Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Yum China Holdings, Inc.YUMC · Entity 1255 | CFO, Treasurer | September 23, 2019 | September 24, 2019 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Yum China Holdings, Inc.
Report date September 23, 2019 · Filed September 24, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 445 |
Reported balance
After 2019-09-23 transaction · row 1
1 source rowRow 1 · 2019-09-23 · Exercise / conversion · Acquired 445 · Balance 445 |
| Restricted Stock UnitSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2019-09-23 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2019-09-23 · Exercise / conversion · Disposed 445 · Balance 0 F1: Conversion occurs on a one-for-one basis. F2: Vesting occurs 1/3 per year beginning one year from 9/23/2016. F3: This grant does not have an expiration date. |
Filing footnotes · ownership attribution and instrument terms
F1: Conversion occurs on a one-for-one basis.
F2: Vesting occurs 1/3 per year beginning one year from 9/23/2016.
F3: This grant does not have an expiration date.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 23, 2019 Filed Sep 24, 2019 06:47 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | Exercise / conversionRestricted Stock Unit · Derivative | 445 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-028990 · form4.xml · derivative · entry 2 LO JACKY WEI-JYE · CIK 0001699972 · CFO, Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 445 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F2 · derivative.exercise_date: Vesting occurs 1/3 per year beginning one year from 9/23/2016. F3 · derivative.expiration_date: This grant does not have an expiration date. Read SEC document |
| September 23, 2019 Filed Sep 24, 2019 06:47 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | Exercise / conversionCommon Stock | 445 | $45.58 | $20,283.10 |
DisclosureSEC source: 0001127602-19-028990 · form4.xml · nonDerivative · entry 1 LO JACKY WEI-JYE · CIK 0001699972 · CFO, Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 445 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 17, 2019 Filed Sep 18, 2019 06:26 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | GrantRestricted Stock Unit · Derivative | 27 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-028636 · form4.xml · derivative · entry 3 LO JACKY WEI-JYE · CIK 0001699972 · CFO, Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,649 Underlying: Common Stock · 27 shares Expires not disclosed F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F4 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 100% on the third anniversary of the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest. F3 · derivative.expiration_date: This grant does not have an expiration date. Read SEC document |
| September 17, 2019 Filed Sep 18, 2019 06:26 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | GrantRestricted Stock Unit · Derivative | 28 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-028636 · form4.xml · derivative · entry 2 LO JACKY WEI-JYE · CIK 0001699972 · CFO, Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,132 Underlying: Common Stock · 28 shares Expires not disclosed F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F4 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 100% on the third anniversary of the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest. F3 · derivative.expiration_date: This grant does not have an expiration date. Read SEC document |
| September 17, 2019 Filed Sep 18, 2019 06:26 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | GrantRestricted Stock Unit · Derivative | 1 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-028636 · form4.xml · derivative · entry 1 LO JACKY WEI-JYE · CIK 0001699972 · CFO, Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 444 Underlying: Common Stock · 1 shares Expires not disclosed F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F2 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 1/3 per year beginning one year from the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest. F3 · derivative.expiration_date: This grant does not have an expiration date. Read SEC document |
| June 17, 2019 Filed Jun 18, 2019 06:44 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | GrantRestricted Stock Unit · Derivative | 31 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-021898 · form4.xml · derivative · entry 3 LO JACKY WEI-JYE · CIK 0001699972 · CFO, Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,622 Underlying: Common Stock · 31 shares Expires not disclosed F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F4 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 100% on the third anniversary of the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest. F3 · derivative.expiration_date: This grant does not have an expiration date. Read SEC document |
| June 17, 2019 Filed Jun 18, 2019 06:44 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | GrantRestricted Stock Unit · Derivative | 32 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-021898 · form4.xml · derivative · entry 2 LO JACKY WEI-JYE · CIK 0001699972 · CFO, Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,104 Underlying: Common Stock · 32 shares Expires not disclosed F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F4 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 100% on the third anniversary of the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest. F3 · derivative.expiration_date: This grant does not have an expiration date. Read SEC document |
| June 17, 2019 Filed Jun 18, 2019 06:44 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | GrantRestricted Stock Unit · Derivative | 1 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-021898 · form4.xml · derivative · entry 1 LO JACKY WEI-JYE · CIK 0001699972 · CFO, Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 443 Underlying: Common Stock · 1 shares Expires not disclosed F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F2 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 1/3 per year beginning one year from the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest. F3 · derivative.expiration_date: This grant does not have an expiration date. Read SEC document |
| April 01, 2019 Filed Apr 2, 2019 06:07 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | Exercise / conversionStock Appreciation Right · Derivative | 8,135 | $0.00 Strike: $40.29 | $0.00 |
DisclosureSEC source: 0001127602-19-013925 · form4.xml · derivative · entry 5 LO JACKY WEI-JYE · CIK 0001699972 · CFO, Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,408 Underlying: Common Stock · 8,135 shares Expires 2028-02-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The transactions reported in this Form 4 were made pursuant to a Rule 10b5-1 trading plan previously adopted by this reporting person on February 20, 2019. F3 · derivative.exercise_date: Vesting occurs 25% per year beginning one year from grant date. Read SEC document |
| April 01, 2019 Filed Apr 2, 2019 06:07 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | SaleCommon Stock | 873 | $45.00 | $39,285.00 |
DisclosureSEC source: 0001127602-19-013925 · form4.xml · nonDerivative · entry 4 LO JACKY WEI-JYE · CIK 0001699972 · CFO, Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F2 · kind: The transactions reported in this Form 4 were made pursuant to a Rule 10b5-1 trading plan previously adopted by this reporting person on February 20, 2019. Read SEC document |
| April 01, 2019 Filed Apr 2, 2019 06:07 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | Disposition to issuerCommon Stock | 7,284 | $45.00 | $327,780.00 |
DisclosureSEC source: 0001127602-19-013925 · form4.xml · nonDerivative · entry 3 LO JACKY WEI-JYE · CIK 0001699972 · CFO, Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 873 F2 · kind: The transactions reported in this Form 4 were made pursuant to a Rule 10b5-1 trading plan previously adopted by this reporting person on February 20, 2019. Read SEC document |
| April 01, 2019 Filed Apr 2, 2019 06:07 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | SaleCommon Stock | 851 | $45.00 | $38,295.00 |
DisclosureSEC source: 0001127602-19-013925 · form4.xml · nonDerivative · entry 2 LO JACKY WEI-JYE · CIK 0001699972 · CFO, Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,157 F2 · kind: The transactions reported in this Form 4 were made pursuant to a Rule 10b5-1 trading plan previously adopted by this reporting person on February 20, 2019. Read SEC document |
| April 01, 2019 Filed Apr 2, 2019 06:07 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | Exercise / conversionCommon Stock | 8,135 | $40.29 | $327,759.15 |
DisclosureSEC source: 0001127602-19-013925 · form4.xml · nonDerivative · entry 1 LO JACKY WEI-JYE · CIK 0001699972 · CFO, Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,008 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The transactions reported in this Form 4 were made pursuant to a Rule 10b5-1 trading plan previously adopted by this reporting person on February 20, 2019. Read SEC document |
| March 29, 2019 Filed Apr 1, 2019 06:39 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | Exercise / conversionStock Appreciation Right · Derivative | 5,123 | $0.00 Strike: $26.56 | $0.00 |
DisclosureSEC source: 0001127602-19-013615 · form4.xml · derivative · entry 4 LO JACKY WEI-JYE · CIK 0001699972 · CFO, Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,246 Underlying: Common Stock · 5,123 shares Expires 2027-02-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Vesting occurs 25% per year beginning one year from 2/10/2017. Read SEC document |
| March 29, 2019 Filed Apr 1, 2019 06:39 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | SaleCommon Stock | 2,065 | $44.50 | $91,892.50 |
DisclosureSEC source: 0001127602-19-013615 · form4.xml · nonDerivative · entry 3 LO JACKY WEI-JYE · CIK 0001699972 · CFO, Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 873 Read SEC document |
| March 29, 2019 Filed Apr 1, 2019 06:39 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | Disposition to issuerCommon Stock | 3,058 | $44.50 | $136,081.00 |
DisclosureSEC source: 0001127602-19-013615 · form4.xml · nonDerivative · entry 2 LO JACKY WEI-JYE · CIK 0001699972 · CFO, Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,938 Read SEC document |
| March 29, 2019 Filed Apr 1, 2019 06:39 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | Exercise / conversionCommon Stock | 5,123 | $26.56 | $136,066.88 |
DisclosureSEC source: 0001127602-19-013615 · form4.xml · nonDerivative · entry 1 LO JACKY WEI-JYE · CIK 0001699972 · CFO, Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,996 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 21, 2019 Filed Mar 22, 2019 06:13 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | GrantRestricted Stock Unit · Derivative | 29 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-012764 · form4.xml · derivative · entry 3 LO JACKY WEI-JYE · CIK 0001699972 · CFO, Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,591 Underlying: Common Stock · 29 shares Expires not disclosed F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F4 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 100% on the third anniversary of the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest. F3 · derivative.expiration_date: This grant does not have an expiration date. Read SEC document |
| March 21, 2019 Filed Mar 22, 2019 06:13 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | GrantRestricted Stock Unit · Derivative | 30 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-012764 · form4.xml · derivative · entry 2 LO JACKY WEI-JYE · CIK 0001699972 · CFO, Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,072 Underlying: Common Stock · 30 shares Expires not disclosed F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F4 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 100% on the third anniversary of the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest. F3 · derivative.expiration_date: This grant does not have an expiration date. Read SEC document |
| March 21, 2019 Filed Mar 22, 2019 06:13 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | GrantRestricted Stock Unit · Derivative | 1 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-012764 · form4.xml · derivative · entry 1 LO JACKY WEI-JYE · CIK 0001699972 · CFO, Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 442 Underlying: Common Stock · 1 shares Expires not disclosed F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F2 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 1/3 per year beginning one year from the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest. F3 · derivative.expiration_date: This grant does not have an expiration date. Read SEC document |
| March 18, 2019 Filed Mar 20, 2019 06:16 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | Exercise / conversionStock Appreciation Right · Derivative | 5,123 | $0.00 Strike: $26.56 | $0.00 |
DisclosureSEC source: 0001127602-19-012376 · form4.xml · derivative · entry 4 LO JACKY WEI-JYE · CIK 0001699972 · CFO, Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,369 Underlying: Common Stock · 5,123 shares Expires 2027-02-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: Vesting occurs 25% per year beginning one year from 2/10/2017. Read SEC document |
| March 18, 2019 Filed Mar 20, 2019 06:16 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | Disposition to issuerCommon Stock | 3,128 | $43.50 | $136,068.00 |
DisclosureSEC source: 0001127602-19-012376 · form4.xml · nonDerivative · entry 3 LO JACKY WEI-JYE · CIK 0001699972 · CFO, Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 873 F3 · security: The transactions reported in this Form 4 were made pursuant to a Rule 10b5-1 trading plan previously adopted by this reporting person on February 20, 2019. Read SEC document |
| March 18, 2019 Filed Mar 20, 2019 06:16 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | SaleCommon Stock | 1,995 | $43.50 | $86,782.50 |
DisclosureSEC source: 0001127602-19-012376 · form4.xml · nonDerivative · entry 2 LO JACKY WEI-JYE · CIK 0001699972 · CFO, Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,001 F2 · security: The transactions reported in this Form 4 were made pursuant to a Rule 10b5-1 trading plan previously adopted by this reporting person on February 20, 2019. Read SEC document |
| March 18, 2019 Filed Mar 20, 2019 06:16 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | Exercise / conversionCommon Stock | 5,123 | $26.56 | $136,066.88 |
DisclosureSEC source: 0001127602-19-012376 · form4.xml · nonDerivative · entry 1 LO JACKY WEI-JYE · CIK 0001699972 · CFO, Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,996 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: The transactions reported in this Form 4 were made pursuant to a Rule 10b5-1 trading plan previously adopted by this reporting person on February 20, 2019. Read SEC document |
| February 07, 2019 Filed Feb 11, 2019 07:11 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | GrantRestricted Stock Unit · Derivative | 10,562 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-004967 · form4.xml · derivative · entry 2 LO JACKY WEI-JYE · CIK 0001699972 · CFO, Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,562 Underlying: Common Stock · 10,562 shares Expires not disclosed F2 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F3 · derivative.exercise_date: Vesting occurs 100% on the third anniversary of the grant date. F4 · derivative.expiration_date: This grant does not have an expiration date. Read SEC document |
| February 07, 2019 Filed Feb 11, 2019 07:11 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | GrantStock Appreciation Right · Derivative | 32,754 | $0.00 Strike: $41.66 | $0.00 |
DisclosureSEC source: 0001127602-19-004967 · form4.xml · derivative · entry 1 LO JACKY WEI-JYE · CIK 0001699972 · CFO, Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,754 Underlying: Common Stock · 32,754 shares Expires 2029-02-07 F1 · derivative.exercise_date: Vesting occurs 25% per year beginning one year from grant date. Read SEC document |
| December 18, 2018 Filed Dec 19, 2018 09:26 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | GrantRestricted Stock Unit · Derivative | 37 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-036726 · form4.xml · derivative · entry 2 LO JACKY WEI-JYE · CIK 0001699972 · CFO, Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,042 Underlying: Common Stock · 37 shares Expires not disclosed F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F4 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 100% on the third anniversary of the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest. F5 · derivative.expiration_date: This grant does not have an expiration date. Read SEC document |
| December 18, 2018 Filed Dec 19, 2018 09:26 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | GrantRestricted Stock Unit · Derivative | 1 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-036726 · form4.xml · derivative · entry 1 LO JACKY WEI-JYE · CIK 0001699972 · CFO, Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 441 Underlying: Common Stock · 1 shares Expires not disclosed F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F2 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 1/3 per year beginning one year from the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest. F3 · derivative.expiration_date: This grant does not have an expiration date. Read SEC document |
| September 23, 2018 Filed Sep 25, 2018 06:24 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | Exercise / conversionRestricted Stock Unit · Derivative | 439 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-028300 · form4.xml · derivative · entry 2 LO JACKY WEI-JYE · CIK 0001699972 · CFO, Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 440 Underlying: Common Stock · 439 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F2 · derivative.exercise_date: Vesting occurs 1/3 per year beginning one year from 9/23/2016. F3 · derivative.expiration_date: This grant does not have an expiration date. Read SEC document |
| September 23, 2018 Filed Sep 25, 2018 06:24 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | Exercise / conversionCommon Stock | 439 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-028300 · form4.xml · nonDerivative · entry 1 LO JACKY WEI-JYE · CIK 0001699972 · CFO, Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 873 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 19, 2018 Filed Sep 20, 2018 06:21 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | GrantRestricted Stock Unit · Derivative | 31 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-028108 · form4.xml · derivative · entry 2 LO JACKY WEI-JYE · CIK 0001699972 · CFO, Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,005 Underlying: Common Stock · 31 shares Expires not disclosed F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F4 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 100% on the third anniversary of the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest. F3 · derivative.expiration_date: This grant does not have an expiration date. Read SEC document |
| September 19, 2018 Filed Sep 20, 2018 06:21 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | GrantRestricted Stock Unit · Derivative | 2 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-028108 · form4.xml · derivative · entry 1 LO JACKY WEI-JYE · CIK 0001699972 · CFO, Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 879 Underlying: Common Stock · 2 shares Expires not disclosed F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F2 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 1/3 per year beginning one year from the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest. F3 · derivative.expiration_date: This grant does not have an expiration date. Read SEC document |
| June 20, 2018 Filed Jun 22, 2018 17:26 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | GrantRestricted Stock Unit · Derivative | 2 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-021763 · form4.xml · derivative · entry 2 LO JACKY WEI-JYE · CIK 0001699972 · CFO, Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 877 Underlying: Common Stock · 2 shares Expires not disclosed F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F4 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 1/3 per year beginning one year from the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest. F3 · derivative.expiration_date: This grant does not have an expiration date. Read SEC document |
| June 20, 2018 Filed Jun 22, 2018 17:26 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | GrantRestricted Stock Unit · Derivative | 27 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-021763 · form4.xml · derivative · entry 1 LO JACKY WEI-JYE · CIK 0001699972 · CFO, Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,974 Underlying: Common Stock · 27 shares Expires not disclosed F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F2 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 100% on the third anniversary of the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest. F3 · derivative.expiration_date: This grant does not have an expiration date. Read SEC document |
| March 21, 2018 Filed Mar 23, 2018 20:06 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | GrantRestricted Stock Unit · Derivative | 26 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-18-012700 · form4.xml · derivative · entry 2 LO JACKY WEI-JYE · CIK 0001699972 · CFO, Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,947 Underlying: Common Stock · 26 shares Expires not disclosed F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F1 · price: Conversion occurs on a one-for-one basis. F4 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 100% on the third anniversary of the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest. F3 · derivative.expiration_date: This grant does not have an expiration date. Read SEC document |
| March 21, 2018 Filed Mar 23, 2018 20:06 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | GrantRestricted Stock Unit · Derivative | 2 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-18-012700 · form4.xml · derivative · entry 1 LO JACKY WEI-JYE · CIK 0001699972 · CFO, Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 875 Underlying: Common Stock · 2 shares Expires not disclosed F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F1 · price: Conversion occurs on a one-for-one basis. F2 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 1/3 per year beginning one year from the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest. F3 · derivative.expiration_date: This grant does not have an expiration date. Read SEC document |
| February 09, 2018 Filed Feb 13, 2018 06:51 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | GrantStock Appreciation Right · Derivative | 32,543 | $0.00 Strike: $40.29 | $0.00 |
DisclosureSEC source: 0001127602-18-005308 · form4.xml · derivative · entry 2 LO JACKY WEI-JYE · CIK 0001699972 · CFO, Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,543 Underlying: Common Stock · 32,543 shares Expires 2028-02-09 F4 · derivative.exercise_date: Vesting occurs 25% per year beginning one year from grant date. Read SEC document |
| February 09, 2018 Filed Feb 13, 2018 06:51 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | GrantRestricted Stock Unit · Derivative | 10,921 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-005308 · form4.xml · derivative · entry 1 LO JACKY WEI-JYE · CIK 0001699972 · CFO, Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,921 Underlying: Common Stock · 10,921 shares Expires not disclosed F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F2 · derivative.exercise_date: Vesting occurs 100% on the third anniversary of the grant date. F3 · derivative.expiration_date: This grant does not have an expiration date. Read SEC document |
| December 21, 2017 Filed Dec 26, 2017 16:27 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | GrantRestricted Stock Unit · Derivative | 2 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-035481 · form4.xml · derivative · entry 1 LO JACKY WEI-JYE · CIK 0001699972 · CFO, Treasurer, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 873 Underlying: Common Stock · 2 shares Expires not disclosed F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F2 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 1/3 per year beginning one year from the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest. F3 · derivative.expiration_date: Vesting occurs 1/3 per year beginning one year from 9/23/2016. Read SEC document |
| September 23, 2017 Filed Oct 20, 2017 12:05 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | Exercise / conversionRestricted Stock Unit · Derivative | 434 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-17-030093 · form4.xml · derivative · entry 2 LO JACKY WEI-JYE · CIK 0001699972 · CFO, Treasurer, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 871 Underlying: Common Stock · 434 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F1 · price: Conversion occurred on a one-for-one basis. F3 · derivative.exercise_date: Vesting occurs 1/3 per year beginning one year from 9/23/2016. F3 · derivative.expiration_date: Vesting occurs 1/3 per year beginning one year from 9/23/2016. Read SEC document |
| September 23, 2017 Filed Oct 20, 2017 12:05 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | Exercise / conversionCommon Stock | 434 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-17-030093 · form4.xml · nonDerivative · entry 1 LO JACKY WEI-JYE · CIK 0001699972 · CFO, Treasurer, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 434 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Conversion occurred on a one-for-one basis. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.