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Yeung Andy

Disclosed activity across 1 company

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87370
SEC CIK
0001791256

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Yum China Holdings, Inc.YUMC · Entity 1255Chief Financial OfficerSeptember 17, 2024September 19, 2024

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Yum China Holdings, Inc.

Report date September 17, 2024 · Filed September 19, 2024

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Restricted Stock UnitSEC Table II · derivative / convertible securityDirect3,252 Reported balance After 2024-09-17 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2024-09-17 · Grant · Acquired 14 · Balance 3,252

F1: Conversion occurs on a one-for-one basis.

F2: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 1/4 per year beginning one year from the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest.

F3: This grant does not have an expiration date.

Restricted Stock UnitSEC Table II · derivative / convertible securityDirect13,792 Reported balance After 2024-09-17 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2024-09-17 · Grant · Acquired 62 · Balance 13,792

F1: Conversion occurs on a one-for-one basis.

F4: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 1/3 per year beginning one year from the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest.

F3: This grant does not have an expiration date.

Restricted Stock UnitSEC Table II · derivative / convertible securityDirect31,953 Reported balance After 2024-09-17 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2024-09-17 · Grant · Acquired 145 · Balance 31,953

F1: Conversion occurs on a one-for-one basis.

F4: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 1/3 per year beginning one year from the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest.

F3: This grant does not have an expiration date.

Filing footnotes · ownership attribution and instrument terms

F1: Conversion occurs on a one-for-one basis.

F2: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 1/4 per year beginning one year from the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest.

F3: This grant does not have an expiration date.

F4: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 1/3 per year beginning one year from the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
September 17, 2024 Filed Sep 19, 2024 13:01 UTC Yum China Holdings, Inc. YUMC · Entity 1255 GrantRestricted Stock Unit · Derivative 145 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-024194 · form4.xml · derivative · entry 3

Yeung Andy · CIK 0001791256 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 31,953

Underlying: Common Stock · 145 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis.

F4 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 1/3 per year beginning one year from the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest.

F3 · derivative.expiration_date: This grant does not have an expiration date.

Read SEC document
September 17, 2024 Filed Sep 19, 2024 13:01 UTC Yum China Holdings, Inc. YUMC · Entity 1255 GrantRestricted Stock Unit · Derivative 62 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-024194 · form4.xml · derivative · entry 2

Yeung Andy · CIK 0001791256 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,792

Underlying: Common Stock · 62 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis.

F4 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 1/3 per year beginning one year from the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest.

F3 · derivative.expiration_date: This grant does not have an expiration date.

Read SEC document
September 17, 2024 Filed Sep 19, 2024 13:01 UTC Yum China Holdings, Inc. YUMC · Entity 1255 GrantRestricted Stock Unit · Derivative 14 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-024194 · form4.xml · derivative · entry 1

Yeung Andy · CIK 0001791256 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,252

Underlying: Common Stock · 14 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis.

F2 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 1/4 per year beginning one year from the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest.

F3 · derivative.expiration_date: This grant does not have an expiration date.

Read SEC document
June 18, 2024 Filed Jun 21, 2024 10:11 UTC Yum China Holdings, Inc. YUMC · Entity 1255 GrantRestricted Stock Unit · Derivative 153 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-019067 · form4.xml · derivative · entry 3

Yeung Andy · CIK 0001791256 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 31,808

Underlying: Common Stock · 153 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis.

F4 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 1/3 per year beginning one year from the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest.

F3 · derivative.expiration_date: This grant does not have an expiration date.

Read SEC document
June 18, 2024 Filed Jun 21, 2024 10:11 UTC Yum China Holdings, Inc. YUMC · Entity 1255 GrantRestricted Stock Unit · Derivative 66 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-019067 · form4.xml · derivative · entry 2

Yeung Andy · CIK 0001791256 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,730

Underlying: Common Stock · 66 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis.

F4 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 1/3 per year beginning one year from the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest.

F3 · derivative.expiration_date: This grant does not have an expiration date.

Read SEC document
June 18, 2024 Filed Jun 21, 2024 10:11 UTC Yum China Holdings, Inc. YUMC · Entity 1255 GrantRestricted Stock Unit · Derivative 15 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-019067 · form4.xml · derivative · entry 1

Yeung Andy · CIK 0001791256 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,238

Underlying: Common Stock · 15 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis.

F2 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 1/4 per year beginning one year from the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest.

F3 · derivative.expiration_date: This grant does not have an expiration date.

Read SEC document
March 26, 2024 Filed Mar 28, 2024 14:56 UTC Yum China Holdings, Inc. YUMC · Entity 1255 GrantRestricted Stock Unit · Derivative 129 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-011354 · form4.xml · derivative · entry 3

Yeung Andy · CIK 0001791256 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 31,655

Underlying: Common Stock · 129 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis.

F4 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 1/3 per year beginning one year from the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest.

F3 · derivative.expiration_date: This grant does not have an expiration date.

Read SEC document
March 26, 2024 Filed Mar 28, 2024 14:56 UTC Yum China Holdings, Inc. YUMC · Entity 1255 GrantRestricted Stock Unit · Derivative 55 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-011354 · form4.xml · derivative · entry 2

Yeung Andy · CIK 0001791256 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,664

Underlying: Common Stock · 55 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis.

F4 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 1/3 per year beginning one year from the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest.

F3 · derivative.expiration_date: This grant does not have an expiration date.

Read SEC document
March 26, 2024 Filed Mar 28, 2024 14:56 UTC Yum China Holdings, Inc. YUMC · Entity 1255 GrantRestricted Stock Unit · Derivative 13 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-011354 · form4.xml · derivative · entry 1

Yeung Andy · CIK 0001791256 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,223

Underlying: Common Stock · 13 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis.

F2 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 1/4 per year beginning one year from the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest.

F3 · derivative.expiration_date: This grant does not have an expiration date.

Read SEC document
February 10, 2024 Filed Feb 12, 2024 15:31 UTC Yum China Holdings, Inc. YUMC · Entity 1255 Exercise / conversionRestricted Stock Unit · Derivative 1,606 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-004327 · form4.xml · derivative · entry 6

Yeung Andy · CIK 0001791256 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,210

Underlying: Common Stock · 1,606 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis.

F4 · derivative.exercise_date: Vesting occurs 25% per year beginning one year from 2/10/2022.

F3 · derivative.expiration_date: This grant does not have an expiration date.

Read SEC document
February 10, 2024 Filed Feb 12, 2024 15:31 UTC Yum China Holdings, Inc. YUMC · Entity 1255 Tax withholdingCommon Stock 724 $40.31 $29,184.44
Disclosure

SEC source: 0001127602-24-004327 · form4.xml · nonDerivative · entry 4

Yeung Andy · CIK 0001791256 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 78,191

Read SEC document
February 10, 2024 Filed Feb 12, 2024 15:31 UTC Yum China Holdings, Inc. YUMC · Entity 1255 Exercise / conversionCommon Stock 1,606 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-004327 · form4.xml · nonDerivative · entry 3

Yeung Andy · CIK 0001791256 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 78,915

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Conversion occurs on a one-for-one basis.

Read SEC document
February 09, 2024 Filed Feb 12, 2024 15:31 UTC Yum China Holdings, Inc. YUMC · Entity 1255 Exercise / conversionRestricted Stock Unit · Derivative 6,702 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-004327 · form4.xml · derivative · entry 5

Yeung Andy · CIK 0001791256 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,609

Underlying: Common Stock · 6,702 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis.

F2 · derivative.exercise_date: Vesting occurs 1/3 per year beginning one year from 2/9/2023.

F3 · derivative.expiration_date: This grant does not have an expiration date.

Read SEC document
February 09, 2024 Filed Feb 12, 2024 15:31 UTC Yum China Holdings, Inc. YUMC · Entity 1255 Tax withholdingCommon Stock 3,017 $40.31 $121,615.27
Disclosure

SEC source: 0001127602-24-004327 · form4.xml · nonDerivative · entry 2

Yeung Andy · CIK 0001791256 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 77,309

Read SEC document
February 09, 2024 Filed Feb 12, 2024 15:31 UTC Yum China Holdings, Inc. YUMC · Entity 1255 Exercise / conversionCommon Stock 6,702 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-004327 · form4.xml · nonDerivative · entry 1

Yeung Andy · CIK 0001791256 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 80,326

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Conversion occurs on a one-for-one basis.

Read SEC document
February 08, 2024 Filed Feb 12, 2024 12:38 UTC Yum China Holdings, Inc. YUMC · Entity 1255 GrantRestricted Stock Unit · Derivative 31,526 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-004317 · form4.xml · derivative · entry 1

Yeung Andy · CIK 0001791256 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 31,526

Underlying: Common Stock · 31,526 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis.

F2 · derivative.exercise_date: Vesting occurs 1/3 per year beginning one year from 2/8/2024.

F3 · derivative.expiration_date: This grant does not have an expiration date.

Read SEC document
February 05, 2024 Filed Feb 7, 2024 11:54 UTC Yum China Holdings, Inc. YUMC · Entity 1255 Exercise / conversionRestricted Stock Unit · Derivative 28,681 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-003612 · form4.xml · derivative · entry 5

Yeung Andy · CIK 0001791256 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 28,681 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis.

F3 · derivative.exercise_date: Vesting occurs 100% on the third anniversary of the grant date.

F4 · derivative.expiration_date: This grant does not have an expiration date.

Read SEC document
February 05, 2024 Filed Feb 7, 2024 11:54 UTC Yum China Holdings, Inc. YUMC · Entity 1255 GrantCommon Stock 43,506 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-003612 · form4.xml · nonDerivative · entry 3

Yeung Andy · CIK 0001791256 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 93,203

F2 · shares: Transaction represents the settlement of performance share units granted to this reporting person with a performance period from January 1, 2020 to December 31, 2023.

Read SEC document
February 05, 2024 Filed Feb 7, 2024 11:54 UTC Yum China Holdings, Inc. YUMC · Entity 1255 Tax withholdingCommon Stock 12,907 $35.93 $463,748.51
Disclosure

SEC source: 0001127602-24-003612 · form4.xml · nonDerivative · entry 2

Yeung Andy · CIK 0001791256 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 49,697

Read SEC document
February 05, 2024 Filed Feb 7, 2024 11:54 UTC Yum China Holdings, Inc. YUMC · Entity 1255 Exercise / conversionCommon Stock 28,681 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-003612 · form4.xml · nonDerivative · entry 1

Yeung Andy · CIK 0001791256 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 62,604

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Conversion occurs on a one-for-one basis.

Read SEC document
February 05, 2024 Filed Feb 12, 2024 13:54 UTC Amendment Yum China Holdings, Inc. YUMC · Entity 1255 Exercise / conversionRestricted Stock Unit · Derivative 28,681 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-004320 · form4a.xml · derivative · entry 5

Yeung Andy · CIK 0001791256 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 28,681 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis.

F3 · derivative.exercise_date: Vesting occurs 100% on the third anniversary of the grant date.

F4 · derivative.expiration_date: This grant does not have an expiration date.

Read SEC document
February 05, 2024 Filed Feb 12, 2024 13:54 UTC Amendment Yum China Holdings, Inc. YUMC · Entity 1255 GrantCommon Stock 43,506 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-004320 · form4a.xml · nonDerivative · entry 4

Yeung Andy · CIK 0001791256 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 73,624

F2 · shares: Transaction represents the settlement of performance share units granted to this reporting person with a performance period from January 1, 2020 to December 31, 2023.

Read SEC document
February 05, 2024 Filed Feb 12, 2024 13:54 UTC Amendment Yum China Holdings, Inc. YUMC · Entity 1255 Tax withholdingCommon Stock 12,907 $35.93 $463,748.51
Disclosure

SEC source: 0001127602-24-004320 · form4a.xml · nonDerivative · entry 3

Yeung Andy · CIK 0001791256 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,118

Read SEC document
February 05, 2024 Filed Feb 12, 2024 13:54 UTC Amendment Yum China Holdings, Inc. YUMC · Entity 1255 Tax withholdingCommon Stock 19,579 $35.93 $703,473.47
Disclosure

SEC source: 0001127602-24-004320 · form4a.xml · nonDerivative · entry 2

Yeung Andy · CIK 0001791256 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 43,025

Read SEC document
February 05, 2024 Filed Feb 12, 2024 13:54 UTC Amendment Yum China Holdings, Inc. YUMC · Entity 1255 Exercise / conversionCommon Stock 28,681 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-004320 · form4a.xml · nonDerivative · entry 1

Yeung Andy · CIK 0001791256 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 62,604

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Conversion occurs on a one-for-one basis.

Read SEC document
February 02, 2024 Filed Feb 7, 2024 11:54 UTC Yum China Holdings, Inc. YUMC · Entity 1255 Tax withholdingCommon Stock 19,579 $35.93 $703,473.47
Disclosure

SEC source: 0001127602-24-003612 · form4.xml · nonDerivative · entry 4

Yeung Andy · CIK 0001791256 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,344

Read SEC document
January 24, 2024 Filed Jan 26, 2024 13:33 UTC Yum China Holdings, Inc. YUMC · Entity 1255 Tax withholdingCommon Stock 7,073 $37.09 $262,337.57
Disclosure

SEC source: 0001127602-24-002202 · form4.xml · nonDerivative · entry 2

Yeung Andy · CIK 0001791256 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 33,923

Read SEC document
January 24, 2024 Filed Jan 26, 2024 13:33 UTC Yum China Holdings, Inc. YUMC · Entity 1255 GrantCommon Stock 17,248 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-002202 · form4.xml · nonDerivative · entry 1

Yeung Andy · CIK 0001791256 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 40,996

F1 · shares: Transaction represents the settlement of performance share units granted to this reporting person with a performance period from January 1, 2021 to December 31, 2023.

Read SEC document
December 19, 2023 Filed Dec 21, 2023 14:03 UTC Yum China Holdings, Inc. YUMC · Entity 1255 GrantRestricted Stock Unit · Derivative 63 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-030242 · form4.xml · derivative · entry 3

Yeung Andy · CIK 0001791256 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,311

Underlying: Common Stock · 63 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis.

F5 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 1/3 per year beginning one year from the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest.

F3 · derivative.expiration_date: This grant does not have an expiration date.

Read SEC document
December 19, 2023 Filed Dec 21, 2023 14:03 UTC Yum China Holdings, Inc. YUMC · Entity 1255 GrantRestricted Stock Unit · Derivative 15 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-030242 · form4.xml · derivative · entry 2

Yeung Andy · CIK 0001791256 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,816

Underlying: Common Stock · 15 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis.

F4 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 1/4 per year beginning one year from the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest.

F3 · derivative.expiration_date: This grant does not have an expiration date.

Read SEC document
December 19, 2023 Filed Dec 21, 2023 14:03 UTC Yum China Holdings, Inc. YUMC · Entity 1255 GrantRestricted Stock Unit · Derivative 89 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-030242 · form4.xml · derivative · entry 1

Yeung Andy · CIK 0001791256 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,676

Underlying: Common Stock · 89 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis.

F2 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 100% on the third anniversary of the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest.

F3 · derivative.expiration_date: This grant does not have an expiration date.

Read SEC document
September 18, 2023 Filed Sep 20, 2023 11:02 UTC Yum China Holdings, Inc. YUMC · Entity 1255 GrantRestricted Stock Unit · Derivative 45 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-024508 · form4.xml · derivative · entry 3

Yeung Andy · CIK 0001791256 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,248

Underlying: Common Stock · 45 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis.

F5 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 1/3 per year beginning one year from the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest.

F3 · derivative.expiration_date: This grant does not have an expiration date.

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September 18, 2023 Filed Sep 20, 2023 11:02 UTC Yum China Holdings, Inc. YUMC · Entity 1255 GrantRestricted Stock Unit · Derivative 10 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-024508 · form4.xml · derivative · entry 2

Yeung Andy · CIK 0001791256 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,801

Underlying: Common Stock · 10 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis.

F4 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 1/4 per year beginning one year from the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest.

F3 · derivative.expiration_date: This grant does not have an expiration date.

Read SEC document
September 18, 2023 Filed Sep 20, 2023 11:02 UTC Yum China Holdings, Inc. YUMC · Entity 1255 GrantRestricted Stock Unit · Derivative 64 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-024508 · form4.xml · derivative · entry 1

Yeung Andy · CIK 0001791256 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,587

Underlying: Common Stock · 64 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis.

F2 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 100% on the third anniversary of the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest.

F3 · derivative.expiration_date: This grant does not have an expiration date.

Read SEC document
June 20, 2023 Filed Jun 22, 2023 14:26 UTC Yum China Holdings, Inc. YUMC · Entity 1255 GrantRestricted Stock Unit · Derivative 45 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-019209 · form4.xml · derivative · entry 3

Yeung Andy · CIK 0001791256 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,203

Underlying: Common Stock · 45 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis.

F5 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 1/3 per year beginning one year from the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest.

F3 · derivative.expiration_date: This grant does not have an expiration date.

Read SEC document
June 20, 2023 Filed Jun 22, 2023 14:26 UTC Yum China Holdings, Inc. YUMC · Entity 1255 GrantRestricted Stock Unit · Derivative 10 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-019209 · form4.xml · derivative · entry 2

Yeung Andy · CIK 0001791256 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,791

Underlying: Common Stock · 10 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis.

F4 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 1/4 per year beginning one year from the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest.

F3 · derivative.expiration_date: This grant does not have an expiration date.

Read SEC document
June 20, 2023 Filed Jun 22, 2023 14:26 UTC Yum China Holdings, Inc. YUMC · Entity 1255 GrantRestricted Stock Unit · Derivative 63 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-019209 · form4.xml · derivative · entry 1

Yeung Andy · CIK 0001791256 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,523

Underlying: Common Stock · 63 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis.

F2 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 100% on the third anniversary of the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest.

F3 · derivative.expiration_date: This grant does not have an expiration date.

Read SEC document
March 28, 2023 Filed Mar 30, 2023 13:03 UTC Yum China Holdings, Inc. YUMC · Entity 1255 GrantRestricted Stock Unit · Derivative 42 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-011629 · form4.xml · derivative · entry 3

Yeung Andy · CIK 0001791256 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,158

Underlying: Common Stock · 42 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis.

F5 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 1/3 per year beginning one year from the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest.

F3 · derivative.expiration_date: This grant does not have an expiration date.

Read SEC document
March 28, 2023 Filed Mar 30, 2023 13:03 UTC Yum China Holdings, Inc. YUMC · Entity 1255 GrantRestricted Stock Unit · Derivative 9 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-011629 · form4.xml · derivative · entry 2

Yeung Andy · CIK 0001791256 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,781

Underlying: Common Stock · 9 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis.

F4 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 1/4 per year beginning one year from the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest.

F3 · derivative.expiration_date: This grant does not have an expiration date.

Read SEC document
March 28, 2023 Filed Mar 30, 2023 13:03 UTC Yum China Holdings, Inc. YUMC · Entity 1255 GrantRestricted Stock Unit · Derivative 59 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-011629 · form4.xml · derivative · entry 1

Yeung Andy · CIK 0001791256 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,460

Underlying: Common Stock · 59 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis.

F2 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 100% on the third anniversary of the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest.

F3 · derivative.expiration_date: This grant does not have an expiration date.

Read SEC document
February 10, 2023 Filed Feb 14, 2023 11:31 UTC Yum China Holdings, Inc. YUMC · Entity 1255 Exercise / conversionRestricted Stock Unit · Derivative 1,591 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-005027 · form4.xml · derivative · entry 3

Yeung Andy · CIK 0001791256 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,772

Underlying: Common Stock · 1,591 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis.

F2 · derivative.exercise_date: Vesting occurs 25% per year beginning one year from 2/10/2022.

F3 · derivative.expiration_date: This grant does not have an expiration date.

Read SEC document
February 10, 2023 Filed Feb 14, 2023 11:31 UTC Yum China Holdings, Inc. YUMC · Entity 1255 Tax withholdingCommon Stock 717 $61.17 $43,858.89
Disclosure

SEC source: 0001127602-23-005027 · form4.xml · nonDerivative · entry 2

Yeung Andy · CIK 0001791256 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,748

Read SEC document
February 10, 2023 Filed Feb 14, 2023 11:31 UTC Yum China Holdings, Inc. YUMC · Entity 1255 Exercise / conversionCommon Stock 1,591 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-005027 · form4.xml · nonDerivative · entry 1

Yeung Andy · CIK 0001791256 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,465

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Conversion occurs on a one-for-one basis.

Read SEC document
February 09, 2023 Filed Feb 13, 2023 11:25 UTC Yum China Holdings, Inc. YUMC · Entity 1255 GrantRestricted Stock Unit · Derivative 20,116 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-004600 · form4.xml · derivative · entry 1

Yeung Andy · CIK 0001791256 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,116

Underlying: Common Stock · 20,116 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis.

F2 · derivative.exercise_date: Vesting occurs 1/3 per year beginning one year from 2/9/2023.

F3 · derivative.expiration_date: This grant does not have an expiration date.

Read SEC document
January 17, 2023 Filed Jan 19, 2023 13:19 UTC Yum China Holdings, Inc. YUMC · Entity 1255 Tax withholdingCommon Stock 4,687 $57.09 $267,580.83
Disclosure

SEC source: 0001127602-23-001712 · form4.xml · nonDerivative · entry 2

Yeung Andy · CIK 0001791256 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,874

Read SEC document
January 17, 2023 Filed Jan 19, 2023 13:19 UTC Yum China Holdings, Inc. YUMC · Entity 1255 GrantCommon Stock 12,520 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-001712 · form4.xml · nonDerivative · entry 1

Yeung Andy · CIK 0001791256 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,561

F1 · shares: Transaction represents the settlement of performance share units granted to this reporting person with a performance period from January 1, 2020 to December 31, 2022.

Read SEC document
December 20, 2022 Filed Dec 22, 2022 12:43 UTC Yum China Holdings, Inc. YUMC · Entity 1255 GrantRestricted Stock Unit · Derivative 13 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-028135 · form4.xml · derivative · entry 2

Yeung Andy · CIK 0001791256 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,363

Underlying: Common Stock · 13 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis.

F4 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 1/4 per year beginning one year from the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest.

F3 · derivative.expiration_date: This grant does not have an expiration date.

Read SEC document
December 20, 2022 Filed Dec 22, 2022 12:43 UTC Yum China Holdings, Inc. YUMC · Entity 1255 GrantRestricted Stock Unit · Derivative 61 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-028135 · form4.xml · derivative · entry 1

Yeung Andy · CIK 0001791256 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,401

Underlying: Common Stock · 61 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis.

F2 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 100% on the third anniversary of the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest.

F3 · derivative.expiration_date: This grant does not have an expiration date.

Read SEC document
November 01, 2022 Filed Nov 3, 2022 10:01 UTC Yum China Holdings, Inc. YUMC · Entity 1255 Exercise / conversionRestricted Stock Unit · Derivative 8,402 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-024832 · form4.xml · derivative · entry 3

Yeung Andy · CIK 0001791256 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,402 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis.

F2 · derivative.exercise_date: Vesting occurs 1/3 per year beginning one year from 11/01/2019.

F3 · derivative.expiration_date: This grant does not have an expiration date.

Read SEC document
November 01, 2022 Filed Nov 3, 2022 10:01 UTC Yum China Holdings, Inc. YUMC · Entity 1255 Tax withholdingCommon Stock 3,195 $43.06 $137,576.70
Disclosure

SEC source: 0001127602-22-024832 · form4.xml · nonDerivative · entry 2

Yeung Andy · CIK 0001791256 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,041

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.