Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Evanston Multi-Alpha FundNONE · Entity 1409 | Secretary | August 13, 2026 | August 17, 2026 |
| Octagon XAI CLO Income FundNONE · Entity 39721 | Secretary & CLO | September 30, 2025 | November 13, 2025 |
| XAI Floating Rate & Alternative Income TrustXFLT · Entity 5990 | Secretary & CLO | October 01, 2025 | December 30, 2025 |
| XAI Madison Equity Premium Income FundMCN · Entity 6653 | Secretary & CLO | December 02, 2024 | December 02, 2024 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Evanston Multi-Alpha Fund
Report date August 13, 2026 · Filed August 17, 2026
This filing explicitly reported no securities owned.
Octagon XAI CLO Income Fund
Report date September 30, 2025 · Filed November 13, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Shares of Beneficial OwnershipSEC Table I · non-derivative | Direct | 670.442 |
Reported balance
Holding disclosure · report date 2025-09-30 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 670.442 F1: Shares beneficially owned reflect 45.571 received through the OCTIX Dividend Reinvestment Plan |
Filing footnotes · ownership attribution and instrument terms
F1: Shares beneficially owned reflect 45.571 received through the OCTIX Dividend Reinvestment Plan
XAI Floating Rate & Alternative Income Trust
Report date October 01, 2025 · Filed December 30, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Shares of Beneficial InterestSEC Table I · non-derivative | Direct | 11,490.5168 |
Reported balance
After 2025-12-24 transaction · row 1
1 source rowRow 1 · 2025-12-24 · Other · Acquired 3,389 · Balance 11,490.5168 |
XAI Madison Equity Premium Income Fund
Report date December 02, 2024 · Filed December 02, 2024
This filing explicitly reported no securities owned.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 24, 2025 Filed Dec 30, 2025 18:53 UTC | XAI Floating Rate & Alternative Income Trust XFLT · Entity 5990 | OtherCommon Shares of Beneficial Interest | 3,389 | $0.00 | $0.00 |
DisclosureSEC source: 0001796252-25-000006 · primary_doc.xml · nonDerivative · entry 1 McCulloch Benjamin · CIK 0001796252 · Secretary & CLO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 11,490.5168 Read SEC document |
| December 31, 2024 Filed Jan 3, 2025 23:51 UTC | Octagon XAI CLO Income Fund OCTIX · Entity 39721 | PurchaseClass I Shares | 35.517 | $25.34 | $900.00 |
DisclosureSEC source: 0001796252-25-000001 · primary_doc.xml · nonDerivative · entry 1 McCulloch Benjamin · CIK 0001796252 · Secretary & CLO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 628.871 Read SEC document |
| December 23, 2024 Filed Dec 26, 2024 19:23 UTC | Octagon XAI CLO Income Fund NONE · Entity 39721 | PurchaseCommon Shares of Beneficial Ownership | 593.354 | $25.28 | $14,999.99 |
DisclosureSEC source: 0001796252-24-000005 · primary_doc.xml · nonDerivative · entry 1 McCulloch Benjamin · CIK 0001796252 · Secretary & CLO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 593.354 Read SEC document |
| December 18, 2024 Filed Jan 13, 2025 21:35 UTC | XAI Floating Rate & Alternative Income Trust XFLT · Entity 5990 | OtherCommon Shares of Beneficial Ownership | 2,857 | $0.00 | $0.00 |
DisclosureSEC source: 0001796252-25-000002 · primary_doc.xml · nonDerivative · entry 1 McCulloch Benjamin · CIK 0001796252 · Secretary & CLO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 7,130.989 Read SEC document |
| December 11, 2023 Filed Dec 13, 2023 17:59 UTC | XAI Floating Rate & Alternative Income Trust XFLT · Entity 5990 | OtherCommon Shares of Beneficial Interest | 2,209 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-058453 · doc4.xml · nonDerivative · entry 1 McCulloch Benjamin · CIK 0001796252 · Secretary & CLO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,661.0783 Read SEC document |
| April 08, 2022 Filed Apr 11, 2022 16:19 UTC | XAI Floating Rate & Alternative Income Trust XFLT · Entity 5990 | PurchaseCommon Shares of Beneficial Ownership | 472 | $8.47 | $3,997.84 |
DisclosureSEC source: 0001796252-22-000001 · primary_doc.xml · nonDerivative · entry 1 McCulloch Benjamin · CIK 0001796252 · Secretary & CLO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,161.9749 Read SEC document |
| July 27, 2021 Filed Jul 27, 2021 18:06 UTC | XAI Floating Rate & Alternative Income Trust XFLT · Entity 5990 | PurchaseCommon Shares of Beneficial Interest | 188 | $8.67 | $1,629.02 |
DisclosureSEC source: 0001796252-21-000001 · primary_doc.xml · nonDerivative · entry 2 McCulloch Benjamin · CIK 0001796252 · Secretary & CLO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 588 Read SEC document |
| July 27, 2021 Filed Jul 27, 2021 18:06 UTC | XAI Floating Rate & Alternative Income Trust XFLT · Entity 5990 | PurchaseCommon Shares of Beneficial Interest | 100 | $8.67 | $866.63 |
DisclosureSEC source: 0001796252-21-000001 · primary_doc.xml · nonDerivative · entry 1 McCulloch Benjamin · CIK 0001796252 · Secretary & CLO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 400 Read SEC document |
| January 21, 2020 Filed Jan 21, 2020 19:19 UTC | XAI Floating Rate & Alternative Income Trust XFLT · Entity 5990 | PurchaseCommon Shares of Beneficial Interest | 300 | $8.24 | $2,472.00 |
DisclosureSEC source: 0001796252-20-000001 · primary_doc.xml · nonDerivative · entry 1 McCulloch Benjamin · CIK 0001796252 · Secretary & CLO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 300 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.