Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Yum China Holdings, Inc.YUMC · Entity 1255 | Director | June 01, 2026 | June 03, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Yum China Holdings, Inc.
Report date June 01, 2026 · Filed June 03, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, $0.01 par valueSEC Table I · non-derivative | Direct | 64,852 |
Reported balance
After 2026-06-01 transaction · row 1
1 source rowRow 1 · 2026-06-01 · Grant · Acquired 7,632 · Balance 64,852 |
| Common Stock, $0.01 par valueSEC Table I · non-derivative | IndirectSee Footnotes | 12,035,635 |
Reported balance
Holding disclosure · report date 2026-06-01 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 12,035,635 F1: The common stock is held directly by Pollos Investment L.P. ("Pollos Investment"). The limited partnership interests of Pollos Investment are ultimately owned by a private fund ("Fund") for which an affiliate of the Reporting Person is special limited partner ("Special Limited Partner") and has a contingent right to receive a performance fee. The Reporting Person is a shareholder of the parent company of the general partner of the Special Limited Partner (the "Parent Company") and may be deemed to have pecuniary interest through his indirect entitlement to receive a share of any Fund performance fee. F2: The Reporting Person disclaims beneficial ownership of the securities and derivative instruments held directly by Pollos Investment, including in the shares sold in the Transaction, except to the extent of his pecuniary interest, if any, in such securities or instruments as a result of his interest in the Parent Company, and inclusion in this form shall not otherwise be deemed an admission of beneficial ownership for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose. |
Filing footnotes · ownership attribution and instrument terms
F1: The common stock is held directly by Pollos Investment L.P. ("Pollos Investment"). The limited partnership interests of Pollos Investment are ultimately owned by a private fund ("Fund") for which an affiliate of the Reporting Person is special limited partner ("Special Limited Partner") and has a contingent right to receive a performance fee. The Reporting Person is a shareholder of the parent company of the general partner of the Special Limited Partner (the "Parent Company") and may be deemed to have pecuniary interest through his indirect entitlement to receive a share of any Fund performance fee.
F2: The Reporting Person disclaims beneficial ownership of the securities and derivative instruments held directly by Pollos Investment, including in the shares sold in the Transaction, except to the extent of his pecuniary interest, if any, in such securities or instruments as a result of his interest in the Parent Company, and inclusion in this form shall not otherwise be deemed an admission of beneficial ownership for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 01, 2026 Filed Jun 3, 2026 16:42 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | GrantCommon Stock, $0.01 par value | 7,632 | $0.00 | $0.00 |
DisclosureSEC source: 0000945621-26-000790 · form4.xml · nonDerivative · entry 1 Yang William Wang · CIK 0001713245 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 64,852 Read SEC document |
| June 01, 2025 Filed Jun 4, 2025 01:32 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | GrantCommon Stock, $0.01 par value | 7,502 | $0.00 | $0.00 |
DisclosureSEC source: 0000945621-25-000534 · form4.xml · nonDerivative · entry 1 Yang William Wang · CIK 0001713245 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 57,220 Read SEC document |
| June 01, 2024 Filed Jun 5, 2024 01:47 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | GrantCommon Stock, $0.01 par value | 9,158 | $0.00 | $0.00 |
DisclosureSEC source: 0000894579-24-000226 · form4.xml · nonDerivative · entry 1 Yang William Wang · CIK 0001713245 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 49,718 Read SEC document |
| June 01, 2023 Filed Jun 6, 2023 01:44 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | GrantCommon Stock, $0.01 par value | 5,732 | $0.00 | $0.00 |
DisclosureSEC source: 0000894579-23-000182 · form4.xml · nonDerivative · entry 1 Yang William Wang · CIK 0001713245 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 40,560 Read SEC document |
| May 04, 2023 Filed May 4, 2023 18:47 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | SaleCommon Stock, $0.01 par value | 1,136,016 | $62.31 | $70,785,156.96 |
DisclosureSEC source: 0000894579-23-000157 · form4.xml · nonDerivative · entry 1 Yang William Wang · CIK 0001713245 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnotes Disclosed balance after: 13,035,635 F1 · ownership.nature: The common stock is held directly by Pollos Investment L.P. ("Pollos Investment"). The limited partnership interests of Pollos Investment are ultimately owned by a private fund ("Fund") for which an affiliate of the Reporting Person is special limited partner ("Special Limited Partner") and has a contingent right to receive a performance fee. The Reporting Person is a shareholder of the parent company of the general partner of the Special Limited Partner (the "Parent Company") and may be deemed to have pecuniary interest through his indirect entitlement to receive a share of any Fund performance fee. At the request of an ultimate withdrawing limited partner who is not affiliated with the Reporting Person, Pollos Investment sold 1,136,016 shares of common stock of YUM China Holdings, Inc. (the "Transaction") and the proceeds of such sale, after costs and repayment of certain liabilities of Pollos Investment, were distributed to such withdrawing limited partner. F2 · ownership.nature: The Reporting Person disclaims beneficial ownership of the securities and derivative instruments held directly by Pollos Investment, including in the shares sold in the Transaction, except to the extent of his pecuniary interest, if any, in such securities or instruments as a result of his interest in the Parent Company, and inclusion in this form shall not otherwise be deemed an admission of beneficial ownership for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose. Read SEC document |
| May 04, 2023 Filed May 8, 2023 17:59 UTC Amendment | Yum China Holdings, Inc. YUMC · Entity 1255 | SaleCommon Stock, $0.01 par value | 1,136,016 | $62.31 | $70,785,156.96 |
DisclosureSEC source: 0000894579-23-000161 · form4.xml · nonDerivative · entry 1 Yang William Wang · CIK 0001713245 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnotes Disclosed balance after: 12,035,635 F1 · ownership.nature: The common stock is held directly by Pollos Investment L.P. ("Pollos Investment"). The limited partnership interests of Pollos Investment are ultimately owned by a private fund ("Fund") for which an affiliate of the Reporting Person is special limited partner ("Special Limited Partner") and has a contingent right to receive a performance fee. The Reporting Person is a shareholder of the parent company of the general partner of the Special Limited Partner (the "Parent Company") and may be deemed to have pecuniary interest through his indirect entitlement to receive a share of any Fund performance fee. At the request of an ultimate withdrawing limited partner who is not affiliated with the Reporting Person, Pollos Investment sold 1,136,016 shares of common stock of YUM China Holdings, Inc. (the "Transaction") and the proceeds of such sale, after costs and repayment of certain liabilities of Pollos Investment, were distributed to such withdrawing limited partner. F2 · ownership.nature: The Reporting Person disclaims beneficial ownership of the securities and derivative instruments held directly by Pollos Investment, including in the shares sold in the Transaction, except to the extent of his pecuniary interest, if any, in such securities or instruments as a result of his interest in the Parent Company, and inclusion in this form shall not otherwise be deemed an admission of beneficial ownership for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose. Read SEC document |
| November 03, 2022 Filed Nov 7, 2022 17:06 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | SaleCommon Stock, $0.01 par value | 3,193,127 | $45.13 | $144,089,855.88 |
DisclosureSEC source: 0001567619-22-019221 · doc1.xml · nonDerivative · entry 2 Yang William Wang · CIK 0001713245 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 13,171,651 F1 · ownership.nature: The common stock is held directly by Pollos Investment L.P. ("Pollos Investment"). The limited partnership interests of Pollos Investment are ultimately owned by a private fund ("Fund") for which an affiliate of the Reporting Person is special limited partner ("Special Limited Partner") and has a contingent right to receive a performance fee. The Reporting Person is a shareholder of the parent company of the general partner of the Special Limited Partner (the "Parent Company") and may be deemed to have pecuniary interest through his indirect entitlement to receive a share of any Fund performance fee. At the request of an ultimate withdrawing limited partner who is not affiliated with the Reporting Person, Pollos Investment sold 3,193,127 shares of common stock of YUM China Holdings, Inc. (the "Transaction") and the proceeds of such sale, after costs and repayment of certain liabilities of Pollos investment, were distributed to such withdrawing limited partner. F2 · ownership.nature: The Reporting Person disclaims beneficial ownership of the securities and derivative instruments held directly by Pollos Investment, including in the shares sold in the Transaction, except to the extent of his pecuniary interest, if any, in such securities or instruments as a result of his interest in the Parent Company, and inclusion in this form shall not otherwise be deemed an admission of beneficial ownership for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose. Read SEC document |
| June 01, 2022 Filed Jun 4, 2022 01:55 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | GrantCommon Stock, $0.01 par value | 6,138 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-22-012351 · doc1.xml · nonDerivative · entry 1 Yang William Wang · CIK 0001713245 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,828 Read SEC document |
| June 01, 2021 Filed Jun 4, 2021 01:07 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | GrantCommon Stock, $0.01 par value | 4,002 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-21-011668 · doc1.xml · nonDerivative · entry 1 Yang William Wang · CIK 0001713245 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,690 Read SEC document |
| November 23, 2020 Filed Nov 26, 2020 02:18 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | OtherPre-paid Forward Transaction · Derivative | 3,549,214.81 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000943663-20-000260 · form4.xml · derivative · entry 4 Yang William Wang · CIK 0001713245 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 3,549,214.81 Underlying: Common Stock, par value $0.01 per share · 3,549,214.81 shares Expires not disclosed F3 · derivative.exercise_price: On November 23, 2020, Pollos Upside entered into a pre-paid forward transaction with an unaffiliated bank relating to its entire interest in Warrant 1 relating to 3,549,214.81 shares of common stock. On the settlement date, or subject to certain conditions, on demand of the counterparty, Pollos Upside will be obligated to deliver to such unaffiliated bank such interest in Warrant 1, relating to 3,549,214.81 shares of common stock, unless Pollos Upside elects, in certain cases, for net share settlement to apply. In exchange for assuming this obligation, Pollos Upside will receive an aggregate prepayment amount of $102,792,813 on November 25, 2020. F3 · price: On November 23, 2020, Pollos Upside entered into a pre-paid forward transaction with an unaffiliated bank relating to its entire interest in Warrant 1 relating to 3,549,214.81 shares of common stock. On the settlement date, or subject to certain conditions, on demand of the counterparty, Pollos Upside will be obligated to deliver to such unaffiliated bank such interest in Warrant 1, relating to 3,549,214.81 shares of common stock, unless Pollos Upside elects, in certain cases, for net share settlement to apply. In exchange for assuming this obligation, Pollos Upside will receive an aggregate prepayment amount of $102,792,813 on November 25, 2020. F3 · derivative.exercise_date: On November 23, 2020, Pollos Upside entered into a pre-paid forward transaction with an unaffiliated bank relating to its entire interest in Warrant 1 relating to 3,549,214.81 shares of common stock. On the settlement date, or subject to certain conditions, on demand of the counterparty, Pollos Upside will be obligated to deliver to such unaffiliated bank such interest in Warrant 1, relating to 3,549,214.81 shares of common stock, unless Pollos Upside elects, in certain cases, for net share settlement to apply. In exchange for assuming this obligation, Pollos Upside will receive an aggregate prepayment amount of $102,792,813 on November 25, 2020. F3 · derivative.expiration_date: On November 23, 2020, Pollos Upside entered into a pre-paid forward transaction with an unaffiliated bank relating to its entire interest in Warrant 1 relating to 3,549,214.81 shares of common stock. On the settlement date, or subject to certain conditions, on demand of the counterparty, Pollos Upside will be obligated to deliver to such unaffiliated bank such interest in Warrant 1, relating to 3,549,214.81 shares of common stock, unless Pollos Upside elects, in certain cases, for net share settlement to apply. In exchange for assuming this obligation, Pollos Upside will receive an aggregate prepayment amount of $102,792,813 on November 25, 2020. F1 · ownership.nature: The common stock is held directly by Pollos Investment L.P. ("Pollos Investment") and the warrants are held directly by Pollos Upside L.P. ("Pollos Upside") and the Transaction (as defined below) was entered into by Pollos Upside. The limited partnership interests of both Pollos Investment and Pollos Upside are ultimately owned by a private fund ("Fund") for which an affiliate of the Reporting Person is special limited partner ("Special Limited Partner") and has a contingent right to receive a performance fee. The Reporting Person is a shareholder of the parent company of the general partner of the Special Limited Partner (the "Parent Company") and may be deemed to have pecuniary interest through his indirect entitlement to receive a share of any Fund performance fee. Read SEC document |
| October 30, 2020 Filed Nov 4, 2020 00:26 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | OtherPre-paid Forward Transaction · Derivative | 4,000,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000943663-20-000246 · form4.xml · derivative · entry 4 Yang William Wang · CIK 0001713245 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 3,549,214.81 Underlying: Common Stock, par value $0.01 per share · 4,000,000 shares Expires not disclosed F3 · derivative.exercise_price: On October 30, 2020, Pollos Upside entered into a pre-paid forward transaction with an unaffiliated bank relating to a portion of Warrant 1 relating to 4,000,000 shares of common stock. On the settlement date, or subject to certain conditions, on demand of the counterparty, Pollos Upside will be obligated to deliver to such unaffiliated bank such interest in Warrant 1, relating to 4,000,000 shares of common stock, unless Pollos Upside elects, in certain cases, for net share settlement to apply. In exchange for assuming this obligation, Pollos Upside will receive an aggregate prepayment amount of $89,124,000 on November 3, 2020. F3 · price: On October 30, 2020, Pollos Upside entered into a pre-paid forward transaction with an unaffiliated bank relating to a portion of Warrant 1 relating to 4,000,000 shares of common stock. On the settlement date, or subject to certain conditions, on demand of the counterparty, Pollos Upside will be obligated to deliver to such unaffiliated bank such interest in Warrant 1, relating to 4,000,000 shares of common stock, unless Pollos Upside elects, in certain cases, for net share settlement to apply. In exchange for assuming this obligation, Pollos Upside will receive an aggregate prepayment amount of $89,124,000 on November 3, 2020. F3 · derivative.exercise_date: On October 30, 2020, Pollos Upside entered into a pre-paid forward transaction with an unaffiliated bank relating to a portion of Warrant 1 relating to 4,000,000 shares of common stock. On the settlement date, or subject to certain conditions, on demand of the counterparty, Pollos Upside will be obligated to deliver to such unaffiliated bank such interest in Warrant 1, relating to 4,000,000 shares of common stock, unless Pollos Upside elects, in certain cases, for net share settlement to apply. In exchange for assuming this obligation, Pollos Upside will receive an aggregate prepayment amount of $89,124,000 on November 3, 2020. F3 · derivative.expiration_date: On October 30, 2020, Pollos Upside entered into a pre-paid forward transaction with an unaffiliated bank relating to a portion of Warrant 1 relating to 4,000,000 shares of common stock. On the settlement date, or subject to certain conditions, on demand of the counterparty, Pollos Upside will be obligated to deliver to such unaffiliated bank such interest in Warrant 1, relating to 4,000,000 shares of common stock, unless Pollos Upside elects, in certain cases, for net share settlement to apply. In exchange for assuming this obligation, Pollos Upside will receive an aggregate prepayment amount of $89,124,000 on November 3, 2020. F1 · ownership.nature: The common stock is held directly by Pollos Investment L.P. ("Pollos Investment") and the warrants are held directly by Pollos Upside L.P. ("Pollos Upside") and the Transaction (as defined below) was entered into by Pollos Upside. The limited partnership interests of both Pollos Investment and Pollos Upside are ultimately owned by a private fund ("Fund") for which an affiliate of the Reporting Person is special limited partner ("Special Limited Partner") and has a contingent right to receive a performance fee. The Reporting Person is a shareholder of the parent company of the general partner of the Special Limited Partner (the "Parent Company") and may be deemed to have pecuniary interest through his indirect entitlement to receive a share of any Fund performance fee. Read SEC document |
| November 12, 2019 Filed Nov 13, 2019 01:22 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | OtherPre-paid Forward Transaction · Derivative | 1,071,829.51 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000943663-19-000215 · form4.xml · derivative · entry 7 Yang William Wang · CIK 0001713245 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 1,071,829.51 Underlying: Common Stock, par value $0.01 per share · 1,071,829.51 shares Expires not disclosed F5 · derivative.exercise_price: On November 12, 2019, Pollos Upside entered into a pre-paid forward transaction with an unaffiliated bank relating to a portion of Warrant 2 relating to 1,071,829.51 shares of common stock. On the settlement date, or subject to certain conditions, on demand of the counterparty, Pollos Upside will be obligated to deliver to such unaffiliated bank such portion of Warrant 2, relating to 1,071,829.51 shares of common stock, unless Pollos Upside elects, in certain cases, for net share settlement or cash settlement to apply. In exchange for assuming this obligation, Pollos Upside received a cash payment of $10,025,115.64 as of the date of entering into the transaction. F5 · price: On November 12, 2019, Pollos Upside entered into a pre-paid forward transaction with an unaffiliated bank relating to a portion of Warrant 2 relating to 1,071,829.51 shares of common stock. On the settlement date, or subject to certain conditions, on demand of the counterparty, Pollos Upside will be obligated to deliver to such unaffiliated bank such portion of Warrant 2, relating to 1,071,829.51 shares of common stock, unless Pollos Upside elects, in certain cases, for net share settlement or cash settlement to apply. In exchange for assuming this obligation, Pollos Upside received a cash payment of $10,025,115.64 as of the date of entering into the transaction. F5 · derivative.exercise_date: On November 12, 2019, Pollos Upside entered into a pre-paid forward transaction with an unaffiliated bank relating to a portion of Warrant 2 relating to 1,071,829.51 shares of common stock. On the settlement date, or subject to certain conditions, on demand of the counterparty, Pollos Upside will be obligated to deliver to such unaffiliated bank such portion of Warrant 2, relating to 1,071,829.51 shares of common stock, unless Pollos Upside elects, in certain cases, for net share settlement or cash settlement to apply. In exchange for assuming this obligation, Pollos Upside received a cash payment of $10,025,115.64 as of the date of entering into the transaction. F5 · derivative.expiration_date: On November 12, 2019, Pollos Upside entered into a pre-paid forward transaction with an unaffiliated bank relating to a portion of Warrant 2 relating to 1,071,829.51 shares of common stock. On the settlement date, or subject to certain conditions, on demand of the counterparty, Pollos Upside will be obligated to deliver to such unaffiliated bank such portion of Warrant 2, relating to 1,071,829.51 shares of common stock, unless Pollos Upside elects, in certain cases, for net share settlement or cash settlement to apply. In exchange for assuming this obligation, Pollos Upside received a cash payment of $10,025,115.64 as of the date of entering into the transaction. F1 · ownership.nature: The common stock is held directly by Pollos Investment L.P. ("Pollos Investment") and the warrants are held directly by Pollos Upside L.P. ("Pollos Upside") and the Transaction (as defined below) was entered into by Pollos Upside. The limited partnership interests of both Pollos Investment and Pollos Upside are ultimately owned by a private fund ("Fund") for which an affiliate of the Reporting Person is special limited partner ("Special Limited Partner") and has a contingent right to receive a performance fee. The Reporting Person is a shareholder of the parent company of the general partner of the Special Limited Partner (the "Parent Company") and may be deemed to have pecuniary interest through his indirect entitlement to receive a share of any Fund performance fee. Read SEC document |
| November 12, 2019 Filed Jan 21, 2020 23:05 UTC Amendment | Yum China Holdings, Inc. YUMC · Entity 1255 | OtherPre-paid Forward Transaction · Derivative | 1,071,829.51 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000943663-20-000014 · form4.xml · derivative · entry 7 Yang William Wang · CIK 0001713245 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 1,071,829.51 Underlying: Common Stock, par value $0.01 per share · 1,071,829.51 shares Expires not disclosed F6 · derivative.exercise_price: On November 12, 2019, Pollos Upside entered into a pre-paid forward transaction with an unaffiliated bank relating to a portion of Warrant 2 relating to 1,071,829.51 shares of common stock. On the settlement date, or subject to certain conditions, on demand of the counterparty, Pollos Upside will be obligated to deliver to such unaffiliated bank such portion of Warrant 2, relating to 1,071,829.51 shares of common stock, unless Pollos Upside elects, in certain cases, for net share settlement or cash settlement to apply. In exchange for assuming this obligation, Pollos Upside received a cash payment of $10,025,115.64 as of the date of entering into the transaction. F6 · price: On November 12, 2019, Pollos Upside entered into a pre-paid forward transaction with an unaffiliated bank relating to a portion of Warrant 2 relating to 1,071,829.51 shares of common stock. On the settlement date, or subject to certain conditions, on demand of the counterparty, Pollos Upside will be obligated to deliver to such unaffiliated bank such portion of Warrant 2, relating to 1,071,829.51 shares of common stock, unless Pollos Upside elects, in certain cases, for net share settlement or cash settlement to apply. In exchange for assuming this obligation, Pollos Upside received a cash payment of $10,025,115.64 as of the date of entering into the transaction. F6 · derivative.exercise_date: On November 12, 2019, Pollos Upside entered into a pre-paid forward transaction with an unaffiliated bank relating to a portion of Warrant 2 relating to 1,071,829.51 shares of common stock. On the settlement date, or subject to certain conditions, on demand of the counterparty, Pollos Upside will be obligated to deliver to such unaffiliated bank such portion of Warrant 2, relating to 1,071,829.51 shares of common stock, unless Pollos Upside elects, in certain cases, for net share settlement or cash settlement to apply. In exchange for assuming this obligation, Pollos Upside received a cash payment of $10,025,115.64 as of the date of entering into the transaction. F6 · derivative.expiration_date: On November 12, 2019, Pollos Upside entered into a pre-paid forward transaction with an unaffiliated bank relating to a portion of Warrant 2 relating to 1,071,829.51 shares of common stock. On the settlement date, or subject to certain conditions, on demand of the counterparty, Pollos Upside will be obligated to deliver to such unaffiliated bank such portion of Warrant 2, relating to 1,071,829.51 shares of common stock, unless Pollos Upside elects, in certain cases, for net share settlement or cash settlement to apply. In exchange for assuming this obligation, Pollos Upside received a cash payment of $10,025,115.64 as of the date of entering into the transaction. F2 · ownership.nature: The common stock is held directly by Pollos Investment L.P. ("Pollos Investment") and the warrants are held directly by Pollos Upside L.P. ("Pollos Upside") and the Transaction (as defined below) was entered into by Pollos Upside. The limited partnership interests of both Pollos Investment and Pollos Upside are ultimately owned by a private fund ("Fund") for which an affiliate of the Reporting Person is special limited partner ("Special Limited Partner") and has a contingent right to receive a performance fee. The Reporting Person is a shareholder of the parent company of the general partner of the Special Limited Partner (the "Parent Company") and may be deemed to have pecuniary interest through his indirect entitlement to receive a share of any Fund performance fee. Read SEC document |
| October 31, 2019 Filed Nov 2, 2019 01:08 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | OtherPre-paid Forward Transaction · Derivative | 3,000,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000943663-19-000204 · form4.xml · derivative · entry 6 Yang William Wang · CIK 0001713245 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 3,000,000 Underlying: Common Stock, par value $0.01 per share · 3,000,000 shares Expires not disclosed F4 · derivative.exercise_price: On October 31, 2019, Pollos Upside entered into a pre-paid forward transaction with an unaffiliated bank relating to a portion of Warrant 2 relating to 3,000,000 shares of common stock. On the settlement date, or subject to certain conditions, on demand of the counterparty, Pollos Upside will be obligated to deliver to such unaffiliated bank such portion of Warrant 2, relating to 3,000,000 shares of common stock, unless Pollos Upside elects, in certain cases, for net share settlement or cash settlement to apply. In exchange for assuming this obligation, Pollos Upside received a cash payment of $24,464,100 as of the date of entering into the transaction. F4 · price: On October 31, 2019, Pollos Upside entered into a pre-paid forward transaction with an unaffiliated bank relating to a portion of Warrant 2 relating to 3,000,000 shares of common stock. On the settlement date, or subject to certain conditions, on demand of the counterparty, Pollos Upside will be obligated to deliver to such unaffiliated bank such portion of Warrant 2, relating to 3,000,000 shares of common stock, unless Pollos Upside elects, in certain cases, for net share settlement or cash settlement to apply. In exchange for assuming this obligation, Pollos Upside received a cash payment of $24,464,100 as of the date of entering into the transaction. F4 · derivative.exercise_date: On October 31, 2019, Pollos Upside entered into a pre-paid forward transaction with an unaffiliated bank relating to a portion of Warrant 2 relating to 3,000,000 shares of common stock. On the settlement date, or subject to certain conditions, on demand of the counterparty, Pollos Upside will be obligated to deliver to such unaffiliated bank such portion of Warrant 2, relating to 3,000,000 shares of common stock, unless Pollos Upside elects, in certain cases, for net share settlement or cash settlement to apply. In exchange for assuming this obligation, Pollos Upside received a cash payment of $24,464,100 as of the date of entering into the transaction. F4 · derivative.expiration_date: On October 31, 2019, Pollos Upside entered into a pre-paid forward transaction with an unaffiliated bank relating to a portion of Warrant 2 relating to 3,000,000 shares of common stock. On the settlement date, or subject to certain conditions, on demand of the counterparty, Pollos Upside will be obligated to deliver to such unaffiliated bank such portion of Warrant 2, relating to 3,000,000 shares of common stock, unless Pollos Upside elects, in certain cases, for net share settlement or cash settlement to apply. In exchange for assuming this obligation, Pollos Upside received a cash payment of $24,464,100 as of the date of entering into the transaction. F1 · ownership.nature: The common stock is held directly by Pollos Investment L.P. ("Pollos Investment") and the warrants are held directly by Pollos Upside L.P. ("Pollos Upside") and the Transaction (as defined below) was entered into by Pollos Upside. The limited partnership interests of both Pollos Investment and Pollos Upside are ultimately owned by a private fund ("Fund") for which an affiliate of the Reporting Person is special limited partner ("Special Limited Partner") and has a contingent right to receive a performance fee. The Reporting Person is a shareholder of the parent company of the general partner of the Special Limited Partner (the "Parent Company") and may be deemed to have pecuniary interest through his indirect entitlement to receive a share of any Fund performance fee. Read SEC document |
| October 31, 2019 Filed Nov 2, 2019 01:08 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | OtherPre-paid Forward Transaction · Derivative | 3,400,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000943663-19-000204 · form4.xml · derivative · entry 5 Yang William Wang · CIK 0001713245 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 3,400,000 Underlying: Common Stock, par value $0.01 per share · 3,400,000 shares Expires not disclosed F3 · derivative.exercise_price: On October 31, 2019, Pollos Upside entered into a pre-paid forward transaction with an unaffiliated bank relating to a portion of Warrant 2 relating to 3,400,000 shares of common stock. On the settlement date, or subject to certain conditions, on demand of the counterparty, Pollos Upside will be obligated to deliver to such unaffiliated bank such portion of Warrant 2, relating to 3,400,000 shares of common stock, unless Pollos Upside elects, in certain cases, for net share settlement to apply. In exchange for assuming this obligation, Pollos Upside received a cash payment of $27,725,980 as of the date of entering into the transaction. F3 · price: On October 31, 2019, Pollos Upside entered into a pre-paid forward transaction with an unaffiliated bank relating to a portion of Warrant 2 relating to 3,400,000 shares of common stock. On the settlement date, or subject to certain conditions, on demand of the counterparty, Pollos Upside will be obligated to deliver to such unaffiliated bank such portion of Warrant 2, relating to 3,400,000 shares of common stock, unless Pollos Upside elects, in certain cases, for net share settlement to apply. In exchange for assuming this obligation, Pollos Upside received a cash payment of $27,725,980 as of the date of entering into the transaction. F3 · derivative.exercise_date: On October 31, 2019, Pollos Upside entered into a pre-paid forward transaction with an unaffiliated bank relating to a portion of Warrant 2 relating to 3,400,000 shares of common stock. On the settlement date, or subject to certain conditions, on demand of the counterparty, Pollos Upside will be obligated to deliver to such unaffiliated bank such portion of Warrant 2, relating to 3,400,000 shares of common stock, unless Pollos Upside elects, in certain cases, for net share settlement to apply. In exchange for assuming this obligation, Pollos Upside received a cash payment of $27,725,980 as of the date of entering into the transaction. F3 · derivative.expiration_date: On October 31, 2019, Pollos Upside entered into a pre-paid forward transaction with an unaffiliated bank relating to a portion of Warrant 2 relating to 3,400,000 shares of common stock. On the settlement date, or subject to certain conditions, on demand of the counterparty, Pollos Upside will be obligated to deliver to such unaffiliated bank such portion of Warrant 2, relating to 3,400,000 shares of common stock, unless Pollos Upside elects, in certain cases, for net share settlement to apply. In exchange for assuming this obligation, Pollos Upside received a cash payment of $27,725,980 as of the date of entering into the transaction. F1 · ownership.nature: The common stock is held directly by Pollos Investment L.P. ("Pollos Investment") and the warrants are held directly by Pollos Upside L.P. ("Pollos Upside") and the Transaction (as defined below) was entered into by Pollos Upside. The limited partnership interests of both Pollos Investment and Pollos Upside are ultimately owned by a private fund ("Fund") for which an affiliate of the Reporting Person is special limited partner ("Special Limited Partner") and has a contingent right to receive a performance fee. The Reporting Person is a shareholder of the parent company of the general partner of the Special Limited Partner (the "Parent Company") and may be deemed to have pecuniary interest through his indirect entitlement to receive a share of any Fund performance fee. Read SEC document |
| May 31, 2019 Filed Jun 5, 2019 01:32 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | GrantCommon Stock, par value $0.01 | 6,873 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-19-012788 · doc1.xml · nonDerivative · entry 1 Yang William Wang · CIK 0001713245 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,175 Read SEC document |
| June 01, 2018 Filed Jun 5, 2018 17:32 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | GrantCommon Stock, par value $0.01 | 4,607 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-18-027313 · doc1.xml · nonDerivative · entry 1 Yang William Wang · CIK 0001713245 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,302 Read SEC document |
| November 01, 2017 Filed Nov 3, 2017 23:11 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | GrantCommon Stock, par value $0.01 | 5,640 | $0.00 | $0.00 |
DisclosureSEC source: 0000943663-17-000231 · form4.xml · nonDerivative · entry 1 Yang William Wang · CIK 0001713245 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,695 Read SEC document |
| August 01, 2017 Filed Aug 3, 2017 23:00 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | GrantCommon Stock, par value $0.01 | 2,055 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-17-030122 · doc1.xml · nonDerivative · entry 1 Yang William Wang · CIK 0001713245 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,055 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.