XRX

SEC source: 0001127602-21-030857 · form4.xml · nonDerivative · entry 2

Shanker Naresh · CIK 0001774455 · SVP, Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,015

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Restricted Stock Units vested and converted to shares of Common Stock.

F1 · balance_after: Reflects adjustment of balance due to Restricted Stock Units converting to Common Stock.

SEC source: 0001127602-21-030857 · form4.xml · nonDerivative · entry 1

Shanker Naresh · CIK 0001774455 · SVP, Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,580

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Reflects adjustment of balance due to Restricted Stock Units converting to Common Stock.

SEC source: 0001127602-21-030852 · form4.xml · nonDerivative · entry 3

Gueden Jacques-Edouard · CIK 0001826154 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,146

F3 · shares: Shares withheld to pay taxes for Restricted Stock Units that have vested.

SEC source: 0001127602-21-030852 · form4.xml · nonDerivative · entry 2

Gueden Jacques-Edouard · CIK 0001826154 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,984

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Restricted Stock Units vested and converted to shares of Common Stock.

F1 · balance_after: Reflects adjustment of balance due to Restricted Stock Units converting to Common Stock.

SEC source: 0001127602-21-030852 · form4.xml · nonDerivative · entry 1

Gueden Jacques-Edouard · CIK 0001826154 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,638

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Reflects adjustment of balance due to Restricted Stock Units converting to Common Stock.

SEC source: 0001127602-21-030853 · form4.xml · nonDerivative · entry 3

Heiss Xavier · CIK 0001803559 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,109

F3 · shares: Shares withheld to pay for taxes on Restricted Stock Units that have vested.

SEC source: 0001127602-21-030853 · form4.xml · nonDerivative · entry 2

Heiss Xavier · CIK 0001803559 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,256

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Restricted Stock Units vested and converted into Common Stock.

F1 · balance_after: Reflects adjustment of balance due to Restricted Stock Units converting to Common Stock.

SEC source: 0001127602-21-030853 · form4.xml · nonDerivative · entry 1

Heiss Xavier · CIK 0001803559 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,944

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Reflects adjustment of balance due to Restricted Stock Units converting to Common Stock.

SEC source: 0001127602-21-029037 · form4.xml · nonDerivative · entry 1

LYNN JESSE · CIK 0001605350 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,683

F1 · security: Each Deferred Stock Unit (DSU) represents the right to receive one share of common stock upon the reporting person's termination of service as a director, subject to any applicable deferral period.

F2 · shares: These DSUs will vest on May 20, 2022.

SEC source: 0001127602-21-028298 · form4.xml · nonDerivative · entry 1

Palau Hernandez Margarita · CIK 0001674695 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,500

SEC source: 0001539497-21-001679 · ownership.xml · nonDerivative · entry 2

ICAHN CARL C · CIK 0000921669 · 10% owner

ICAHN PARTNERS LP · CIK 0001313666 · 10% owner

ICAHN PARTNERS MASTER FUND LP · CIK 0001322827 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See all footnotes

Disclosed balance after: 32,114,891

F1 · ownership.nature: This Form 4 is being filed by, and on behalf of, Mr. Carl C. Icahn, Icahn Partners LP ("Icahn Partners") and Icahn Partners Master Fund LP ("Icahn Master," and, collectively with Mr. Icahn and Icahn Partners, the "Reporting Persons").

F2 · ownership.nature: Beckton Corp. ("Beckton") is the sole stockholder of Icahn Enterprises G.P. Inc. ("Icahn Enterprises GP"), which is the general partner of Icahn Enterprises Holdings L.P. ("Icahn Enterprises Holdings"). Icahn Enterprises Holdings is the sole member of IPH GP LLC ("IPH"), which is the general partner of Icahn Capital LP ("Icahn Capital"). Icahn Capital is the general partner of each of Icahn Onshore LP ("Icahn Onshore") and Icahn Offshore LP ("Icahn Offshore"). Icahn Onshore is the general partner of Icahn Partners. Icahn Offshore is the general partner of Icahn Master.

F3 · ownership.nature: Beckton is 100 percent owned by Mr. Icahn. As such, Mr. Icahn is in a position indirectly to determine the investment and voting decisions made by each of Icahn Partners and Icahn Master.

F4 · ownership.nature: Each of Icahn Onshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton, and Mr. Icahn may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under Securities Exchange Act of 1934, as amended), the common stock, $1 par value per share, of Xerox Holdings Corporation ("Shares") which Icahn Partners owns. Each of Icahn Onshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton, and Mr. Icahn disclaims beneficial ownership of such Shares except to the extent of their pecuniary interest therein, if any.

F5 · ownership.nature: Each of Icahn Offshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton, and Mr. Icahn may be deemed to indirectly beneficially own the Shares which Icahn Master owns. Each of Icahn Offshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton, and Mr. Icahn disclaims beneficial ownership of such Shares except to the extent of their pecuniary interest therein, if any.

F6 · ownership.nature: After all of the transactions reported on this Form 4, Icahn Partners directly beneficially owns 18,768,455 Shares and Icahn Master directly beneficially owns 13,346,436 Shares.

SEC source: 0001127602-21-027852 · form4.xml · nonDerivative · entry 2

Letier A. Scott · CIK 0001741602 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,384

SEC source: 0001539497-21-001679 · ownership.xml · nonDerivative · entry 1

ICAHN CARL C · CIK 0000921669 · 10% owner

ICAHN PARTNERS LP · CIK 0001313666 · 10% owner

ICAHN PARTNERS MASTER FUND LP · CIK 0001322827 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See all footnotes

Disclosed balance after: 31,567,391

F1 · ownership.nature: This Form 4 is being filed by, and on behalf of, Mr. Carl C. Icahn, Icahn Partners LP ("Icahn Partners") and Icahn Partners Master Fund LP ("Icahn Master," and, collectively with Mr. Icahn and Icahn Partners, the "Reporting Persons").

F2 · ownership.nature: Beckton Corp. ("Beckton") is the sole stockholder of Icahn Enterprises G.P. Inc. ("Icahn Enterprises GP"), which is the general partner of Icahn Enterprises Holdings L.P. ("Icahn Enterprises Holdings"). Icahn Enterprises Holdings is the sole member of IPH GP LLC ("IPH"), which is the general partner of Icahn Capital LP ("Icahn Capital"). Icahn Capital is the general partner of each of Icahn Onshore LP ("Icahn Onshore") and Icahn Offshore LP ("Icahn Offshore"). Icahn Onshore is the general partner of Icahn Partners. Icahn Offshore is the general partner of Icahn Master.

F3 · ownership.nature: Beckton is 100 percent owned by Mr. Icahn. As such, Mr. Icahn is in a position indirectly to determine the investment and voting decisions made by each of Icahn Partners and Icahn Master.

F4 · ownership.nature: Each of Icahn Onshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton, and Mr. Icahn may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under Securities Exchange Act of 1934, as amended), the common stock, $1 par value per share, of Xerox Holdings Corporation ("Shares") which Icahn Partners owns. Each of Icahn Onshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton, and Mr. Icahn disclaims beneficial ownership of such Shares except to the extent of their pecuniary interest therein, if any.

F5 · ownership.nature: Each of Icahn Offshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton, and Mr. Icahn may be deemed to indirectly beneficially own the Shares which Icahn Master owns. Each of Icahn Offshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton, and Mr. Icahn disclaims beneficial ownership of such Shares except to the extent of their pecuniary interest therein, if any.

F6 · ownership.nature: After all of the transactions reported on this Form 4, Icahn Partners directly beneficially owns 18,768,455 Shares and Icahn Master directly beneficially owns 13,346,436 Shares.

SEC source: 0001127602-21-027852 · form4.xml · nonDerivative · entry 1

Letier A. Scott · CIK 0001741602 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,384

F1 · price: Represents the weighted average purchase price of the shares. The range of prices was $17.750 to $17.900. The reporting person undertakes to provide the Company or the staff of the SEC, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

SEC source: 0001127602-21-026469 · form4.xml · derivative · entry 6

Collins Smee Joanne · CIK 0001801423 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,771

Underlying: Common Stock · 7,537 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_price: Not Applicable

F7 · derivative.exercise_date: Not Applicable

F7 · derivative.expiration_date: Not Applicable

SEC source: 0001127602-21-026469 · form4.xml · nonDerivative · entry 5

Collins Smee Joanne · CIK 0001801423 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,851

F6 · shares: Shares withheld to pay for taxes on Performance Shares that have vested.

SEC source: 0001127602-21-026469 · form4.xml · nonDerivative · entry 4

Collins Smee Joanne · CIK 0001801423 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,677

F5 · shares: Shares withheld to pay for taxes on the Restricted Stock Units that have vested.

SEC source: 0001127602-21-026469 · form4.xml · nonDerivative · entry 3

Collins Smee Joanne · CIK 0001801423 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,214

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: Performance Shares vesting and converted to shares of Common Stock. 6,864 Performance Shares were awarded at target on October 1, 2018, but due to performance paid out at 109.8% of target. The total number of Performance Shares paid out is shown.

F4 · balance_after: Reflects adjustment of balance due to Performance Shares vesting and converting to Common Stock.

SEC source: 0001127602-21-026469 · form4.xml · nonDerivative · entry 2

Collins Smee Joanne · CIK 0001801423 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,242

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Restricted Stock Units vested and converted to shares of Common Stock.

F1 · balance_after: Reflects adjustment of balance due to Restricted Stock Units converting to Common Stock.

SEC source: 0001127602-21-026469 · form4.xml · nonDerivative · entry 1

Collins Smee Joanne · CIK 0001801423 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,683

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Reflects adjustment of balance due to Restricted Stock Units converting to Common Stock.

SEC source: 0001127602-21-026482 · form4.xml · derivative · entry 6

PASTOR LOUIS · CIK 0001619344 · EVP, CCDO and CLO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,063

Underlying: Common Stock · 9,662 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_date: Not applicable

F8 · derivative.expiration_date: Not applicable

SEC source: 0001127602-21-026482 · form4.xml · nonDerivative · entry 5

PASTOR LOUIS · CIK 0001619344 · EVP, CCDO and CLO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,579

F6 · shares: Shares withheld to pay for taxes on Performance Shares that have vested.

SEC source: 0001127602-21-026482 · form4.xml · nonDerivative · entry 4

PASTOR LOUIS · CIK 0001619344 · EVP, CCDO and CLO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,610

F5 · shares: Shares withheld to pay for taxes on Restricted Stock Units that have vested.

SEC source: 0001127602-21-026482 · form4.xml · nonDerivative · entry 3

PASTOR LOUIS · CIK 0001619344 · EVP, CCDO and CLO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,272

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: Performance Shares vesting and converted to Common Stock. 8,800 Performance Shares were awarded at target on October 1, 2018, but due to performance paid out at 109.8% of target. The total number of Performance Shares is shown.

F4 · balance_after: Reflects adjustment of balance due to Performance Shares vesting and converting to Common Stock.

SEC source: 0001127602-21-026482 · form4.xml · nonDerivative · entry 2

PASTOR LOUIS · CIK 0001619344 · EVP, CCDO and CLO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,493

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Restricted Stock Units vested and converted to shares of Common Stock.

F1 · balance_after: Reflects adjustment of balance due to Restricted Stock Units converting to Common Stock.

SEC source: 0001127602-21-026482 · form4.xml · nonDerivative · entry 1

PASTOR LOUIS · CIK 0001619344 · EVP, CCDO and CLO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,125

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Reflects adjustment of balance due to Restricted Stock Units converting to Common Stock.

SEC source: 0001127602-21-021362 · form4.xml · derivative · entry 6

BANDROWCZAK STEVEN JOHN · CIK 0001407036 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,506

Underlying: Common Stock · 28,618 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_price: Not Applicable.

F7 · derivative.exercise_date: Not Applicable.

F7 · derivative.expiration_date: Not Applicable.

SEC source: 0001127602-21-021362 · form4.xml · nonDerivative · entry 5

BANDROWCZAK STEVEN JOHN · CIK 0001407036 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,405

F6 · shares: Shares withheld to pay for taxes on Performance Shares that have vested.

SEC source: 0001127602-21-021362 · form4.xml · nonDerivative · entry 4

BANDROWCZAK STEVEN JOHN · CIK 0001407036 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,501

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: Performance Shares vesting and converted to shares of Common Stock. 26,064 Performance Shares were awarded at target on July 1, 2018, but due to performance paid out at 109.8% of target. The total number of Performance Shares paid out is shown.

F5 · balance_after: Reflects adjustment of balance due to Performance Shares vesting and converting to Common Stock.

SEC source: 0001127602-21-021362 · form4.xml · nonDerivative · entry 3

BANDROWCZAK STEVEN JOHN · CIK 0001407036 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,883

F3 · shares: Shares withheld to pay for taxes on the Restricted Stock Units that have vested.

SEC source: 0001127602-21-021362 · form4.xml · nonDerivative · entry 2

BANDROWCZAK STEVEN JOHN · CIK 0001407036 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,051

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Restricted Stock Units vested and converted to shares of Common Stock.

F1 · balance_after: Reflects adjustment of balance due to Restricted Stock Units converting to Common Stock.

SEC source: 0001127602-21-021362 · form4.xml · nonDerivative · entry 1

BANDROWCZAK STEVEN JOHN · CIK 0001407036 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 205,992

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Reflects adjustment of balance due to Restricted Stock Units converting to Common Stock.

SEC source: 0001127602-21-017903 · form4.xml · nonDerivative · entry 1

Palau Hernandez Margarita · CIK 0001674695 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,499

F1 · security: Each Deferred Stock Unit (DSU) represents the right to receive one share of common stock upon the reporting person's termination of service as a director. DSUs vest one year after the May 20, 2021 award date.

SEC source: 0001127602-21-017888 · form4.xml · nonDerivative · entry 1

Echevarria Joseph · CIK 0001633137 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,233

F1 · security: Each Deferred Stock Unit (DSU) represent the right to receive one share of common stock upon the reporting person's termination of service as a director.

F2 · shares: 14,267 of these DSUs vest one year following the May 20, 2021 award date. The remainder of these DSUs are vested and include 558 DSUs paid on July 31, 2020, 466 DSUs paid on October 30, 2020, 385 DSUs paid on January 29, 2021 and 367 DSUs paid on April 30, 2021 from reinvestment of dividend equivalents paid on DSUs held as of June 30, 2020.

SEC source: 0001127602-21-017902 · form4.xml · nonDerivative · entry 1

Nelson James Larry · CIK 0001424471 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,170

F1 · security: Each RSU represents the right to receive one share of common stock upon the reporting person's completion of one year of service as a director from the May 20, 2021 award date. RSUs vest one year after the May 20, 2021 award date.

SEC source: 0001127602-21-017889 · form4.xml · nonDerivative · entry 1

KRONGARD CHERYL GORDON · CIK 0001243475 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,014

F1 · security: Each Deferred Stock Unit (DSU) represent the right to receive one share of common stock upon the reporting person's termination of service as a director.

F2 · shares: 14,048 of these DSUs vest one year following the May 21, 2021 award date. The remainder of these DSUs are vested and include 558 DSUs paid on July 31, 2020, 466 DSUs paid on October 30, 2020, 385 DSUs paid on January 29, 2021 and 367 DSUs paid on April 30, 2021 from reinvestment of dividend equivalents paid on DSUs held as of June 30, 2020.

SEC source: 0001127602-21-017887 · form4.xml · nonDerivative · entry 1

COZZA KEITH · CIK 0001559415 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,630

F1 · security: Each Deferred Stock Unit (DSU) represent the right to receive one share of common stock upon the reporting person's termination of service as a director.

F2 · shares: 17,560 of these DSUs vest one year following the May 20, 2021 award date. The remainder of these DSUs are vested and include 311 DSUs paid on July 31, 2020, 260 DSUs paid on October 30, 2020, 215 DSUs paid on January 29, 2021 and 205 DSUs paid on April 30, 2021 from reinvestment of dividend equivalents paid on DSUs held as of June 30, 2020.

SEC source: 0001127602-21-017890 · form4.xml · nonDerivative · entry 1

Letier A. Scott · CIK 0001741602 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,661

F1 · security: Each Deferred Stock Unit (DSU) represents the right to receive one share of common stock upon the reporting person's termination of service as a director.

F2 · shares: 13,916 of these DSUs vest one year following the May 20, 2021 award date. The remainder of these DSUs are vested and include 415 DSUs paid on July 31, 2020, 347 DSUs paid on October 30, 2020, 287 DSUs paid on January 29, 2021 and 273 DSUs paid on April 30, 2021 from reinvestment of dividend equivalents paid on DSUs held as of June 30, 2020.

SEC source: 0001127602-21-017900 · form4.xml · nonDerivative · entry 1

Maynard-Elliott Nichelle · CIK 0001750230 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,170

F1 · security: Each Deferred Stock Unit (DSU) represents the right to receive one share of common stock upon the reporting person's termination of service as a director. DSUs vest one year after the May 20, 2021 award date.

SEC source: 0001127602-21-017901 · form4.xml · nonDerivative · entry 1

Miller Steven D · CIK 0001844277 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,950

F1 · security: Each Deferred Stock Unit (DSU) represents the right to receive one share of common stock upon the reporting person's termination of service as a director. DSUs vest one year after the May 20, 2021 award date.

SEC source: 0001127602-21-017899 · form4.xml · nonDerivative · entry 1

Kekedjian Aris · CIK 0001791118 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,950

F1 · security: Each Deferred Stock Unit (DSU) represents the right to receive one share of common stock upon the reporting person's termination of service as a director. DSUs vest one year from the May 20, 2021 award date.

SEC source: 0001127602-21-019300 · form4a.xml · nonDerivative · entry 1

Palau Hernandez Margarita · CIK 0001674695 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,945

F1 · security: Each Deferred Stock Unit (DSU) represents the right to receive one share of common stock upon the reporting person's termination of service as a director. DSUs vest one year after the May 20, 2021 award date.

F2 · shares: On May 24, 2021, the reporting person filed a Form 4 reporting the acquisition of DSUs ("Original Form 4"). This amendment is being filed solely to correct the number of shares reported in column 4 of the Original Form 4, as well as the number of securities beneficially owned following the transaction as reported in column 5 of the Original Form 4.

F2 · balance_after: On May 24, 2021, the reporting person filed a Form 4 reporting the acquisition of DSUs ("Original Form 4"). This amendment is being filed solely to correct the number of shares reported in column 4 of the Original Form 4, as well as the number of securities beneficially owned following the transaction as reported in column 5 of the Original Form 4.

SEC source: 0001127602-21-019288 · form4a.xml · nonDerivative · entry 1

Echevarria Joseph · CIK 0001633137 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,648

F1 · security: Each Deferred Stock Unit (DSU) represent the right to receive one share of common stock upon the reporting person's termination of service as a director.

F2 · shares: 13,682 of these DSUs vest one year following the May 20, 2021 award date. The remainder of these DSUs are vested and include 558 DSUs paid on July 31, 2020, 466 DSUs paid on October 30, 2020, 385 DSUs paid on January 29, 2021 and 367 DSUs paid on April 30, 2021 from reinvestment of dividend equivalents paid on DSUs held as of June 30, 2020.

F3 · shares: On May 24, 2021, the reporting person filed a Form 4 reporting the acquisition of DSUs ("Original Form 4"). This amendment is being filed solely to correct note 2 and the number of shares reported in column 4 of the Original Form 4, as well as the number of securities beneficially owned following the transaction as reported in column 5 of the Original Form 4.

F3 · balance_after: On May 24, 2021, the reporting person filed a Form 4 reporting the acquisition of DSUs ("Original Form 4"). This amendment is being filed solely to correct note 2 and the number of shares reported in column 4 of the Original Form 4, as well as the number of securities beneficially owned following the transaction as reported in column 5 of the Original Form 4.

SEC source: 0001127602-21-019298 · form4a.xml · nonDerivative · entry 1

Nelson James Larry · CIK 0001424471 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,629

F1 · security: Each Restricted Stock Unit (RSU) represents the right to receive one share of common stock upon the reporting person's completion of one year of service as a director from the May 20, 2021 award date. RSUs vest one year after the May 20, 2021 award date.

F2 · shares: On May 24, 2021, the reporting person filed a Form 4 reporting the acquisition of DSUs ("Original Form 4"). This amendment is being filed solely to correct the number of shares reported in column 4 of the Original Form 4, as well as the number of securities beneficially owned following the transaction as reported in column 5 of the Original Form 4.

F2 · balance_after: On May 24, 2021, the reporting person filed a Form 4 reporting the acquisition of DSUs ("Original Form 4"). This amendment is being filed solely to correct the number of shares reported in column 4 of the Original Form 4, as well as the number of securities beneficially owned following the transaction as reported in column 5 of the Original Form 4.

SEC source: 0001127602-21-019291 · form4a.xml · nonDerivative · entry 1

KRONGARD CHERYL GORDON · CIK 0001243475 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,437

F1 · security: Each Deferred Stock Unit (DSU) represent the right to receive one share of common stock upon the reporting person's termination of service as a director.

F2 · shares: 13,471 of these DSUs vest one year following the May 21, 2021 award date. The remainder of these DSUs are vested and include 558 DSUs paid on July 31, 2020, 466 DSUs paid on October 30, 2020, 385 DSUs paid on January 29, 2021 and 367 DSUs paid on April 30, 2021 from reinvestment of dividend equivalents paid on DSUs held as of June 30, 2020.

F3 · shares: On May 24, 2021, the reporting person filed a Form 4 reporting the acquisition of DSUs ("Original Form 4"). This amendment is being filed solely to correct note 2 and the number of shares reported in column 4 of the Original Form 4, as well as the number of securities beneficially owned following the transaction as reported in column 5 of the Original Form 4.

F3 · balance_after: On May 24, 2021, the reporting person filed a Form 4 reporting the acquisition of DSUs ("Original Form 4"). This amendment is being filed solely to correct note 2 and the number of shares reported in column 4 of the Original Form 4, as well as the number of securities beneficially owned following the transaction as reported in column 5 of the Original Form 4.

SEC source: 0001127602-21-019287 · form4a.xml · nonDerivative · entry 1

COZZA KEITH · CIK 0001559415 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,909

F1 · security: Each Deferred Stock Unit (DSU) represent the right to receive one share of common stock upon the reporting person's termination of service as a director.

F2 · shares: 16,839 of these DSUs vest one year following the May 20, 2021 award date. The remainder of these DSUs are vested and include 311 DSUs paid on July 31, 2020, 260 DSUs paid on October 30, 2020, 215 DSUs paid on January 29, 2021 and 205 DSUs paid on April 30, 2021 from reinvestment of dividend equivalents paid on DSUs held as of June 30, 2020.

F3 · shares: On May 24, 2021, the reporting person filed a Form 4 reporting the acquisition of DSUs ("Original Form 4"). This amendment is being filed solely to correct note 2 and the number of shares reported in column 4 of the Original Form 4, as well as the number of securities beneficially owned following the transaction as reported in column 5 of the Original Form 4.

F3 · balance_after: On May 24, 2021, the reporting person filed a Form 4 reporting the acquisition of DSUs ("Original Form 4"). This amendment is being filed solely to correct note 2 and the number of shares reported in column 4 of the Original Form 4, as well as the number of securities beneficially owned following the transaction as reported in column 5 of the Original Form 4.

SEC source: 0001127602-21-019293 · form4a.xml · nonDerivative · entry 1

Letier A. Scott · CIK 0001741602 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,111

F1 · security: Each Deferred Stock Unit (DSU) represents the right to receive one share of common stock upon the reporting person's termination of service as a director. DSUs vest one year from the May 20, 2021 award date.

F2 · shares: 13,366 of these DSUs vest one year following the May 20, 2021 award date. The remainder of these DSUs are vested and include 415 DSUs paid on July 31, 2020, 347 DSUs paid on October 30, 2020, 287 DSUs paid on January 29, 2021 and 273 DSUs paid on April 30, 2021 from reinvestment of dividend equivalents paid on DSUs held as of June 30, 2020.

F3 · shares: On May 24, 2021, the reporting person filed a Form 4 reporting the acquisition of DSUs ("Original Form 4"). This amendment is being filed solely to correct note 2 and the number of shares reported in column 4 of the Original Form 4, as well as the number of securities beneficially owned following the transaction as reported in column 5 of the Original Form 4.

F3 · balance_after: On May 24, 2021, the reporting person filed a Form 4 reporting the acquisition of DSUs ("Original Form 4"). This amendment is being filed solely to correct note 2 and the number of shares reported in column 4 of the Original Form 4, as well as the number of securities beneficially owned following the transaction as reported in column 5 of the Original Form 4.

SEC source: 0001127602-21-019295 · form4a.xml · nonDerivative · entry 1

Maynard-Elliott Nichelle · CIK 0001750230 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,629

F1 · security: Each Deferred Stock Unit (DSU) represents the right to receive one share of common stock upon the reporting person's termination of service as a director. DSUs vest one year after the May 20, 2021 grant date.

F2 · shares: On May 24, 2021, the reporting person filed a Form 4 reporting the acquisition of DSUs ("Original Form 4"). This amendment is being filed solely to correct the number of shares reported in column 4 of the Original Form 4, as well as the number of securities beneficially owned following the transaction as reported in column 5 of the Original Form 4.

F2 · balance_after: On May 24, 2021, the reporting person filed a Form 4 reporting the acquisition of DSUs ("Original Form 4"). This amendment is being filed solely to correct the number of shares reported in column 4 of the Original Form 4, as well as the number of securities beneficially owned following the transaction as reported in column 5 of the Original Form 4.

SEC source: 0001127602-21-019289 · form4a.xml · nonDerivative · entry 1

Kekedjian Aris · CIK 0001791118 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,419

F1 · security: Each Deferred Stock Unit (DSU) represents the right to receive one share of common stock upon the reporting person's termination of service as a director. DSUs vest one year from the May 20, 2021 award date.

F2 · shares: On May 24, 2021, the reporting person filed a Form 4 reporting the acquisition of DSUs ("Original Form 4"). This amendment is being filed solely to correct the number of shares reported in column 4 of the Original Form 4, as well as the number of securities beneficially owned following the transaction as reported in column 5 of the Original Form 4.

F2 · balance_after: On May 24, 2021, the reporting person filed a Form 4 reporting the acquisition of DSUs ("Original Form 4"). This amendment is being filed solely to correct the number of shares reported in column 4 of the Original Form 4, as well as the number of securities beneficially owned following the transaction as reported in column 5 of the Original Form 4.

SEC source: 0001127602-21-019297 · form4a.xml · nonDerivative · entry 1

Miller Steven D · CIK 0001844277 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,419

F1 · security: Each Deferred Stock Unit (DSU) represents the right to receive one share of common stock upon the reporting person's termination of service as a director. DSUs vest one year after the May 20, 2021 award date.

F2 · shares: On May 24, 2021, the reporting person filed a Form 4 reporting the acquisition of DSUs ("Original Form 4"). This amendment is being filed solely to correct the number of shares reported in column 4 of the Original Form 4, as well as the number of securities beneficially owned following the transaction as reported in column 5 of the Original Form 4.

F2 · balance_after: On May 24, 2021, the reporting person filed a Form 4 reporting the acquisition of DSUs ("Original Form 4"). This amendment is being filed solely to correct the number of shares reported in column 4 of the Original Form 4, as well as the number of securities beneficially owned following the transaction as reported in column 5 of the Original Form 4.