Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Xencor IncXNCR · Entity 4487 | SR. VICE PRESIDENT & CFO | March 11, 2024 | March 12, 2024 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Xencor Inc
Report date March 11, 2024 · Filed March 12, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 121,070 |
Reported balance
After 2024-03-11 transaction · row 1
1 source rowRow 1 · 2024-03-11 · Sale · Disposed 849 · Balance 121,070 F1: Represents the disposition of shares that were sold to pay withholding taxes upon vesting of 2,007 restricted stock units. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents the disposition of shares that were sold to pay withholding taxes upon vesting of 2,007 restricted stock units.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 11, 2024 Filed Mar 12, 2024 20:08 UTC | Xencor Inc XNCR · Entity 4487 | SaleCommon Stock | 849 | $23.50 | $19,953.03 |
DisclosureSEC source: 0001127602-24-009728 · form4.xml · nonDerivative · entry 1 Kuch John J · CIK 0001591306 · SR. VICE PRESIDENT & CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 121,070 F1 · shares: Represents the disposition of shares that were sold to pay withholding taxes upon vesting of 2,007 restricted stock units. Read SEC document |
| March 05, 2024 Filed Mar 7, 2024 21:07 UTC | Xencor Inc XNCR · Entity 4487 | SaleCommon Stock | 4,474 | $23.43 | $104,821.35 |
DisclosureSEC source: 0001127602-24-009002 · form4.xml · nonDerivative · entry 1 Kuch John J · CIK 0001591306 · SR. VICE PRESIDENT & CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 121,919 F1 · shares: Represents the disposition of shares that were sold to pay withholding taxes upon vesting of 11,742 restricted stock units. F2 · balance_after: Includes the following shares acquired by the reporting person pursuant to the Issuer's Employee Stock Purchase Plan: 1018 shares acquired in June 2023 and 163 shares acquired in December 2023. Read SEC document |
| March 09, 2023 Filed Mar 13, 2023 23:44 UTC | Xencor Inc XNCR · Entity 4487 | SaleCommon Stock | 711 | $29.88 | $21,244.18 |
DisclosureSEC source: 0001127602-23-009963 · form4.xml · nonDerivative · entry 1 Kuch John J · CIK 0001591306 · SR. VICE PRESIDENT & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 126,230 F1 · shares: Represents the disposition of shares that were sold to pay withholding taxes upon vesting of 2,007 restricted stock units. Read SEC document |
| March 06, 2023 Filed Mar 9, 2023 01:27 UTC | Xencor Inc XNCR · Entity 4487 | SaleCommon Stock | 2,774 | $31.42 | $87,147.71 |
DisclosureSEC source: 0001127602-23-009514 · form4.xml · nonDerivative · entry 1 Kuch John J · CIK 0001591306 · SR. VICE PRESIDENT & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 126,941 F1 · shares: Represents the disposition of shares that were sold to pay withholding taxes upon vesting of 7,740 restricted stock units. Read SEC document |
| March 03, 2023 Filed Mar 7, 2023 02:23 UTC | Xencor Inc XNCR · Entity 4487 | SaleCommon Stock | 919 | $31.54 | $28,983.51 |
DisclosureSEC source: 0001127602-23-009199 · form4.xml · nonDerivative · entry 2 Kuch John J · CIK 0001591306 · SR. VICE PRESIDENT & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 129,715 F2 · shares: Represents the disposition of shares that were sold to pay withholding taxes upon vesting of 2,259 restricted stock units. Read SEC document |
| March 02, 2023 Filed Mar 7, 2023 02:23 UTC | Xencor Inc XNCR · Entity 4487 | GrantStock Options · Derivative | 72,029 | $0.00 Strike: $31.43 | $0.00 |
DisclosureSEC source: 0001127602-23-009199 · form4.xml · derivative · entry 3 Kuch John J · CIK 0001591306 · SR. VICE PRESIDENT & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,029 Underlying: Common Stock · 72,029 shares Expires 2033-03-01 F3 · derivative.exercise_date: 25% of the shares subject to the option shall vest on the one year anniversary of March 2, 2023 (the "Vesting Commencement Date") and 1/48th of the shares shall vest monthly thereafter, such that the option shall be fully vested on the four year anniversary of the Vesting Commencement Date. Read SEC document |
| March 02, 2023 Filed Mar 7, 2023 02:23 UTC | Xencor Inc XNCR · Entity 4487 | GrantCommon Stock | 12,005 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-009199 · form4.xml · nonDerivative · entry 1 Kuch John J · CIK 0001591306 · SR. VICE PRESIDENT & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 130,634 F1 · shares: Represents restricted stock units that vest as follows: 1/3 of the shares vest on the first, second and third anniversaries of the date of grant. Read SEC document |
| December 22, 2022 Filed Feb 16, 2023 19:52 UTC | Xencor Inc XNCR · Entity 4487 | GiftCommon Stock | 1,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-005501 · form5.xml · nonDerivative · entry 4 Kuch John J · CIK 0001591306 · SR. VICE PRESIDENT & CFO 10b5-1 filing: Not disclosed Ownership: Indirect · By child Disclosed balance after: 3,000 F4 · kind: This transaction involved a gift of securities by the reporting person to his child, who shares the reporting person's household. The reporting person disclaims beneficial ownership of the shares held by his child, and this report should not be deemed an admission that the reporting person is the beneficial owner of his child's shares for purposes of Section 16 or for any other purpose. Read SEC document |
| December 22, 2022 Filed Feb 16, 2023 19:52 UTC | Xencor Inc XNCR · Entity 4487 | GiftCommon Stock | 1,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-005501 · form5.xml · nonDerivative · entry 3 Kuch John J · CIK 0001591306 · SR. VICE PRESIDENT & CFO 10b5-1 filing: Not disclosed Ownership: Indirect · By child Disclosed balance after: 3,000 F4 · kind: This transaction involved a gift of securities by the reporting person to his child, who shares the reporting person's household. The reporting person disclaims beneficial ownership of the shares held by his child, and this report should not be deemed an admission that the reporting person is the beneficial owner of his child's shares for purposes of Section 16 or for any other purpose. Read SEC document |
| December 22, 2022 Filed Feb 16, 2023 19:52 UTC | Xencor Inc XNCR · Entity 4487 | GiftCommon Stock | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-005501 · form5.xml · nonDerivative · entry 2 Kuch John J · CIK 0001591306 · SR. VICE PRESIDENT & CFO 10b5-1 filing: Not disclosed Ownership: Indirect · By spouse Disclosed balance after: 9,000 F3 · kind: This transaction involved a gift of securities by the reporting person to his spouse, who shares the reporting person's household. The reporting person disclaims beneficial ownership of the shares held by his spouse, and this report should not be deemed an admission that the reporting person is the beneficial owner of his spouse's shares for purposes of Section 16 or for any other purpose. Read SEC document |
| December 22, 2022 Filed Feb 16, 2023 19:52 UTC | Xencor Inc XNCR · Entity 4487 | GiftCommon Stock | 7,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-005501 · form5.xml · nonDerivative · entry 1 Kuch John J · CIK 0001591306 · SR. VICE PRESIDENT & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 118,629 F1 · kind: This transaction involved gifts of securities by the reporting person to his spouse and children, who share the reporting person's household. The reporting person disclaims beneficial ownership of the shares held by his spouse and children, and this report should not be deemed an admission that the reporting person is the beneficial owner of his spouse's and children's shares for purposes of Section 16 or for any other purpose. F2 · balance_after: Includes the following shares acquired by the reporting person pursuant to the Issuer's Employee Stock Purchase Plan: 255 shares acquired in June 2022 and 783 shares acquired in December 2022. Read SEC document |
| March 09, 2022 Filed Mar 10, 2022 22:01 UTC | Xencor Inc XNCR · Entity 4487 | SaleCommon Stock | 690 | $28.93 | $19,964.81 |
DisclosureSEC source: 0001415889-22-002840 · form4-03102022_050322.xml · nonDerivative · entry 1 Kuch John J · CIK 0001591306 · SR. VICE PRESIDENT & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 124,591 F1 · shares: Represents the disposition of shares that were sold to pay withholding taxes upon vesting of 2,007 restricted stock units. Read SEC document |
| March 03, 2022 Filed Mar 7, 2022 22:00 UTC | Xencor Inc XNCR · Entity 4487 | GrantStock Options · Derivative | 46,444 | $0.00 Strike: $30.02 | $0.00 |
DisclosureSEC source: 0001415889-22-002665 · form4-03072022_050318.xml · derivative · entry 3 Kuch John J · CIK 0001591306 · SR. VICE PRESIDENT & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,444 Underlying: Common Stock · 46,444 shares Expires 2032-03-03 F3 · derivative.exercise_date: 25% of the shares subject to the option shall vest on the one year anniversary of March 3, 2022 (the "Vesting Commencement Date") and 1/48th of the shares shall vest monthly thereafter, such that the option shall be fully vested on the four year anniversary of the Vesting Commencement Date. Read SEC document |
| March 03, 2022 Filed Mar 7, 2022 22:00 UTC | Xencor Inc XNCR · Entity 4487 | GrantCommon Stock | 23,222 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-22-002665 · form4-03072022_050318.xml · nonDerivative · entry 2 Kuch John J · CIK 0001591306 · SR. VICE PRESIDENT & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 125,281 F2 · shares: Represents restricted stock units that vest as follows: 1/3 of the shares vest on the first, second and third anniversaries of the date of grant. Read SEC document |
| March 03, 2022 Filed Mar 7, 2022 22:00 UTC | Xencor Inc XNCR · Entity 4487 | SaleCommon Stock | 971 | $29.86 | $28,994.16 |
DisclosureSEC source: 0001415889-22-002665 · form4-03072022_050318.xml · nonDerivative · entry 1 Kuch John J · CIK 0001591306 · SR. VICE PRESIDENT & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 102,059 F1 · shares: Represents the disposition of shares that were sold to pay withholding taxes upon vesting of 2,259 restricted stock units. Read SEC document |
| December 21, 2021 Filed Feb 11, 2022 23:44 UTC | Xencor Inc XNCR · Entity 4487 | GiftCommon Stock | 500 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-22-001233 · form5-02112022_030254.xml · nonDerivative · entry 3 Kuch John J · CIK 0001591306 · SR. VICE PRESIDENT & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 103,030 Read SEC document |
| December 16, 2021 Filed Feb 11, 2022 23:44 UTC | Xencor Inc XNCR · Entity 4487 | GiftCommon Stock | 1,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-22-001233 · form5-02112022_030254.xml · nonDerivative · entry 9 Kuch John J · CIK 0001591306 · SR. VICE PRESIDENT & CFO 10b5-1 filing: Not disclosed Ownership: Indirect · By child Disclosed balance after: 2,000 F4 · kind: This transaction involved a gift of securities by the reporting person to his child, who shares the reporting person's household. The reporting person disclaims beneficial ownership of the shares held by his child, and this report should not be deemed an admission that the reporting person is the beneficial owner of his child's shares for purposes of Section 16 or for any other purpose. Read SEC document |
| December 16, 2021 Filed Feb 11, 2022 23:44 UTC | Xencor Inc XNCR · Entity 4487 | GiftCommon Stock | 1,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-22-001233 · form5-02112022_030254.xml · nonDerivative · entry 7 Kuch John J · CIK 0001591306 · SR. VICE PRESIDENT & CFO 10b5-1 filing: Not disclosed Ownership: Indirect · By child Disclosed balance after: 2,000 F4 · kind: This transaction involved a gift of securities by the reporting person to his child, who shares the reporting person's household. The reporting person disclaims beneficial ownership of the shares held by his child, and this report should not be deemed an admission that the reporting person is the beneficial owner of his child's shares for purposes of Section 16 or for any other purpose. Read SEC document |
| December 16, 2021 Filed Feb 11, 2022 23:44 UTC | Xencor Inc XNCR · Entity 4487 | GiftCommon Stock | 1,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-22-001233 · form5-02112022_030254.xml · nonDerivative · entry 5 Kuch John J · CIK 0001591306 · SR. VICE PRESIDENT & CFO 10b5-1 filing: Not disclosed Ownership: Indirect · By spouse Disclosed balance after: 4,000 F3 · kind: This transaction involved a gift of securities by the reporting person to his spouse, who shares the reporting person's household. The reporting person disclaims beneficial ownership of the shares held by his spouse, and this report should not be deemed an admission that the reporting person is the beneficial owner of his spouse's shares for purposes of Section 16 or for any other purpose. Read SEC document |
| December 16, 2021 Filed Feb 11, 2022 23:44 UTC | Xencor Inc XNCR · Entity 4487 | GiftCommon Stock | 3,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-22-001233 · form5-02112022_030254.xml · nonDerivative · entry 2 Kuch John J · CIK 0001591306 · SR. VICE PRESIDENT & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 103,530 F1 · kind: This transaction involved gifts of securities by the reporting person to his spouse and children, who share the reporting person's household. The reporting person disclaims beneficial ownership of the shares held by his spouse and children, and this report should not be deemed an admission that the reporting person is the beneficial owner of his spouse's and children's shares for purposes of Section 16 or for any other purpose. F2 · balance_after: Includes the following shares acquired by the reporting person pursuant to the Issuer's Employee Stock Purchase Plan: 144 shares acquired in December 2021. Read SEC document |
| June 29, 2021 Filed Jul 1, 2021 20:30 UTC | Xencor Inc XNCR · Entity 4487 | Exercise / conversionStock Options · Derivative | 7,236 | $0.00 Strike: $15.69 | $0.00 |
DisclosureSEC source: 0001415889-21-003351 · form4-07012021_040701.xml · derivative · entry 4 Kuch John J · CIK 0001591306 · SR. VICE PRESIDENT & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,764 Underlying: Common Stock · 7,236 shares Expires 2025-02-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The shares subject to the option were subject to a vesting schedule and became fully vested on February 12, 2019. Read SEC document |
| June 29, 2021 Filed Jul 1, 2021 20:30 UTC | Xencor Inc XNCR · Entity 4487 | Exercise / conversionStock Options · Derivative | 10,585 | $0.00 Strike: $11.05 | $0.00 |
DisclosureSEC source: 0001415889-21-003351 · form4-07012021_040701.xml · derivative · entry 3 Kuch John J · CIK 0001591306 · SR. VICE PRESIDENT & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 10,585 shares Expires 2024-02-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The shares subject to the option were subject to a vesting schedule and became fully vested on February 21, 2018. Read SEC document |
| June 29, 2021 Filed Jul 1, 2021 20:30 UTC | Xencor Inc XNCR · Entity 4487 | Exercise / conversionCommon Stock | 7,236 | $15.69 | $113,532.84 |
DisclosureSEC source: 0001415889-21-003351 · form4-07012021_040701.xml · nonDerivative · entry 2 Kuch John J · CIK 0001591306 · SR. VICE PRESIDENT & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 109,386 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 29, 2021 Filed Jul 1, 2021 20:30 UTC | Xencor Inc XNCR · Entity 4487 | Exercise / conversionCommon Stock | 10,585 | $11.05 | $116,964.25 |
DisclosureSEC source: 0001415889-21-003351 · form4-07012021_040701.xml · nonDerivative · entry 1 Kuch John J · CIK 0001591306 · SR. VICE PRESIDENT & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 102,150 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 129 shares acquired in June 2021 by the reporting person pursuant to the Issuer's Employee Stock Purchase Plan. Read SEC document |
| May 24, 2021 Filed Feb 11, 2022 23:44 UTC | Xencor Inc XNCR · Entity 4487 | GiftCommon Stock | 1,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-22-001233 · form5-02112022_030254.xml · nonDerivative · entry 8 Kuch John J · CIK 0001591306 · SR. VICE PRESIDENT & CFO 10b5-1 filing: Not disclosed Ownership: Indirect · By child Disclosed balance after: 1,000 F4 · kind: This transaction involved a gift of securities by the reporting person to his child, who shares the reporting person's household. The reporting person disclaims beneficial ownership of the shares held by his child, and this report should not be deemed an admission that the reporting person is the beneficial owner of his child's shares for purposes of Section 16 or for any other purpose. Read SEC document |
| May 24, 2021 Filed Feb 11, 2022 23:44 UTC | Xencor Inc XNCR · Entity 4487 | GiftCommon Stock | 1,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-22-001233 · form5-02112022_030254.xml · nonDerivative · entry 6 Kuch John J · CIK 0001591306 · SR. VICE PRESIDENT & CFO 10b5-1 filing: Not disclosed Ownership: Indirect · By child Disclosed balance after: 1,000 F4 · kind: This transaction involved a gift of securities by the reporting person to his child, who shares the reporting person's household. The reporting person disclaims beneficial ownership of the shares held by his child, and this report should not be deemed an admission that the reporting person is the beneficial owner of his child's shares for purposes of Section 16 or for any other purpose. Read SEC document |
| May 24, 2021 Filed Feb 11, 2022 23:44 UTC | Xencor Inc XNCR · Entity 4487 | GiftCommon Stock | 1,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-22-001233 · form5-02112022_030254.xml · nonDerivative · entry 4 Kuch John J · CIK 0001591306 · SR. VICE PRESIDENT & CFO 10b5-1 filing: Not disclosed Ownership: Indirect · By spouse Disclosed balance after: 3,000 F3 · kind: This transaction involved a gift of securities by the reporting person to his spouse, who shares the reporting person's household. The reporting person disclaims beneficial ownership of the shares held by his spouse, and this report should not be deemed an admission that the reporting person is the beneficial owner of his spouse's shares for purposes of Section 16 or for any other purpose. Read SEC document |
| May 24, 2021 Filed Feb 11, 2022 23:44 UTC | Xencor Inc XNCR · Entity 4487 | GiftCommon Stock | 3,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-22-001233 · form5-02112022_030254.xml · nonDerivative · entry 1 Kuch John J · CIK 0001591306 · SR. VICE PRESIDENT & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 106,386 F1 · kind: This transaction involved gifts of securities by the reporting person to his spouse and children, who share the reporting person's household. The reporting person disclaims beneficial ownership of the shares held by his spouse and children, and this report should not be deemed an admission that the reporting person is the beneficial owner of his spouse's and children's shares for purposes of Section 16 or for any other purpose. Read SEC document |
| March 08, 2021 Filed Mar 11, 2021 01:01 UTC | Xencor Inc XNCR · Entity 4487 | GrantStock Options · Derivative | 36,124 | $0.00 Strike: $43.00 | $0.00 |
DisclosureSEC source: 0001415889-21-001436 · form4-03102021_080319.xml · derivative · entry 2 Kuch John J · CIK 0001591306 · SR. VICE PRESIDENT & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,124 Underlying: Common Stock · 36,124 shares Expires 2031-03-08 F2 · derivative.exercise_date: 25% of the shares subject to the option shall vest on the one year anniversary of March 8, 2021 (the "Vesting Commencement Date") and 1/48th of the shares shall vest monthly thereafter, such that the option shall be fully vested on the four year anniversary of the Vesting Commencement Date. Read SEC document |
| March 08, 2021 Filed Mar 11, 2021 01:01 UTC | Xencor Inc XNCR · Entity 4487 | GrantCommon Stock | 6,021 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-21-001436 · form4-03102021_080319.xml · nonDerivative · entry 1 Kuch John J · CIK 0001591306 · SR. VICE PRESIDENT & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 91,436 F1 · shares: Represents restricted stock units that vest as follows: 1/3 of the shares vest on the first, second and third anniversaries of the date of grant. Read SEC document |
| March 03, 2021 Filed Mar 4, 2021 01:00 UTC | Xencor Inc XNCR · Entity 4487 | SaleCommon Stock | 805 | $45.09 | $36,293.43 |
DisclosureSEC source: 0001415889-21-001299 · form4-03032021_080338.xml · nonDerivative · entry 3 Kuch John J · CIK 0001591306 · SR. VICE PRESIDENT & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,415 F3 · shares: Represents the disposition of shares that were sold to pay withholding taxes upon vesting of 2,259 restricted stock units. Read SEC document |
| March 01, 2021 Filed Mar 4, 2021 01:00 UTC | Xencor Inc XNCR · Entity 4487 | Exercise / conversionStock Options · Derivative | 15,065 | $0.00 Strike: $11.05 | $0.00 |
DisclosureSEC source: 0001415889-21-001299 · form4-03032021_080338.xml · derivative · entry 4 Kuch John J · CIK 0001591306 · SR. VICE PRESIDENT & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,585 Underlying: Common Stock · 15,065 shares Expires 2024-02-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents option exercise and sale pursuant to a 10b5-1 plan. F4 · derivative.exercise_date: The shares subject to the option were subject to a vesting schedule and became fully vested on February 21, 2018. F5 · balance_after: The initial filing incorrectly listed the number of securities beneficially owned following the transaction as 25,065 instead of 25,650 due to a typo carried over from a prior filing. The number of securities beneficially owned following this transaction was calculated off the 25,650 figure. Read SEC document |
| March 01, 2021 Filed Mar 4, 2021 01:00 UTC | Xencor Inc XNCR · Entity 4487 | SaleCommon Stock | 15,065 | $48.90 | $736,672.47 |
DisclosureSEC source: 0001415889-21-001299 · form4-03032021_080338.xml · nonDerivative · entry 2 Kuch John J · CIK 0001591306 · SR. VICE PRESIDENT & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 86,220 F1 · shares: Represents option exercise and sale pursuant to a 10b5-1 plan. F2 · price: The weighted average sale price for the transaction reported was $48.8996, and the range of prices were between $48.18 and $49.64. Upon request by the SEC staff, the Issuer, or any security holder of the Issuer, full information regarding the number of shares sold at each separate price will be provided. Read SEC document |
| March 01, 2021 Filed Mar 4, 2021 01:00 UTC | Xencor Inc XNCR · Entity 4487 | Exercise / conversionCommon Stock | 15,065 | $11.05 | $166,468.25 |
DisclosureSEC source: 0001415889-21-001299 · form4-03032021_080338.xml · nonDerivative · entry 1 Kuch John J · CIK 0001591306 · SR. VICE PRESIDENT & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 101,285 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents option exercise and sale pursuant to a 10b5-1 plan. Read SEC document |
| December 24, 2020 Filed Dec 31, 2020 23:38 UTC | Xencor Inc XNCR · Entity 4487 | GiftCommon Stock | 2,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-20-003075 · form4-12312020_031242.xml · nonDerivative · entry 3 Kuch John J · CIK 0001591306 · SR. VICE PRESIDENT & CFO 10b5-1 filing: Not disclosed Ownership: Indirect · By spouse Disclosed balance after: Not disclosed F2 · kind: This transaction involved a gift of securities by the reporting person to his spouse, who shares the reporting person's household. The reporting person disclaims beneficial ownership of the shares held by his spouse, and this report should not be deemed an admission that the reporting person is the beneficial owner of his spouse's shares for purposes of Section 16 or for any other purpose. Read SEC document |
| December 24, 2020 Filed Dec 31, 2020 23:38 UTC | Xencor Inc XNCR · Entity 4487 | GiftCommon Stock | 2,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-20-003075 · form4-12312020_031242.xml · nonDerivative · entry 2 Kuch John J · CIK 0001591306 · SR. VICE PRESIDENT & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 86,220 F2 · kind: This transaction involved a gift of securities by the reporting person to his spouse, who shares the reporting person's household. The reporting person disclaims beneficial ownership of the shares held by his spouse, and this report should not be deemed an admission that the reporting person is the beneficial owner of his spouse's shares for purposes of Section 16 or for any other purpose. Read SEC document |
| December 11, 2020 Filed Dec 31, 2020 23:38 UTC | Xencor Inc XNCR · Entity 4487 | GiftCommon Stock | 500 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-20-003075 · form4-12312020_031242.xml · nonDerivative · entry 1 Kuch John J · CIK 0001591306 · SR. VICE PRESIDENT & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 88,220 F1 · balance_after: Includes the following shares acquired by the reporting person pursuant to the Issuer's Employee Stock Purchase Plan: 118 shares acquired in December 2020. Read SEC document |
| June 15, 2020 Filed Jun 17, 2020 00:45 UTC | Xencor Inc XNCR · Entity 4487 | GiftCommon Stock | 2,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-037147 · doc4.xml · nonDerivative · entry 2 Kuch John J · CIK 0001591306 · Sr. Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 88,602 Read SEC document |
| June 12, 2020 Filed Jun 17, 2020 00:45 UTC | Xencor Inc XNCR · Entity 4487 | Exercise / conversionStock Option (right to buy) · Derivative | 10,000 | $0.00 Strike: $11.05 | $0.00 |
DisclosureSEC source: 0001209191-20-037147 · doc4.xml · derivative · entry 3 Kuch John J · CIK 0001591306 · Sr. Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,065 Underlying: Common Stock · 10,000 shares Expires 2024-02-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: 25% of the shares subject to the option shall vest on the one year anniversary of February 21, 2014 (the "Vesting Commencement Date"), and 1/48th of the shares shall vest monthly thereafter, such that the option shall be fully vested and exercisable on the four year anniversary of the Vesting Commencement Date. Read SEC document |
| June 12, 2020 Filed Jun 17, 2020 00:45 UTC | Xencor Inc XNCR · Entity 4487 | Exercise / conversionCommon Stock | 10,000 | $11.05 | $110,500.00 |
DisclosureSEC source: 0001209191-20-037147 · doc4.xml · nonDerivative · entry 1 Kuch John J · CIK 0001591306 · Sr. Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,602 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 180 shares of Common Stock acquired by the Reporting Person pursuant to the Issuer's Employee Stock Purchase Plan on June 10, 2020. Read SEC document |
| June 12, 2020 Filed Mar 4, 2021 01:01 UTC Amendment | Xencor Inc XNCR · Entity 4487 | Exercise / conversionStock Options · Derivative | 10,000 | $0.00 Strike: $11.05 | $0.00 |
DisclosureSEC source: 0001415889-21-001298 · form4a-03032021_080333.xml · derivative · entry 1 Kuch John J · CIK 0001591306 · SR. VICE PRESIDENT & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,650 Underlying: Common Stock · 10,000 shares Expires 2024-02-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: 25% of the shares subject to the option shall vest on the one year anniversary of February 21, 2014 (the Vesting Commencement Date), and 1/48th of the shares shall vest monthly thereafter, such that the option shall be fully vested on the four year anniversary of the Vesting Commencement Date. F2 · balance_after: The initial filing incorrectly listed the number of securities beneficially owned following the transaction as 25,065 due to a typo carried over from a prior filing. Read SEC document |
| March 02, 2020 Filed Mar 4, 2020 21:19 UTC | Xencor Inc XNCR · Entity 4487 | GrantStock Option (Right to Buy) · Derivative | 40,663 | $0.00 Strike: $32.28 | $0.00 |
DisclosureSEC source: 0001209191-20-016063 · doc4.xml · derivative · entry 2 Kuch John J · CIK 0001591306 · Sr. Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,663 Underlying: Common Stock · 40,663 shares Expires 2030-03-01 F2 · derivative.exercise_date: 25% of the shares subject to the option shall vest on the one year anniversary of March 2, 2020 (the "Vesting Commencement Date") and 1/48th of the shares shall vest monthly thereafter, such that the option shall be fully vested on the four year anniversary of the Vesting Commencement Date. Read SEC document |
| March 02, 2020 Filed Mar 4, 2020 21:19 UTC | Xencor Inc XNCR · Entity 4487 | GrantCommon Stock | 6,777 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-016063 · doc4.xml · nonDerivative · entry 1 Kuch John J · CIK 0001591306 · Sr. Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,422 F1 · shares: Represents restricted stock units that vest as follows: 1/3 of the shares vest on the first, second and third anniversaries of the date of grant. Read SEC document |
| December 12, 2019 Filed Feb 8, 2020 01:27 UTC | Xencor Inc XNCR · Entity 4487 | GiftCommon Stock | 500 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-007734 · doc4.xml · nonDerivative · entry 1 Kuch John J · CIK 0001591306 · Sr. Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,645 F1 · kind: Represents a donation of 500 shares to a charitable trust. F2 · balance_after: Includes 516 shares acquired by the Reporting Person in December 2019 pursuant to the Issuer's Employee Stock Purchase Plan. Read SEC document |
| August 21, 2019 Filed Aug 22, 2019 23:59 UTC | Xencor Inc XNCR · Entity 4487 | Exercise / conversionStock Option (right to buy) · Derivative | 20,000 | $0.00 Strike: $11.05 | $0.00 |
DisclosureSEC source: 0001209191-19-047188 · doc4.xml · derivative · entry 3 Kuch John J · CIK 0001591306 · Sr. Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,065 Underlying: Common Stock · 20,000 shares Expires 2024-02-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: 25% of the shares subject to the option shall vest on the one year anniversary of February 21, 2014 (the "Vesting Commencement Date"), and 1/48th of the shares shall vest monthly thereafter, such that the option shall be fully vested and exercisable on the four year anniversary of the Vesting Commencement Date. Read SEC document |
| August 21, 2019 Filed Aug 22, 2019 23:59 UTC | Xencor Inc XNCR · Entity 4487 | SaleCommon Stock | 40,000 | $41.27 | $1,650,724.00 |
DisclosureSEC source: 0001209191-19-047188 · doc4.xml · nonDerivative · entry 2 Kuch John J · CIK 0001591306 · Sr. Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,629 F2 · price: The weighted average sale price for the transaction reported was $41.2681, and the range of prices were between $41.06 and $41.55. Upon request by the SEC staff, the Issuer, or any security holder of the Issuer, full information regarding the number of shares sold at each separate price will be provided. Read SEC document |
| August 21, 2019 Filed Aug 22, 2019 23:59 UTC | Xencor Inc XNCR · Entity 4487 | Exercise / conversionCommon Stock | 20,000 | $11.05 | $221,000.00 |
DisclosureSEC source: 0001209191-19-047188 · doc4.xml · nonDerivative · entry 1 Kuch John J · CIK 0001591306 · Sr. Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 113,629 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes the following shares acquired by the Reporting Person pursuant to the Issuer's Employee Stock Purchase Plan: 544 shares of Common Stock acquired on December 10, 2018 and 603 shares of Common Stock acquired on June 10, 2019. Read SEC document |
| August 21, 2019 Filed Mar 4, 2021 01:00 UTC Amendment | Xencor Inc XNCR · Entity 4487 | Exercise / conversionStock Options · Derivative | 20,000 | $0.00 Strike: $11.05 | $0.00 |
DisclosureSEC source: 0001415889-21-001297 · form4a-03032021_080328.xml · derivative · entry 1 Kuch John J · CIK 0001591306 · SR. VICE PRESIDENT & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,650 Underlying: Common Stock · 20,000 shares Expires 2024-02-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: 25% of the shares subject to the option shall vest on the one year anniversary of February 21, 2014 (the Vesting Commencement Date), and 1/48th of the shares shall vest monthly thereafter, such that the option shall be fully vested on the four year anniversary of the Vesting Commencement Date. F2 · balance_after: The initial filing incorrectly listed the number of securities beneficially owned following the transaction as 35,065 due to a typo, this error was carried into a subsequent filing after the date of the initial report. Read SEC document |
| February 12, 2019 Filed Feb 14, 2019 21:44 UTC | Xencor Inc XNCR · Entity 4487 | GrantStock Option (right to buy) · Derivative | 50,420 | $0.00 Strike: $36.31 | $0.00 |
DisclosureSEC source: 0001209191-19-010222 · doc4.xml · derivative · entry 1 Kuch John J · CIK 0001591306 · Sr. Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,420 Underlying: Common Stock · 50,420 shares Expires 2029-02-11 F1 · derivative.exercise_date: 25% of the shares subject to the option shall vest on the one year anniversary of February 12, 2019 (the "Vesting Commencement Date"), and 1/48th of the shares shall vest monthly thereafter, such that the option shall be fully vested and exercisable on the four year anniversary of the Vesting Commencement Date. Read SEC document |
| June 13, 2018 Filed Jun 15, 2018 21:35 UTC | Xencor Inc XNCR · Entity 4487 | Exercise / conversionStock Option (right to buy) · Derivative | 35,853 | $0.00 Strike: $4.25 | $0.00 |
DisclosureSEC source: 0001209191-18-038128 · doc4.xml · derivative · entry 3 Kuch John J · CIK 0001591306 · Sr. Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 35,853 shares Expires 2023-09-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The stock option is fully vested and exercisable. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.