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Kuch John J

Disclosed activity across 1 company

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93168
SEC CIK
0001591306

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Xencor IncXNCR · Entity 4487SR. VICE PRESIDENT & CFOMarch 11, 2024March 12, 2024

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Xencor Inc

Report date March 11, 2024 · Filed March 12, 2024

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect121,070 Reported balance After 2024-03-11 transaction · row 1
1 source row

Row 1 · 2024-03-11 · Sale · Disposed 849 · Balance 121,070

F1: Represents the disposition of shares that were sold to pay withholding taxes upon vesting of 2,007 restricted stock units.

Filing footnotes · ownership attribution and instrument terms

F1: Represents the disposition of shares that were sold to pay withholding taxes upon vesting of 2,007 restricted stock units.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
March 11, 2024 Filed Mar 12, 2024 20:08 UTC Xencor Inc XNCR · Entity 4487 SaleCommon Stock 849 $23.50 $19,953.03
Disclosure

SEC source: 0001127602-24-009728 · form4.xml · nonDerivative · entry 1

Kuch John J · CIK 0001591306 · SR. VICE PRESIDENT & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 121,070

F1 · shares: Represents the disposition of shares that were sold to pay withholding taxes upon vesting of 2,007 restricted stock units.

Read SEC document
March 05, 2024 Filed Mar 7, 2024 21:07 UTC Xencor Inc XNCR · Entity 4487 SaleCommon Stock 4,474 $23.43 $104,821.35
Disclosure

SEC source: 0001127602-24-009002 · form4.xml · nonDerivative · entry 1

Kuch John J · CIK 0001591306 · SR. VICE PRESIDENT & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 121,919

F1 · shares: Represents the disposition of shares that were sold to pay withholding taxes upon vesting of 11,742 restricted stock units.

F2 · balance_after: Includes the following shares acquired by the reporting person pursuant to the Issuer's Employee Stock Purchase Plan: 1018 shares acquired in June 2023 and 163 shares acquired in December 2023.

Read SEC document
March 09, 2023 Filed Mar 13, 2023 23:44 UTC Xencor Inc XNCR · Entity 4487 SaleCommon Stock 711 $29.88 $21,244.18
Disclosure

SEC source: 0001127602-23-009963 · form4.xml · nonDerivative · entry 1

Kuch John J · CIK 0001591306 · SR. VICE PRESIDENT & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 126,230

F1 · shares: Represents the disposition of shares that were sold to pay withholding taxes upon vesting of 2,007 restricted stock units.

Read SEC document
March 06, 2023 Filed Mar 9, 2023 01:27 UTC Xencor Inc XNCR · Entity 4487 SaleCommon Stock 2,774 $31.42 $87,147.71
Disclosure

SEC source: 0001127602-23-009514 · form4.xml · nonDerivative · entry 1

Kuch John J · CIK 0001591306 · SR. VICE PRESIDENT & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 126,941

F1 · shares: Represents the disposition of shares that were sold to pay withholding taxes upon vesting of 7,740 restricted stock units.

Read SEC document
March 03, 2023 Filed Mar 7, 2023 02:23 UTC Xencor Inc XNCR · Entity 4487 SaleCommon Stock 919 $31.54 $28,983.51
Disclosure

SEC source: 0001127602-23-009199 · form4.xml · nonDerivative · entry 2

Kuch John J · CIK 0001591306 · SR. VICE PRESIDENT & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 129,715

F2 · shares: Represents the disposition of shares that were sold to pay withholding taxes upon vesting of 2,259 restricted stock units.

Read SEC document
March 02, 2023 Filed Mar 7, 2023 02:23 UTC Xencor Inc XNCR · Entity 4487 GrantStock Options · Derivative 72,029 $0.00 Strike: $31.43 $0.00
Disclosure

SEC source: 0001127602-23-009199 · form4.xml · derivative · entry 3

Kuch John J · CIK 0001591306 · SR. VICE PRESIDENT & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,029

Underlying: Common Stock · 72,029 shares

Expires 2033-03-01

F3 · derivative.exercise_date: 25% of the shares subject to the option shall vest on the one year anniversary of March 2, 2023 (the "Vesting Commencement Date") and 1/48th of the shares shall vest monthly thereafter, such that the option shall be fully vested on the four year anniversary of the Vesting Commencement Date.

Read SEC document
March 02, 2023 Filed Mar 7, 2023 02:23 UTC Xencor Inc XNCR · Entity 4487 GrantCommon Stock 12,005 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-009199 · form4.xml · nonDerivative · entry 1

Kuch John J · CIK 0001591306 · SR. VICE PRESIDENT & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 130,634

F1 · shares: Represents restricted stock units that vest as follows: 1/3 of the shares vest on the first, second and third anniversaries of the date of grant.

Read SEC document
December 22, 2022 Filed Feb 16, 2023 19:52 UTC Xencor Inc XNCR · Entity 4487 GiftCommon Stock 1,000 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-005501 · form5.xml · nonDerivative · entry 4

Kuch John J · CIK 0001591306 · SR. VICE PRESIDENT & CFO

10b5-1 filing: Not disclosed

Ownership: Indirect · By child

Disclosed balance after: 3,000

F4 · kind: This transaction involved a gift of securities by the reporting person to his child, who shares the reporting person's household. The reporting person disclaims beneficial ownership of the shares held by his child, and this report should not be deemed an admission that the reporting person is the beneficial owner of his child's shares for purposes of Section 16 or for any other purpose.

Read SEC document
December 22, 2022 Filed Feb 16, 2023 19:52 UTC Xencor Inc XNCR · Entity 4487 GiftCommon Stock 1,000 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-005501 · form5.xml · nonDerivative · entry 3

Kuch John J · CIK 0001591306 · SR. VICE PRESIDENT & CFO

10b5-1 filing: Not disclosed

Ownership: Indirect · By child

Disclosed balance after: 3,000

F4 · kind: This transaction involved a gift of securities by the reporting person to his child, who shares the reporting person's household. The reporting person disclaims beneficial ownership of the shares held by his child, and this report should not be deemed an admission that the reporting person is the beneficial owner of his child's shares for purposes of Section 16 or for any other purpose.

Read SEC document
December 22, 2022 Filed Feb 16, 2023 19:52 UTC Xencor Inc XNCR · Entity 4487 GiftCommon Stock 5,000 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-005501 · form5.xml · nonDerivative · entry 2

Kuch John J · CIK 0001591306 · SR. VICE PRESIDENT & CFO

10b5-1 filing: Not disclosed

Ownership: Indirect · By spouse

Disclosed balance after: 9,000

F3 · kind: This transaction involved a gift of securities by the reporting person to his spouse, who shares the reporting person's household. The reporting person disclaims beneficial ownership of the shares held by his spouse, and this report should not be deemed an admission that the reporting person is the beneficial owner of his spouse's shares for purposes of Section 16 or for any other purpose.

Read SEC document
December 22, 2022 Filed Feb 16, 2023 19:52 UTC Xencor Inc XNCR · Entity 4487 GiftCommon Stock 7,000 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-005501 · form5.xml · nonDerivative · entry 1

Kuch John J · CIK 0001591306 · SR. VICE PRESIDENT & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 118,629

F1 · kind: This transaction involved gifts of securities by the reporting person to his spouse and children, who share the reporting person's household. The reporting person disclaims beneficial ownership of the shares held by his spouse and children, and this report should not be deemed an admission that the reporting person is the beneficial owner of his spouse's and children's shares for purposes of Section 16 or for any other purpose.

F2 · balance_after: Includes the following shares acquired by the reporting person pursuant to the Issuer's Employee Stock Purchase Plan: 255 shares acquired in June 2022 and 783 shares acquired in December 2022.

Read SEC document
March 09, 2022 Filed Mar 10, 2022 22:01 UTC Xencor Inc XNCR · Entity 4487 SaleCommon Stock 690 $28.93 $19,964.81
Disclosure

SEC source: 0001415889-22-002840 · form4-03102022_050322.xml · nonDerivative · entry 1

Kuch John J · CIK 0001591306 · SR. VICE PRESIDENT & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 124,591

F1 · shares: Represents the disposition of shares that were sold to pay withholding taxes upon vesting of 2,007 restricted stock units.

Read SEC document
March 03, 2022 Filed Mar 7, 2022 22:00 UTC Xencor Inc XNCR · Entity 4487 GrantStock Options · Derivative 46,444 $0.00 Strike: $30.02 $0.00
Disclosure

SEC source: 0001415889-22-002665 · form4-03072022_050318.xml · derivative · entry 3

Kuch John J · CIK 0001591306 · SR. VICE PRESIDENT & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,444

Underlying: Common Stock · 46,444 shares

Expires 2032-03-03

F3 · derivative.exercise_date: 25% of the shares subject to the option shall vest on the one year anniversary of March 3, 2022 (the "Vesting Commencement Date") and 1/48th of the shares shall vest monthly thereafter, such that the option shall be fully vested on the four year anniversary of the Vesting Commencement Date.

Read SEC document
March 03, 2022 Filed Mar 7, 2022 22:00 UTC Xencor Inc XNCR · Entity 4487 GrantCommon Stock 23,222 $0.00 $0.00
Disclosure

SEC source: 0001415889-22-002665 · form4-03072022_050318.xml · nonDerivative · entry 2

Kuch John J · CIK 0001591306 · SR. VICE PRESIDENT & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,281

F2 · shares: Represents restricted stock units that vest as follows: 1/3 of the shares vest on the first, second and third anniversaries of the date of grant.

Read SEC document
March 03, 2022 Filed Mar 7, 2022 22:00 UTC Xencor Inc XNCR · Entity 4487 SaleCommon Stock 971 $29.86 $28,994.16
Disclosure

SEC source: 0001415889-22-002665 · form4-03072022_050318.xml · nonDerivative · entry 1

Kuch John J · CIK 0001591306 · SR. VICE PRESIDENT & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,059

F1 · shares: Represents the disposition of shares that were sold to pay withholding taxes upon vesting of 2,259 restricted stock units.

Read SEC document
December 21, 2021 Filed Feb 11, 2022 23:44 UTC Xencor Inc XNCR · Entity 4487 GiftCommon Stock 500 $0.00 $0.00
Disclosure

SEC source: 0001415889-22-001233 · form5-02112022_030254.xml · nonDerivative · entry 3

Kuch John J · CIK 0001591306 · SR. VICE PRESIDENT & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 103,030

Read SEC document
December 16, 2021 Filed Feb 11, 2022 23:44 UTC Xencor Inc XNCR · Entity 4487 GiftCommon Stock 1,000 $0.00 $0.00
Disclosure

SEC source: 0001415889-22-001233 · form5-02112022_030254.xml · nonDerivative · entry 9

Kuch John J · CIK 0001591306 · SR. VICE PRESIDENT & CFO

10b5-1 filing: Not disclosed

Ownership: Indirect · By child

Disclosed balance after: 2,000

F4 · kind: This transaction involved a gift of securities by the reporting person to his child, who shares the reporting person's household. The reporting person disclaims beneficial ownership of the shares held by his child, and this report should not be deemed an admission that the reporting person is the beneficial owner of his child's shares for purposes of Section 16 or for any other purpose.

Read SEC document
December 16, 2021 Filed Feb 11, 2022 23:44 UTC Xencor Inc XNCR · Entity 4487 GiftCommon Stock 1,000 $0.00 $0.00
Disclosure

SEC source: 0001415889-22-001233 · form5-02112022_030254.xml · nonDerivative · entry 7

Kuch John J · CIK 0001591306 · SR. VICE PRESIDENT & CFO

10b5-1 filing: Not disclosed

Ownership: Indirect · By child

Disclosed balance after: 2,000

F4 · kind: This transaction involved a gift of securities by the reporting person to his child, who shares the reporting person's household. The reporting person disclaims beneficial ownership of the shares held by his child, and this report should not be deemed an admission that the reporting person is the beneficial owner of his child's shares for purposes of Section 16 or for any other purpose.

Read SEC document
December 16, 2021 Filed Feb 11, 2022 23:44 UTC Xencor Inc XNCR · Entity 4487 GiftCommon Stock 1,000 $0.00 $0.00
Disclosure

SEC source: 0001415889-22-001233 · form5-02112022_030254.xml · nonDerivative · entry 5

Kuch John J · CIK 0001591306 · SR. VICE PRESIDENT & CFO

10b5-1 filing: Not disclosed

Ownership: Indirect · By spouse

Disclosed balance after: 4,000

F3 · kind: This transaction involved a gift of securities by the reporting person to his spouse, who shares the reporting person's household. The reporting person disclaims beneficial ownership of the shares held by his spouse, and this report should not be deemed an admission that the reporting person is the beneficial owner of his spouse's shares for purposes of Section 16 or for any other purpose.

Read SEC document
December 16, 2021 Filed Feb 11, 2022 23:44 UTC Xencor Inc XNCR · Entity 4487 GiftCommon Stock 3,000 $0.00 $0.00
Disclosure

SEC source: 0001415889-22-001233 · form5-02112022_030254.xml · nonDerivative · entry 2

Kuch John J · CIK 0001591306 · SR. VICE PRESIDENT & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 103,530

F1 · kind: This transaction involved gifts of securities by the reporting person to his spouse and children, who share the reporting person's household. The reporting person disclaims beneficial ownership of the shares held by his spouse and children, and this report should not be deemed an admission that the reporting person is the beneficial owner of his spouse's and children's shares for purposes of Section 16 or for any other purpose.

F2 · balance_after: Includes the following shares acquired by the reporting person pursuant to the Issuer's Employee Stock Purchase Plan: 144 shares acquired in December 2021.

Read SEC document
June 29, 2021 Filed Jul 1, 2021 20:30 UTC Xencor Inc XNCR · Entity 4487 Exercise / conversionStock Options · Derivative 7,236 $0.00 Strike: $15.69 $0.00
Disclosure

SEC source: 0001415889-21-003351 · form4-07012021_040701.xml · derivative · entry 4

Kuch John J · CIK 0001591306 · SR. VICE PRESIDENT & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,764

Underlying: Common Stock · 7,236 shares

Expires 2025-02-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The shares subject to the option were subject to a vesting schedule and became fully vested on February 12, 2019.

Read SEC document
June 29, 2021 Filed Jul 1, 2021 20:30 UTC Xencor Inc XNCR · Entity 4487 Exercise / conversionStock Options · Derivative 10,585 $0.00 Strike: $11.05 $0.00
Disclosure

SEC source: 0001415889-21-003351 · form4-07012021_040701.xml · derivative · entry 3

Kuch John J · CIK 0001591306 · SR. VICE PRESIDENT & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,585 shares

Expires 2024-02-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The shares subject to the option were subject to a vesting schedule and became fully vested on February 21, 2018.

Read SEC document
June 29, 2021 Filed Jul 1, 2021 20:30 UTC Xencor Inc XNCR · Entity 4487 Exercise / conversionCommon Stock 7,236 $15.69 $113,532.84
Disclosure

SEC source: 0001415889-21-003351 · form4-07012021_040701.xml · nonDerivative · entry 2

Kuch John J · CIK 0001591306 · SR. VICE PRESIDENT & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,386

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 29, 2021 Filed Jul 1, 2021 20:30 UTC Xencor Inc XNCR · Entity 4487 Exercise / conversionCommon Stock 10,585 $11.05 $116,964.25
Disclosure

SEC source: 0001415889-21-003351 · form4-07012021_040701.xml · nonDerivative · entry 1

Kuch John J · CIK 0001591306 · SR. VICE PRESIDENT & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,150

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 129 shares acquired in June 2021 by the reporting person pursuant to the Issuer's Employee Stock Purchase Plan.

Read SEC document
May 24, 2021 Filed Feb 11, 2022 23:44 UTC Xencor Inc XNCR · Entity 4487 GiftCommon Stock 1,000 $0.00 $0.00
Disclosure

SEC source: 0001415889-22-001233 · form5-02112022_030254.xml · nonDerivative · entry 8

Kuch John J · CIK 0001591306 · SR. VICE PRESIDENT & CFO

10b5-1 filing: Not disclosed

Ownership: Indirect · By child

Disclosed balance after: 1,000

F4 · kind: This transaction involved a gift of securities by the reporting person to his child, who shares the reporting person's household. The reporting person disclaims beneficial ownership of the shares held by his child, and this report should not be deemed an admission that the reporting person is the beneficial owner of his child's shares for purposes of Section 16 or for any other purpose.

Read SEC document
May 24, 2021 Filed Feb 11, 2022 23:44 UTC Xencor Inc XNCR · Entity 4487 GiftCommon Stock 1,000 $0.00 $0.00
Disclosure

SEC source: 0001415889-22-001233 · form5-02112022_030254.xml · nonDerivative · entry 6

Kuch John J · CIK 0001591306 · SR. VICE PRESIDENT & CFO

10b5-1 filing: Not disclosed

Ownership: Indirect · By child

Disclosed balance after: 1,000

F4 · kind: This transaction involved a gift of securities by the reporting person to his child, who shares the reporting person's household. The reporting person disclaims beneficial ownership of the shares held by his child, and this report should not be deemed an admission that the reporting person is the beneficial owner of his child's shares for purposes of Section 16 or for any other purpose.

Read SEC document
May 24, 2021 Filed Feb 11, 2022 23:44 UTC Xencor Inc XNCR · Entity 4487 GiftCommon Stock 1,000 $0.00 $0.00
Disclosure

SEC source: 0001415889-22-001233 · form5-02112022_030254.xml · nonDerivative · entry 4

Kuch John J · CIK 0001591306 · SR. VICE PRESIDENT & CFO

10b5-1 filing: Not disclosed

Ownership: Indirect · By spouse

Disclosed balance after: 3,000

F3 · kind: This transaction involved a gift of securities by the reporting person to his spouse, who shares the reporting person's household. The reporting person disclaims beneficial ownership of the shares held by his spouse, and this report should not be deemed an admission that the reporting person is the beneficial owner of his spouse's shares for purposes of Section 16 or for any other purpose.

Read SEC document
May 24, 2021 Filed Feb 11, 2022 23:44 UTC Xencor Inc XNCR · Entity 4487 GiftCommon Stock 3,000 $0.00 $0.00
Disclosure

SEC source: 0001415889-22-001233 · form5-02112022_030254.xml · nonDerivative · entry 1

Kuch John J · CIK 0001591306 · SR. VICE PRESIDENT & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 106,386

F1 · kind: This transaction involved gifts of securities by the reporting person to his spouse and children, who share the reporting person's household. The reporting person disclaims beneficial ownership of the shares held by his spouse and children, and this report should not be deemed an admission that the reporting person is the beneficial owner of his spouse's and children's shares for purposes of Section 16 or for any other purpose.

Read SEC document
March 08, 2021 Filed Mar 11, 2021 01:01 UTC Xencor Inc XNCR · Entity 4487 GrantStock Options · Derivative 36,124 $0.00 Strike: $43.00 $0.00
Disclosure

SEC source: 0001415889-21-001436 · form4-03102021_080319.xml · derivative · entry 2

Kuch John J · CIK 0001591306 · SR. VICE PRESIDENT & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,124

Underlying: Common Stock · 36,124 shares

Expires 2031-03-08

F2 · derivative.exercise_date: 25% of the shares subject to the option shall vest on the one year anniversary of March 8, 2021 (the "Vesting Commencement Date") and 1/48th of the shares shall vest monthly thereafter, such that the option shall be fully vested on the four year anniversary of the Vesting Commencement Date.

Read SEC document
March 08, 2021 Filed Mar 11, 2021 01:01 UTC Xencor Inc XNCR · Entity 4487 GrantCommon Stock 6,021 $0.00 $0.00
Disclosure

SEC source: 0001415889-21-001436 · form4-03102021_080319.xml · nonDerivative · entry 1

Kuch John J · CIK 0001591306 · SR. VICE PRESIDENT & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,436

F1 · shares: Represents restricted stock units that vest as follows: 1/3 of the shares vest on the first, second and third anniversaries of the date of grant.

Read SEC document
March 03, 2021 Filed Mar 4, 2021 01:00 UTC Xencor Inc XNCR · Entity 4487 SaleCommon Stock 805 $45.09 $36,293.43
Disclosure

SEC source: 0001415889-21-001299 · form4-03032021_080338.xml · nonDerivative · entry 3

Kuch John J · CIK 0001591306 · SR. VICE PRESIDENT & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,415

F3 · shares: Represents the disposition of shares that were sold to pay withholding taxes upon vesting of 2,259 restricted stock units.

Read SEC document
March 01, 2021 Filed Mar 4, 2021 01:00 UTC Xencor Inc XNCR · Entity 4487 Exercise / conversionStock Options · Derivative 15,065 $0.00 Strike: $11.05 $0.00
Disclosure

SEC source: 0001415889-21-001299 · form4-03032021_080338.xml · derivative · entry 4

Kuch John J · CIK 0001591306 · SR. VICE PRESIDENT & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,585

Underlying: Common Stock · 15,065 shares

Expires 2024-02-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents option exercise and sale pursuant to a 10b5-1 plan.

F4 · derivative.exercise_date: The shares subject to the option were subject to a vesting schedule and became fully vested on February 21, 2018.

F5 · balance_after: The initial filing incorrectly listed the number of securities beneficially owned following the transaction as 25,065 instead of 25,650 due to a typo carried over from a prior filing. The number of securities beneficially owned following this transaction was calculated off the 25,650 figure.

Read SEC document
March 01, 2021 Filed Mar 4, 2021 01:00 UTC Xencor Inc XNCR · Entity 4487 SaleCommon Stock 15,065 $48.90 $736,672.47
Disclosure

SEC source: 0001415889-21-001299 · form4-03032021_080338.xml · nonDerivative · entry 2

Kuch John J · CIK 0001591306 · SR. VICE PRESIDENT & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,220

F1 · shares: Represents option exercise and sale pursuant to a 10b5-1 plan.

F2 · price: The weighted average sale price for the transaction reported was $48.8996, and the range of prices were between $48.18 and $49.64. Upon request by the SEC staff, the Issuer, or any security holder of the Issuer, full information regarding the number of shares sold at each separate price will be provided.

Read SEC document
March 01, 2021 Filed Mar 4, 2021 01:00 UTC Xencor Inc XNCR · Entity 4487 Exercise / conversionCommon Stock 15,065 $11.05 $166,468.25
Disclosure

SEC source: 0001415889-21-001299 · form4-03032021_080338.xml · nonDerivative · entry 1

Kuch John J · CIK 0001591306 · SR. VICE PRESIDENT & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,285

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents option exercise and sale pursuant to a 10b5-1 plan.

Read SEC document
December 24, 2020 Filed Dec 31, 2020 23:38 UTC Xencor Inc XNCR · Entity 4487 GiftCommon Stock 2,000 $0.00 $0.00
Disclosure

SEC source: 0001415889-20-003075 · form4-12312020_031242.xml · nonDerivative · entry 3

Kuch John J · CIK 0001591306 · SR. VICE PRESIDENT & CFO

10b5-1 filing: Not disclosed

Ownership: Indirect · By spouse

Disclosed balance after: Not disclosed

F2 · kind: This transaction involved a gift of securities by the reporting person to his spouse, who shares the reporting person's household. The reporting person disclaims beneficial ownership of the shares held by his spouse, and this report should not be deemed an admission that the reporting person is the beneficial owner of his spouse's shares for purposes of Section 16 or for any other purpose.

Read SEC document
December 24, 2020 Filed Dec 31, 2020 23:38 UTC Xencor Inc XNCR · Entity 4487 GiftCommon Stock 2,000 $0.00 $0.00
Disclosure

SEC source: 0001415889-20-003075 · form4-12312020_031242.xml · nonDerivative · entry 2

Kuch John J · CIK 0001591306 · SR. VICE PRESIDENT & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,220

F2 · kind: This transaction involved a gift of securities by the reporting person to his spouse, who shares the reporting person's household. The reporting person disclaims beneficial ownership of the shares held by his spouse, and this report should not be deemed an admission that the reporting person is the beneficial owner of his spouse's shares for purposes of Section 16 or for any other purpose.

Read SEC document
December 11, 2020 Filed Dec 31, 2020 23:38 UTC Xencor Inc XNCR · Entity 4487 GiftCommon Stock 500 $0.00 $0.00
Disclosure

SEC source: 0001415889-20-003075 · form4-12312020_031242.xml · nonDerivative · entry 1

Kuch John J · CIK 0001591306 · SR. VICE PRESIDENT & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,220

F1 · balance_after: Includes the following shares acquired by the reporting person pursuant to the Issuer's Employee Stock Purchase Plan: 118 shares acquired in December 2020.

Read SEC document
June 15, 2020 Filed Jun 17, 2020 00:45 UTC Xencor Inc XNCR · Entity 4487 GiftCommon Stock 2,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-037147 · doc4.xml · nonDerivative · entry 2

Kuch John J · CIK 0001591306 · Sr. Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,602

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June 12, 2020 Filed Jun 17, 2020 00:45 UTC Xencor Inc XNCR · Entity 4487 Exercise / conversionStock Option (right to buy) · Derivative 10,000 $0.00 Strike: $11.05 $0.00
Disclosure

SEC source: 0001209191-20-037147 · doc4.xml · derivative · entry 3

Kuch John J · CIK 0001591306 · Sr. Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,065

Underlying: Common Stock · 10,000 shares

Expires 2024-02-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: 25% of the shares subject to the option shall vest on the one year anniversary of February 21, 2014 (the "Vesting Commencement Date"), and 1/48th of the shares shall vest monthly thereafter, such that the option shall be fully vested and exercisable on the four year anniversary of the Vesting Commencement Date.

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June 12, 2020 Filed Jun 17, 2020 00:45 UTC Xencor Inc XNCR · Entity 4487 Exercise / conversionCommon Stock 10,000 $11.05 $110,500.00
Disclosure

SEC source: 0001209191-20-037147 · doc4.xml · nonDerivative · entry 1

Kuch John J · CIK 0001591306 · Sr. Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,602

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 180 shares of Common Stock acquired by the Reporting Person pursuant to the Issuer's Employee Stock Purchase Plan on June 10, 2020.

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June 12, 2020 Filed Mar 4, 2021 01:01 UTC Amendment Xencor Inc XNCR · Entity 4487 Exercise / conversionStock Options · Derivative 10,000 $0.00 Strike: $11.05 $0.00
Disclosure

SEC source: 0001415889-21-001298 · form4a-03032021_080333.xml · derivative · entry 1

Kuch John J · CIK 0001591306 · SR. VICE PRESIDENT & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,650

Underlying: Common Stock · 10,000 shares

Expires 2024-02-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: 25% of the shares subject to the option shall vest on the one year anniversary of February 21, 2014 (the Vesting Commencement Date), and 1/48th of the shares shall vest monthly thereafter, such that the option shall be fully vested on the four year anniversary of the Vesting Commencement Date.

F2 · balance_after: The initial filing incorrectly listed the number of securities beneficially owned following the transaction as 25,065 due to a typo carried over from a prior filing.

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March 02, 2020 Filed Mar 4, 2020 21:19 UTC Xencor Inc XNCR · Entity 4487 GrantStock Option (Right to Buy) · Derivative 40,663 $0.00 Strike: $32.28 $0.00
Disclosure

SEC source: 0001209191-20-016063 · doc4.xml · derivative · entry 2

Kuch John J · CIK 0001591306 · Sr. Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,663

Underlying: Common Stock · 40,663 shares

Expires 2030-03-01

F2 · derivative.exercise_date: 25% of the shares subject to the option shall vest on the one year anniversary of March 2, 2020 (the "Vesting Commencement Date") and 1/48th of the shares shall vest monthly thereafter, such that the option shall be fully vested on the four year anniversary of the Vesting Commencement Date.

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March 02, 2020 Filed Mar 4, 2020 21:19 UTC Xencor Inc XNCR · Entity 4487 GrantCommon Stock 6,777 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-016063 · doc4.xml · nonDerivative · entry 1

Kuch John J · CIK 0001591306 · Sr. Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,422

F1 · shares: Represents restricted stock units that vest as follows: 1/3 of the shares vest on the first, second and third anniversaries of the date of grant.

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December 12, 2019 Filed Feb 8, 2020 01:27 UTC Xencor Inc XNCR · Entity 4487 GiftCommon Stock 500 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-007734 · doc4.xml · nonDerivative · entry 1

Kuch John J · CIK 0001591306 · Sr. Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,645

F1 · kind: Represents a donation of 500 shares to a charitable trust.

F2 · balance_after: Includes 516 shares acquired by the Reporting Person in December 2019 pursuant to the Issuer's Employee Stock Purchase Plan.

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August 21, 2019 Filed Aug 22, 2019 23:59 UTC Xencor Inc XNCR · Entity 4487 Exercise / conversionStock Option (right to buy) · Derivative 20,000 $0.00 Strike: $11.05 $0.00
Disclosure

SEC source: 0001209191-19-047188 · doc4.xml · derivative · entry 3

Kuch John J · CIK 0001591306 · Sr. Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,065

Underlying: Common Stock · 20,000 shares

Expires 2024-02-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: 25% of the shares subject to the option shall vest on the one year anniversary of February 21, 2014 (the "Vesting Commencement Date"), and 1/48th of the shares shall vest monthly thereafter, such that the option shall be fully vested and exercisable on the four year anniversary of the Vesting Commencement Date.

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August 21, 2019 Filed Aug 22, 2019 23:59 UTC Xencor Inc XNCR · Entity 4487 SaleCommon Stock 40,000 $41.27 $1,650,724.00
Disclosure

SEC source: 0001209191-19-047188 · doc4.xml · nonDerivative · entry 2

Kuch John J · CIK 0001591306 · Sr. Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,629

F2 · price: The weighted average sale price for the transaction reported was $41.2681, and the range of prices were between $41.06 and $41.55. Upon request by the SEC staff, the Issuer, or any security holder of the Issuer, full information regarding the number of shares sold at each separate price will be provided.

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August 21, 2019 Filed Aug 22, 2019 23:59 UTC Xencor Inc XNCR · Entity 4487 Exercise / conversionCommon Stock 20,000 $11.05 $221,000.00
Disclosure

SEC source: 0001209191-19-047188 · doc4.xml · nonDerivative · entry 1

Kuch John J · CIK 0001591306 · Sr. Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 113,629

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes the following shares acquired by the Reporting Person pursuant to the Issuer's Employee Stock Purchase Plan: 544 shares of Common Stock acquired on December 10, 2018 and 603 shares of Common Stock acquired on June 10, 2019.

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August 21, 2019 Filed Mar 4, 2021 01:00 UTC Amendment Xencor Inc XNCR · Entity 4487 Exercise / conversionStock Options · Derivative 20,000 $0.00 Strike: $11.05 $0.00
Disclosure

SEC source: 0001415889-21-001297 · form4a-03032021_080328.xml · derivative · entry 1

Kuch John J · CIK 0001591306 · SR. VICE PRESIDENT & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,650

Underlying: Common Stock · 20,000 shares

Expires 2024-02-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: 25% of the shares subject to the option shall vest on the one year anniversary of February 21, 2014 (the Vesting Commencement Date), and 1/48th of the shares shall vest monthly thereafter, such that the option shall be fully vested on the four year anniversary of the Vesting Commencement Date.

F2 · balance_after: The initial filing incorrectly listed the number of securities beneficially owned following the transaction as 35,065 due to a typo, this error was carried into a subsequent filing after the date of the initial report.

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February 12, 2019 Filed Feb 14, 2019 21:44 UTC Xencor Inc XNCR · Entity 4487 GrantStock Option (right to buy) · Derivative 50,420 $0.00 Strike: $36.31 $0.00
Disclosure

SEC source: 0001209191-19-010222 · doc4.xml · derivative · entry 1

Kuch John J · CIK 0001591306 · Sr. Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,420

Underlying: Common Stock · 50,420 shares

Expires 2029-02-11

F1 · derivative.exercise_date: 25% of the shares subject to the option shall vest on the one year anniversary of February 12, 2019 (the "Vesting Commencement Date"), and 1/48th of the shares shall vest monthly thereafter, such that the option shall be fully vested and exercisable on the four year anniversary of the Vesting Commencement Date.

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June 13, 2018 Filed Jun 15, 2018 21:35 UTC Xencor Inc XNCR · Entity 4487 Exercise / conversionStock Option (right to buy) · Derivative 35,853 $0.00 Strike: $4.25 $0.00
Disclosure

SEC source: 0001209191-18-038128 · doc4.xml · derivative · entry 3

Kuch John J · CIK 0001591306 · Sr. Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 35,853 shares

Expires 2023-09-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The stock option is fully vested and exercisable.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.