Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Evanston Multi-Alpha FundNONE · Entity 1409 | Independent Trustee | August 13, 2026 | August 18, 2026 |
| Octagon XAI CLO Income Fund[NONE] · Entity 39721 | Trustee | February 16, 2024 | February 23, 2024 |
| XAI Floating Rate & Alternative Income TrustXFLT · Entity 5990 | Trustee | September 11, 2025 | September 12, 2025 |
| XAI Madison Equity Premium Income FundMCN · Entity 6653 | Director | December 31, 2021 | February 15, 2022 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Evanston Multi-Alpha Fund
Report date August 13, 2026 · Filed August 18, 2026
This filing explicitly reported no securities owned.
Octagon XAI CLO Income Fund
Report date February 16, 2024 · Filed February 23, 2024
This filing explicitly reported no securities owned.
XAI Floating Rate & Alternative Income Trust
Report date September 11, 2025 · Filed September 12, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common shares of beneficial ownershipSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2025-09-11 transaction · row 1
1 source rowRow 1 · 2025-09-11 · Sale · Disposed 13,008.6313 · Balance 0 |
XAI Madison Equity Premium Income Fund
Report date December 31, 2021 · Filed February 15, 2022
This filing explicitly reported no securities owned.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 11, 2025 Filed Sep 12, 2025 20:29 UTC | XAI Floating Rate & Alternative Income Trust XFLT · Entity 5990 | SaleCommon shares of beneficial ownership | 13,008.6313 | $5.62 | $73,118.91 |
DisclosureSEC source: 0001332125-25-000002 · primary_doc.xml · nonDerivative · entry 1 Jones Scott C · CIK 0001332125 · Trustee 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Read SEC document |
| March 10, 2020 Filed Mar 10, 2020 18:32 UTC | XAI Floating Rate & Alternative Income Trust XFLT · Entity 5990 | SaleCommon Shares of Beneficial Interest | 224.522 | $6.82 | $1,530.12 |
DisclosureSEC source: 0001332125-20-000002 · primary_doc.xml · nonDerivative · entry 1 Jones Scott C · CIK 0001332125 · Trustee 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,450.8909 Read SEC document |
| January 10, 2020 Filed Jan 13, 2020 19:26 UTC | XAI Floating Rate & Alternative Income Trust XFLT · Entity 5990 | PurchaseCommon Shares of Beneficial Interest | 582.4127 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001332125-20-000001 · primary_doc.xml · nonDerivative · entry 1 Jones Scott C · CIK 0001332125 · Trustee 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,553.2054 F1 · price: Includes 582.4127 shares acquired under the XFLT dividend reinvestment plan. Read SEC document |
| January 18, 2019 Filed Jan 18, 2019 20:20 UTC | XAI Floating Rate & Alternative Income Trust XFLT · Entity 5990 | PurchaseCommon Shares of Beneficial Interest | 3,008 | $8.31 | $24,996.18 |
DisclosureSEC source: 0001332125-19-000001 · primary_doc.xml · nonDerivative · entry 1 Jones Scott C · CIK 0001332125 · Trustee 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,970.7927 F1 · balance_after: Includes 24.7404 shares acquired under the XFLT dividend reinvestment plan. Read SEC document |
| December 26, 2018 Filed Dec 26, 2018 21:42 UTC | XAI Floating Rate & Alternative Income Trust XFLT · Entity 5990 | PurchaseCommon Shares of Beneficial Interest | 300 | $7.37 | $2,211.00 |
DisclosureSEC source: 0001332125-18-000003 · primary_doc.xml · nonDerivative · entry 1 Jones Scott C · CIK 0001332125 · Trustee 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,938.0523 F1 · balance_after: Includes 21.2874 shares acquired under the XFLT dividend reinvestment plan. Read SEC document |
| September 28, 2017 Filed Sep 29, 2017 15:32 UTC | XAI Floating Rate & Alternative Income Trust XFLT · Entity 5990 | PurchaseCommon Shares of Beneficial Interest | 2,400 | $10.20 | $24,480.00 |
DisclosureSEC source: 0001332125-17-000002 · primary_doc.xml · nonDerivative · entry 1 Jones Scott C · CIK 0001332125 · Trustee 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,400 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.