COZZA KEITH

SEC source: 0001127602-21-017887 · form4.xml · nonDerivative · entry 1

COZZA KEITH · CIK 0001559415 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,630

F1 · security: Each Deferred Stock Unit (DSU) represent the right to receive one share of common stock upon the reporting person's termination of service as a director.

F2 · shares: 17,560 of these DSUs vest one year following the May 20, 2021 award date. The remainder of these DSUs are vested and include 311 DSUs paid on July 31, 2020, 260 DSUs paid on October 30, 2020, 215 DSUs paid on January 29, 2021 and 205 DSUs paid on April 30, 2021 from reinvestment of dividend equivalents paid on DSUs held as of June 30, 2020.

SEC source: 0001127602-21-019287 · form4a.xml · nonDerivative · entry 1

COZZA KEITH · CIK 0001559415 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,909

F1 · security: Each Deferred Stock Unit (DSU) represent the right to receive one share of common stock upon the reporting person's termination of service as a director.

F2 · shares: 16,839 of these DSUs vest one year following the May 20, 2021 award date. The remainder of these DSUs are vested and include 311 DSUs paid on July 31, 2020, 260 DSUs paid on October 30, 2020, 215 DSUs paid on January 29, 2021 and 205 DSUs paid on April 30, 2021 from reinvestment of dividend equivalents paid on DSUs held as of June 30, 2020.

F3 · shares: On May 24, 2021, the reporting person filed a Form 4 reporting the acquisition of DSUs ("Original Form 4"). This amendment is being filed solely to correct note 2 and the number of shares reported in column 4 of the Original Form 4, as well as the number of securities beneficially owned following the transaction as reported in column 5 of the Original Form 4.

F3 · balance_after: On May 24, 2021, the reporting person filed a Form 4 reporting the acquisition of DSUs ("Original Form 4"). This amendment is being filed solely to correct note 2 and the number of shares reported in column 4 of the Original Form 4, as well as the number of securities beneficially owned following the transaction as reported in column 5 of the Original Form 4.

SEC source: 0000899243-20-020079 · doc4.xml · derivative · entry 2

COZZA KEITH · CIK 0001559415 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,175.7745 shares

Expires not disclosed

F1 · derivative.exercise_price: On July 20, 2020, pursuant to that certain Agreement and Plan of Merger, dated as of June 24, 2019 (as amended by Amendment No. 1 to Agreement and Plan of Merger, dated as of August 15, 2019, the "Merger Agreement"), by and among Caesars Entertainment Corporation, a Delaware corporation (the "Company"), Eldorado Resorts, Inc., a Nevada corporation ("New Caesars") and Colt Merger Sub, Inc., a Delaware corporation and a wholly owned subsidiary of New Caesars ("Merger Sub"), Merger Sub merged with and into the Company (the "Merger").

F2 · derivative.exercise_price: (Continued from Footnote 1) The Company stockholders were entitled to receive consideration per Company share equal to, at the election of the holder thereof and subject to the proration procedures described in the Merger Agreement, approximately $12.41 in cash or approximately 0.3085 shares of New Caesars Common Stock with a value equal to approximately $12.41 (based on the volume weighted average price per share of New Caesars Common Stock for the 10 trading days ending on July 16, 2020). Amounts shown represent phantom stock held under the Company's Outside Director Deferred Compensation Plan. At the effective time of the Merger, each such phantom stock was converted into a number of units for New Caesars common stock in an amount equal to (a) the per share merger consideration amount divided by (b) the volume weighted average price per share of New Caesars Common Stock for the 10 trading days ending on July 16, 2020.

F1 · price: On July 20, 2020, pursuant to that certain Agreement and Plan of Merger, dated as of June 24, 2019 (as amended by Amendment No. 1 to Agreement and Plan of Merger, dated as of August 15, 2019, the "Merger Agreement"), by and among Caesars Entertainment Corporation, a Delaware corporation (the "Company"), Eldorado Resorts, Inc., a Nevada corporation ("New Caesars") and Colt Merger Sub, Inc., a Delaware corporation and a wholly owned subsidiary of New Caesars ("Merger Sub"), Merger Sub merged with and into the Company (the "Merger").

F2 · price: (Continued from Footnote 1) The Company stockholders were entitled to receive consideration per Company share equal to, at the election of the holder thereof and subject to the proration procedures described in the Merger Agreement, approximately $12.41 in cash or approximately 0.3085 shares of New Caesars Common Stock with a value equal to approximately $12.41 (based on the volume weighted average price per share of New Caesars Common Stock for the 10 trading days ending on July 16, 2020). Amounts shown represent phantom stock held under the Company's Outside Director Deferred Compensation Plan. At the effective time of the Merger, each such phantom stock was converted into a number of units for New Caesars common stock in an amount equal to (a) the per share merger consideration amount divided by (b) the volume weighted average price per share of New Caesars Common Stock for the 10 trading days ending on July 16, 2020.

F1 · derivative.exercise_date: On July 20, 2020, pursuant to that certain Agreement and Plan of Merger, dated as of June 24, 2019 (as amended by Amendment No. 1 to Agreement and Plan of Merger, dated as of August 15, 2019, the "Merger Agreement"), by and among Caesars Entertainment Corporation, a Delaware corporation (the "Company"), Eldorado Resorts, Inc., a Nevada corporation ("New Caesars") and Colt Merger Sub, Inc., a Delaware corporation and a wholly owned subsidiary of New Caesars ("Merger Sub"), Merger Sub merged with and into the Company (the "Merger").

F2 · derivative.exercise_date: (Continued from Footnote 1) The Company stockholders were entitled to receive consideration per Company share equal to, at the election of the holder thereof and subject to the proration procedures described in the Merger Agreement, approximately $12.41 in cash or approximately 0.3085 shares of New Caesars Common Stock with a value equal to approximately $12.41 (based on the volume weighted average price per share of New Caesars Common Stock for the 10 trading days ending on July 16, 2020). Amounts shown represent phantom stock held under the Company's Outside Director Deferred Compensation Plan. At the effective time of the Merger, each such phantom stock was converted into a number of units for New Caesars common stock in an amount equal to (a) the per share merger consideration amount divided by (b) the volume weighted average price per share of New Caesars Common Stock for the 10 trading days ending on July 16, 2020.

F1 · derivative.expiration_date: On July 20, 2020, pursuant to that certain Agreement and Plan of Merger, dated as of June 24, 2019 (as amended by Amendment No. 1 to Agreement and Plan of Merger, dated as of August 15, 2019, the "Merger Agreement"), by and among Caesars Entertainment Corporation, a Delaware corporation (the "Company"), Eldorado Resorts, Inc., a Nevada corporation ("New Caesars") and Colt Merger Sub, Inc., a Delaware corporation and a wholly owned subsidiary of New Caesars ("Merger Sub"), Merger Sub merged with and into the Company (the "Merger").

F2 · derivative.expiration_date: (Continued from Footnote 1) The Company stockholders were entitled to receive consideration per Company share equal to, at the election of the holder thereof and subject to the proration procedures described in the Merger Agreement, approximately $12.41 in cash or approximately 0.3085 shares of New Caesars Common Stock with a value equal to approximately $12.41 (based on the volume weighted average price per share of New Caesars Common Stock for the 10 trading days ending on July 16, 2020). Amounts shown represent phantom stock held under the Company's Outside Director Deferred Compensation Plan. At the effective time of the Merger, each such phantom stock was converted into a number of units for New Caesars common stock in an amount equal to (a) the per share merger consideration amount divided by (b) the volume weighted average price per share of New Caesars Common Stock for the 10 trading days ending on July 16, 2020.

SEC source: 0000899243-20-020079 · doc4.xml · nonDerivative · entry 1

COZZA KEITH · CIK 0001559415 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · shares: On July 20, 2020, pursuant to that certain Agreement and Plan of Merger, dated as of June 24, 2019 (as amended by Amendment No. 1 to Agreement and Plan of Merger, dated as of August 15, 2019, the "Merger Agreement"), by and among Caesars Entertainment Corporation, a Delaware corporation (the "Company"), Eldorado Resorts, Inc., a Nevada corporation ("New Caesars") and Colt Merger Sub, Inc., a Delaware corporation and a wholly owned subsidiary of New Caesars ("Merger Sub"), Merger Sub merged with and into the Company (the "Merger").

F2 · shares: (Continued from Footnote 1) The Company stockholders were entitled to receive consideration per Company share equal to, at the election of the holder thereof and subject to the proration procedures described in the Merger Agreement, approximately $12.41 in cash or approximately 0.3085 shares of New Caesars Common Stock with a value equal to approximately $12.41 (based on the volume weighted average price per share of New Caesars Common Stock for the 10 trading days ending on July 16, 2020). Amounts shown represent phantom stock held under the Company's Outside Director Deferred Compensation Plan. At the effective time of the Merger, each such phantom stock was converted into a number of units for New Caesars common stock in an amount equal to (a) the per share merger consideration amount divided by (b) the volume weighted average price per share of New Caesars Common Stock for the 10 trading days ending on July 16, 2020.

F1 · price: On July 20, 2020, pursuant to that certain Agreement and Plan of Merger, dated as of June 24, 2019 (as amended by Amendment No. 1 to Agreement and Plan of Merger, dated as of August 15, 2019, the "Merger Agreement"), by and among Caesars Entertainment Corporation, a Delaware corporation (the "Company"), Eldorado Resorts, Inc., a Nevada corporation ("New Caesars") and Colt Merger Sub, Inc., a Delaware corporation and a wholly owned subsidiary of New Caesars ("Merger Sub"), Merger Sub merged with and into the Company (the "Merger").

F2 · price: (Continued from Footnote 1) The Company stockholders were entitled to receive consideration per Company share equal to, at the election of the holder thereof and subject to the proration procedures described in the Merger Agreement, approximately $12.41 in cash or approximately 0.3085 shares of New Caesars Common Stock with a value equal to approximately $12.41 (based on the volume weighted average price per share of New Caesars Common Stock for the 10 trading days ending on July 16, 2020). Amounts shown represent phantom stock held under the Company's Outside Director Deferred Compensation Plan. At the effective time of the Merger, each such phantom stock was converted into a number of units for New Caesars common stock in an amount equal to (a) the per share merger consideration amount divided by (b) the volume weighted average price per share of New Caesars Common Stock for the 10 trading days ending on July 16, 2020.

SEC source: 0000899243-20-020122 · doc4.xml · nonDerivative · entry 1

COZZA KEITH · CIK 0001559415 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,100

F1 · shares: On July 20, 2020, pursuant to that certain Agreement and Plan of Merger, dated as of June 24, 2019 (as amended by as amended by Amendment No. 1 to Agreement and Plan of Merger, dated as of August 15, 2019, the "Merger Agreement"), by and among Caesars Entertainment Corporation ("Old Caesars"), Eldorado Resorts, Inc. ("Eldorado") and Colt Merger Sub, Inc., a wholly owned subsidiary of Eldorado ("Merger Sub"), Merger Sub merged with and into Old Caesars, with Old Caesars continuing as the surviving corporation and a wholly owned subsidiary of Eldorado (the "Merger").

F2 · shares: (continued from footnote 1) At the effective time of the Merger, Eldorado changed its name to Caesars Entertainment, Inc. ("New Caesars"). Pursuant to the Merger Agreement, the reporting person received the number of units to acquire shares of New Caesars common stock reported above in exchange for approximately 26,256 units to acquire shares of Old Caesars common stock. The reporting person has previously elected to defer receipt of these shares until separation from service.

F1 · price: On July 20, 2020, pursuant to that certain Agreement and Plan of Merger, dated as of June 24, 2019 (as amended by as amended by Amendment No. 1 to Agreement and Plan of Merger, dated as of August 15, 2019, the "Merger Agreement"), by and among Caesars Entertainment Corporation ("Old Caesars"), Eldorado Resorts, Inc. ("Eldorado") and Colt Merger Sub, Inc., a wholly owned subsidiary of Eldorado ("Merger Sub"), Merger Sub merged with and into Old Caesars, with Old Caesars continuing as the surviving corporation and a wholly owned subsidiary of Eldorado (the "Merger").

F2 · price: (continued from footnote 1) At the effective time of the Merger, Eldorado changed its name to Caesars Entertainment, Inc. ("New Caesars"). Pursuant to the Merger Agreement, the reporting person received the number of units to acquire shares of New Caesars common stock reported above in exchange for approximately 26,256 units to acquire shares of Old Caesars common stock. The reporting person has previously elected to defer receipt of these shares until separation from service.

SEC source: 0000858339-20-000089 · wf-form4_159493783459779.xml · nonDerivative · entry 1

COZZA KEITH · CIK 0001559415 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,080

F1 · shares: The reporting person has elected to defer receipt of these shares until his separation from service on the board of directors under the Issuer's outside director deferred compensation plan.

SEC source: 0000858339-20-000089 · wf-form4_159493783459779.xml · derivative · entry 7

COZZA KEITH · CIK 0001559415 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,209.1228

Underlying: Common Stock · 1,209.1228 shares

Expires not disclosed

F2 · derivative.exercise_price: Represents contributions into phantom stock under the Outside Director Deferred Compensation Plan. Each share of phantom stock is the economic equivalent of one share of the Issuers common stock.

F2 · derivative.exercise_date: Represents contributions into phantom stock under the Outside Director Deferred Compensation Plan. Each share of phantom stock is the economic equivalent of one share of the Issuers common stock.

F2 · derivative.expiration_date: Represents contributions into phantom stock under the Outside Director Deferred Compensation Plan. Each share of phantom stock is the economic equivalent of one share of the Issuers common stock.

SEC source: 0000858339-20-000089 · wf-form4_159493783459779.xml · derivative · entry 6

COZZA KEITH · CIK 0001559415 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,375.4749

Underlying: Common Stock · 1,375.4749 shares

Expires not disclosed

F2 · derivative.exercise_price: Represents contributions into phantom stock under the Outside Director Deferred Compensation Plan. Each share of phantom stock is the economic equivalent of one share of the Issuers common stock.

F2 · derivative.exercise_date: Represents contributions into phantom stock under the Outside Director Deferred Compensation Plan. Each share of phantom stock is the economic equivalent of one share of the Issuers common stock.

F2 · derivative.expiration_date: Represents contributions into phantom stock under the Outside Director Deferred Compensation Plan. Each share of phantom stock is the economic equivalent of one share of the Issuers common stock.

SEC source: 0001127602-20-017920 · form4.xml · nonDerivative · entry 3

COZZA KEITH · CIK 0001559415 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,116

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: Restricted Stock Units vested and converted to shares of Common Stock.

SEC source: 0001127602-20-017920 · form4.xml · nonDerivative · entry 2

COZZA KEITH · CIK 0001559415 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: Restricted Stock Units vested and converted to shares of Common Stock.

F4 · balance_after: Reflects adjustment of balance due to Restricted Stock Units converting to Common Stock.

SEC source: 0001127602-20-017920 · form4.xml · nonDerivative · entry 1

COZZA KEITH · CIK 0001559415 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,079

F1 · security: Each DSU represent the right to receive one share of common stock upon the reporting person's termination of service as a director.

F2 · shares: 11,538 of these DSUs vest one year following the date of award. The remainder of these DSUs are vested and include 52 DSUs paid on July 31, 2019, 61 DSUs paid on October 31, 2019, 51 DSUs paid on January 31, 2020 and 107 DSUs paid on April 30, 2020 from reinvestment of dividend equivalents paid on DSUs held as of June 28, 2019.

SEC source: 0000858339-20-000089 · wf-form4_159493783459779.xml · derivative · entry 5

COZZA KEITH · CIK 0001559415 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,817.7143

Underlying: Common Stock · 1,817.7143 shares

Expires not disclosed

F2 · derivative.exercise_price: Represents contributions into phantom stock under the Outside Director Deferred Compensation Plan. Each share of phantom stock is the economic equivalent of one share of the Issuers common stock.

F2 · derivative.exercise_date: Represents contributions into phantom stock under the Outside Director Deferred Compensation Plan. Each share of phantom stock is the economic equivalent of one share of the Issuers common stock.

F2 · derivative.expiration_date: Represents contributions into phantom stock under the Outside Director Deferred Compensation Plan. Each share of phantom stock is the economic equivalent of one share of the Issuers common stock.

SEC source: 0000858339-20-000089 · wf-form4_159493783459779.xml · derivative · entry 4

COZZA KEITH · CIK 0001559415 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,002.1006

Underlying: Common Stock · 1,002.1006 shares

Expires not disclosed

F2 · derivative.exercise_price: Represents contributions into phantom stock under the Outside Director Deferred Compensation Plan. Each share of phantom stock is the economic equivalent of one share of the Issuers common stock.

F2 · derivative.exercise_date: Represents contributions into phantom stock under the Outside Director Deferred Compensation Plan. Each share of phantom stock is the economic equivalent of one share of the Issuers common stock.

F2 · derivative.expiration_date: Represents contributions into phantom stock under the Outside Director Deferred Compensation Plan. Each share of phantom stock is the economic equivalent of one share of the Issuers common stock.

SEC source: 0000858339-20-000089 · wf-form4_159493783459779.xml · derivative · entry 3

COZZA KEITH · CIK 0001559415 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 917.9119

Underlying: Common Stock · 917.9119 shares

Expires not disclosed

F2 · derivative.exercise_price: Represents contributions into phantom stock under the Outside Director Deferred Compensation Plan. Each share of phantom stock is the economic equivalent of one share of the Issuers common stock.

F2 · derivative.exercise_date: Represents contributions into phantom stock under the Outside Director Deferred Compensation Plan. Each share of phantom stock is the economic equivalent of one share of the Issuers common stock.

F2 · derivative.expiration_date: Represents contributions into phantom stock under the Outside Director Deferred Compensation Plan. Each share of phantom stock is the economic equivalent of one share of the Issuers common stock.

SEC source: 0000858339-20-000089 · wf-form4_159493783459779.xml · derivative · entry 2

COZZA KEITH · CIK 0001559415 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 853.4499

Underlying: Common Stock · 853.4499 shares

Expires not disclosed

F2 · derivative.exercise_price: Represents contributions into phantom stock under the Outside Director Deferred Compensation Plan. Each share of phantom stock is the economic equivalent of one share of the Issuers common stock.

F2 · derivative.exercise_date: Represents contributions into phantom stock under the Outside Director Deferred Compensation Plan. Each share of phantom stock is the economic equivalent of one share of the Issuers common stock.

F2 · derivative.expiration_date: Represents contributions into phantom stock under the Outside Director Deferred Compensation Plan. Each share of phantom stock is the economic equivalent of one share of the Issuers common stock.

SEC source: 0000858339-19-000158 · wf-form4_156236095466650.xml · nonDerivative · entry 1

COZZA KEITH · CIK 0001559415 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,070

F1 · shares: The reporting person has elected to defer receipt of these shares until his separation from service on the board of directors under the Issuer's outside director deferred compensation plan.

SEC source: 0000858339-19-000138 · wf-form4_156021421175782.xml · nonDerivative · entry 1

COZZA KEITH · CIK 0001559415 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,396

F1 · shares: The reporting person has elected to defer receipt of these shares until his separation from service on the board of directors under the Issuer's outside director deferred compensation plan.

SEC source: 0001127602-19-019475 · form4.xml · nonDerivative · entry 1

COZZA KEITH · CIK 0001559415 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,116

F1 · shares: These restricted stock units vest one year following date of award.

SEC source: 0001127602-19-019353 · form4.xml · nonDerivative · entry 1

COZZA KEITH · CIK 0001559415 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,270

F1 · security: Each DSU represent the right to receive one share of common stock upon the reporting person's termination of services as a director.

F2 · balance_after: This amount includes 45 shares paid on 10/31/18, 62 shares paid on 1/31/2019 and 38 shares paid on April 30, 2019 from the reinvestment of dividend equivalents paid on Deferred Stock Units held as of 9/28/2018, respectively.

SEC source: 0001209191-19-008154 · doc4.xml · nonDerivative · entry 1

COZZA KEITH · CIK 0001559415 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,173

F1 · kind: Reflects stock granted to the Reporting Person pursuant to Rule 16b-3.

SEC source: 0001209191-19-001846 · doc4.xml · derivative · entry 2

COZZA KEITH · CIK 0001559415 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,997.95

Underlying: Class A Common Stock · 1,096.49 shares

Expires not disclosed

F1 · derivative.exercise_price: 1 for 1

F2 · derivative.exercise_date: Stock equivalent units awarded pursuant to Rule 16b-3 in payment of Board of Directors' fees, and are to be settled in cash or stock upon or following termination of service as a director.

F2 · derivative.expiration_date: Stock equivalent units awarded pursuant to Rule 16b-3 in payment of Board of Directors' fees, and are to be settled in cash or stock upon or following termination of service as a director.

F3 · balance_after: Includes 8.34 units received in respect of dividend reinvestment.

SEC source: 0001209191-18-056631 · doc4.xml · derivative · entry 2

COZZA KEITH · CIK 0001559415 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 893.12

Underlying: Class A Common Stock · 893.12 shares

Expires not disclosed

F1 · derivative.exercise_price: 1 for 1

F2 · derivative.exercise_date: Stock equivalent units awarded pursuant to Rule 16b-3 in payment of Board of Directors' fees, and are to be settled in cash or stock upon or following termination of service as a director.

F2 · derivative.expiration_date: Stock equivalent units awarded pursuant to Rule 16b-3 in payment of Board of Directors' fees, and are to be settled in cash or stock upon or following termination of service as a director.

SEC source: 0001209191-18-053799 · doc4.xml · nonDerivative · entry 1

COZZA KEITH · CIK 0001559415 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 714

F1 · kind: Reflects stock granted to the Reporting Person pursuant to Section 16b-3.

SEC source: 0001127602-18-024083 · form4.xml · nonDerivative · entry 1

COZZA KEITH · CIK 0001559415 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

F1 · price: Represents the weighted average purchase price. The price range for the reported transaction was $25.247 - $25.65.

SEC source: 0001127602-18-023385 · form4.xml · nonDerivative · entry 1

COZZA KEITH · CIK 0001559415 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,735

F1 · security: Each DSU represent the right to receive one share of common stock upon the reporting person's termination of service as a director.

SEC source: 0001209191-17-031111 · doc4.xml · nonDerivative · entry 1

COZZA KEITH · CIK 0001559415 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,094

F1 · kind: Consists of restricted stock units under the Herbalife Ltd. 2014 Stock Incentive Plan. This award will vest 100% on April 15, 2018.