Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Xencor IncXNCR · Entity 4487 | SR. VICE PRESIDENT & CMO | March 09, 2023 | March 13, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Xencor Inc
Report date March 09, 2023 · Filed March 13, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 73,364 |
Reported balance
After 2023-03-09 transaction · row 1
1 source rowRow 1 · 2023-03-09 · Sale · Disposed 1,094 · Balance 73,364 F1: Represents the disposition of shares that were sold to pay withholding taxes upon vesting of 3,088 restricted stock units. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents the disposition of shares that were sold to pay withholding taxes upon vesting of 3,088 restricted stock units.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 09, 2023 Filed Mar 13, 2023 23:48 UTC | Xencor Inc XNCR · Entity 4487 | SaleCommon Stock | 1,094 | $29.88 | $32,687.95 |
DisclosureSEC source: 0001127602-23-009967 · form4.xml · nonDerivative · entry 1 Yang Allen · CIK 0001797034 · SR. VICE PRESIDENT & CMO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,364 F1 · shares: Represents the disposition of shares that were sold to pay withholding taxes upon vesting of 3,088 restricted stock units. Read SEC document |
| March 06, 2023 Filed Mar 9, 2023 01:30 UTC | Xencor Inc XNCR · Entity 4487 | SaleCommon Stock | 4,069 | $31.42 | $127,831.30 |
DisclosureSEC source: 0001127602-23-009518 · form4.xml · nonDerivative · entry 1 Yang Allen · CIK 0001797034 · SR. VICE PRESIDENT & CMO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,458 F1 · shares: Represents the disposition of shares that were sold to pay withholding taxes upon vesting of 11,058 restricted stock units. Read SEC document |
| March 02, 2023 Filed Mar 7, 2023 02:09 UTC | Xencor Inc XNCR · Entity 4487 | GrantStock Options · Derivative | 90,036 | $0.00 Strike: $31.43 | $0.00 |
DisclosureSEC source: 0001127602-23-009195 · form4.xml · derivative · entry 2 Yang Allen · CIK 0001797034 · SR. VICE PRESIDENT & CMO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,036 Underlying: Common Stock · 90,036 shares Expires 2033-03-01 F2 · derivative.exercise_date: 25% of the shares subject to the option shall vest on the one year anniversary of March 2, 2023 (the "Vesting Commencement Date") and 1/48th of the shares shall vest monthly thereafter, such that the option shall be fully vested on the four year anniversary of the Vesting Commencement Date. Read SEC document |
| March 02, 2023 Filed Mar 7, 2023 02:09 UTC | Xencor Inc XNCR · Entity 4487 | GrantCommon Stock | 15,006 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-009195 · form4.xml · nonDerivative · entry 1 Yang Allen · CIK 0001797034 · SR. VICE PRESIDENT & CMO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 78,527 F1 · shares: Represents restricted stock units that vest as follows: 1/3 of the shares vest on the first, second and third anniversaries of the date of grant. Read SEC document |
| December 19, 2022 Filed Dec 21, 2022 23:46 UTC | Xencor Inc XNCR · Entity 4487 | SaleCommon Stock | 3,737 | $27.00 | $100,910.21 |
DisclosureSEC source: 0001127602-22-028114 · form4.xml · nonDerivative · entry 1 Yang Allen · CIK 0001797034 · SR. VICE PRESIDENT & CMO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,521 F1 · shares: Represents the disposition of shares that were sold to pay withholding taxes upon vesting of 10,634 restricted stock units. F2 · balance_after: Includes the following shares acquired by the reporting person pursuant to the Issuer's Employee Stock Purchase Plan: 428 shares acquired in June 2022 and 301 shares acquired in December 2022. Read SEC document |
| March 09, 2022 Filed Mar 10, 2022 22:01 UTC | Xencor Inc XNCR · Entity 4487 | SaleCommon Stock | 1,200 | $28.94 | $34,723.44 |
DisclosureSEC source: 0001415889-22-002841 · form4-03102022_050331.xml · nonDerivative · entry 1 Yang Allen · CIK 0001797034 · SR. VICE PRESIDENT & CMO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,529 F1 · shares: Represents the disposition of shares that were sold to pay withholding taxes upon vesting of 3,087 restricted stock units. Read SEC document |
| March 03, 2022 Filed Mar 7, 2022 22:00 UTC | Xencor Inc XNCR · Entity 4487 | GrantStock Options · Derivative | 66,348 | $0.00 Strike: $30.02 | $0.00 |
DisclosureSEC source: 0001415889-22-002667 · form4-03072022_050329.xml · derivative · entry 2 Yang Allen · CIK 0001797034 · SR. VICE PRESIDENT & CMO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,348 Underlying: Common Stock · 66,348 shares Expires 2032-03-03 F2 · derivative.exercise_date: 25% of the shares subject to the option shall vest on the one year anniversary of March 3, 2022 (the "Vesting Commencement Date") and 1/48th of the shares shall vest monthly thereafter, such that the option shall be fully vested on the four year anniversary of the Vesting Commencement Date. Read SEC document |
| March 03, 2022 Filed Mar 7, 2022 22:00 UTC | Xencor Inc XNCR · Entity 4487 | GrantCommon Stock | 33,174 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-22-002667 · form4-03072022_050329.xml · nonDerivative · entry 1 Yang Allen · CIK 0001797034 · SR. VICE PRESIDENT & CMO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,729 F1 · shares: Represents restricted stock units that vest as follows: 1/3 of the shares vest on the first, second and third anniversaries of the date of grant. Read SEC document |
| December 17, 2021 Filed Dec 20, 2021 22:00 UTC | Xencor Inc XNCR · Entity 4487 | SaleCommon Stock | 3,664 | $36.62 | $134,177.51 |
DisclosureSEC source: 0001415889-21-006125 · form4-12202021_051203.xml · nonDerivative · entry 1 Yang Allen · CIK 0001797034 · SR. VICE PRESIDENT & CMO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,555 F1 · shares: Represents the disposition of shares that were sold to pay withholding taxes upon vesting of 10,633 restricted stock units. F2 · balance_after: Includes the following shares acquired by the reporting person pursuant to the Issuer's Employee Stock Purchase Plan: 280 shares acquired in June 2021 and 281 shares acquired in December 2021. Read SEC document |
| March 08, 2021 Filed Mar 11, 2021 01:00 UTC | Xencor Inc XNCR · Entity 4487 | GrantStock Options · Derivative | 55,576 | $0.00 Strike: $43.00 | $0.00 |
DisclosureSEC source: 0001415889-21-001434 · form4-03102021_080307.xml · derivative · entry 2 Yang Allen · CIK 0001797034 · SR. VICE PRESIDENT & CMO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,576 Underlying: Common Stock · 55,576 shares Expires 2031-03-08 F2 · derivative.exercise_date: 25% of the shares subject to the option shall vest on the one year anniversary of March 8, 2021 (the "Vesting Commencement Date") and 1/48th of the shares shall vest monthly thereafter, such that the option shall be fully vested on the four year anniversary of the Vesting Commencement Date. Read SEC document |
| March 08, 2021 Filed Mar 11, 2021 01:00 UTC | Xencor Inc XNCR · Entity 4487 | GrantCommon Stock | 9,263 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-21-001434 · form4-03102021_080307.xml · nonDerivative · entry 1 Yang Allen · CIK 0001797034 · SR. VICE PRESIDENT & CMO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,658 F1 · shares: Represents restricted stock units that vest as follows: 1/3 of the shares vest on the first, second and third anniversaries of the date of grant. Read SEC document |
| December 17, 2020 Filed Dec 18, 2020 17:19 UTC | Xencor Inc XNCR · Entity 4487 | SaleCommon Stock | 3,777 | $43.85 | $165,621.45 |
DisclosureSEC source: 0001415889-20-002985 · form4-12182020_091221.xml · nonDerivative · entry 1 Yang Allen · CIK 0001797034 · SR. VICE PRESIDENT & CMO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,395 F1 · shares: Represents the disposition of shares that were sold to pay withholding taxes upon vesting of 10,633 restricted stock units. F2 · balance_after: Includes the following shares acquired by the reporting person pursuant to the Issuer's Employee Stock Purchase Plan: 272 shares acquired in December 2020. Read SEC document |
| December 16, 2019 Filed Dec 18, 2019 19:57 UTC | Xencor Inc XNCR · Entity 4487 | GrantStock Option (Right to Buy) · Derivative | 62,300 | $0.00 Strike: $37.59 | $0.00 |
DisclosureSEC source: 0001209191-19-061083 · doc4.xml · derivative · entry 2 Yang Allen · CIK 0001797034 · SVP, Chief Medical Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,300 Underlying: Common Stock · 62,300 shares Expires 2029-12-15 F2 · derivative.exercise_date: 1/4th of the shares vest one year after December 16, 2019 (the "Vesting Commencement Date"); the balance of the shares vest in a series of 36 successive equal monthly installments measured from the first anniversary of the Vesting Commencement Date, subject to the optionholder's Continuous Service (as defined in the 2013 Equity Incentive Plan) as of each such date. Read SEC document |
| December 16, 2019 Filed Dec 18, 2019 19:57 UTC | Xencor Inc XNCR · Entity 4487 | GrantCommon Stock | 31,900 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-061083 · doc4.xml · nonDerivative · entry 1 Yang Allen · CIK 0001797034 · SVP, Chief Medical Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,900 F1 · shares: Represents restricted stock units that vest as follows: 1/3 of the shares vest on the first, second and third anniversaries of the date of grant. Read SEC document |
| December 16, 2019 Filed Mar 4, 2021 01:00 UTC Amendment | Xencor Inc XNCR · Entity 4487 | GrantStock Options · Derivative | 62,300 | $0.00 Strike: $37.60 | $0.00 |
DisclosureSEC source: 0001415889-21-001296 · form4a-03032021_080321.xml · derivative · entry 1 Yang Allen · CIK 0001797034 · SR. VICE PRESIDENT & CMO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,300 Underlying: Common Stock · 62,300 shares Expires 2029-12-15 F1 · derivative.exercise_price: The initial filing incorrectly listed the exercise price at $37.59 per share due to an administrative error. F2 · derivative.exercise_date: 1/4th of the shares vest one year after December 16, 2019 (the "Vesting Commencement Date"); the balance of the shares vest in a series of 36 successive equal monthly installments measured from the first anniversary of the Vesting Commencement Date, subject to the optionholder's Continuous Service (as defined in the 2013 Equity Incentive Plan) as of each such date. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.