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ROSA-BJORKESON DAGMAR

Disclosed activity across 3 companies

Tapewire entity
87169
SEC CIK
0001643934

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Keenova Therapeutics plcMNK · Entity 28960Chief Strat & Corp Dev OfficerJune 01, 2019June 04, 2019
Xencor IncXNCR · Entity 4487DirectorSeptember 27, 2024October 01, 2024

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Keenova Therapeutics plc

Report date June 01, 2019 · Filed June 04, 2019

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Ordinary SharesSEC Table I · non-derivativeDirect23,431 Reported balance After 2019-06-01 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2019-06-01 · Tax withholding · Disposed 246 · Balance 23,431

F1: Includes 1,249 shares acquired under the Mallinckrodt employee stock purchase plan.

Filing footnotes · ownership attribution and instrument terms

F1: Includes 1,249 shares acquired under the Mallinckrodt employee stock purchase plan.

Xencor Inc

Report date September 27, 2024 · Filed October 01, 2024

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect8,490 Reported balance After 2024-09-27 transaction · row 1
1 source row

Row 1 · 2024-09-27 · Sale · Disposed 2,503 · Balance 8,490

F1: Sale was pursuant to a 10b5-1 plan arranged to cover withholding taxes upon vesting of restricted stock units.

Filing footnotes · ownership attribution and instrument terms

F1: Sale was pursuant to a 10b5-1 plan arranged to cover withholding taxes upon vesting of restricted stock units.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

INTERCEPT PHARMACEUTICALS, INC.

Report date November 08, 2023 · Filed November 13, 2023

Section 16 reporting ended · disclosed 2023-11-13. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2023-11-08 transaction · row 1 Sequence does not reconcile; account continuity is unresolved.
1 source row

Row 1 · 2023-11-08 · Other · Disposed 14,766 · Balance 0

F1: This Form 4 reports securities disposed of pursuant to the terms of the Agreement and Plan of Merger (the "Merger Agreement"), dated as of September 26, 2023, among the Issuer, Alfasigma S.p.A. ("Alfasigma"), and Interstellar Acquisition Inc., a wholly owned subsidiary of Alfasigma ("Purchaser"), pursuant to which Purchaser completed a tender offer for shares of common stock of the Issuer ("Company Common Stock") and thereafter merged with and into the Issuer, effective as of November 8, 2023 (the "Effective Time"). At the Effective Time, each issued and outstanding share of Company Common Stock was cancelled and converted into the right to receive $19.00 in cash (the "Offer Price") without interest and subject to applicable withholding taxes.

Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2023-11-08 transaction · row 2 Sequence does not reconcile; account continuity is unresolved.
1 source row

Row 2 · 2023-11-08 · Disposition to issuer · Disposed 11,625 · Balance 0

F2: Represents restricted stock units ("RSUs") granted to the Reporting Person. Each RSU represented a contingent right to receive one share of Company Common Stock upon vesting of the RSU.

F3: Pursuant to the Merger Agreement, at the Effective Time, each RSU that was outstanding as of immediately prior to the Effective Time was cancelled and converted into the contingent right to receive a cash payment (without interest and subject to any applicable tax withholding) equal to (A) the Offer Price, multiplied by (B) the number of shares of Company Common Stock subject to such RSU. Such payment right will vest and become payable in accordance with vesting schedule (including any vesting acceleration provisions) that applied to the corresponding portion of the applicable RSUs immediately prior to the Effective Time.

Option to Purchase Common StockSEC Table II · derivative / convertible security · Conversion / exercise price $17.08Direct0 Reported balance After 2023-11-08 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2023-11-08 · Disposition to issuer · Disposed 17,719 · Balance 0

F4: Pursuant to the Merger Agreement, each option to purchase shares of Company Common Stock that was outstanding and unexercised as of immediately prior to the Effective Time, whether or not vested, with a per share exercise price that was less than the Offer Price, was cancelled and converted into the right to receive a cash payment (without interest, and less any applicable withholding taxes) equal to (A) the excess of (x) the Offer Price over (y) the exercise price payable per share of Company Common Stock under such option, multiplied by (B) the total number of shares of Company Common Stock subject to such option immediately prior to the Effective Time.

Option to Purchase Common StockSEC Table II · derivative / convertible security · Conversion / exercise price $16.82Direct0 Reported balance After 2023-11-08 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2023-11-08 · Disposition to issuer · Disposed 12,790 · Balance 0

F4: Pursuant to the Merger Agreement, each option to purchase shares of Company Common Stock that was outstanding and unexercised as of immediately prior to the Effective Time, whether or not vested, with a per share exercise price that was less than the Offer Price, was cancelled and converted into the right to receive a cash payment (without interest, and less any applicable withholding taxes) equal to (A) the excess of (x) the Offer Price over (y) the exercise price payable per share of Company Common Stock under such option, multiplied by (B) the total number of shares of Company Common Stock subject to such option immediately prior to the Effective Time.

Option to Purchase Common StockSEC Table II · derivative / convertible security · Conversion / exercise price $9.17Direct0 Reported balance After 2023-11-08 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2023-11-08 · Disposition to issuer · Disposed 12,547 · Balance 0

F4: Pursuant to the Merger Agreement, each option to purchase shares of Company Common Stock that was outstanding and unexercised as of immediately prior to the Effective Time, whether or not vested, with a per share exercise price that was less than the Offer Price, was cancelled and converted into the right to receive a cash payment (without interest, and less any applicable withholding taxes) equal to (A) the excess of (x) the Offer Price over (y) the exercise price payable per share of Company Common Stock under such option, multiplied by (B) the total number of shares of Company Common Stock subject to such option immediately prior to the Effective Time.

Filing footnotes · ownership attribution and instrument terms

F1: This Form 4 reports securities disposed of pursuant to the terms of the Agreement and Plan of Merger (the "Merger Agreement"), dated as of September 26, 2023, among the Issuer, Alfasigma S.p.A. ("Alfasigma"), and Interstellar Acquisition Inc., a wholly owned subsidiary of Alfasigma ("Purchaser"), pursuant to which Purchaser completed a tender offer for shares of common stock of the Issuer ("Company Common Stock") and thereafter merged with and into the Issuer, effective as of November 8, 2023 (the "Effective Time"). At the Effective Time, each issued and outstanding share of Company Common Stock was cancelled and converted into the right to receive $19.00 in cash (the "Offer Price") without interest and subject to applicable withholding taxes.

F2: Represents restricted stock units ("RSUs") granted to the Reporting Person. Each RSU represented a contingent right to receive one share of Company Common Stock upon vesting of the RSU.

F3: Pursuant to the Merger Agreement, at the Effective Time, each RSU that was outstanding as of immediately prior to the Effective Time was cancelled and converted into the contingent right to receive a cash payment (without interest and subject to any applicable tax withholding) equal to (A) the Offer Price, multiplied by (B) the number of shares of Company Common Stock subject to such RSU. Such payment right will vest and become payable in accordance with vesting schedule (including any vesting acceleration provisions) that applied to the corresponding portion of the applicable RSUs immediately prior to the Effective Time.

F4: Pursuant to the Merger Agreement, each option to purchase shares of Company Common Stock that was outstanding and unexercised as of immediately prior to the Effective Time, whether or not vested, with a per share exercise price that was less than the Offer Price, was cancelled and converted into the right to receive a cash payment (without interest, and less any applicable withholding taxes) equal to (A) the excess of (x) the Offer Price over (y) the exercise price payable per share of Company Common Stock under such option, multiplied by (B) the total number of shares of Company Common Stock subject to such option immediately prior to the Effective Time.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
September 27, 2024 Filed Oct 1, 2024 20:13 UTC Xencor Inc XNCR · Entity 4487 SaleCommon Stock 2,503 $20.68 $51,762.04
Disclosure

SEC source: 0001127602-24-024682 · form4.xml · nonDerivative · entry 1

ROSA-BJORKESON DAGMAR · CIK 0001643934 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,490

F1 · shares: Sale was pursuant to a 10b5-1 plan arranged to cover withholding taxes upon vesting of restricted stock units.

Read SEC document
June 13, 2024 Filed Jun 17, 2024 20:24 UTC Xencor Inc XNCR · Entity 4487 GrantStock Option (Right to Buy) · Derivative 11,971 $0.00 Strike: $21.31 $0.00
Disclosure

SEC source: 0001127602-24-018836 · form4.xml · derivative · entry 2

ROSA-BJORKESON DAGMAR · CIK 0001643934 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,971

Underlying: Common Stock · 11,971 shares

Expires 2034-06-12

F2 · derivative.exercise_date: The shares subject to the option will vest in equal monthly installments over one year beginning on the one-month anniversary of June 13, 2024, such that the total number of shares will be fully vested on June 13, 2025.

Read SEC document
June 13, 2024 Filed Jun 17, 2024 20:24 UTC Xencor Inc XNCR · Entity 4487 GrantCommon Stock 5,986 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-018836 · form4.xml · nonDerivative · entry 1

ROSA-BJORKESON DAGMAR · CIK 0001643934 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,993

F1 · shares: Represents restricted stock units that shall fully vest on the first anniversary of the date of grant.

Read SEC document
November 08, 2023 Filed Nov 13, 2023 14:43 UTC INTERCEPT PHARMACEUTICALS, INC. ICPT · Entity 108343 Disposition to issuerOption to Purchase Common Stock · Derivative 12,547 Not disclosed Strike: $9.17 Not disclosed
Disclosure

SEC source: 0001104659-23-117104 · tm2330435-4_4seq1.xml · derivative · entry 5

ROSA-BJORKESON DAGMAR · CIK 0001643934 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 12,547 shares

Expires not disclosed

F4 · price: Pursuant to the Merger Agreement, each option to purchase shares of Company Common Stock that was outstanding and unexercised as of immediately prior to the Effective Time, whether or not vested, with a per share exercise price that was less than the Offer Price, was cancelled and converted into the right to receive a cash payment (without interest, and less any applicable withholding taxes) equal to (A) the excess of (x) the Offer Price over (y) the exercise price payable per share of Company Common Stock under such option, multiplied by (B) the total number of shares of Company Common Stock subject to such option immediately prior to the Effective Time.

F4 · derivative.exercise_date: Pursuant to the Merger Agreement, each option to purchase shares of Company Common Stock that was outstanding and unexercised as of immediately prior to the Effective Time, whether or not vested, with a per share exercise price that was less than the Offer Price, was cancelled and converted into the right to receive a cash payment (without interest, and less any applicable withholding taxes) equal to (A) the excess of (x) the Offer Price over (y) the exercise price payable per share of Company Common Stock under such option, multiplied by (B) the total number of shares of Company Common Stock subject to such option immediately prior to the Effective Time.

F4 · derivative.expiration_date: Pursuant to the Merger Agreement, each option to purchase shares of Company Common Stock that was outstanding and unexercised as of immediately prior to the Effective Time, whether or not vested, with a per share exercise price that was less than the Offer Price, was cancelled and converted into the right to receive a cash payment (without interest, and less any applicable withholding taxes) equal to (A) the excess of (x) the Offer Price over (y) the exercise price payable per share of Company Common Stock under such option, multiplied by (B) the total number of shares of Company Common Stock subject to such option immediately prior to the Effective Time.

Read SEC document
November 08, 2023 Filed Nov 13, 2023 14:43 UTC INTERCEPT PHARMACEUTICALS, INC. ICPT · Entity 108343 Disposition to issuerOption to Purchase Common Stock · Derivative 12,790 Not disclosed Strike: $16.82 Not disclosed
Disclosure

SEC source: 0001104659-23-117104 · tm2330435-4_4seq1.xml · derivative · entry 4

ROSA-BJORKESON DAGMAR · CIK 0001643934 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 12,790 shares

Expires not disclosed

F4 · price: Pursuant to the Merger Agreement, each option to purchase shares of Company Common Stock that was outstanding and unexercised as of immediately prior to the Effective Time, whether or not vested, with a per share exercise price that was less than the Offer Price, was cancelled and converted into the right to receive a cash payment (without interest, and less any applicable withholding taxes) equal to (A) the excess of (x) the Offer Price over (y) the exercise price payable per share of Company Common Stock under such option, multiplied by (B) the total number of shares of Company Common Stock subject to such option immediately prior to the Effective Time.

F4 · derivative.exercise_date: Pursuant to the Merger Agreement, each option to purchase shares of Company Common Stock that was outstanding and unexercised as of immediately prior to the Effective Time, whether or not vested, with a per share exercise price that was less than the Offer Price, was cancelled and converted into the right to receive a cash payment (without interest, and less any applicable withholding taxes) equal to (A) the excess of (x) the Offer Price over (y) the exercise price payable per share of Company Common Stock under such option, multiplied by (B) the total number of shares of Company Common Stock subject to such option immediately prior to the Effective Time.

F4 · derivative.expiration_date: Pursuant to the Merger Agreement, each option to purchase shares of Company Common Stock that was outstanding and unexercised as of immediately prior to the Effective Time, whether or not vested, with a per share exercise price that was less than the Offer Price, was cancelled and converted into the right to receive a cash payment (without interest, and less any applicable withholding taxes) equal to (A) the excess of (x) the Offer Price over (y) the exercise price payable per share of Company Common Stock under such option, multiplied by (B) the total number of shares of Company Common Stock subject to such option immediately prior to the Effective Time.

Read SEC document
November 08, 2023 Filed Nov 13, 2023 14:43 UTC INTERCEPT PHARMACEUTICALS, INC. ICPT · Entity 108343 Disposition to issuerOption to Purchase Common Stock · Derivative 17,719 Not disclosed Strike: $17.08 Not disclosed
Disclosure

SEC source: 0001104659-23-117104 · tm2330435-4_4seq1.xml · derivative · entry 3

ROSA-BJORKESON DAGMAR · CIK 0001643934 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 17,719 shares

Expires not disclosed

F4 · price: Pursuant to the Merger Agreement, each option to purchase shares of Company Common Stock that was outstanding and unexercised as of immediately prior to the Effective Time, whether or not vested, with a per share exercise price that was less than the Offer Price, was cancelled and converted into the right to receive a cash payment (without interest, and less any applicable withholding taxes) equal to (A) the excess of (x) the Offer Price over (y) the exercise price payable per share of Company Common Stock under such option, multiplied by (B) the total number of shares of Company Common Stock subject to such option immediately prior to the Effective Time.

F4 · derivative.exercise_date: Pursuant to the Merger Agreement, each option to purchase shares of Company Common Stock that was outstanding and unexercised as of immediately prior to the Effective Time, whether or not vested, with a per share exercise price that was less than the Offer Price, was cancelled and converted into the right to receive a cash payment (without interest, and less any applicable withholding taxes) equal to (A) the excess of (x) the Offer Price over (y) the exercise price payable per share of Company Common Stock under such option, multiplied by (B) the total number of shares of Company Common Stock subject to such option immediately prior to the Effective Time.

F4 · derivative.expiration_date: Pursuant to the Merger Agreement, each option to purchase shares of Company Common Stock that was outstanding and unexercised as of immediately prior to the Effective Time, whether or not vested, with a per share exercise price that was less than the Offer Price, was cancelled and converted into the right to receive a cash payment (without interest, and less any applicable withholding taxes) equal to (A) the excess of (x) the Offer Price over (y) the exercise price payable per share of Company Common Stock under such option, multiplied by (B) the total number of shares of Company Common Stock subject to such option immediately prior to the Effective Time.

Read SEC document
November 08, 2023 Filed Nov 13, 2023 14:43 UTC INTERCEPT PHARMACEUTICALS, INC. ICPT · Entity 108343 Disposition to issuerCommon Stock 11,625 $19.00 $220,875.00
Disclosure

SEC source: 0001104659-23-117104 · tm2330435-4_4seq1.xml · nonDerivative · entry 2

ROSA-BJORKESON DAGMAR · CIK 0001643934 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F2 · shares: Represents restricted stock units ("RSUs") granted to the Reporting Person. Each RSU represented a contingent right to receive one share of Company Common Stock upon vesting of the RSU.

F3 · price: Pursuant to the Merger Agreement, at the Effective Time, each RSU that was outstanding as of immediately prior to the Effective Time was cancelled and converted into the contingent right to receive a cash payment (without interest and subject to any applicable tax withholding) equal to (A) the Offer Price, multiplied by (B) the number of shares of Company Common Stock subject to such RSU. Such payment right will vest and become payable in accordance with vesting schedule (including any vesting acceleration provisions) that applied to the corresponding portion of the applicable RSUs immediately prior to the Effective Time.

Read SEC document
November 08, 2023 Filed Nov 13, 2023 14:43 UTC INTERCEPT PHARMACEUTICALS, INC. ICPT · Entity 108343 OtherCommon Stock 14,766 $19.00 $280,554.00
Disclosure

SEC source: 0001104659-23-117104 · tm2330435-4_4seq1.xml · nonDerivative · entry 1

ROSA-BJORKESON DAGMAR · CIK 0001643934 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F1 · price: This Form 4 reports securities disposed of pursuant to the terms of the Agreement and Plan of Merger (the "Merger Agreement"), dated as of September 26, 2023, among the Issuer, Alfasigma S.p.A. ("Alfasigma"), and Interstellar Acquisition Inc., a wholly owned subsidiary of Alfasigma ("Purchaser"), pursuant to which Purchaser completed a tender offer for shares of common stock of the Issuer ("Company Common Stock") and thereafter merged with and into the Issuer, effective as of November 8, 2023 (the "Effective Time"). At the Effective Time, each issued and outstanding share of Company Common Stock was cancelled and converted into the right to receive $19.00 in cash (the "Offer Price") without interest and subject to applicable withholding taxes.

Read SEC document
June 20, 2023 Filed Jun 22, 2023 21:52 UTC Xencor Inc XNCR · Entity 4487 GrantStock Option (Right to Buy) · Derivative 10,013 $0.00 Strike: $26.19 $0.00
Disclosure

SEC source: 0001127602-23-019285 · form4.xml · derivative · entry 2

ROSA-BJORKESON DAGMAR · CIK 0001643934 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,013

Underlying: Common Stock · 10,013 shares

Expires 2033-06-20

F2 · derivative.exercise_date: The shares subject to the option will vest in equal monthly installments over one year beginning on the one-month anniversary of June 20, 2023, such that the total number of shares will be fully vested on June 20, 2024.

Read SEC document
June 20, 2023 Filed Jun 22, 2023 21:52 UTC Xencor Inc XNCR · Entity 4487 GrantCommon Stock 5,007 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-019285 · form4.xml · nonDerivative · entry 1

ROSA-BJORKESON DAGMAR · CIK 0001643934 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,007

F1 · shares: Represents restricted stock units that shall fully vest on the first anniversary of the date of grant.

Read SEC document
May 24, 2023 Filed May 25, 2023 20:39 UTC INTERCEPT PHARMACEUTICALS, INC. ICPT · Entity 108343 GrantOption to Purchase Common Stock · Derivative 12,547 $0.00 Strike: $9.17 $0.00
Disclosure

SEC source: 0001104659-23-064841 · tm2317083-4_4seq1.xml · derivative · entry 2

ROSA-BJORKESON DAGMAR · CIK 0001643934 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,547

Underlying: Common Stock · 12,547 shares

Expires 2033-05-24

F2 · derivative.exercise_date: All of the options subject to the award shall vest and become exercisable on the earlier of (i) the one-year anniversary of the date of grant and (ii) the day immediately preceding the date of the Issuer's 2024 Annual Meeting of Stockholders.

Read SEC document
May 24, 2023 Filed May 25, 2023 20:39 UTC INTERCEPT PHARMACEUTICALS, INC. ICPT · Entity 108343 GrantCommon Stock 8,111 $0.00 $0.00
Disclosure

SEC source: 0001104659-23-064841 · tm2317083-4_4seq1.xml · nonDerivative · entry 1

ROSA-BJORKESON DAGMAR · CIK 0001643934 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 26,391

F1 · shares: Represents restricted stock units granted to the Reporting Person. Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock. All of the shares subject to the award shall vest on the earlier of (i) the one-year anniversary of the date of grant and (ii) the day immediately preceding the date of the Issuer's 2024 Annual Meeting of Stockholders.

Read SEC document
June 23, 2022 Filed Jun 27, 2022 20:49 UTC Xencor Inc XNCR · Entity 4487 GrantStock Option (Right to Buy) · Derivative 21,412 $0.00 Strike: $26.58 $0.00
Disclosure

SEC source: 0001127602-22-018169 · form4.xml · derivative · entry 1

ROSA-BJORKESON DAGMAR · CIK 0001643934 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,412

Underlying: Common Stock · 21,412 shares

Expires 2032-06-23

F1 · derivative.exercise_date: The shares subject to the option will vest in equal monthly installments over one year beginning on the one-month anniversary of June 23, 2022, such that the total number of shares will be fully vested on June 23, 2023.

Read SEC document
May 25, 2022 Filed May 27, 2022 16:16 UTC INTERCEPT PHARMACEUTICALS, INC. ICPT · Entity 108343 GrantOption to Purchase Common Stock · Derivative 12,790 $0.00 Strike: $16.82 $0.00
Disclosure

SEC source: 0001104659-22-065901 · tm2217184-1_4seq1.xml · derivative · entry 2

ROSA-BJORKESON DAGMAR · CIK 0001643934 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,790

Underlying: Common Stock · 12,790 shares

Expires 2032-05-25

F2 · derivative.exercise_date: All of the options subject to the award shall vest and become exercisable on the earlier of (i) the one-year anniversary of the date of grant and (ii) the day immediately preceding the date of the Issuer's 2023 Annual Meeting of Stockholders.

Read SEC document
May 25, 2022 Filed May 27, 2022 16:16 UTC INTERCEPT PHARMACEUTICALS, INC. ICPT · Entity 108343 GrantCommon Stock 7,737 $0.00 $0.00
Disclosure

SEC source: 0001104659-22-065901 · tm2217184-1_4seq1.xml · nonDerivative · entry 1

ROSA-BJORKESON DAGMAR · CIK 0001643934 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,280

F1 · shares: Represents restricted stock units granted to the Reporting Person. Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock. All of the shares subject to the award shall vest on the earlier of (i) the one-year anniversary of the date of grant and (ii) the day immediately preceding the date of the Issuer's 2023 Annual Meeting of Stockholders.

Read SEC document
June 24, 2021 Filed Jun 26, 2021 00:00 UTC Xencor Inc XNCR · Entity 4487 GrantStock Option (Right to Buy) · Derivative 9,728 $0.00 Strike: $36.01 $0.00
Disclosure

SEC source: 0001415889-21-003229 · form4-06252021_080601.xml · derivative · entry 1

ROSA-BJORKESON DAGMAR · CIK 0001643934 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,728

Underlying: Common Stock · 9,728 shares

Expires 2031-06-24

F1 · derivative.exercise_date: The shares subject to the option will vest in equal monthly installments over one year beginning on the one-month anniversary of June 24, 2021, such that the total number of shares will be fully vested on June 24, 2022.

Read SEC document
May 27, 2021 Filed Jun 1, 2021 19:01 UTC INTERCEPT PHARMACEUTICALS, INC. ICPT · Entity 108343 GrantOption to Purchase Common Stock · Derivative 17,719 $0.00 Strike: $17.08 $0.00
Disclosure

SEC source: 0001104659-21-075217 · tm2118118-4_4seq1.xml · derivative · entry 2

ROSA-BJORKESON DAGMAR · CIK 0001643934 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,719

Underlying: Common Stock · 17,719 shares

Expires 2031-05-27

F2 · derivative.exercise_date: 1/3rd of the options subject to the award shall vest and become exercisable on each anniversary of the Vesting Commencement Date (or, if earlier in any given year, the day immediately preceding the date of the Issuer's Annual Meeting of Stockholders in such year). The Vesting Commencement Date is April 1, 2021.

Read SEC document
May 27, 2021 Filed Jun 1, 2021 19:01 UTC INTERCEPT PHARMACEUTICALS, INC. ICPT · Entity 108343 GrantCommon Stock 10,543 $0.00 $0.00
Disclosure

SEC source: 0001104659-21-075217 · tm2118118-4_4seq1.xml · nonDerivative · entry 1

ROSA-BJORKESON DAGMAR · CIK 0001643934 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,543

F1 · shares: Represents restricted stock units granted to the Reporting Person. Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock. 1/3rd of the shares subject to the award shall vest on each anniversary of the Vesting Commencement Date (or, if earlier in any given year, the day immediately preceding the date of the Issuer's Annual Meeting of Stockholders in such year). The Vesting Commencement Date is April 1, 2021.

Read SEC document
June 25, 2020 Filed Jun 30, 2020 00:49 UTC Xencor Inc XNCR · Entity 4487 GrantStock Option (Right to Buy) · Derivative 13,953 $0.00 Strike: $33.42 $0.00
Disclosure

SEC source: 0001209191-20-039323 · doc4.xml · derivative · entry 1

ROSA-BJORKESON DAGMAR · CIK 0001643934 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,953

Underlying: Common Stock · 13,953 shares

Expires 2030-06-24

F1 · derivative.exercise_date: The shares subject to the option will vest in equal monthly installments over one year beginning on the one-month anniversary of June 25, 2020, such that the total number of shares will be fully vested on June 25, 2021.

Read SEC document
December 18, 2019 Filed Dec 20, 2019 22:16 UTC Xencor Inc XNCR · Entity 4487 GrantStock Option (Right to Buy) · Derivative 15,528 $0.00 Strike: $38.33 $0.00
Disclosure

SEC source: 0001209191-19-061608 · doc4.xml · derivative · entry 1

ROSA-BJORKESON DAGMAR · CIK 0001643934 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,528

Underlying: Common Stock · 15,528 shares

Expires 2029-12-17

F1 · derivative.exercise_date: 1/3 of the shares subject to the stock option vest and become exercisable on December 18, 2020, and the remaining shares vest in equal monthly installments over the subsequent 24 months.

Read SEC document
June 01, 2019 Filed Jun 4, 2019 20:08 UTC Keenova Therapeutics plc MNK · Entity 28960 Tax withholdingOrdinary Shares 246 $9.06 $2,228.76
Disclosure

SEC source: 0000950138-19-000333 · edgar.xml · nonDerivative · entry 1

ROSA-BJORKESON DAGMAR · CIK 0001643934 · Chief Strat & Corp Dev Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,431

F1 · balance_after: Includes 1,249 shares acquired under the Mallinckrodt employee stock purchase plan.

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April 02, 2019 Filed Apr 3, 2019 22:13 UTC Keenova Therapeutics plc MNK · Entity 28960 Tax withholdingOrdinary Shares 1,063 $22.80 $24,236.40
Disclosure

SEC source: 0000950138-19-000231 · edgar.xml · nonDerivative · entry 2

ROSA-BJORKESON DAGMAR · CIK 0001643934 · Chief Strat & Corp Dev Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,428

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April 01, 2019 Filed Apr 3, 2019 22:13 UTC Keenova Therapeutics plc MNK · Entity 28960 GrantEmployee Share Options (Right to Buy) · Derivative 34,953 $0.00 Strike: $22.62 $0.00
Disclosure

SEC source: 0000950138-19-000231 · edgar.xml · derivative · entry 3

ROSA-BJORKESON DAGMAR · CIK 0001643934 · Chief Strat & Corp Dev Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,953

Underlying: Ordinary Shares · 34,953 shares

Expires 2029-04-01

F2 · derivative.exercise_date: The options vest in four equal annual installments beginning April 1, 2020.

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April 01, 2019 Filed Apr 3, 2019 22:13 UTC Keenova Therapeutics plc MNK · Entity 28960 GrantOrdinary Shares 7,638 $0.00 $0.00
Disclosure

SEC source: 0000950138-19-000231 · edgar.xml · nonDerivative · entry 1

ROSA-BJORKESON DAGMAR · CIK 0001643934 · Chief Strat & Corp Dev Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,491

F1 · shares: Represents restricted stock units that vest in four equal annual installments beginning April 1, 2020.

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April 01, 2019 Filed Apr 5, 2019 20:09 UTC Amendment Keenova Therapeutics plc MNK · Entity 28960 GrantEmployee Share Options (Right to Buy) · Derivative 34,953 $0.00 Strike: $22.26 $0.00
Disclosure

SEC source: 0000950138-19-000235 · edgar.xml · derivative · entry 1

ROSA-BJORKESON DAGMAR · CIK 0001643934 · Chief Strat & Corp Dev Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,953

Underlying: Ordinary Shares · 34,953 shares

Expires 2029-04-01

F1 · derivative.exercise_price: This amended Form 4 is being filed to correct a typographical error in the exercise price of the options which was previously reported as $22.62.

F2 · derivative.exercise_date: The options vest in four equal annual installments beginning April 1, 2020.

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June 01, 2018 Filed Jun 5, 2018 20:14 UTC Keenova Therapeutics plc MNK · Entity 28960 Tax withholdingOrdinary Shares 247 $17.05 $4,211.35
Disclosure

SEC source: 0000950138-18-000446 · edgar.xml · nonDerivative · entry 1

ROSA-BJORKESON DAGMAR · CIK 0001643934 · Chief Strat & Corp Dev Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,853

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.