Last 12 months
Inside the activity.
0 purchase rows · 16 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 3 |
| Dec 2025 | 0 | 1 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 6 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 6 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 27, 2019 Filed Nov 29, 2019 06:42 UTC |
Yuen AikenChief People Officer
|
Exercise / conversionCommon Stock | 2,690 | $9.96 | $26,792.40 |
DisclosureSEC source: 0001127602-19-033851 · form4.xml · nonDerivative · entry 1 Yuen Aiken · CIK 0001725089 · Chief People Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,690 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 12, 2019 Filed Nov 13, 2019 01:37 UTC |
Hu FredDirector
|
OtherPre-paid Forward Transaction · Derivative | 1,071,829.51 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000943663-19-000216 · form4.xml · derivative · entry 7 Hu Fred · CIK 0001686100 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 1,071,829.51 Underlying: Common Stock, par value $0.01 per share · 1,071,829.51 shares Expires not disclosed F5 · derivative.exercise_price: On November 12, 2019, Pollos Upside entered into a pre-paid forward transaction with an unaffiliated bank relating to a portion of Warrant 2 relating to 1,071,829.51 shares of common stock. On the settlement date, or subject to certain conditions, on demand of the counterparty, Pollos Upside will be obligated to deliver to such unaffiliated bank such portion of Warrant 2, relating to 1,071,829.51 shares of common stock, unless Pollos Upside elects, in certain cases, for net share settlement or cash settlement to apply. In exchange for assuming this obligation, Pollos Upside received a cash payment of $10,025,115.64 as of the date of entering into the transaction. F5 · price: On November 12, 2019, Pollos Upside entered into a pre-paid forward transaction with an unaffiliated bank relating to a portion of Warrant 2 relating to 1,071,829.51 shares of common stock. On the settlement date, or subject to certain conditions, on demand of the counterparty, Pollos Upside will be obligated to deliver to such unaffiliated bank such portion of Warrant 2, relating to 1,071,829.51 shares of common stock, unless Pollos Upside elects, in certain cases, for net share settlement or cash settlement to apply. In exchange for assuming this obligation, Pollos Upside received a cash payment of $10,025,115.64 as of the date of entering into the transaction. F5 · derivative.exercise_date: On November 12, 2019, Pollos Upside entered into a pre-paid forward transaction with an unaffiliated bank relating to a portion of Warrant 2 relating to 1,071,829.51 shares of common stock. On the settlement date, or subject to certain conditions, on demand of the counterparty, Pollos Upside will be obligated to deliver to such unaffiliated bank such portion of Warrant 2, relating to 1,071,829.51 shares of common stock, unless Pollos Upside elects, in certain cases, for net share settlement or cash settlement to apply. In exchange for assuming this obligation, Pollos Upside received a cash payment of $10,025,115.64 as of the date of entering into the transaction. F5 · derivative.expiration_date: On November 12, 2019, Pollos Upside entered into a pre-paid forward transaction with an unaffiliated bank relating to a portion of Warrant 2 relating to 1,071,829.51 shares of common stock. On the settlement date, or subject to certain conditions, on demand of the counterparty, Pollos Upside will be obligated to deliver to such unaffiliated bank such portion of Warrant 2, relating to 1,071,829.51 shares of common stock, unless Pollos Upside elects, in certain cases, for net share settlement or cash settlement to apply. In exchange for assuming this obligation, Pollos Upside received a cash payment of $10,025,115.64 as of the date of entering into the transaction. F1 · ownership.nature: The common stock is held directly by Pollos Investment L.P. ("Pollos Investment") and the warrants are held directly by Pollos Upside L.P. ("Pollos Upside") and the Transaction (as defined below) was entered into by Pollos Upside. The limited partnership interests of both Pollos Investment and Pollos Upside are ultimately owned by a private fund ("Fund") for which an affiliate of the Reporting Person is special limited partner ("Special Limited Partner") and has a contingent right to receive a performance fee. The Reporting Person is a shareholder of the parent company of the general partner of the Special Limited Partner (the "Parent Company") and may be deemed to have pecuniary interest through his indirect entitlement to receive a share of any Fund performance fee. Read SEC document |
| November 12, 2019 Filed Nov 13, 2019 01:22 UTC |
Yang William WangDirector
|
OtherPre-paid Forward Transaction · Derivative | 1,071,829.51 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000943663-19-000215 · form4.xml · derivative · entry 7 Yang William Wang · CIK 0001713245 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 1,071,829.51 Underlying: Common Stock, par value $0.01 per share · 1,071,829.51 shares Expires not disclosed F5 · derivative.exercise_price: On November 12, 2019, Pollos Upside entered into a pre-paid forward transaction with an unaffiliated bank relating to a portion of Warrant 2 relating to 1,071,829.51 shares of common stock. On the settlement date, or subject to certain conditions, on demand of the counterparty, Pollos Upside will be obligated to deliver to such unaffiliated bank such portion of Warrant 2, relating to 1,071,829.51 shares of common stock, unless Pollos Upside elects, in certain cases, for net share settlement or cash settlement to apply. In exchange for assuming this obligation, Pollos Upside received a cash payment of $10,025,115.64 as of the date of entering into the transaction. F5 · price: On November 12, 2019, Pollos Upside entered into a pre-paid forward transaction with an unaffiliated bank relating to a portion of Warrant 2 relating to 1,071,829.51 shares of common stock. On the settlement date, or subject to certain conditions, on demand of the counterparty, Pollos Upside will be obligated to deliver to such unaffiliated bank such portion of Warrant 2, relating to 1,071,829.51 shares of common stock, unless Pollos Upside elects, in certain cases, for net share settlement or cash settlement to apply. In exchange for assuming this obligation, Pollos Upside received a cash payment of $10,025,115.64 as of the date of entering into the transaction. F5 · derivative.exercise_date: On November 12, 2019, Pollos Upside entered into a pre-paid forward transaction with an unaffiliated bank relating to a portion of Warrant 2 relating to 1,071,829.51 shares of common stock. On the settlement date, or subject to certain conditions, on demand of the counterparty, Pollos Upside will be obligated to deliver to such unaffiliated bank such portion of Warrant 2, relating to 1,071,829.51 shares of common stock, unless Pollos Upside elects, in certain cases, for net share settlement or cash settlement to apply. In exchange for assuming this obligation, Pollos Upside received a cash payment of $10,025,115.64 as of the date of entering into the transaction. F5 · derivative.expiration_date: On November 12, 2019, Pollos Upside entered into a pre-paid forward transaction with an unaffiliated bank relating to a portion of Warrant 2 relating to 1,071,829.51 shares of common stock. On the settlement date, or subject to certain conditions, on demand of the counterparty, Pollos Upside will be obligated to deliver to such unaffiliated bank such portion of Warrant 2, relating to 1,071,829.51 shares of common stock, unless Pollos Upside elects, in certain cases, for net share settlement or cash settlement to apply. In exchange for assuming this obligation, Pollos Upside received a cash payment of $10,025,115.64 as of the date of entering into the transaction. F1 · ownership.nature: The common stock is held directly by Pollos Investment L.P. ("Pollos Investment") and the warrants are held directly by Pollos Upside L.P. ("Pollos Upside") and the Transaction (as defined below) was entered into by Pollos Upside. The limited partnership interests of both Pollos Investment and Pollos Upside are ultimately owned by a private fund ("Fund") for which an affiliate of the Reporting Person is special limited partner ("Special Limited Partner") and has a contingent right to receive a performance fee. The Reporting Person is a shareholder of the parent company of the general partner of the Special Limited Partner (the "Parent Company") and may be deemed to have pecuniary interest through his indirect entitlement to receive a share of any Fund performance fee. Read SEC document |
| November 12, 2019 Filed Jan 21, 2020 23:05 UTC Amendment |
Yang William WangDirector
|
OtherPre-paid Forward Transaction · Derivative | 1,071,829.51 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000943663-20-000014 · form4.xml · derivative · entry 7 Yang William Wang · CIK 0001713245 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 1,071,829.51 Underlying: Common Stock, par value $0.01 per share · 1,071,829.51 shares Expires not disclosed F6 · derivative.exercise_price: On November 12, 2019, Pollos Upside entered into a pre-paid forward transaction with an unaffiliated bank relating to a portion of Warrant 2 relating to 1,071,829.51 shares of common stock. On the settlement date, or subject to certain conditions, on demand of the counterparty, Pollos Upside will be obligated to deliver to such unaffiliated bank such portion of Warrant 2, relating to 1,071,829.51 shares of common stock, unless Pollos Upside elects, in certain cases, for net share settlement or cash settlement to apply. In exchange for assuming this obligation, Pollos Upside received a cash payment of $10,025,115.64 as of the date of entering into the transaction. F6 · price: On November 12, 2019, Pollos Upside entered into a pre-paid forward transaction with an unaffiliated bank relating to a portion of Warrant 2 relating to 1,071,829.51 shares of common stock. On the settlement date, or subject to certain conditions, on demand of the counterparty, Pollos Upside will be obligated to deliver to such unaffiliated bank such portion of Warrant 2, relating to 1,071,829.51 shares of common stock, unless Pollos Upside elects, in certain cases, for net share settlement or cash settlement to apply. In exchange for assuming this obligation, Pollos Upside received a cash payment of $10,025,115.64 as of the date of entering into the transaction. F6 · derivative.exercise_date: On November 12, 2019, Pollos Upside entered into a pre-paid forward transaction with an unaffiliated bank relating to a portion of Warrant 2 relating to 1,071,829.51 shares of common stock. On the settlement date, or subject to certain conditions, on demand of the counterparty, Pollos Upside will be obligated to deliver to such unaffiliated bank such portion of Warrant 2, relating to 1,071,829.51 shares of common stock, unless Pollos Upside elects, in certain cases, for net share settlement or cash settlement to apply. In exchange for assuming this obligation, Pollos Upside received a cash payment of $10,025,115.64 as of the date of entering into the transaction. F6 · derivative.expiration_date: On November 12, 2019, Pollos Upside entered into a pre-paid forward transaction with an unaffiliated bank relating to a portion of Warrant 2 relating to 1,071,829.51 shares of common stock. On the settlement date, or subject to certain conditions, on demand of the counterparty, Pollos Upside will be obligated to deliver to such unaffiliated bank such portion of Warrant 2, relating to 1,071,829.51 shares of common stock, unless Pollos Upside elects, in certain cases, for net share settlement or cash settlement to apply. In exchange for assuming this obligation, Pollos Upside received a cash payment of $10,025,115.64 as of the date of entering into the transaction. F2 · ownership.nature: The common stock is held directly by Pollos Investment L.P. ("Pollos Investment") and the warrants are held directly by Pollos Upside L.P. ("Pollos Upside") and the Transaction (as defined below) was entered into by Pollos Upside. The limited partnership interests of both Pollos Investment and Pollos Upside are ultimately owned by a private fund ("Fund") for which an affiliate of the Reporting Person is special limited partner ("Special Limited Partner") and has a contingent right to receive a performance fee. The Reporting Person is a shareholder of the parent company of the general partner of the Special Limited Partner (the "Parent Company") and may be deemed to have pecuniary interest through his indirect entitlement to receive a share of any Fund performance fee. Read SEC document |
| November 11, 2019 Filed Nov 12, 2019 06:33 UTC |
Huang JohnsonGeneral Manager, KFC
|
Exercise / conversionRestricted Stock Unit · Derivative | 4,736 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-032399 · form4.xml · derivative · entry 3 Huang Johnson · CIK 0001685846 · General Manager, KFC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,736 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F2 · derivative.exercise_date: Vesting occurs 50% on the second anniversary of the grant date and the remaining 50% vesting occurs on the third anniversary of the grant date. F3 · derivative.expiration_date: This grant does not have an expiration date. Read SEC document |
| November 11, 2019 Filed Nov 12, 2019 06:33 UTC |
Huang JohnsonGeneral Manager, KFC
|
Tax withholdingCommon Stock | 1,847 | $43.63 | $80,584.61 |
DisclosureSEC source: 0001127602-19-032399 · form4.xml · nonDerivative · entry 2 Huang Johnson · CIK 0001685846 · General Manager, KFC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,654 Read SEC document |
| November 11, 2019 Filed Nov 12, 2019 06:33 UTC |
Huang JohnsonGeneral Manager, KFC
|
Exercise / conversionCommon Stock | 4,736 | $43.63 | $206,631.68 |
DisclosureSEC source: 0001127602-19-032399 · form4.xml · nonDerivative · entry 1 Huang Johnson · CIK 0001685846 · General Manager, KFC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,501 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 11, 2019 Filed Nov 12, 2019 06:20 UTC |
Lee TedGM Little Sheep & East Dawning
|
Exercise / conversionRestricted Stock Unit · Derivative | 2,368 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-032391 · form4.xml · derivative · entry 3 Lee Ted · CIK 0001685821 · GM Little Sheep & East Dawning 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,368 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F2 · derivative.exercise_date: Vesting occurs 50% on the second anniversary of the grant date and the remaining 50% vesting occurs on the third anniversary of the grant date. F3 · derivative.expiration_date: This grant does not have an expiration date. Read SEC document |
| November 11, 2019 Filed Nov 12, 2019 06:20 UTC |
Lee TedGM Little Sheep & East Dawning
|
Tax withholdingCommon Stock | 877 | $43.63 | $38,263.51 |
DisclosureSEC source: 0001127602-19-032391 · form4.xml · nonDerivative · entry 2 Lee Ted · CIK 0001685821 · GM Little Sheep & East Dawning 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,491 Read SEC document |
| November 11, 2019 Filed Nov 12, 2019 06:20 UTC |
Lee TedGM Little Sheep & East Dawning
|
Exercise / conversionCommon Stock | 2,368 | $43.63 | $103,315.84 |
DisclosureSEC source: 0001127602-19-032391 · form4.xml · nonDerivative · entry 1 Lee Ted · CIK 0001685821 · GM Little Sheep & East Dawning 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,368 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 11, 2019 Filed Nov 12, 2019 06:39 UTC |
Ai AngelaChief Development Officer
|
Exercise / conversionRestricted Stock Unit · Derivative | 4,736 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-032403 · form4.xml · derivative · entry 3 Ai Angela · CIK 0001685867 · Chief Development Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,736 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F2 · derivative.exercise_date: Vesting occurs 50% on the second anniversary of the grant date and the remaining 50% vesting occurs on the third anniversary of the grant date. F3 · derivative.expiration_date: This grant does not have an expiration date. Read SEC document |
| November 11, 2019 Filed Nov 12, 2019 06:39 UTC |
Ai AngelaChief Development Officer
|
Tax withholdingCommon Stock | 2,132 | $43.63 | $93,019.16 |
DisclosureSEC source: 0001127602-19-032403 · form4.xml · nonDerivative · entry 2 Ai Angela · CIK 0001685867 · Chief Development Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,256 Read SEC document |
| November 11, 2019 Filed Nov 12, 2019 06:39 UTC |
Ai AngelaChief Development Officer
|
Exercise / conversionCommon Stock | 4,736 | $43.63 | $206,631.68 |
DisclosureSEC source: 0001127602-19-032403 · form4.xml · nonDerivative · entry 1 Ai Angela · CIK 0001685867 · Chief Development Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,388 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 11, 2019 Filed Nov 12, 2019 06:36 UTC |
Tan DannyChief Supply Chain Officer
|
Exercise / conversionRestricted Stock Unit · Derivative | 4,736 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-032401 · form4.xml · derivative · entry 3 Tan Danny · CIK 0001685836 · Chief Supply Chain Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,736 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F2 · derivative.exercise_date: Vesting occurs 50% on the second anniversary of the grant date and the remaining 50% vesting occurs on the third anniversary of the grant date. F3 · derivative.expiration_date: This grant does not have an expiration date. Read SEC document |
| November 11, 2019 Filed Nov 12, 2019 06:36 UTC |
Tan DannyChief Supply Chain Officer
|
Tax withholdingCommon Stock | 698 | $43.63 | $30,453.74 |
DisclosureSEC source: 0001127602-19-032401 · form4.xml · nonDerivative · entry 2 Tan Danny · CIK 0001685836 · Chief Supply Chain Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,666 Read SEC document |
| November 11, 2019 Filed Nov 12, 2019 06:36 UTC |
Tan DannyChief Supply Chain Officer
|
Exercise / conversionCommon Stock | 4,736 | $43.63 | $206,631.68 |
DisclosureSEC source: 0001127602-19-032401 · form4.xml · nonDerivative · entry 1 Tan Danny · CIK 0001685836 · Chief Supply Chain Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,364 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 11, 2019 Filed Nov 12, 2019 11:31 UTC |
Kuai JeffGeneral Manager, Pizza Hut
|
Exercise / conversionRestricted Stock Unit · Derivative | 2,368 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-032397 · form4.xml · derivative · entry 3 Kuai Jeff · CIK 0001685835 · General Manager, Pizza Hut 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,368 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F2 · derivative.exercise_date: Vesting occurs 50% on the second anniversary of the grant date and the remaining 50% vesting occurs on the third anniversary of the grant date. F3 · derivative.expiration_date: This grant does not have an expiration date. Read SEC document |
| November 11, 2019 Filed Nov 12, 2019 11:31 UTC |
Kuai JeffGeneral Manager, Pizza Hut
|
Tax withholdingCommon Stock | 1,023 | $43.63 | $44,633.49 |
DisclosureSEC source: 0001127602-19-032397 · form4.xml · nonDerivative · entry 2 Kuai Jeff · CIK 0001685835 · General Manager, Pizza Hut 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,345 Read SEC document |
| November 11, 2019 Filed Nov 12, 2019 11:31 UTC |
Kuai JeffGeneral Manager, Pizza Hut
|
Exercise / conversionCommon Stock | 2,368 | $43.63 | $103,315.84 |
DisclosureSEC source: 0001127602-19-032397 · form4.xml · nonDerivative · entry 1 Kuai Jeff · CIK 0001685835 · General Manager, Pizza Hut 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,368 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 11, 2019 Filed Nov 12, 2019 11:28 UTC |
Wat JoeyDirector · Chief Executive Officer
|
Exercise / conversionRestricted Stock Unit · Derivative | 9,472 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-032395 · form4.xml · derivative · entry 3 Wat Joey · CIK 0001685864 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 9,472 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F2 · derivative.exercise_date: Vesting occurs 50% on the second anniversary of the grant date and the remaining 50% vesting occurs on the third anniversary of the grant date. F3 · derivative.expiration_date: This grant does not have an expiration date. Read SEC document |
| November 11, 2019 Filed Nov 12, 2019 11:28 UTC |
Wat JoeyDirector · Chief Executive Officer
|
Tax withholdingCommon Stock | 1,405 | $43.63 | $61,300.15 |
DisclosureSEC source: 0001127602-19-032395 · form4.xml · nonDerivative · entry 2 Wat Joey · CIK 0001685864 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,529 Read SEC document |
| November 11, 2019 Filed Nov 12, 2019 11:28 UTC |
Wat JoeyDirector · Chief Executive Officer
|
Exercise / conversionCommon Stock | 9,472 | $43.63 | $413,263.36 |
DisclosureSEC source: 0001127602-19-032395 · form4.xml · nonDerivative · entry 1 Wat Joey · CIK 0001685864 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,934 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 11, 2019 Filed Nov 12, 2019 06:24 UTC |
Wang Alice HChief Public Affairs Officer
|
Exercise / conversionRestricted Stock Unit · Derivative | 2,368 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-032393 · form4.xml · derivative · entry 3 Wang Alice H · CIK 0001686224 · Chief Public Affairs Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,368 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F2 · derivative.exercise_date: Vesting occurs 50% on the second anniversary of the grant date and the remaining 50% vesting occurs on the third anniversary of the grant date. F3 · derivative.expiration_date: This grant does not have an expiration date. Read SEC document |
| November 11, 2019 Filed Nov 12, 2019 06:24 UTC |
Wang Alice HChief Public Affairs Officer
|
Tax withholdingCommon Stock | 1,066 | $43.63 | $46,509.58 |
DisclosureSEC source: 0001127602-19-032393 · form4.xml · nonDerivative · entry 2 Wang Alice H · CIK 0001686224 · Chief Public Affairs Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,302 Read SEC document |
| November 11, 2019 Filed Nov 12, 2019 06:24 UTC |
Wang Alice HChief Public Affairs Officer
|
Exercise / conversionCommon Stock | 2,368 | $43.63 | $103,315.84 |
DisclosureSEC source: 0001127602-19-032393 · form4.xml · nonDerivative · entry 1 Wang Alice H · CIK 0001686224 · Chief Public Affairs Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,368 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 11, 2019 Filed Nov 12, 2019 11:43 UTC |
Pant MukteshDirector
|
Exercise / conversionRestricted Stock Unit · Derivative | 28,414 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-032404 · form4.xml · derivative · entry 3 Pant Muktesh · CIK 0001456722 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 28,414 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F2 · derivative.exercise_date: Vesting occurs 50% on the second anniversary of the grant date and the remaining 50% vesting occurs on the third anniversary of the grant date. F3 · derivative.expiration_date: This grant does not have an expiration date. Read SEC document |
| November 11, 2019 Filed Nov 12, 2019 11:43 UTC |
Pant MukteshDirector
|
Tax withholdingCommon Stock | 11,182 | $43.63 | $487,870.66 |
DisclosureSEC source: 0001127602-19-032404 · form4.xml · nonDerivative · entry 2 Pant Muktesh · CIK 0001456722 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 307,145 Read SEC document |
| November 11, 2019 Filed Nov 12, 2019 11:43 UTC |
Pant MukteshDirector
|
Exercise / conversionCommon Stock | 28,414 | $43.63 | $1,239,702.82 |
DisclosureSEC source: 0001127602-19-032404 · form4.xml · nonDerivative · entry 1 Pant Muktesh · CIK 0001456722 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 318,327 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 01, 2019 Filed Nov 4, 2019 13:26 UTC |
Yeung AndyChief Financial Officer
|
GrantRestricted Stock Unit · Derivative | 24,132 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-031565 · form4.xml · derivative · entry 1 Yeung Andy · CIK 0001791256 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,132 Underlying: Common Stock · 24,132 shares Expires not disclosed F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F2 · derivative.exercise_date: Vesting occurs 1/3 per year beginning one year from 11/01/2019. F3 · derivative.expiration_date: This grant does not have an expiration date. Read SEC document |
| October 31, 2019 Filed Nov 2, 2019 01:05 UTC |
Hu FredDirector
|
OtherPre-paid Forward Transaction · Derivative | 3,000,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000943663-19-000203 · form4.xml · derivative · entry 6 Hu Fred · CIK 0001686100 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 3,000,000 Underlying: Common Stock, par value $0.01 per share · 3,000,000 shares Expires not disclosed F4 · derivative.exercise_price: On October 31, 2019, Pollos Upside entered into a pre-paid forward transaction with an unaffiliated bank relating to a portion of Warrant 2 relating to 3,000,000 shares of common stock. On the settlement date, or subject to certain conditions, on demand of the counterparty, Pollos Upside will be obligated to deliver to such unaffiliated bank such portion of Warrant 2, relating to 3,000,000 shares of common stock, unless Pollos Upside elects, in certain cases, for net share settlement or cash settlement to apply. In exchange for assuming this obligation, Pollos Upside received a cash payment of $24,464,100 as of the date of entering into the transaction. F4 · price: On October 31, 2019, Pollos Upside entered into a pre-paid forward transaction with an unaffiliated bank relating to a portion of Warrant 2 relating to 3,000,000 shares of common stock. On the settlement date, or subject to certain conditions, on demand of the counterparty, Pollos Upside will be obligated to deliver to such unaffiliated bank such portion of Warrant 2, relating to 3,000,000 shares of common stock, unless Pollos Upside elects, in certain cases, for net share settlement or cash settlement to apply. In exchange for assuming this obligation, Pollos Upside received a cash payment of $24,464,100 as of the date of entering into the transaction. F4 · derivative.exercise_date: On October 31, 2019, Pollos Upside entered into a pre-paid forward transaction with an unaffiliated bank relating to a portion of Warrant 2 relating to 3,000,000 shares of common stock. On the settlement date, or subject to certain conditions, on demand of the counterparty, Pollos Upside will be obligated to deliver to such unaffiliated bank such portion of Warrant 2, relating to 3,000,000 shares of common stock, unless Pollos Upside elects, in certain cases, for net share settlement or cash settlement to apply. In exchange for assuming this obligation, Pollos Upside received a cash payment of $24,464,100 as of the date of entering into the transaction. F4 · derivative.expiration_date: On October 31, 2019, Pollos Upside entered into a pre-paid forward transaction with an unaffiliated bank relating to a portion of Warrant 2 relating to 3,000,000 shares of common stock. On the settlement date, or subject to certain conditions, on demand of the counterparty, Pollos Upside will be obligated to deliver to such unaffiliated bank such portion of Warrant 2, relating to 3,000,000 shares of common stock, unless Pollos Upside elects, in certain cases, for net share settlement or cash settlement to apply. In exchange for assuming this obligation, Pollos Upside received a cash payment of $24,464,100 as of the date of entering into the transaction. F1 · ownership.nature: The common stock is held directly by Pollos Investment L.P. ("Pollos Investment") and the warrants are held directly by Pollos Upside L.P. ("Pollos Upside") and the Transaction (as defined below) was entered into by Pollos Upside. The limited partnership interests of both Pollos Investment and Pollos Upside are ultimately owned by a private fund ("Fund") for which an affiliate of the Reporting Person is special limited partner ("Special Limited Partner") and has a contingent right to receive a performance fee. The Reporting Person is a shareholder of the parent company of the general partner of the Special Limited Partner (the "Parent Company") and may be deemed to have pecuniary interest through his indirect entitlement to receive a share of any Fund performance fee. Read SEC document |
| October 31, 2019 Filed Nov 2, 2019 01:05 UTC |
Hu FredDirector
|
OtherPre-paid Forward Transaction · Derivative | 3,400,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000943663-19-000203 · form4.xml · derivative · entry 5 Hu Fred · CIK 0001686100 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 3,400,000 Underlying: Common Stock, par value $0.01 per share · 3,400,000 shares Expires not disclosed F3 · derivative.exercise_price: On October 31, 2019, Pollos Upside entered into a pre-paid forward transaction with an unaffiliated bank relating to a portion of Warrant 2 relating to 3,400,000 shares of common stock. On the settlement date, or subject to certain conditions, on demand of the counterparty, Pollos Upside will be obligated to deliver to such unaffiliated bank such portion of Warrant 2, relating to 3,400,000 shares of common stock, unless Pollos Upside elects, in certain cases, for net share settlement to apply. In exchange for assuming this obligation, Pollos Upside received a cash payment of $27,725,980 as of the date of entering into the transaction. F3 · price: On October 31, 2019, Pollos Upside entered into a pre-paid forward transaction with an unaffiliated bank relating to a portion of Warrant 2 relating to 3,400,000 shares of common stock. On the settlement date, or subject to certain conditions, on demand of the counterparty, Pollos Upside will be obligated to deliver to such unaffiliated bank such portion of Warrant 2, relating to 3,400,000 shares of common stock, unless Pollos Upside elects, in certain cases, for net share settlement to apply. In exchange for assuming this obligation, Pollos Upside received a cash payment of $27,725,980 as of the date of entering into the transaction. F3 · derivative.exercise_date: On October 31, 2019, Pollos Upside entered into a pre-paid forward transaction with an unaffiliated bank relating to a portion of Warrant 2 relating to 3,400,000 shares of common stock. On the settlement date, or subject to certain conditions, on demand of the counterparty, Pollos Upside will be obligated to deliver to such unaffiliated bank such portion of Warrant 2, relating to 3,400,000 shares of common stock, unless Pollos Upside elects, in certain cases, for net share settlement to apply. In exchange for assuming this obligation, Pollos Upside received a cash payment of $27,725,980 as of the date of entering into the transaction. F3 · derivative.expiration_date: On October 31, 2019, Pollos Upside entered into a pre-paid forward transaction with an unaffiliated bank relating to a portion of Warrant 2 relating to 3,400,000 shares of common stock. On the settlement date, or subject to certain conditions, on demand of the counterparty, Pollos Upside will be obligated to deliver to such unaffiliated bank such portion of Warrant 2, relating to 3,400,000 shares of common stock, unless Pollos Upside elects, in certain cases, for net share settlement to apply. In exchange for assuming this obligation, Pollos Upside received a cash payment of $27,725,980 as of the date of entering into the transaction. F1 · ownership.nature: The common stock is held directly by Pollos Investment L.P. ("Pollos Investment") and the warrants are held directly by Pollos Upside L.P. ("Pollos Upside") and the Transaction (as defined below) was entered into by Pollos Upside. The limited partnership interests of both Pollos Investment and Pollos Upside are ultimately owned by a private fund ("Fund") for which an affiliate of the Reporting Person is special limited partner ("Special Limited Partner") and has a contingent right to receive a performance fee. The Reporting Person is a shareholder of the parent company of the general partner of the Special Limited Partner (the "Parent Company") and may be deemed to have pecuniary interest through his indirect entitlement to receive a share of any Fund performance fee. Read SEC document |
| October 31, 2019 Filed Nov 2, 2019 01:08 UTC |
Yang William WangDirector
|
OtherPre-paid Forward Transaction · Derivative | 3,000,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000943663-19-000204 · form4.xml · derivative · entry 6 Yang William Wang · CIK 0001713245 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 3,000,000 Underlying: Common Stock, par value $0.01 per share · 3,000,000 shares Expires not disclosed F4 · derivative.exercise_price: On October 31, 2019, Pollos Upside entered into a pre-paid forward transaction with an unaffiliated bank relating to a portion of Warrant 2 relating to 3,000,000 shares of common stock. On the settlement date, or subject to certain conditions, on demand of the counterparty, Pollos Upside will be obligated to deliver to such unaffiliated bank such portion of Warrant 2, relating to 3,000,000 shares of common stock, unless Pollos Upside elects, in certain cases, for net share settlement or cash settlement to apply. In exchange for assuming this obligation, Pollos Upside received a cash payment of $24,464,100 as of the date of entering into the transaction. F4 · price: On October 31, 2019, Pollos Upside entered into a pre-paid forward transaction with an unaffiliated bank relating to a portion of Warrant 2 relating to 3,000,000 shares of common stock. On the settlement date, or subject to certain conditions, on demand of the counterparty, Pollos Upside will be obligated to deliver to such unaffiliated bank such portion of Warrant 2, relating to 3,000,000 shares of common stock, unless Pollos Upside elects, in certain cases, for net share settlement or cash settlement to apply. In exchange for assuming this obligation, Pollos Upside received a cash payment of $24,464,100 as of the date of entering into the transaction. F4 · derivative.exercise_date: On October 31, 2019, Pollos Upside entered into a pre-paid forward transaction with an unaffiliated bank relating to a portion of Warrant 2 relating to 3,000,000 shares of common stock. On the settlement date, or subject to certain conditions, on demand of the counterparty, Pollos Upside will be obligated to deliver to such unaffiliated bank such portion of Warrant 2, relating to 3,000,000 shares of common stock, unless Pollos Upside elects, in certain cases, for net share settlement or cash settlement to apply. In exchange for assuming this obligation, Pollos Upside received a cash payment of $24,464,100 as of the date of entering into the transaction. F4 · derivative.expiration_date: On October 31, 2019, Pollos Upside entered into a pre-paid forward transaction with an unaffiliated bank relating to a portion of Warrant 2 relating to 3,000,000 shares of common stock. On the settlement date, or subject to certain conditions, on demand of the counterparty, Pollos Upside will be obligated to deliver to such unaffiliated bank such portion of Warrant 2, relating to 3,000,000 shares of common stock, unless Pollos Upside elects, in certain cases, for net share settlement or cash settlement to apply. In exchange for assuming this obligation, Pollos Upside received a cash payment of $24,464,100 as of the date of entering into the transaction. F1 · ownership.nature: The common stock is held directly by Pollos Investment L.P. ("Pollos Investment") and the warrants are held directly by Pollos Upside L.P. ("Pollos Upside") and the Transaction (as defined below) was entered into by Pollos Upside. The limited partnership interests of both Pollos Investment and Pollos Upside are ultimately owned by a private fund ("Fund") for which an affiliate of the Reporting Person is special limited partner ("Special Limited Partner") and has a contingent right to receive a performance fee. The Reporting Person is a shareholder of the parent company of the general partner of the Special Limited Partner (the "Parent Company") and may be deemed to have pecuniary interest through his indirect entitlement to receive a share of any Fund performance fee. Read SEC document |
| October 31, 2019 Filed Nov 2, 2019 01:08 UTC |
Yang William WangDirector
|
OtherPre-paid Forward Transaction · Derivative | 3,400,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000943663-19-000204 · form4.xml · derivative · entry 5 Yang William Wang · CIK 0001713245 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 3,400,000 Underlying: Common Stock, par value $0.01 per share · 3,400,000 shares Expires not disclosed F3 · derivative.exercise_price: On October 31, 2019, Pollos Upside entered into a pre-paid forward transaction with an unaffiliated bank relating to a portion of Warrant 2 relating to 3,400,000 shares of common stock. On the settlement date, or subject to certain conditions, on demand of the counterparty, Pollos Upside will be obligated to deliver to such unaffiliated bank such portion of Warrant 2, relating to 3,400,000 shares of common stock, unless Pollos Upside elects, in certain cases, for net share settlement to apply. In exchange for assuming this obligation, Pollos Upside received a cash payment of $27,725,980 as of the date of entering into the transaction. F3 · price: On October 31, 2019, Pollos Upside entered into a pre-paid forward transaction with an unaffiliated bank relating to a portion of Warrant 2 relating to 3,400,000 shares of common stock. On the settlement date, or subject to certain conditions, on demand of the counterparty, Pollos Upside will be obligated to deliver to such unaffiliated bank such portion of Warrant 2, relating to 3,400,000 shares of common stock, unless Pollos Upside elects, in certain cases, for net share settlement to apply. In exchange for assuming this obligation, Pollos Upside received a cash payment of $27,725,980 as of the date of entering into the transaction. F3 · derivative.exercise_date: On October 31, 2019, Pollos Upside entered into a pre-paid forward transaction with an unaffiliated bank relating to a portion of Warrant 2 relating to 3,400,000 shares of common stock. On the settlement date, or subject to certain conditions, on demand of the counterparty, Pollos Upside will be obligated to deliver to such unaffiliated bank such portion of Warrant 2, relating to 3,400,000 shares of common stock, unless Pollos Upside elects, in certain cases, for net share settlement to apply. In exchange for assuming this obligation, Pollos Upside received a cash payment of $27,725,980 as of the date of entering into the transaction. F3 · derivative.expiration_date: On October 31, 2019, Pollos Upside entered into a pre-paid forward transaction with an unaffiliated bank relating to a portion of Warrant 2 relating to 3,400,000 shares of common stock. On the settlement date, or subject to certain conditions, on demand of the counterparty, Pollos Upside will be obligated to deliver to such unaffiliated bank such portion of Warrant 2, relating to 3,400,000 shares of common stock, unless Pollos Upside elects, in certain cases, for net share settlement to apply. In exchange for assuming this obligation, Pollos Upside received a cash payment of $27,725,980 as of the date of entering into the transaction. F1 · ownership.nature: The common stock is held directly by Pollos Investment L.P. ("Pollos Investment") and the warrants are held directly by Pollos Upside L.P. ("Pollos Upside") and the Transaction (as defined below) was entered into by Pollos Upside. The limited partnership interests of both Pollos Investment and Pollos Upside are ultimately owned by a private fund ("Fund") for which an affiliate of the Reporting Person is special limited partner ("Special Limited Partner") and has a contingent right to receive a performance fee. The Reporting Person is a shareholder of the parent company of the general partner of the Special Limited Partner (the "Parent Company") and may be deemed to have pecuniary interest through his indirect entitlement to receive a share of any Fund performance fee. Read SEC document |
| September 23, 2019 Filed Sep 24, 2019 06:47 UTC |
LO JACKY WEI-JYECFO, Treasurer
|
Exercise / conversionRestricted Stock Unit · Derivative | 445 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-028990 · form4.xml · derivative · entry 2 LO JACKY WEI-JYE · CIK 0001699972 · CFO, Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 445 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F2 · derivative.exercise_date: Vesting occurs 1/3 per year beginning one year from 9/23/2016. F3 · derivative.expiration_date: This grant does not have an expiration date. Read SEC document |
| September 23, 2019 Filed Sep 24, 2019 06:47 UTC |
LO JACKY WEI-JYECFO, Treasurer
|
Exercise / conversionCommon Stock | 445 | $45.58 | $20,283.10 |
DisclosureSEC source: 0001127602-19-028990 · form4.xml · nonDerivative · entry 1 LO JACKY WEI-JYE · CIK 0001699972 · CFO, Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 445 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 17, 2019 Filed Sep 18, 2019 06:12 UTC |
Huang JohnsonGeneral Manager, KFC
|
GrantRestricted Stock Unit · Derivative | 27 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-028628 · form4.xml · derivative · entry 4 Huang Johnson · CIK 0001685846 · General Manager, KFC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,649 Underlying: Common Stock · 27 shares Expires not disclosed F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F5 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 100% on the third anniversary of the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest. F3 · derivative.expiration_date: This grant does not have an expiration date. Read SEC document |
| September 17, 2019 Filed Sep 18, 2019 06:12 UTC |
Huang JohnsonGeneral Manager, KFC
|
GrantRestricted Stock Unit · Derivative | 28 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-028628 · form4.xml · derivative · entry 3 Huang Johnson · CIK 0001685846 · General Manager, KFC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,132 Underlying: Common Stock · 28 shares Expires not disclosed F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F5 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 100% on the third anniversary of the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest. F3 · derivative.expiration_date: This grant does not have an expiration date. Read SEC document |
| September 17, 2019 Filed Sep 18, 2019 06:12 UTC |
Huang JohnsonGeneral Manager, KFC
|
GrantRestricted Stock Unit · Derivative | 53 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-028628 · form4.xml · derivative · entry 2 Huang Johnson · CIK 0001685846 · General Manager, KFC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,647 Underlying: Common Stock · 53 shares Expires not disclosed F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F4 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 100% on the fourth anniversary of the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest. F3 · derivative.expiration_date: This grant does not have an expiration date. Read SEC document |
| September 17, 2019 Filed Sep 18, 2019 06:12 UTC |
Huang JohnsonGeneral Manager, KFC
|
GrantRestricted Stock Unit · Derivative | 12 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-028628 · form4.xml · derivative · entry 1 Huang Johnson · CIK 0001685846 · General Manager, KFC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,734 Underlying: Common Stock · 12 shares Expires not disclosed F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F2 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 50% on the second anniversary of the grant date and the remaining 50% will vest on the third anniversary of the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest. F3 · derivative.expiration_date: This grant does not have an expiration date. Read SEC document |
| September 17, 2019 Filed Sep 18, 2019 06:41 UTC |
Yuen AikenChief People Officer
|
GrantRestricted Stock Unit · Derivative | 14 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-028647 · form4.xml · derivative · entry 2 Yuen Aiken · CIK 0001725089 · Chief People Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,518 Underlying: Common Stock · 14 shares Expires not disclosed F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F2 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 100% on the third anniversary of the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest. F3 · derivative.expiration_date: This grant does not have an expiration date. Read SEC document |
| September 17, 2019 Filed Sep 18, 2019 06:41 UTC |
Yuen AikenChief People Officer
|
GrantRestricted Stock Unit · Derivative | 14 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-028647 · form4.xml · derivative · entry 1 Yuen Aiken · CIK 0001725089 · Chief People Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,766 Underlying: Common Stock · 14 shares Expires not disclosed F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F2 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 100% on the third anniversary of the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest. F3 · derivative.expiration_date: This grant does not have an expiration date. Read SEC document |
| September 17, 2019 Filed Sep 18, 2019 06:26 UTC |
LO JACKY WEI-JYECFO, Treasurer
|
GrantRestricted Stock Unit · Derivative | 27 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-028636 · form4.xml · derivative · entry 3 LO JACKY WEI-JYE · CIK 0001699972 · CFO, Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,649 Underlying: Common Stock · 27 shares Expires not disclosed F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F4 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 100% on the third anniversary of the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest. F3 · derivative.expiration_date: This grant does not have an expiration date. Read SEC document |
| September 17, 2019 Filed Sep 18, 2019 06:26 UTC |
LO JACKY WEI-JYECFO, Treasurer
|
GrantRestricted Stock Unit · Derivative | 28 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-028636 · form4.xml · derivative · entry 2 LO JACKY WEI-JYE · CIK 0001699972 · CFO, Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,132 Underlying: Common Stock · 28 shares Expires not disclosed F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F4 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 100% on the third anniversary of the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest. F3 · derivative.expiration_date: This grant does not have an expiration date. Read SEC document |
| September 17, 2019 Filed Sep 18, 2019 06:26 UTC |
LO JACKY WEI-JYECFO, Treasurer
|
GrantRestricted Stock Unit · Derivative | 1 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-028636 · form4.xml · derivative · entry 1 LO JACKY WEI-JYE · CIK 0001699972 · CFO, Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 444 Underlying: Common Stock · 1 shares Expires not disclosed F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F2 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 1/3 per year beginning one year from the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest. F3 · derivative.expiration_date: This grant does not have an expiration date. Read SEC document |
| September 17, 2019 Filed Sep 18, 2019 06:36 UTC |
Wang Alice HChief Public Affairs Officer
|
GrantRestricted Stock Unit · Derivative | 9 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-028642 · form4.xml · derivative · entry 3 Wang Alice H · CIK 0001686224 · Chief Public Affairs Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,630 Underlying: Common Stock · 9 shares Expires not disclosed F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F4 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 100% on the third anniversary of the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest. F3 · derivative.expiration_date: This grant does not have an expiration date. Read SEC document |
| September 17, 2019 Filed Sep 18, 2019 06:36 UTC |
Wang Alice HChief Public Affairs Officer
|
GrantRestricted Stock Unit · Derivative | 9 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-028642 · form4.xml · derivative · entry 2 Wang Alice H · CIK 0001686224 · Chief Public Affairs Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,793 Underlying: Common Stock · 9 shares Expires not disclosed F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F4 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 100% on the third anniversary of the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest. F3 · derivative.expiration_date: This grant does not have an expiration date. Read SEC document |
| September 17, 2019 Filed Sep 18, 2019 06:36 UTC |
Wang Alice HChief Public Affairs Officer
|
GrantRestricted Stock Unit · Derivative | 6 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-028642 · form4.xml · derivative · entry 1 Wang Alice H · CIK 0001686224 · Chief Public Affairs Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,366 Underlying: Common Stock · 6 shares Expires not disclosed F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F2 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 50% on the second anniversary of the grant date and the remaining 50% will vest on the third anniversary of the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest. F3 · derivative.expiration_date: This grant does not have an expiration date. Read SEC document |
| September 17, 2019 Filed Sep 18, 2019 06:28 UTC |
Lee TedGM Little Sheep & East Dawning
|
GrantRestricted Stock Unit · Derivative | 9 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-028638 · form4.xml · derivative · entry 4 Lee Ted · CIK 0001685821 · GM Little Sheep & East Dawning 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,630 Underlying: Common Stock · 9 shares Expires not disclosed F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F4 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 100% on the third anniversary of the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest. F3 · derivative.expiration_date: This grant does not have an expiration date. Read SEC document |
| September 17, 2019 Filed Sep 18, 2019 06:28 UTC |
Lee TedGM Little Sheep & East Dawning
|
GrantRestricted Stock Unit · Derivative | 36 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-028638 · form4.xml · derivative · entry 3 Lee Ted · CIK 0001685821 · GM Little Sheep & East Dawning 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,114 Underlying: Common Stock · 36 shares Expires not disclosed F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F2 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 50% on the second anniversary of the grant date and the remaining 50% will vest on the third anniversary of the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest. F3 · derivative.expiration_date: This grant does not have an expiration date. Read SEC document |
| September 17, 2019 Filed Sep 18, 2019 06:28 UTC |
Lee TedGM Little Sheep & East Dawning
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GrantRestricted Stock Unit · Derivative | 9 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-028638 · form4.xml · derivative · entry 2 Lee Ted · CIK 0001685821 · GM Little Sheep & East Dawning 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,793 Underlying: Common Stock · 9 shares Expires not disclosed F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F4 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 100% on the third anniversary of the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest. F3 · derivative.expiration_date: This grant does not have an expiration date. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.