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Nasdaq · USD

XNCR

Xencor Inc

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4487
SEC CIK
0001326732
Parsed reports
264

Last 12 months

Inside the activity.

0 purchase rows · 18 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202502
Jan 202600
Feb 202600
Mar 2026010
Apr 202601
May 202600
Jun 202605
Jul 202600
Aug 202600
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 16, 2021 Filed Feb 11, 2022 23:44 UTC
Kuch John JSR. VICE PRESIDENT & CFO
GiftCommon Stock 1,000 $0.00 $0.00
Disclosure

SEC source: 0001415889-22-001233 · form5-02112022_030254.xml · nonDerivative · entry 5

Kuch John J · CIK 0001591306 · SR. VICE PRESIDENT & CFO

10b5-1 filing: Not disclosed

Ownership: Indirect · By spouse

Disclosed balance after: 4,000

F3 · kind: This transaction involved a gift of securities by the reporting person to his spouse, who shares the reporting person's household. The reporting person disclaims beneficial ownership of the shares held by his spouse, and this report should not be deemed an admission that the reporting person is the beneficial owner of his spouse's shares for purposes of Section 16 or for any other purpose.

Read SEC document
December 16, 2021 Filed Feb 11, 2022 23:44 UTC
Kuch John JSR. VICE PRESIDENT & CFO
GiftCommon Stock 3,000 $0.00 $0.00
Disclosure

SEC source: 0001415889-22-001233 · form5-02112022_030254.xml · nonDerivative · entry 2

Kuch John J · CIK 0001591306 · SR. VICE PRESIDENT & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 103,530

F1 · kind: This transaction involved gifts of securities by the reporting person to his spouse and children, who share the reporting person's household. The reporting person disclaims beneficial ownership of the shares held by his spouse and children, and this report should not be deemed an admission that the reporting person is the beneficial owner of his spouse's and children's shares for purposes of Section 16 or for any other purpose.

F2 · balance_after: Includes the following shares acquired by the reporting person pursuant to the Issuer's Employee Stock Purchase Plan: 144 shares acquired in December 2021.

Read SEC document
June 29, 2021 Filed Jul 1, 2021 20:30 UTC
Kuch John JSR. VICE PRESIDENT & CFO
Exercise / conversionStock Options · Derivative 7,236 $0.00 Strike: $15.69 $0.00
Disclosure

SEC source: 0001415889-21-003351 · form4-07012021_040701.xml · derivative · entry 4

Kuch John J · CIK 0001591306 · SR. VICE PRESIDENT & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,764

Underlying: Common Stock · 7,236 shares

Expires 2025-02-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The shares subject to the option were subject to a vesting schedule and became fully vested on February 12, 2019.

Read SEC document
June 29, 2021 Filed Jul 1, 2021 20:30 UTC
Kuch John JSR. VICE PRESIDENT & CFO
Exercise / conversionStock Options · Derivative 10,585 $0.00 Strike: $11.05 $0.00
Disclosure

SEC source: 0001415889-21-003351 · form4-07012021_040701.xml · derivative · entry 3

Kuch John J · CIK 0001591306 · SR. VICE PRESIDENT & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,585 shares

Expires 2024-02-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The shares subject to the option were subject to a vesting schedule and became fully vested on February 21, 2018.

Read SEC document
June 29, 2021 Filed Jul 1, 2021 20:30 UTC
Kuch John JSR. VICE PRESIDENT & CFO
Exercise / conversionCommon Stock 7,236 $15.69 $113,532.84
Disclosure

SEC source: 0001415889-21-003351 · form4-07012021_040701.xml · nonDerivative · entry 2

Kuch John J · CIK 0001591306 · SR. VICE PRESIDENT & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,386

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 29, 2021 Filed Jul 1, 2021 20:30 UTC
Kuch John JSR. VICE PRESIDENT & CFO
Exercise / conversionCommon Stock 10,585 $11.05 $116,964.25
Disclosure

SEC source: 0001415889-21-003351 · form4-07012021_040701.xml · nonDerivative · entry 1

Kuch John J · CIK 0001591306 · SR. VICE PRESIDENT & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,150

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 129 shares acquired in June 2021 by the reporting person pursuant to the Issuer's Employee Stock Purchase Plan.

Read SEC document
June 24, 2021 Filed Jun 25, 2021 20:01 UTC GrantStock Option (Right to Buy) · Derivative 9,728 $0.00 Strike: $36.01 $0.00
Disclosure

SEC source: 0001415889-21-003234 · form4-06252021_080633.xml · derivative · entry 1

Hata Yujiro S · CIK 0001649119 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,728

Underlying: Common Stock · 9,728 shares

Expires 2031-06-24

F1 · derivative.exercise_date: The shares subject to the option will vest in equal monthly installments over one year beginning on the one-month anniversary of June 24, 2021, such that the total number of shares will be fully vested on June 24, 2022.

Read SEC document
June 24, 2021 Filed Jun 26, 2021 00:01 UTC GrantStock Option (Right to Buy) · Derivative 9,728 $0.00 Strike: $36.01 $0.00
Disclosure

SEC source: 0001415889-21-003233 · form4-06252021_080627.xml · derivative · entry 1

GUSTAFSON KURT A · CIK 0001462354 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,728

Underlying: Common Stock · 9,728 shares

Expires 2031-06-24

F1 · derivative.exercise_date: The shares subject to the option will vest in equal monthly installments over one year beginning on the one-month anniversary of June 24, 2021, such that the total number of shares will be fully vested on June 24, 2022.

Read SEC document
June 24, 2021 Filed Jun 26, 2021 00:01 UTC GrantStock Option (Right to Buy) · Derivative 9,728 $0.00 Strike: $36.01 $0.00
Disclosure

SEC source: 0001415889-21-003232 · form4-06252021_080622.xml · derivative · entry 1

GORMAN KEVIN CHARLES · CIK 0001201096 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,728

Underlying: Common Stock · 9,728 shares

Expires 2031-06-24

F1 · derivative.exercise_date: The shares subject to the option will vest in equal monthly installments over one year beginning on the one-month anniversary of June 24, 2021, such that the total number of shares will be fully vested on June 24, 2022.

Read SEC document
June 24, 2021 Filed Jun 26, 2021 00:00 UTC GrantStock Option (Right to Buy) · Derivative 9,728 $0.00 Strike: $36.01 $0.00
Disclosure

SEC source: 0001415889-21-003230 · form4-06252021_080610.xml · derivative · entry 1

RANIERI RICHARD J · CIK 0001225617 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,728

Underlying: Common Stock · 9,728 shares

Expires 2031-06-24

F1 · derivative.exercise_date: The shares subject to the option will vest in equal monthly installments over one year beginning on the one-month anniversary of June 24, 2021, such that the total number of shares will be fully vested on June 24, 2022.

Read SEC document
June 24, 2021 Filed Jun 26, 2021 00:01 UTC GrantStock Option (Right to Buy) · Derivative 9,728 $0.00 Strike: $36.01 $0.00
Disclosure

SEC source: 0001415889-21-003235 · form4-06252021_080639.xml · derivative · entry 1

Montgomery Alan Bruce · CIK 0001313936 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,728

Underlying: Common Stock · 9,728 shares

Expires 2031-06-24

F1 · derivative.exercise_date: The shares subject to the option will vest in equal monthly installments over one year beginning on the one-month anniversary of June 24, 2021, such that the total number of shares will be fully vested on June 24, 2022.

Read SEC document
June 24, 2021 Filed Jun 26, 2021 00:01 UTC
Feigal EllenDirector
GrantStock Option (Right to Buy) · Derivative 9,728 $0.00 Strike: $36.01 $0.00
Disclosure

SEC source: 0001415889-21-003231 · form4-06252021_080615.xml · derivative · entry 1

Feigal Ellen · CIK 0001758108 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,728

Underlying: Common Stock · 9,728 shares

Expires 2031-06-24

F1 · derivative.exercise_date: The shares subject to the option will vest in equal monthly installments over one year beginning on the one-month anniversary of June 24, 2021, such that the total number of shares will be fully vested on June 24, 2022.

Read SEC document
June 24, 2021 Filed Jun 26, 2021 00:00 UTC GrantStock Option (Right to Buy) · Derivative 9,728 $0.00 Strike: $36.01 $0.00
Disclosure

SEC source: 0001415889-21-003229 · form4-06252021_080601.xml · derivative · entry 1

ROSA-BJORKESON DAGMAR · CIK 0001643934 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,728

Underlying: Common Stock · 9,728 shares

Expires 2031-06-24

F1 · derivative.exercise_date: The shares subject to the option will vest in equal monthly installments over one year beginning on the one-month anniversary of June 24, 2021, such that the total number of shares will be fully vested on June 24, 2022.

Read SEC document
May 24, 2021 Filed Feb 11, 2022 23:44 UTC
Kuch John JSR. VICE PRESIDENT & CFO
GiftCommon Stock 1,000 $0.00 $0.00
Disclosure

SEC source: 0001415889-22-001233 · form5-02112022_030254.xml · nonDerivative · entry 8

Kuch John J · CIK 0001591306 · SR. VICE PRESIDENT & CFO

10b5-1 filing: Not disclosed

Ownership: Indirect · By child

Disclosed balance after: 1,000

F4 · kind: This transaction involved a gift of securities by the reporting person to his child, who shares the reporting person's household. The reporting person disclaims beneficial ownership of the shares held by his child, and this report should not be deemed an admission that the reporting person is the beneficial owner of his child's shares for purposes of Section 16 or for any other purpose.

Read SEC document
May 24, 2021 Filed Feb 11, 2022 23:44 UTC
Kuch John JSR. VICE PRESIDENT & CFO
GiftCommon Stock 1,000 $0.00 $0.00
Disclosure

SEC source: 0001415889-22-001233 · form5-02112022_030254.xml · nonDerivative · entry 6

Kuch John J · CIK 0001591306 · SR. VICE PRESIDENT & CFO

10b5-1 filing: Not disclosed

Ownership: Indirect · By child

Disclosed balance after: 1,000

F4 · kind: This transaction involved a gift of securities by the reporting person to his child, who shares the reporting person's household. The reporting person disclaims beneficial ownership of the shares held by his child, and this report should not be deemed an admission that the reporting person is the beneficial owner of his child's shares for purposes of Section 16 or for any other purpose.

Read SEC document
May 24, 2021 Filed Feb 11, 2022 23:44 UTC
Kuch John JSR. VICE PRESIDENT & CFO
GiftCommon Stock 1,000 $0.00 $0.00
Disclosure

SEC source: 0001415889-22-001233 · form5-02112022_030254.xml · nonDerivative · entry 4

Kuch John J · CIK 0001591306 · SR. VICE PRESIDENT & CFO

10b5-1 filing: Not disclosed

Ownership: Indirect · By spouse

Disclosed balance after: 3,000

F3 · kind: This transaction involved a gift of securities by the reporting person to his spouse, who shares the reporting person's household. The reporting person disclaims beneficial ownership of the shares held by his spouse, and this report should not be deemed an admission that the reporting person is the beneficial owner of his spouse's shares for purposes of Section 16 or for any other purpose.

Read SEC document
May 24, 2021 Filed Feb 11, 2022 23:44 UTC
Kuch John JSR. VICE PRESIDENT & CFO
GiftCommon Stock 3,000 $0.00 $0.00
Disclosure

SEC source: 0001415889-22-001233 · form5-02112022_030254.xml · nonDerivative · entry 1

Kuch John J · CIK 0001591306 · SR. VICE PRESIDENT & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 106,386

F1 · kind: This transaction involved gifts of securities by the reporting person to his spouse and children, who share the reporting person's household. The reporting person disclaims beneficial ownership of the shares held by his spouse and children, and this report should not be deemed an admission that the reporting person is the beneficial owner of his spouse's and children's shares for purposes of Section 16 or for any other purpose.

Read SEC document
March 08, 2021 Filed Mar 11, 2021 01:01 UTC
Kuch John JSR. VICE PRESIDENT & CFO
GrantStock Options · Derivative 36,124 $0.00 Strike: $43.00 $0.00
Disclosure

SEC source: 0001415889-21-001436 · form4-03102021_080319.xml · derivative · entry 2

Kuch John J · CIK 0001591306 · SR. VICE PRESIDENT & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,124

Underlying: Common Stock · 36,124 shares

Expires 2031-03-08

F2 · derivative.exercise_date: 25% of the shares subject to the option shall vest on the one year anniversary of March 8, 2021 (the "Vesting Commencement Date") and 1/48th of the shares shall vest monthly thereafter, such that the option shall be fully vested on the four year anniversary of the Vesting Commencement Date.

Read SEC document
March 08, 2021 Filed Mar 11, 2021 01:01 UTC
Kuch John JSR. VICE PRESIDENT & CFO
GrantCommon Stock 6,021 $0.00 $0.00
Disclosure

SEC source: 0001415889-21-001436 · form4-03102021_080319.xml · nonDerivative · entry 1

Kuch John J · CIK 0001591306 · SR. VICE PRESIDENT & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,436

F1 · shares: Represents restricted stock units that vest as follows: 1/3 of the shares vest on the first, second and third anniversaries of the date of grant.

Read SEC document
March 08, 2021 Filed Mar 11, 2021 01:00 UTC
Desjarlais John RSR. VICE PRESIDENT & CSO
GrantStock Options · Derivative 62,523 $0.00 Strike: $43.00 $0.00
Disclosure

SEC source: 0001415889-21-001435 · form4-03102021_080313.xml · derivative · entry 2

Desjarlais John R · CIK 0001591313 · SR. VICE PRESIDENT & CSO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,523

Underlying: Common Stock · 62,523 shares

Expires 2031-03-08

F2 · derivative.exercise_date: 25% of the shares subject to the option shall vest on the one year anniversary of March 8, 2021 (the "Vesting Commencement Date") and 1/48th of the shares shall vest monthly thereafter, such that the option shall be fully vested on the four year anniversary of the Vesting Commencement Date.

Read SEC document
March 08, 2021 Filed Mar 11, 2021 01:00 UTC
Desjarlais John RSR. VICE PRESIDENT & CSO
GrantCommon Stock 10,421 $0.00 $0.00
Disclosure

SEC source: 0001415889-21-001435 · form4-03102021_080313.xml · nonDerivative · entry 1

Desjarlais John R · CIK 0001591313 · SR. VICE PRESIDENT & CSO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,209

F1 · shares: Represents restricted stock units that vest as follows: 1/3 of the shares vest on the first, second and third anniversaries of the date of grant.

Read SEC document
March 08, 2021 Filed Mar 11, 2021 01:00 UTC
Eckert CeliaVP, GENERAL COUNSEL
GrantStock Options · Derivative 36,124 $0.00 Strike: $43.00 $0.00
Disclosure

SEC source: 0001415889-21-001437 · form4-03102021_080324.xml · derivative · entry 2

Eckert Celia · CIK 0001787397 · VP, GENERAL COUNSEL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,124

Underlying: Common Stock · 36,124 shares

Expires 2031-03-08

F2 · derivative.exercise_date: 25% of the shares subject to the option shall vest on the one year anniversary of March 8, 2021 (the "Vesting Commencement Date") and 1/48th of the shares shall vest monthly thereafter, such that the option shall be fully vested on the four year anniversary of the Vesting Commencement Date.

Read SEC document
March 08, 2021 Filed Mar 11, 2021 01:00 UTC
Eckert CeliaVP, GENERAL COUNSEL
GrantCommon Stock 6,021 $0.00 $0.00
Disclosure

SEC source: 0001415889-21-001437 · form4-03102021_080324.xml · nonDerivative · entry 1

Eckert Celia · CIK 0001787397 · VP, GENERAL COUNSEL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,517

F1 · shares: Represents restricted stock units that vest as follows: 1/3 of the shares vest on the first, second and third anniversaries of the date of grant.

Read SEC document
March 08, 2021 Filed Mar 11, 2021 01:00 UTC
Yang AllenSR. VICE PRESIDENT & CMO
GrantStock Options · Derivative 55,576 $0.00 Strike: $43.00 $0.00
Disclosure

SEC source: 0001415889-21-001434 · form4-03102021_080307.xml · derivative · entry 2

Yang Allen · CIK 0001797034 · SR. VICE PRESIDENT & CMO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,576

Underlying: Common Stock · 55,576 shares

Expires 2031-03-08

F2 · derivative.exercise_date: 25% of the shares subject to the option shall vest on the one year anniversary of March 8, 2021 (the "Vesting Commencement Date") and 1/48th of the shares shall vest monthly thereafter, such that the option shall be fully vested on the four year anniversary of the Vesting Commencement Date.

Read SEC document
March 08, 2021 Filed Mar 11, 2021 01:00 UTC
Yang AllenSR. VICE PRESIDENT & CMO
GrantCommon Stock 9,263 $0.00 $0.00
Disclosure

SEC source: 0001415889-21-001434 · form4-03102021_080307.xml · nonDerivative · entry 1

Yang Allen · CIK 0001797034 · SR. VICE PRESIDENT & CMO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,658

F1 · shares: Represents restricted stock units that vest as follows: 1/3 of the shares vest on the first, second and third anniversaries of the date of grant.

Read SEC document
March 08, 2021 Filed Mar 11, 2021 01:00 UTC
Dahiyat Bassil IDirector · PRESIDENT & CEO
GrantStock Options · Derivative 131,993 $0.00 Strike: $43.00 $0.00
Disclosure

SEC source: 0001415889-21-001433 · form4-03102021_080301.xml · derivative · entry 2

Dahiyat Bassil I · CIK 0001591312 · Director · PRESIDENT & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 131,993

Underlying: Common Stock · 131,993 shares

Expires 2031-03-08

F2 · derivative.exercise_date: 25% of the shares subject to the option shall vest on the one year anniversary of March 8, 2021 (the "Vesting Commencement Date") and 1/48th of the shares shall vest monthly thereafter, such that the option shall be fully vested on the four year anniversary of the Vesting Commencement Date.

Read SEC document
March 08, 2021 Filed Mar 11, 2021 01:00 UTC
Dahiyat Bassil IDirector · PRESIDENT & CEO
GrantCommon Stock 21,999 $0.00 $0.00
Disclosure

SEC source: 0001415889-21-001433 · form4-03102021_080301.xml · nonDerivative · entry 1

Dahiyat Bassil I · CIK 0001591312 · Director · PRESIDENT & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 163,063

F1 · shares: Represents restricted stock units that vest as follows: 1/3 of the shares vest on the first, second and third anniversaries of the date of grant.

Read SEC document
March 03, 2021 Filed Mar 4, 2021 01:01 UTC
Eckert CeliaVP, GENERAL COUNSEL
SaleCommon Stock 444 $44.94 $19,954.69
Disclosure

SEC source: 0001415889-21-001302 · form4-03032021_080311.xml · nonDerivative · entry 1

Eckert Celia · CIK 0001787397 · VP, GENERAL COUNSEL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,496

F1 · shares: Represents the disposition of shares that were sold to pay withholding taxes upon vesting of 1,049 restricted stock units.

F2 · price: The weighted average sale price for the transaction reported was $44.9430, and the range of prices were between $44.94 and $45.075. Upon request by the SEC staff, the Issuer, or any security holder of the Issuer, full information regarding the number of shares sold at each separate price will be provided.

F3 · balance_after: Includes the following shares acquired by the reporting person pursuant to the Issuer's Employee Stock Purchase Plan: 450 shares acquired in June 2020 and 343 shares acquired in December 2020.

Read SEC document
March 03, 2021 Filed Mar 4, 2021 01:01 UTC
Desjarlais John RSR. VICE PRESIDENT & CSO
SaleCommon Stock 1,165 $45.03 $52,454.24
Disclosure

SEC source: 0001415889-21-001301 · form4-03032021_080302.xml · nonDerivative · entry 1

Desjarlais John R · CIK 0001591313 · SR. VICE PRESIDENT & CSO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,788

F1 · shares: Represents the disposition of shares that were sold to pay withholding taxes upon vesting of 3,028 restricted stock units.

F2 · price: The weighted average sale price for the transaction reported was $45.0251, and the range of prices were between $44.92 and $45.09. Upon request by the SEC staff, the Issuer, or any security holder of the Issuer, full information regarding the number of shares sold at each separate price will be provided.

Read SEC document
March 03, 2021 Filed Mar 4, 2021 01:01 UTC
Dahiyat Bassil IDirector · PRESIDENT & CEO
SaleCommon Stock 2,850 $44.88 $127,908.86
Disclosure

SEC source: 0001415889-21-001300 · form4-03032021_080345.xml · nonDerivative · entry 1

Dahiyat Bassil I · CIK 0001591312 · Director · PRESIDENT & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 141,064

F1 · shares: Represents the disposition of shares that were sold to pay withholding taxes upon vesting of 7,868 restricted stock units.

F2 · price: The weighted average sale price for the transaction reported was $44.8803, and the range of prices were between $44.8801 and $45.15. Upon request by the SEC staff, the Issuer, or any security holder of the Issuer, full information regarding the number of shares sold at each separate price will be provided.

F3 · balance_after: Includes the following shares acquired by the reporting person pursuant to the Issuer's Employee Stock Purchase Plan: 232 shares acquired in June 2020 and 178 shares acquired in December 2020.

Read SEC document
March 03, 2021 Filed Mar 4, 2021 01:00 UTC
Kuch John JSR. VICE PRESIDENT & CFO
SaleCommon Stock 805 $45.09 $36,293.43
Disclosure

SEC source: 0001415889-21-001299 · form4-03032021_080338.xml · nonDerivative · entry 3

Kuch John J · CIK 0001591306 · SR. VICE PRESIDENT & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,415

F3 · shares: Represents the disposition of shares that were sold to pay withholding taxes upon vesting of 2,259 restricted stock units.

Read SEC document
March 01, 2021 Filed Mar 4, 2021 01:00 UTC
Kuch John JSR. VICE PRESIDENT & CFO
Exercise / conversionStock Options · Derivative 15,065 $0.00 Strike: $11.05 $0.00
Disclosure

SEC source: 0001415889-21-001299 · form4-03032021_080338.xml · derivative · entry 4

Kuch John J · CIK 0001591306 · SR. VICE PRESIDENT & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,585

Underlying: Common Stock · 15,065 shares

Expires 2024-02-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents option exercise and sale pursuant to a 10b5-1 plan.

F4 · derivative.exercise_date: The shares subject to the option were subject to a vesting schedule and became fully vested on February 21, 2018.

F5 · balance_after: The initial filing incorrectly listed the number of securities beneficially owned following the transaction as 25,065 instead of 25,650 due to a typo carried over from a prior filing. The number of securities beneficially owned following this transaction was calculated off the 25,650 figure.

Read SEC document
March 01, 2021 Filed Mar 4, 2021 01:00 UTC
Kuch John JSR. VICE PRESIDENT & CFO
SaleCommon Stock 15,065 $48.90 $736,672.47
Disclosure

SEC source: 0001415889-21-001299 · form4-03032021_080338.xml · nonDerivative · entry 2

Kuch John J · CIK 0001591306 · SR. VICE PRESIDENT & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,220

F1 · shares: Represents option exercise and sale pursuant to a 10b5-1 plan.

F2 · price: The weighted average sale price for the transaction reported was $48.8996, and the range of prices were between $48.18 and $49.64. Upon request by the SEC staff, the Issuer, or any security holder of the Issuer, full information regarding the number of shares sold at each separate price will be provided.

Read SEC document
March 01, 2021 Filed Mar 4, 2021 01:00 UTC
Kuch John JSR. VICE PRESIDENT & CFO
Exercise / conversionCommon Stock 15,065 $11.05 $166,468.25
Disclosure

SEC source: 0001415889-21-001299 · form4-03032021_080338.xml · nonDerivative · entry 1

Kuch John J · CIK 0001591306 · SR. VICE PRESIDENT & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,285

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents option exercise and sale pursuant to a 10b5-1 plan.

Read SEC document
December 24, 2020 Filed Dec 31, 2020 23:38 UTC
Kuch John JSR. VICE PRESIDENT & CFO
GiftCommon Stock 2,000 $0.00 $0.00
Disclosure

SEC source: 0001415889-20-003075 · form4-12312020_031242.xml · nonDerivative · entry 3

Kuch John J · CIK 0001591306 · SR. VICE PRESIDENT & CFO

10b5-1 filing: Not disclosed

Ownership: Indirect · By spouse

Disclosed balance after: Not disclosed

F2 · kind: This transaction involved a gift of securities by the reporting person to his spouse, who shares the reporting person's household. The reporting person disclaims beneficial ownership of the shares held by his spouse, and this report should not be deemed an admission that the reporting person is the beneficial owner of his spouse's shares for purposes of Section 16 or for any other purpose.

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December 24, 2020 Filed Dec 31, 2020 23:38 UTC
Kuch John JSR. VICE PRESIDENT & CFO
GiftCommon Stock 2,000 $0.00 $0.00
Disclosure

SEC source: 0001415889-20-003075 · form4-12312020_031242.xml · nonDerivative · entry 2

Kuch John J · CIK 0001591306 · SR. VICE PRESIDENT & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,220

F2 · kind: This transaction involved a gift of securities by the reporting person to his spouse, who shares the reporting person's household. The reporting person disclaims beneficial ownership of the shares held by his spouse, and this report should not be deemed an admission that the reporting person is the beneficial owner of his spouse's shares for purposes of Section 16 or for any other purpose.

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December 17, 2020 Filed Dec 18, 2020 17:19 UTC
Yang AllenSR. VICE PRESIDENT & CMO
SaleCommon Stock 3,777 $43.85 $165,621.45
Disclosure

SEC source: 0001415889-20-002985 · form4-12182020_091221.xml · nonDerivative · entry 1

Yang Allen · CIK 0001797034 · SR. VICE PRESIDENT & CMO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,395

F1 · shares: Represents the disposition of shares that were sold to pay withholding taxes upon vesting of 10,633 restricted stock units.

F2 · balance_after: Includes the following shares acquired by the reporting person pursuant to the Issuer's Employee Stock Purchase Plan: 272 shares acquired in December 2020.

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December 11, 2020 Filed Dec 31, 2020 23:38 UTC
Kuch John JSR. VICE PRESIDENT & CFO
GiftCommon Stock 500 $0.00 $0.00
Disclosure

SEC source: 0001415889-20-003075 · form4-12312020_031242.xml · nonDerivative · entry 1

Kuch John J · CIK 0001591306 · SR. VICE PRESIDENT & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,220

F1 · balance_after: Includes the following shares acquired by the reporting person pursuant to the Issuer's Employee Stock Purchase Plan: 118 shares acquired in December 2020.

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June 25, 2020 Filed Jun 29, 2020 20:36 UTC GrantStock Option (Right to Buy) · Derivative 13,953 $0.00 Strike: $33.42 $0.00
Disclosure

SEC source: 0001209191-20-039304 · doc4.xml · derivative · entry 1

Hata Yujiro S · CIK 0001649119 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,953

Underlying: Common Stock · 13,953 shares

Expires 2030-06-24

F1 · derivative.exercise_date: The shares subject to the option will vest in equal monthly installments over one year beginning on the one-month anniversary of June 25, 2020, such that the total number of shares will be fully vested on June 25, 2021.

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June 25, 2020 Filed Jun 30, 2020 00:41 UTC GrantStock Option (Right to Buy) · Derivative 13,953 $0.00 Strike: $33.42 $0.00
Disclosure

SEC source: 0001209191-20-039312 · doc4.xml · derivative · entry 1

GUSTAFSON KURT A · CIK 0001462354 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,953

Underlying: Common Stock · 13,953 shares

Expires 2030-06-24

F1 · derivative.exercise_date: The shares subject to the option will vest in equal monthly installments over one year beginning on the one-month anniversary of June 25, 2020, such that the total number of shares will be fully vested on June 25, 2021.

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June 25, 2020 Filed Jun 30, 2020 00:24 UTC GrantStock Option (Right to Buy) · Derivative 13,953 $0.00 Strike: $33.42 $0.00
Disclosure

SEC source: 0001209191-20-039288 · doc4.xml · derivative · entry 1

GORMAN KEVIN CHARLES · CIK 0001201096 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,953

Underlying: Common Stock · 13,953 shares

Expires 2030-06-24

F1 · derivative.exercise_date: The shares subject to the option will vest in equal monthly installments over one year beginning on the one-month anniversary of June 25, 2020, such that the total number of shares will be fully vested on June 25, 2021.

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June 25, 2020 Filed Jun 30, 2020 00:44 UTC GrantStock Option (Right to Buy) · Derivative 13,953 $0.00 Strike: $33.42 $0.00
Disclosure

SEC source: 0001209191-20-039313 · doc4.xml · derivative · entry 1

RANIERI RICHARD J · CIK 0001225617 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,953

Underlying: Common Stock · 13,953 shares

Expires 2030-06-24

F1 · derivative.exercise_date: The shares subject to the option will vest in equal monthly installments over one year beginning on the one-month anniversary of June 25, 2020, such that the total number of shares will be fully vested on June 25, 2021.

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June 25, 2020 Filed Jun 30, 2020 00:27 UTC GrantStock Option (Right to Buy) · Derivative 13,953 $0.00 Strike: $33.42 $0.00
Disclosure

SEC source: 0001209191-20-039290 · doc4.xml · derivative · entry 1

Montgomery Alan Bruce · CIK 0001313936 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,953

Underlying: Common Stock · 13,953 shares

Expires 2030-06-24

F1 · derivative.exercise_date: The shares subject to the option will vest in equal monthly installments over one year beginning on the one-month anniversary of June 25, 2020, such that the total number of shares will be fully vested on June 25, 2021.

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June 25, 2020 Filed Jun 30, 2020 00:49 UTC GrantStock Option (Right to Buy) · Derivative 13,953 $0.00 Strike: $33.42 $0.00
Disclosure

SEC source: 0001209191-20-039323 · doc4.xml · derivative · entry 1

ROSA-BJORKESON DAGMAR · CIK 0001643934 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,953

Underlying: Common Stock · 13,953 shares

Expires 2030-06-24

F1 · derivative.exercise_date: The shares subject to the option will vest in equal monthly installments over one year beginning on the one-month anniversary of June 25, 2020, such that the total number of shares will be fully vested on June 25, 2021.

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June 25, 2020 Filed Jun 30, 2020 00:47 UTC
Feigal EllenDirector
GrantStock Option (Right to Buy) · Derivative 13,953 $0.00 Strike: $33.42 $0.00
Disclosure

SEC source: 0001209191-20-039318 · doc4.xml · derivative · entry 1

Feigal Ellen · CIK 0001758108 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,953

Underlying: Common Stock · 13,953 shares

Expires 2030-06-24

F1 · derivative.exercise_date: The shares subject to the option will vest in equal monthly installments over one year beginning on the one-month anniversary of June 25, 2020, such that the total number of shares will be fully vested on June 25, 2021.

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June 15, 2020 Filed Jun 17, 2020 00:45 UTC
Kuch John JSr. Vice President & CFO
GiftCommon Stock 2,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-037147 · doc4.xml · nonDerivative · entry 2

Kuch John J · CIK 0001591306 · Sr. Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,602

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June 12, 2020 Filed Jun 17, 2020 00:45 UTC
Kuch John JSr. Vice President & CFO
Exercise / conversionStock Option (right to buy) · Derivative 10,000 $0.00 Strike: $11.05 $0.00
Disclosure

SEC source: 0001209191-20-037147 · doc4.xml · derivative · entry 3

Kuch John J · CIK 0001591306 · Sr. Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,065

Underlying: Common Stock · 10,000 shares

Expires 2024-02-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: 25% of the shares subject to the option shall vest on the one year anniversary of February 21, 2014 (the "Vesting Commencement Date"), and 1/48th of the shares shall vest monthly thereafter, such that the option shall be fully vested and exercisable on the four year anniversary of the Vesting Commencement Date.

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June 12, 2020 Filed Jun 17, 2020 00:45 UTC
Kuch John JSr. Vice President & CFO
Exercise / conversionCommon Stock 10,000 $11.05 $110,500.00
Disclosure

SEC source: 0001209191-20-037147 · doc4.xml · nonDerivative · entry 1

Kuch John J · CIK 0001591306 · Sr. Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,602

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 180 shares of Common Stock acquired by the Reporting Person pursuant to the Issuer's Employee Stock Purchase Plan on June 10, 2020.

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June 12, 2020 Filed Mar 4, 2021 01:01 UTC Amendment
Kuch John JSR. VICE PRESIDENT & CFO
Exercise / conversionStock Options · Derivative 10,000 $0.00 Strike: $11.05 $0.00
Disclosure

SEC source: 0001415889-21-001298 · form4a-03032021_080333.xml · derivative · entry 1

Kuch John J · CIK 0001591306 · SR. VICE PRESIDENT & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,650

Underlying: Common Stock · 10,000 shares

Expires 2024-02-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: 25% of the shares subject to the option shall vest on the one year anniversary of February 21, 2014 (the Vesting Commencement Date), and 1/48th of the shares shall vest monthly thereafter, such that the option shall be fully vested on the four year anniversary of the Vesting Commencement Date.

F2 · balance_after: The initial filing incorrectly listed the number of securities beneficially owned following the transaction as 25,065 due to a typo carried over from a prior filing.

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April 06, 2020 Filed Apr 8, 2020 20:26 UTC SaleCommon Stock 600,000 $27.10 $16,260,000.00
Disclosure

SEC source: 0001179110-20-004802 · edgar.xml · nonDerivative · entry 2

STAFFORD JOHN S III · CIK 0001218981 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Ronin Trading, LLC

Disclosed balance after: 606,005

F2 · kind: The transaction was executed in a single, privately negotiated transaction with an institutional buyer.

F2 · price: The transaction was executed in a single, privately negotiated transaction with an institutional buyer.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.