Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Evanston Multi-Alpha FundNONE · Entity 1409 | Vice President | August 13, 2026 | August 17, 2026 |
| Octagon XAI CLO Income Fund[NONE] · Entity 39721 | Vice President | February 16, 2024 | February 26, 2024 |
| XAI Floating Rate & Alternative Income TrustXFLT · Entity 5990 | Vice President | December 24, 2025 | December 30, 2025 |
| XAI Madison Equity Premium Income FundMCN · Entity 6653 | Vice President | December 02, 2024 | December 02, 2024 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Evanston Multi-Alpha Fund
Report date August 13, 2026 · Filed August 17, 2026
This filing explicitly reported no securities owned.
Octagon XAI CLO Income Fund
Report date February 16, 2024 · Filed February 26, 2024
This filing explicitly reported no securities owned.
XAI Floating Rate & Alternative Income Trust
Report date December 24, 2025 · Filed December 30, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Shares of Beneficial InterestSEC Table I · non-derivative | Direct | 46,708 |
Reported balance
After 2025-12-24 transaction · row 1
1 source rowRow 1 · 2025-12-24 · Other · Acquired 3,504 · Balance 46,708 |
XAI Madison Equity Premium Income Fund
Report date December 02, 2024 · Filed December 02, 2024
This filing explicitly reported no securities owned.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 24, 2025 Filed Dec 30, 2025 19:10 UTC | XAI Floating Rate & Alternative Income Trust XFLT · Entity 5990 | OtherCommon Shares of Beneficial Interest | 3,504 | $0.00 | $0.00 |
DisclosureSEC source: 0001718219-25-000003 · primary_doc.xml · nonDerivative · entry 1 Flynn Kimberly Ann · CIK 0001718219 · Vice President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 46,708 Read SEC document |
| December 18, 2024 Filed Jan 13, 2025 18:42 UTC | XAI Floating Rate & Alternative Income Trust XFLT · Entity 5990 | OtherCommon Shares of Beneficial Ownership | 3,004 | $0.00 | $0.00 |
DisclosureSEC source: 0001718219-25-000001 · primary_doc.xml · nonDerivative · entry 1 Flynn Kimberly Ann · CIK 0001718219 · Vice President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 43,204 Read SEC document |
| December 11, 2023 Filed Dec 13, 2023 17:58 UTC | XAI Floating Rate & Alternative Income Trust XFLT · Entity 5990 | OtherCommon Shares of Beneficial Interest | 2,400 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-058452 · doc4.xml · nonDerivative · entry 1 Flynn Kimberly Ann · CIK 0001718219 · Vice President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 40,200 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.