Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Octagon XAI CLO Income FundOCTIX · Entity 39721 | Sub-Adviser Inv Comm Member | September 30, 2025 | November 14, 2025 |
| XAI Floating Rate & Alternative Income TrustXFLT · Entity 5990 | Sub-Adviser Inv Comm Member | October 24, 2025 | October 27, 2025 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Octagon XAI CLO Income Fund
Report date September 30, 2025 · Filed November 14, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class I SharesSEC Table I · non-derivative | Direct | 10,586.711 |
Reported balance
After 2025-02-28 transaction · row 1
Sequence does not reconcile; account continuity is unresolved.
1 source rowRow 1 · 2025-02-28 · Grant · Acquired 82.227 · Balance 10,586.711 |
| Class I SharesSEC Table I · non-derivative | Direct | 10,673.661 |
Reported balance
After 2025-03-31 transaction · row 2
Sequence does not reconcile; account continuity is unresolved.
1 source rowRow 2 · 2025-03-31 · Grant · Acquired 86.95 · Balance 10,673.661 |
| Class I SharesSEC Table I · non-derivative | Direct | 10,763.632 |
Reported balance
After 2025-05-01 transaction · row 3
Sequence does not reconcile; account continuity is unresolved.
1 source rowRow 3 · 2025-05-01 · Grant · Acquired 89.971 · Balance 10,763.632 |
| Class I SharesSEC Table I · non-derivative | Direct | 10,851.718 |
Reported balance
After 2025-06-02 transaction · row 4
Sequence does not reconcile; account continuity is unresolved.
1 source rowRow 4 · 2025-06-02 · Grant · Acquired 88.086 · Balance 10,851.718 |
| Class I SharesSEC Table I · non-derivative | Direct | 10,946.984 |
Reported balance
After 2025-07-01 transaction · row 5
Sequence does not reconcile; account continuity is unresolved.
1 source rowRow 5 · 2025-07-01 · Grant · Acquired 95.266 · Balance 10,946.984 |
| Class I SharesSEC Table I · non-derivative | Direct | 11,047.335 |
Reported balance
After 2025-08-01 transaction · row 6
Sequence does not reconcile; account continuity is unresolved.
1 source rowRow 6 · 2025-08-01 · Grant · Acquired 100.351 · Balance 11,047.335 |
| Class I SharesSEC Table I · non-derivative | Direct | 11,123.99 |
Reported balance
After 2025-08-29 transaction · row 7
Sequence does not reconcile; account continuity is unresolved.
1 source rowRow 7 · 2025-08-29 · Grant · Acquired 76.655 · Balance 11,123.99 |
| Class I SharesSEC Table I · non-derivative | Direct | 11,198.166 |
Reported balance
After 2025-09-30 transaction · row 8
Sequence does not reconcile; account continuity is unresolved.
1 source rowRow 8 · 2025-09-30 · Grant · Acquired 74.175 · Balance 11,198.166 |
XAI Floating Rate & Alternative Income Trust
Report date October 24, 2025 · Filed October 27, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common sharesSEC Table I · non-derivative | Direct | 20,000 |
Reported balance
After 2025-10-24 transaction · row 1
1 source rowRow 1 · 2025-10-24 · Purchase · Acquired 20,000 · Balance 20,000 |
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| October 24, 2025 Filed Oct 27, 2025 20:08 UTC | XAI Floating Rate & Alternative Income Trust XFLT · Entity 5990 | PurchaseCommon shares | 20,000 | $5.01 | $100,140.00 |
DisclosureSEC source: 0001728315-25-000002 · primary_doc.xml · nonDerivative · entry 1 Law Lauren Kristen · CIK 0001728315 · Sub-Adviser Inv Comm Member 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 20,000 Read SEC document |
| September 30, 2025 Filed Nov 14, 2025 18:24 UTC | Octagon XAI CLO Income Fund OCTIX · Entity 39721 | GrantClass I Shares | 74.175 | $25.00 | $1,854.38 |
DisclosureSEC source: 0001728315-25-000003 · primary_doc.xml · nonDerivative · entry 8 Law Lauren Kristen · CIK 0001728315 · Sub-Adviser Inv Comm Member 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 11,198.166 Read SEC document |
| August 29, 2025 Filed Nov 14, 2025 18:24 UTC | Octagon XAI CLO Income Fund OCTIX · Entity 39721 | GrantClass I Shares | 76.655 | $24.99 | $1,915.61 |
DisclosureSEC source: 0001728315-25-000003 · primary_doc.xml · nonDerivative · entry 7 Law Lauren Kristen · CIK 0001728315 · Sub-Adviser Inv Comm Member 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 11,123.99 Read SEC document |
| August 01, 2025 Filed Nov 14, 2025 18:24 UTC | Octagon XAI CLO Income Fund OCTIX · Entity 39721 | GrantClass I Shares | 100.351 | $25.09 | $2,517.81 |
DisclosureSEC source: 0001728315-25-000003 · primary_doc.xml · nonDerivative · entry 6 Law Lauren Kristen · CIK 0001728315 · Sub-Adviser Inv Comm Member 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 11,047.335 Read SEC document |
| July 01, 2025 Filed Nov 14, 2025 18:24 UTC | Octagon XAI CLO Income Fund OCTIX · Entity 39721 | GrantClass I Shares | 95.266 | $25.06 | $2,387.37 |
DisclosureSEC source: 0001728315-25-000003 · primary_doc.xml · nonDerivative · entry 5 Law Lauren Kristen · CIK 0001728315 · Sub-Adviser Inv Comm Member 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,946.984 Read SEC document |
| June 02, 2025 Filed Nov 14, 2025 18:24 UTC | Octagon XAI CLO Income Fund OCTIX · Entity 39721 | GrantClass I Shares | 88.086 | $25.05 | $2,206.55 |
DisclosureSEC source: 0001728315-25-000003 · primary_doc.xml · nonDerivative · entry 4 Law Lauren Kristen · CIK 0001728315 · Sub-Adviser Inv Comm Member 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,851.718 Read SEC document |
| May 01, 2025 Filed Nov 14, 2025 18:24 UTC | Octagon XAI CLO Income Fund OCTIX · Entity 39721 | GrantClass I Shares | 89.971 | $24.32 | $2,188.09 |
DisclosureSEC source: 0001728315-25-000003 · primary_doc.xml · nonDerivative · entry 3 Law Lauren Kristen · CIK 0001728315 · Sub-Adviser Inv Comm Member 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,763.632 Read SEC document |
| March 31, 2025 Filed Nov 14, 2025 18:24 UTC | Octagon XAI CLO Income Fund OCTIX · Entity 39721 | GrantClass I Shares | 86.95 | $24.96 | $2,170.27 |
DisclosureSEC source: 0001728315-25-000003 · primary_doc.xml · nonDerivative · entry 2 Law Lauren Kristen · CIK 0001728315 · Sub-Adviser Inv Comm Member 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,673.661 Read SEC document |
| February 28, 2025 Filed Nov 14, 2025 18:24 UTC | Octagon XAI CLO Income Fund OCTIX · Entity 39721 | GrantClass I Shares | 82.227 | $25.55 | $2,100.90 |
DisclosureSEC source: 0001728315-25-000003 · primary_doc.xml · nonDerivative · entry 1 Law Lauren Kristen · CIK 0001728315 · Sub-Adviser Inv Comm Member 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,586.711 Read SEC document |
| January 02, 2025 Filed Jan 6, 2025 20:26 UTC | Octagon XAI CLO Income Fund OCTIX · Entity 39721 | PurchaseClass I Shares | 591.716 | $25.35 | $15,000.00 |
DisclosureSEC source: 0000945621-25-000023 · form4.xml · nonDerivative · entry 1 Law Lauren Kristen · CIK 0001728315 · Sub-Adviser Inv Comm Member 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,504.484 Read SEC document |
| December 11, 2024 Filed Dec 16, 2024 22:13 UTC | Octagon XAI CLO Income Fund OCTIX · Entity 39721 | PurchaseClass I Shares | 9,912.768 | $25.22 | $250,000.01 |
DisclosureSEC source: 0000945621-24-000996 · form4.xml · nonDerivative · entry 1 Law Lauren Kristen · CIK 0001728315 · Sub-Adviser Inv Comm Member 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 9,912.768 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.