | POTBELLY CORP PBPB · Entity 73914 | GrantCommon Stock | 6,787 | $0.00 | $0.00 |
DisclosureSEC source: 0001195734-17-000024 · edgardoc.xml · nonDerivative · entry 1 BASSI PETER A · CIK 0001179551 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,074 F1 · security: The common stock is a restricted stock unit which represents a right to receive one share of common stock for each restricted stock unit. Restricted stock units vest 50% on the first anniversary of the transaction date and 50% on the second anniversary of the transaction date. Read SEC document |
| May 08, 2017 Filed May 8, 2017 18:03 UTC | POTBELLY CORP PBPB · Entity 73914 | PurchaseCommon Stock | 8,650 | $11.47 | $99,215.50 |
DisclosureSEC source: 0001195734-17-000010 · edgardoc.xml · nonDerivative · entry 1 BASSI PETER A · CIK 0001179551 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,287 Read SEC document |
| January 15, 2017 Filed Jan 18, 2017 21:43 UTC | BJs RESTAURANTS INC BJRI · Entity 1175 | GrantNon-Qualified Stock Options · Derivative | 4,153 | $35.95 Strike: $35.95 | $149,300.35 |
DisclosureSEC source: 0001209191-17-004171 · doc4.xml · derivative · entry 3 BASSI PETER A · CIK 0001179551 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,153 shares Expires 2027-01-15 F3 · security: These stock options vest 33.3% per year beginning on January 15, 2018. Read SEC document |
| January 15, 2017 Filed Jan 18, 2017 21:43 UTC | BJs RESTAURANTS INC BJRI · Entity 1175 | GrantCommon Stock | 1,391 | $35.95 | $50,006.45 |
DisclosureSEC source: 0001209191-17-004171 · doc4.xml · nonDerivative · entry 1 BASSI PETER A · CIK 0001179551 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,138 F1 · shares: These restricted stock units vest 33.3% per year beginning on January 15, 2018. F2 · balance_after: Amount includes 2,302 of unvested Restricted Stock Units. Read SEC document |
| January 09, 2017 Filed Jan 10, 2017 01:46 UTC | BJs RESTAURANTS INC BJRI · Entity 1175 | Exercise / conversionNon-Qualified Stock Options · Derivative | 4,443 | $20.81 Strike: $20.81 | $92,458.83 |
DisclosureSEC source: 0001209191-17-003040 · doc4.xml · derivative · entry 3 BASSI PETER A · CIK 0001179551 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,443 shares Expires 2017-01-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 09, 2017 Filed Jan 10, 2017 01:46 UTC | BJs RESTAURANTS INC BJRI · Entity 1175 | Exercise / conversionCommon Stock | 4,443 | $20.81 | $92,458.83 |
DisclosureSEC source: 0001209191-17-003040 · doc4.xml · nonDerivative · entry 1 BASSI PETER A · CIK 0001179551 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,747 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Amount includes 1,955 of unvested restricted stock units. Read SEC document |
| November 11, 2016 Filed Nov 15, 2016 12:18 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | GrantCommon Stock | 4,169 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-067109 · form4.xml · nonDerivative · entry 1 BASSI PETER A · CIK 0001179551 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,273 F1 · balance_after: 42,104 shares of Common Stock were acquired by the Reporting Person pursuant to the spinoff of the Issuer from YUM! Brands, Inc. on October 31, 2016 in a transaction exempt from reporting pursuant to Rule 16a-9. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.