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XFLT
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Export transactions ↓Last 12 months
Inside the activity.
1 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 1 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 19, 2026 Filed Feb 19, 2026 20:39 UTC |
Spence John YogiVice President
|
PurchaseCommon Shares of Beneficial Ownership | 5,000 | $3.90 | $19,500.00 |
DisclosureSEC source: 0001718133-26-000001 · primary_doc.xml · nonDerivative · entry 1 Spence John Yogi · CIK 0001718133 · Vice President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 561,791.828 F1 · balance_after: Shares beneficially owned reflect 3,932.59 received through the XFLT Dividend Reinvestment Plan Read SEC document |
| December 24, 2025 Filed Dec 30, 2025 19:35 UTC |
Spence John YogiVice President
|
GiftCommon Shares of Beneficial Ownership | 7,811 | $0.00 | $0.00 |
DisclosureSEC source: 0001718133-25-000011 · primary_doc.xml · nonDerivative · entry 4 Spence John Yogi · CIK 0001718133 · Vice President 10b5-1 filing: No plan indicated Ownership: Indirect · XMS Holdings LLC Disclosed balance after: 16,104.24 Read SEC document |
| December 24, 2025 Filed Dec 30, 2025 19:10 UTC |
Flynn Kimberly AnnVice President
|
OtherCommon Shares of Beneficial Interest | 3,504 | $0.00 | $0.00 |
DisclosureSEC source: 0001718219-25-000003 · primary_doc.xml · nonDerivative · entry 1 Flynn Kimberly Ann · CIK 0001718219 · Vice President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 46,708 Read SEC document |
| December 24, 2025 Filed Dec 30, 2025 23:48 UTC |
Brombach Theodore JDirector · President & CEO
|
GiftCommon Shares of Beneficial Ownership | 7,811 | $0.00 | $0.00 |
DisclosureSEC source: 0001718218-25-000003 · primary_doc.xml · nonDerivative · entry 3 Brombach Theodore J · CIK 0001718218 · Director · President & CEO 10b5-1 filing: No plan indicated Ownership: Indirect · XMS Holdings LLC Disclosed balance after: 16,104.24 Read SEC document |
| December 24, 2025 Filed Dec 30, 2025 18:53 UTC |
McCulloch BenjaminSecretary & CLO
|
OtherCommon Shares of Beneficial Interest | 3,389 | $0.00 | $0.00 |
DisclosureSEC source: 0001796252-25-000006 · primary_doc.xml · nonDerivative · entry 1 McCulloch Benjamin · CIK 0001796252 · Secretary & CLO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 11,490.5168 Read SEC document |
| October 24, 2025 Filed Oct 27, 2025 20:08 UTC |
Law Lauren KristenSub-Adviser Inv Comm Member
|
PurchaseCommon shares | 20,000 | $5.01 | $100,140.00 |
DisclosureSEC source: 0001728315-25-000002 · primary_doc.xml · nonDerivative · entry 1 Law Lauren Kristen · CIK 0001728315 · Sub-Adviser Inv Comm Member 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 20,000 Read SEC document |
| September 11, 2025 Filed Sep 12, 2025 20:29 UTC |
Jones Scott CTrustee
|
SaleCommon shares of beneficial ownership | 13,008.6313 | $5.62 | $73,118.91 |
DisclosureSEC source: 0001332125-25-000002 · primary_doc.xml · nonDerivative · entry 1 Jones Scott C · CIK 0001332125 · Trustee 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Read SEC document |
| February 21, 2025 Filed Feb 22, 2025 00:23 UTC |
Spence John YogiVice President
|
PurchaseCommon Shares of Beneficial Ownership | 2,000 | $6.38 | $12,760.00 |
DisclosureSEC source: 0001718133-25-000006 · primary_doc.xml · nonDerivative · entry 1 Spence John Yogi · CIK 0001718133 · Vice President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 551,806.094 Read SEC document |
| February 19, 2025 Filed Feb 20, 2025 00:57 UTC |
Spence John YogiVice President
|
PurchaseCommon Shares of Beneficial Ownership | 3,000 | $6.41 | $19,229.10 |
DisclosureSEC source: 0001718133-25-000005 · primary_doc.xml · nonDerivative · entry 1 Spence John Yogi · CIK 0001718133 · Vice President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 549,806.094 Read SEC document |
| December 19, 2024 Filed Dec 20, 2024 19:52 UTC |
Spence John YogiAdviser Personnel
|
PurchaseCommon Shares of Beneficial Ownership | 2,000 | $6.50 | $13,000.00 |
DisclosureSEC source: 0001718133-24-000007 · primary_doc.xml · nonDerivative · entry 1 Spence John Yogi · CIK 0001718133 · Adviser Personnel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 546,806.094 Read SEC document |
| December 18, 2024 Filed Jan 13, 2025 21:55 UTC |
Spence John YogiVice President
|
OtherCommon Shares of Beneficial Ownership | 6,052 | $0.00 | $0.00 |
DisclosureSEC source: 0001718133-25-000004 · primary_doc.xml · nonDerivative · entry 1 Spence John Yogi · CIK 0001718133 · Vice President 10b5-1 filing: No plan indicated Ownership: Indirect · XMS Holdings, LLC Disclosed balance after: 20,733.94 F1 · ownership.nature: Shares were transferred by XMS Holdings LLC pursuant to a compensatory award to certain employees. Shares beneficially owned reflect 1,288.18 received through the XFLT Dividend Reinvestment Plan. Mr. Spence may be deemed to beneficially own shares owned by XMS Holdings, LLC due to his control of XMS Holdings, LLC. Read SEC document |
| December 18, 2024 Filed Jan 13, 2025 18:42 UTC |
Flynn Kimberly AnnVice President
|
OtherCommon Shares of Beneficial Ownership | 3,004 | $0.00 | $0.00 |
DisclosureSEC source: 0001718219-25-000001 · primary_doc.xml · nonDerivative · entry 1 Flynn Kimberly Ann · CIK 0001718219 · Vice President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 43,204 Read SEC document |
| December 18, 2024 Filed Jan 13, 2025 21:35 UTC |
McCulloch BenjaminSecretary & CLO
|
OtherCommon Shares of Beneficial Ownership | 2,857 | $0.00 | $0.00 |
DisclosureSEC source: 0001796252-25-000002 · primary_doc.xml · nonDerivative · entry 1 McCulloch Benjamin · CIK 0001796252 · Secretary & CLO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 7,130.989 Read SEC document |
| December 18, 2024 Filed Jan 16, 2025 22:54 UTC |
Brombach Theodore JDirector · President & CEO
|
OtherCommon Shares of Beneficial Ownership | 6,052 | $0.00 | $0.00 |
DisclosureSEC source: 0001718218-25-000001 · primary_doc.xml · nonDerivative · entry 1 Brombach Theodore J · CIK 0001718218 · Director · President & CEO 10b5-1 filing: No plan indicated Ownership: Indirect · XMS Holdings, LLC Disclosed balance after: 20,733.94 F1 · ownership.nature: Shares were transferred by XMS Holdings LLC pursuant to a compensatory award to certain employees. Shares beneficially owned includes 1,288.18 shares received through the XFLT Dividend Reinvestment Plan. Mr. Brombach may be deemed to beneficially own shares owned by XMS Holdings, LLC due to his control of XMS Holdings, LLC. Read SEC document |
| July 17, 2024 Filed Nov 15, 2024 22:34 UTC |
Spence John YogiAdviser Personnel
|
PurchaseCommon Shares of Beneficial Ownership | 831 | $0.00 | $0.00 |
DisclosureSEC source: 0001718133-24-000004 · primary_doc.xml · nonDerivative · entry 2 Spence John Yogi · CIK 0001718133 · Adviser Personnel 10b5-1 filing: No plan indicated Ownership: Indirect · XMS Holdings LLC Disclosed balance after: 25,497.761 F2 · shares: Shares disposed on 07/17/2024 were transferred from XMS Holdings, LLC pursuant to compensatory shares transferred to employee upon separation from the firm Read SEC document |
| July 17, 2024 Filed Nov 15, 2024 22:20 UTC |
Brombach Theodore JPresident & CEO
|
OtherCommon shares of beneficial ownership | 831 | $0.00 | $0.00 |
DisclosureSEC source: 0001718218-24-000006 · primary_doc.xml · nonDerivative · entry 5 Brombach Theodore J · CIK 0001718218 · President & CEO 10b5-1 filing: No plan indicated Ownership: Indirect · XMS Holdings LLC Disclosed balance after: 25,497.761 F4 · shares: Shares disposed on 07/17/2024 were transferred from XMS Holdings, LLC pursuant to compensatory shares transferred to employee upon separation from the firm Read SEC document |
| July 10, 2024 Filed Nov 15, 2024 22:34 UTC |
Spence John YogiAdviser Personnel
|
OtherCommon Shares of Beneficial Ownership | 2,390 | $0.00 | $0.00 |
DisclosureSEC source: 0001718133-24-000004 · primary_doc.xml · nonDerivative · entry 1 Spence John Yogi · CIK 0001718133 · Adviser Personnel 10b5-1 filing: No plan indicated Ownership: Indirect · XMS Holdings LLC Disclosed balance after: 25,497.761 F1 · shares: Shares disposed on 07/10/2024 were transferred from XMS Holdings, LLC pursuant to compensatory shares transferred to employee upon separation from the firm Read SEC document |
| July 10, 2024 Filed Nov 15, 2024 22:20 UTC |
Brombach Theodore JPresident & CEO
|
OtherCommon shares of beneficial ownership | 2,390 | $0.00 | $0.00 |
DisclosureSEC source: 0001718218-24-000006 · primary_doc.xml · nonDerivative · entry 4 Brombach Theodore J · CIK 0001718218 · President & CEO 10b5-1 filing: No plan indicated Ownership: Indirect · XMS Holdings LLC Disclosed balance after: 25,497.761 F3 · shares: Shares disposed on 07/10/2024 were transferred from XMS Holdings, LLC pursuant to compensatory shares transferred to employee upon separation from the firm Read SEC document |
| May 21, 2024 Filed May 23, 2024 20:37 UTC |
Spence John YogiAdviser Personnel
|
GiftCommon Shares of Beneficial Ownership | 6,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001718133-24-000003 · primary_doc.xml · nonDerivative · entry 1 Spence John Yogi · CIK 0001718133 · Adviser Personnel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 531,763.098 Read SEC document |
| May 10, 2024 Filed May 10, 2024 20:37 UTC |
Spence John YogiAdvisor Personnel
|
PurchaseCommon Shares of Beneficial Ownership | 3,450 | $7.13 | $24,598.50 |
DisclosureSEC source: 0001718133-24-000002 · primary_doc.xml · nonDerivative · entry 2 Spence John Yogi · CIK 0001718133 · Advisor Personnel 10b5-1 filing: No plan indicated Ownership: Indirect · XMS Holdings LLC Disclosed balance after: 27,400.74 F1 · balance_after: Includes 1,207.18 shares acquired under the XFLT dividend reinvestment plan for XMS Holdings LLC Read SEC document |
| May 10, 2024 Filed May 10, 2024 20:48 UTC |
Brombach Theodore JPresident & CEO
|
PurchaseCommon Shares of Beneficial Ownership | 3,450 | $7.13 | $24,598.50 |
DisclosureSEC source: 0001718218-24-000005 · primary_doc.xml · nonDerivative · entry 2 Brombach Theodore J · CIK 0001718218 · President & CEO 10b5-1 filing: No plan indicated Ownership: Indirect · XMS Holdings LLC Disclosed balance after: 27,400.74 F1 · balance_after: Includes 1,207.18 shares acquired under the XLFT dividend reinvestment plan for XMS Holdings LLC Read SEC document |
| May 09, 2024 Filed May 10, 2024 20:37 UTC |
Spence John YogiAdvisor Personnel
|
PurchaseCommon Shares of Beneficial Ownership | 3,417 | $7.13 | $24,363.21 |
DisclosureSEC source: 0001718133-24-000002 · primary_doc.xml · nonDerivative · entry 1 Spence John Yogi · CIK 0001718133 · Advisor Personnel 10b5-1 filing: No plan indicated Ownership: Indirect · XMS Holdings LLC Disclosed balance after: 23,950.74 F1 · balance_after: Includes 1,207.18 shares acquired under the XFLT dividend reinvestment plan for XMS Holdings LLC Read SEC document |
| May 09, 2024 Filed May 10, 2024 20:48 UTC |
Brombach Theodore JPresident & CEO
|
PurchaseCommon Shares of Beneficial Ownership | 3,417 | $7.13 | $24,363.21 |
DisclosureSEC source: 0001718218-24-000005 · primary_doc.xml · nonDerivative · entry 1 Brombach Theodore J · CIK 0001718218 · President & CEO 10b5-1 filing: No plan indicated Ownership: Indirect · XMS Holdings LLC Disclosed balance after: 23,950.74 F1 · balance_after: Includes 1,207.18 shares acquired under the XLFT dividend reinvestment plan for XMS Holdings LLC Read SEC document |
| December 12, 2023 Filed Dec 13, 2023 18:02 UTC |
Spence John YogiAdviser Personnel
|
PurchaseCommon Shares of Beneficial Ownership | 825 | $7.05 | $5,816.25 |
DisclosureSEC source: 0001209191-23-058455 · doc4.xml · nonDerivative · entry 2 Spence John Yogi · CIK 0001718133 · Adviser Personnel 10b5-1 filing: No plan indicated Ownership: Indirect · XMS Holdings LLC Disclosed balance after: 19,326.57 F2 · balance_after: Includes 2,860.57 shares acquired under the XFLT dividend reinvestment plan for XMS Holdings LLC. Read SEC document |
| December 12, 2023 Filed Dec 13, 2023 18:01 UTC |
Brombach Theodore JPresident & CEO
|
PurchaseCommon Shares of Beneficial Ownership | 825 | $7.05 | $5,816.25 |
DisclosureSEC source: 0001209191-23-058454 · doc4.xml · nonDerivative · entry 2 Brombach Theodore J · CIK 0001718218 · President & CEO 10b5-1 filing: No plan indicated Ownership: Indirect · XMS Holdings LLC Disclosed balance after: 19,326.57 F2 · balance_after: Includes 2,860.57 shares acquired under the XFLT dividend reinvestment plan for XMS Holdings LLC. Read SEC document |
| December 11, 2023 Filed Dec 13, 2023 18:02 UTC |
Spence John YogiAdviser Personnel
|
OtherCommon Shares of Beneficial Ownership | 5,409 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-058455 · doc4.xml · nonDerivative · entry 1 Spence John Yogi · CIK 0001718133 · Adviser Personnel 10b5-1 filing: No plan indicated Ownership: Indirect · XMS Holdings LLC Disclosed balance after: 18,501.57 F1 · kind: Shares disposed of on 12/11/2023 were transferred by XMS Holdings LLC pursuant to a compensatory award to certain employees. F2 · balance_after: Includes 2,860.57 shares acquired under the XFLT dividend reinvestment plan for XMS Holdings LLC. Read SEC document |
| December 11, 2023 Filed Dec 13, 2023 17:58 UTC |
Flynn Kimberly AnnVice President
|
OtherCommon Shares of Beneficial Interest | 2,400 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-058452 · doc4.xml · nonDerivative · entry 1 Flynn Kimberly Ann · CIK 0001718219 · Vice President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 40,200 Read SEC document |
| December 11, 2023 Filed Dec 13, 2023 18:01 UTC |
Brombach Theodore JPresident & CEO
|
OtherCommon Shares of Beneficial Ownership | 5,409 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-058454 · doc4.xml · nonDerivative · entry 1 Brombach Theodore J · CIK 0001718218 · President & CEO 10b5-1 filing: No plan indicated Ownership: Indirect · XMS Holdings LLC Disclosed balance after: 18,501.57 F1 · kind: Shares disposed of on 12/11/2023 were transferred by XMS Holdings LLC pursuant to a compensatory award to certain employees. F2 · balance_after: Includes 2,860.57 shares acquired under the XFLT dividend reinvestment plan for XMS Holdings LLC. Read SEC document |
| December 11, 2023 Filed Dec 13, 2023 17:59 UTC |
McCulloch BenjaminSecretary & CLO
|
OtherCommon Shares of Beneficial Interest | 2,209 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-058453 · doc4.xml · nonDerivative · entry 1 McCulloch Benjamin · CIK 0001796252 · Secretary & CLO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,661.0783 Read SEC document |
| December 05, 2023 Filed Dec 6, 2023 22:03 UTC |
Spence John YogiAdviser Personnel
|
PurchaseCommon Shares of Beneficial Ownership | 6,000 | $6.89 | $41,340.00 |
DisclosureSEC source: 0001209191-23-057634 · doc4.xml · nonDerivative · entry 1 Spence John Yogi · CIK 0001718133 · Adviser Personnel 10b5-1 filing: No plan indicated Ownership: Indirect · XMS Holdings LLC Disclosed balance after: 23,683.85 Read SEC document |
| December 05, 2023 Filed Dec 6, 2023 22:01 UTC |
Brombach Theodore JPresident & CEO
|
PurchaseCommon Shares of Beneficial Ownership | 6,000 | $6.89 | $41,340.00 |
DisclosureSEC source: 0001209191-23-057633 · doc4.xml · nonDerivative · entry 1 Brombach Theodore J · CIK 0001718218 · President & CEO 10b5-1 filing: No plan indicated Ownership: Indirect · XMS Holdings LLC Disclosed balance after: 23,683.85 Read SEC document |
| November 13, 2023 Filed Nov 16, 2023 17:05 UTC |
Spence John YogiAdviser Personnel
|
PurchaseCommon Shares of Beneficial Ownership | 289 | $7.08 | $2,046.12 |
DisclosureSEC source: 0001209191-23-055461 · doc4.xml · nonDerivative · entry 1 Spence John Yogi · CIK 0001718133 · Adviser Personnel 10b5-1 filing: No plan indicated Ownership: Indirect · XMS Holdings LLC Disclosed balance after: 17,683.85 Read SEC document |
| November 13, 2023 Filed Nov 16, 2023 17:04 UTC |
Brombach Theodore JPresident & CEO
|
PurchaseCommon Shares of Beneficial Ownership | 289 | $7.08 | $2,046.12 |
DisclosureSEC source: 0001209191-23-055460 · doc4.xml · nonDerivative · entry 1 Brombach Theodore J · CIK 0001718218 · President & CEO 10b5-1 filing: No plan indicated Ownership: Indirect · XMS Holdings LLC Disclosed balance after: 17,683.85 Read SEC document |
| July 24, 2023 Filed Jul 26, 2023 20:22 UTC |
Spence John YogiAdviser Personnel
|
GiftCommon Shares of Beneficial Ownership | 4,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001718133-23-000001 · primary_doc.xml · nonDerivative · entry 1 Spence John Yogi · CIK 0001718133 · Adviser Personnel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 520,284.58 Read SEC document |
| December 22, 2022 Filed Dec 23, 2022 17:12 UTC |
Spence John YogiAdviser Personnel
|
PurchaseCommon Shares of Beneficial Ownership | 500 | $6.33 | $3,165.00 |
DisclosureSEC source: 0001718133-22-000011 · primary_doc.xml · nonDerivative · entry 1 Spence John Yogi · CIK 0001718133 · Adviser Personnel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 515,996.797 Read SEC document |
| November 11, 2022 Filed Nov 15, 2022 18:18 UTC |
Spence John YogiAdviser Personnel
|
PurchaseCommon Shares of Beneficial Ownership | 3,050 | $6.67 | $20,343.50 |
DisclosureSEC source: 0001718133-22-000010 · primary_doc.xml · nonDerivative · entry 1 Spence John Yogi · CIK 0001718133 · Adviser Personnel 10b5-1 filing: Not disclosed Ownership: Indirect · XMS Holdings LLC Disclosed balance after: 15,050 Read SEC document |
| November 11, 2022 Filed Nov 15, 2022 18:26 UTC |
Brombach Theodore JPresident & CEO
|
PurchaseCommon Shares of Beneficial Ownership | 3,050 | $6.67 | $20,343.50 |
DisclosureSEC source: 0001718218-22-000006 · primary_doc.xml · nonDerivative · entry 1 Brombach Theodore J · CIK 0001718218 · President & CEO 10b5-1 filing: Not disclosed Ownership: Indirect · XMS Holdings LLC Disclosed balance after: 15,050 Read SEC document |
| November 10, 2022 Filed Nov 15, 2022 01:20 UTC |
Spence John YogiAdviser Personnel
|
PurchaseCommon Shares of Beneficial Ownership | 355 | $6.65 | $2,360.75 |
DisclosureSEC source: 0001718133-22-000009 · primary_doc.xml · nonDerivative · entry 3 Spence John Yogi · CIK 0001718133 · Adviser Personnel 10b5-1 filing: Not disclosed Ownership: Indirect · XMS Holdings LLC Disclosed balance after: 12,000 Read SEC document |
| November 10, 2022 Filed Nov 15, 2022 01:20 UTC |
Spence John YogiAdviser Personnel
|
PurchaseCommon Shares of Beneficial Ownership | 754 | $6.64 | $5,006.56 |
DisclosureSEC source: 0001718133-22-000009 · primary_doc.xml · nonDerivative · entry 2 Spence John Yogi · CIK 0001718133 · Adviser Personnel 10b5-1 filing: Not disclosed Ownership: Indirect · XMS Holdings LLC Disclosed balance after: 11,645 Read SEC document |
| November 10, 2022 Filed Nov 15, 2022 01:20 UTC |
Spence John YogiAdviser Personnel
|
PurchaseCommon Shares of Beneficial Ownership | 891 | $6.63 | $5,907.33 |
DisclosureSEC source: 0001718133-22-000009 · primary_doc.xml · nonDerivative · entry 1 Spence John Yogi · CIK 0001718133 · Adviser Personnel 10b5-1 filing: Not disclosed Ownership: Indirect · XMS Holdings LLC Disclosed balance after: 10,891 Read SEC document |
| November 10, 2022 Filed Nov 15, 2022 01:29 UTC |
Brombach Theodore JPresident & CEO
|
PurchaseCommon Shares of Beneficial Ownership | 355 | $6.65 | $2,360.75 |
DisclosureSEC source: 0001718218-22-000005 · primary_doc.xml · nonDerivative · entry 3 Brombach Theodore J · CIK 0001718218 · President & CEO 10b5-1 filing: Not disclosed Ownership: Indirect · XMS Holdings LLC Disclosed balance after: 12,000 Read SEC document |
| November 10, 2022 Filed Nov 15, 2022 01:29 UTC |
Brombach Theodore JPresident & CEO
|
PurchaseCommon Shares of Beneficial Ownership | 754 | $6.64 | $5,006.56 |
DisclosureSEC source: 0001718218-22-000005 · primary_doc.xml · nonDerivative · entry 2 Brombach Theodore J · CIK 0001718218 · President & CEO 10b5-1 filing: Not disclosed Ownership: Indirect · XMS Holdings LLC Disclosed balance after: 11,645 Read SEC document |
| November 10, 2022 Filed Nov 15, 2022 01:29 UTC |
Brombach Theodore JPresident & CEO
|
PurchaseCommon Shares of Beneficial Ownership | 891 | $6.63 | $5,907.33 |
DisclosureSEC source: 0001718218-22-000005 · primary_doc.xml · nonDerivative · entry 1 Brombach Theodore J · CIK 0001718218 · President & CEO 10b5-1 filing: Not disclosed Ownership: Indirect · XMS Holdings LLC Disclosed balance after: 10,891 Read SEC document |
| November 09, 2022 Filed Nov 10, 2022 01:51 UTC Amendment |
Spence John YogiAdviser Personnel
|
PurchaseCommon Shares of Beneficial Ownership | 918 | $6.56 | $6,022.08 |
DisclosureSEC source: 0001718133-22-000008 · primary_doc.xml · nonDerivative · entry 5 Spence John Yogi · CIK 0001718133 · Adviser Personnel 10b5-1 filing: Not disclosed Ownership: Indirect · XMS Holdings LLC Disclosed balance after: 10,000 Read SEC document |
| November 09, 2022 Filed Nov 10, 2022 01:51 UTC Amendment |
Spence John YogiAdviser Personnel
|
PurchaseCommon Shares of Beneficial Ownership | 1,082 | $6.53 | $7,065.46 |
DisclosureSEC source: 0001718133-22-000008 · primary_doc.xml · nonDerivative · entry 4 Spence John Yogi · CIK 0001718133 · Adviser Personnel 10b5-1 filing: Not disclosed Ownership: Indirect · XMS Holdings LLC Disclosed balance after: 9,082 Read SEC document |
| November 09, 2022 Filed Nov 10, 2022 01:27 UTC |
Spence John YogiAdviser Personnel
|
PurchaseCommon Shares of Beneficial Ownership | 918 | $6.56 | $6,022.08 |
DisclosureSEC source: 0001718133-22-000007 · primary_doc.xml · nonDerivative · entry 5 Spence John Yogi · CIK 0001718133 · Adviser Personnel 10b5-1 filing: Not disclosed Ownership: Indirect · XMS Holdings LLC Disclosed balance after: 10,000 Read SEC document |
| November 09, 2022 Filed Nov 10, 2022 01:27 UTC |
Spence John YogiAdviser Personnel
|
PurchaseCommon Shares of Beneficial Ownership | 1,082 | $6.53 | $7,065.46 |
DisclosureSEC source: 0001718133-22-000007 · primary_doc.xml · nonDerivative · entry 4 Spence John Yogi · CIK 0001718133 · Adviser Personnel 10b5-1 filing: Not disclosed Ownership: Indirect · XMS Holdings LLC Disclosed balance after: 9,082 Read SEC document |
| November 09, 2022 Filed Nov 10, 2022 01:39 UTC Amendment |
Brombach Theodore JPresident & CEO
|
PurchaseCommon Shares of Beneficial Ownership | 918 | $6.56 | $6,022.08 |
DisclosureSEC source: 0001718218-22-000004 · primary_doc.xml · nonDerivative · entry 5 Brombach Theodore J · CIK 0001718218 · President & CEO 10b5-1 filing: Not disclosed Ownership: Indirect · XMS Holdings LLC Disclosed balance after: 10,000 Read SEC document |
| November 09, 2022 Filed Nov 10, 2022 01:39 UTC Amendment |
Brombach Theodore JPresident & CEO
|
PurchaseCommon Shares of Beneficial Ownership | 1,082 | $6.53 | $7,065.46 |
DisclosureSEC source: 0001718218-22-000004 · primary_doc.xml · nonDerivative · entry 4 Brombach Theodore J · CIK 0001718218 · President & CEO 10b5-1 filing: Not disclosed Ownership: Indirect · XMS Holdings LLC Disclosed balance after: 9,082 Read SEC document |
| November 09, 2022 Filed Nov 10, 2022 01:16 UTC |
Brombach Theodore JPresident & CEO
|
PurchaseCommon Shares of Beneficial Ownership | 918 | $6.56 | $6,022.08 |
DisclosureSEC source: 0001718218-22-000003 · primary_doc.xml · nonDerivative · entry 5 Brombach Theodore J · CIK 0001718218 · President & CEO 10b5-1 filing: Not disclosed Ownership: Indirect · XMS Holdings LLC Disclosed balance after: 10,000 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.