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Nasdaq · USD

XEL

XCEL ENERGY INC

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3042
SEC CIK
0000072903
Parsed reports
828

Last 12 months

Inside the activity.

0 purchase rows · 2 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202602
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 26, 2021 Filed Mar 30, 2021 22:37 UTC GrantCommon Stock 590.909 $66.00 $38,999.99
Disclosure

SEC source: 0001567619-21-007225 · doc1.xml · nonDerivative · entry 1

OBRIEN RICHARD T · CIK 0001179997 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,776.075

F1 · shares: Retainer granted in the form of stock equivalent units payable in whole shares of common stock following termination of a reporting person's service as director and fractional units are payable at such time in cash.

F2 · price: Of the 590.909 stock equivalent units, 492.424 were granted at a price of $66.00 per unit in lieu of the reporting person's quarterly cash retainer, and 98.485 were granted at no cost to the reporting person as a 20% premium on the amount of such retainer.

F3 · balance_after: Includes 392.616 stock equivalent units acquired pursuant to the reinvestment of dividend equivalents.

Read SEC document
March 26, 2021 Filed Mar 30, 2021 22:33 UTC GrantCommon Stock 238.636 $66.00 $15,749.98
Disclosure

SEC source: 0001567619-21-007223 · doc1.xml · nonDerivative · entry 1

KAMPLING PATRICIA L · CIK 0001337315 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,561.726

F1 · shares: Retainer granted in the form of stock equivalent units payable in whole shares of common stock following termination of a reporting person's service as director and fractional units are payable at such time in cash.

F2 · price: Of the 238.636 stock equivalent units, 198.863 were granted at a price of $66.00 per unit in lieu of the reporting person's quarterly cash retainer, and 39.773 were granted at no cost to the reporting person as a 20% premium on the amount of such retainer.

F3 · balance_after: Includes 1.463 stock equivalent units acquired pursuant to the reinvestment of dividend equivalents.

Read SEC document
March 26, 2021 Filed Mar 30, 2021 22:30 UTC
Casey LynnDirector
GrantCommon Stock 477.273 $66.00 $31,500.02
Disclosure

SEC source: 0001567619-21-007221 · doc1.xml · nonDerivative · entry 1

Casey Lynn · CIK 0001750741 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,055.045

F1 · shares: Retainer granted in the form of stock equivalent units payable in whole shares of common stock following termination of a reporting person's service as director and fractional units are payable at such time in cash.

F2 · price: Of the 477.273 stock equivalent units, 397.728 were granted at a price of $66.00 per unit in lieu of the reporting person's quarterly cash retainer, and 79.545 were granted at no cost to the reporting person as a 20% premium on the amount of such retainer.

F3 · balance_after: Includes 79.793 stock equivalent units acquired pursuant to the reinvestment of dividend equivalents.

Read SEC document
March 01, 2021 Filed Mar 3, 2021 22:52 UTC
Figoli DarlaEVP, Chief Human Resources Off
Tax withholdingCommon Stock 116.089 $58.59 $6,801.65
Disclosure

SEC source: 0001567619-21-005589 · doc1.xml · nonDerivative · entry 1

Figoli Darla · CIK 0001739291 · EVP, Chief Human Resources Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,575.242

F1 · balance_after: Withholding of stock to satisfy tax withholding obligation on vesting of a previously reported award of restricted stock under the Xcel Energy Executive Annual Incentive Award Program. A fractional share interest was settled in cash in connection with the vesting of the restricted stock award and the withholding of shares for taxes.

Read SEC document
March 01, 2021 Filed Mar 3, 2021 22:55 UTC
Frenzel RobertPresident and COO
Tax withholdingCommon Stock 3,117.104 $58.59 $182,631.12
Disclosure

SEC source: 0001567619-21-005593 · doc1.xml · nonDerivative · entry 1

Frenzel Robert · CIK 0001672519 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,565.754

F1 · balance_after: Withholding of stock to satisfy tax withholding obligation on vesting of a previously reported award of restricted stock under the Xcel Energy Executive Annual Incentive Award Program. A fractional share interest was settled in cash in connection with the vesting of the restricted stock award and the withholding of shares for taxes.

Read SEC document
March 01, 2021 Filed Mar 3, 2021 22:49 UTC
Clark Christopher BPresident, NSPM
Tax withholdingCommon Stock 642.961 $58.59 $37,671.08
Disclosure

SEC source: 0001567619-21-005584 · doc1.xml · nonDerivative · entry 1

Clark Christopher B · CIK 0001629899 · President, NSPM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,970.828

F1 · balance_after: Withholding of stock to satisfy tax withholding obligation on vesting of a previously reported award of restricted stock under the Xcel Energy Executive Annual Incentive Award Program. A fractional share interest was settled in cash in connection with the vesting of the restricted stock award and the withholding of shares for taxes.

Read SEC document
February 17, 2021 Filed Feb 18, 2021 23:20 UTC
Yake AlicePresident, PSCo
GrantRestricted Stock Units · Derivative 1,983 $0.00 $0.00
Disclosure

SEC source: 0001567619-21-004456 · doc1.xml · derivative · entry 8

Jackson Alice K · CIK 0001739230 · President, PSCo

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,983

Underlying: Common Stock · 1,983 shares

Expires 2023-12-31

F2 · derivative.exercise_price: Restricted stock units are settled in common stock on a one-for-one basis.

F8 · derivative.exercise_date: Award vests on December 31, 2023.

Read SEC document
February 16, 2021 Filed Feb 18, 2021 23:25 UTC
Stoering Mark EPresident, NSPW
Exercise / conversionRestricted Stock Units · Derivative 1,001.49 $0.00 $0.00
Disclosure

SEC source: 0001567619-21-004465 · doc1.xml · derivative · entry 5

Stoering Mark E · CIK 0001538687 · President, NSPW

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,001.49 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units are settled in common stock on a one-for-one basis.

F4 · shares: Number of shares and units shown reflects the reinvestment of dividend equivalents since the original grant of 921 units.

F5 · derivative.exercise_date: Award vested on December 31, 2020 but was settled in shares of common stock on February 16, 2021.

F5 · derivative.expiration_date: Award vested on December 31, 2020 but was settled in shares of common stock on February 16, 2021.

Read SEC document
February 16, 2021 Filed Feb 18, 2021 23:25 UTC
Stoering Mark EPresident, NSPW
Tax withholdingCommon Stock 1,954.083 $61.54 $120,254.27
Disclosure

SEC source: 0001567619-21-004465 · doc1.xml · nonDerivative · entry 3

Stoering Mark E · CIK 0001538687 · President, NSPW

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,608

F2 · balance_after: Fractional share interests relating to the settlement of restricted stock unit and performance share unit awards, and relating to share withholding for taxes, were settled in cash.

Read SEC document
February 16, 2021 Filed Feb 18, 2021 23:25 UTC
Stoering Mark EPresident, NSPW
Exercise / conversionCommon Stock 1,001.49 Not disclosed Not disclosed
Disclosure

SEC source: 0001567619-21-004465 · doc1.xml · nonDerivative · entry 2

Stoering Mark E · CIK 0001538687 · President, NSPW

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,562.083

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units are settled in common stock on a one-for-one basis.

Read SEC document
February 16, 2021 Filed Feb 18, 2021 23:25 UTC
Stoering Mark EPresident, NSPW
GrantCommon Stock 3,000.593 $0.00 $0.00
Disclosure

SEC source: 0001567619-21-004465 · doc1.xml · nonDerivative · entry 1

Stoering Mark E · CIK 0001538687 · President, NSPW

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,560.593

Read SEC document
February 16, 2021 Filed Feb 18, 2021 23:25 UTC
Carter Brett CEVP, Chief Customer and Innova
Exercise / conversionRestricted Stock Units · Derivative 4,649.757 $0.00 $0.00
Disclosure

SEC source: 0001567619-21-004464 · doc1.xml · derivative · entry 4

Carter Brett C · CIK 0001739288 · EVP, Chief Customer and Innova

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,649.757 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Restricted stock units are settled in common stock on a one-for-one basis.

F4 · shares: Number of shares and units shown reflects the reinvestment of dividend equivalents since the original grant of 4,312 units.

F5 · derivative.exercise_date: Award vested on December 31, 2020 but was settled in shares of common stock on February 16, 2021.

F5 · derivative.expiration_date: Award vested on December 31, 2020 but was settled in shares of common stock on February 16, 2021.

Read SEC document
February 16, 2021 Filed Feb 18, 2021 23:25 UTC
Carter Brett CEVP, Chief Customer and Innova
Tax withholdingCommon Stock 14,867.887 $61.54 $914,969.77
Disclosure

SEC source: 0001567619-21-004464 · doc1.xml · nonDerivative · entry 3

Carter Brett C · CIK 0001739288 · EVP, Chief Customer and Innova

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,337.223

F3 · balance_after: Fractional share interests relating to the settlement of restricted stock unit and performance share unit awards, and relating to share withholding for taxes, were settled in cash.

Read SEC document
February 16, 2021 Filed Feb 18, 2021 23:25 UTC
Carter Brett CEVP, Chief Customer and Innova
Exercise / conversionCommon Stock 4,649.757 Not disclosed Not disclosed
Disclosure

SEC source: 0001567619-21-004464 · doc1.xml · nonDerivative · entry 2

Carter Brett C · CIK 0001739288 · EVP, Chief Customer and Innova

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,205.11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Restricted stock units are settled in common stock on a one-for-one basis.

Read SEC document
February 16, 2021 Filed Feb 18, 2021 23:25 UTC
Carter Brett CEVP, Chief Customer and Innova
GrantCommon Stock 25,569.13 $0.00 $0.00
Disclosure

SEC source: 0001567619-21-004464 · doc1.xml · nonDerivative · entry 1

Carter Brett C · CIK 0001739288 · EVP, Chief Customer and Innova

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,555.353

F1 · balance_after: The amount also includes 553.516 shares of stock acquired since the reporting person's last report pursuant to the reinvestment of dividends.

Read SEC document
February 16, 2021 Filed Feb 18, 2021 23:22 UTC
Hudson David TPresident, SPS
GrantPhantom Stock · Derivative 5,373 $61.54 $330,654.42
Disclosure

SEC source: 0001567619-21-004460 · doc1.xml · derivative · entry 6

Hudson David T · CIK 0001595056 · President, SPS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,812.247

Underlying: Common Stock · 5,373 shares

Expires not disclosed

F7 · derivative.exercise_price: Each share of phantom stock represents the right to receive the cash value of one share of common stock.

F8 · derivative.exercise_date: Shares of phantom stock become payable in accordance with the reporting person's distribution elections made pursuant to the Xcel Energy Deferred Compensation Plan (the "Plan"). Subject to certain timing restrictions and other limitations based on the source of the amount deferred, the reporting person may generally transfer some or all of the balance in the Plan's Company stock account into an alternative Plan investment account.

F8 · derivative.expiration_date: Shares of phantom stock become payable in accordance with the reporting person's distribution elections made pursuant to the Xcel Energy Deferred Compensation Plan (the "Plan"). Subject to certain timing restrictions and other limitations based on the source of the amount deferred, the reporting person may generally transfer some or all of the balance in the Plan's Company stock account into an alternative Plan investment account.

F9 · balance_after: The number of shares of phantom stock reflects both additional shares credited upon the deemed reinvestment of dividend equivalents as reported in the most recent report from the Plan administrator, as well as minor adjustments to the number of phantom shares credited to the reporting person's Company stock account due to the unitized nature of the Plan's Company stock fund.

Read SEC document
February 16, 2021 Filed Feb 18, 2021 23:22 UTC
Hudson David TPresident, SPS
Exercise / conversionRestricted Stock Units · Derivative 1,001.49 $0.00 $0.00
Disclosure

SEC source: 0001567619-21-004460 · doc1.xml · derivative · entry 5

Hudson David T · CIK 0001595056 · President, SPS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,001.49 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Restricted stock units are settled in common stock on a one-for-one basis.

F5 · shares: Number of shares and units shown reflects the reinvestment of dividend equivalents since the original grant of 921 units.

F6 · derivative.exercise_date: Award vested on December 31, 2020 but was settled in shares of common stock on February 16, 2021.

F6 · derivative.expiration_date: Award vested on December 31, 2020 but was settled in shares of common stock on February 16, 2021.

Read SEC document
February 16, 2021 Filed Feb 18, 2021 23:22 UTC
Hudson David TPresident, SPS
Tax withholdingCommon Stock 510.817 $61.54 $31,435.68
Disclosure

SEC source: 0001567619-21-004460 · doc1.xml · nonDerivative · entry 3

Hudson David T · CIK 0001595056 · President, SPS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,471.064

F3 · balance_after: Fractional share interests relating to the settlement of restricted stock unit and performance share unit awards, and relating to share withholding for taxes, were settled in cash.

Read SEC document
February 16, 2021 Filed Feb 18, 2021 23:22 UTC
Hudson David TPresident, SPS
Exercise / conversionCommon Stock 1,001.49 Not disclosed Not disclosed
Disclosure

SEC source: 0001567619-21-004460 · doc1.xml · nonDerivative · entry 2

Hudson David T · CIK 0001595056 · President, SPS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,981.881

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Restricted stock units are settled in common stock on a one-for-one basis.

Read SEC document
February 16, 2021 Filed Feb 18, 2021 23:22 UTC
Hudson David TPresident, SPS
GrantCommon Stock 129.327 $0.00 $0.00
Disclosure

SEC source: 0001567619-21-004460 · doc1.xml · nonDerivative · entry 1

Hudson David T · CIK 0001595056 · President, SPS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,980.391

F1 · balance_after: The amount also includes 323.473 shares of stock acquired since the reporting person's last report pursuant to the reinvestment of dividends.

Read SEC document
February 16, 2021 Filed Feb 18, 2021 23:22 UTC
Van Abel Brian JEVP, Chief Financial Officer
Exercise / conversionRestricted Stock Units · Derivative 1,387.456 $0.00 $0.00
Disclosure

SEC source: 0001567619-21-004461 · doc1.xml · derivative · entry 5

Van Abel Brian J · CIK 0001807894 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,387.456 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units are settled in common stock on a one-for-one basis.

F4 · shares: Number of units shown reflects 34.939 additional units due to the reinvestment of dividend equivalents since the award was originally reported on Form 3.

F5 · derivative.exercise_date: Award vested on December 31, 2020 but was settled in shares of common stock on February 16, 2021.

F5 · derivative.expiration_date: Award vested on December 31, 2020 but was settled in shares of common stock on February 16, 2021.

Read SEC document
February 16, 2021 Filed Feb 18, 2021 23:22 UTC
Van Abel Brian JEVP, Chief Financial Officer
Tax withholdingCommon Stock 6,854.722 $61.54 $421,839.59
Disclosure

SEC source: 0001567619-21-004461 · doc1.xml · nonDerivative · entry 3

Van Abel Brian J · CIK 0001807894 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,271.599

F2 · balance_after: Fractional share interests relating to the settlement of restricted stock unit and performance share unit awards, and relating to share withholding for taxes, were settled in cash.

Read SEC document
February 16, 2021 Filed Feb 18, 2021 23:22 UTC
Van Abel Brian JEVP, Chief Financial Officer
Exercise / conversionCommon Stock 1,387.456 Not disclosed Not disclosed
Disclosure

SEC source: 0001567619-21-004461 · doc1.xml · nonDerivative · entry 2

Van Abel Brian J · CIK 0001807894 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,126.321

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units are settled in common stock on a one-for-one basis.

Read SEC document
February 16, 2021 Filed Feb 18, 2021 23:22 UTC
Van Abel Brian JEVP, Chief Financial Officer
GrantCommon Stock 12,554.266 $0.00 $0.00
Disclosure

SEC source: 0001567619-21-004461 · doc1.xml · nonDerivative · entry 1

Van Abel Brian J · CIK 0001807894 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,738.865

Read SEC document
February 16, 2021 Filed Feb 18, 2021 23:20 UTC
Rome Amanda JEVP, General Counsel
Exercise / conversionRestricted Stock Units · Derivative 1,505.26 $0.00 $0.00
Disclosure

SEC source: 0001567619-21-004457 · doc1.xml · derivative · entry 4

Rome Amanda J · CIK 0001812632 · EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,505.26 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units are settled in common stock on a one-for-one basis.

F3 · shares: Number of units shown reflects 520.691 additional units as a result of actual performance in excess of target and the reinvestment of dividend equivalents since the award was originally reported on Form 3.

F4 · derivative.exercise_date: Award vested on December 31, 2020 but was settled in shares of common stock on February 16, 2021.

F4 · derivative.expiration_date: Award vested on December 31, 2020 but was settled in shares of common stock on February 16, 2021.

Read SEC document
February 16, 2021 Filed Feb 18, 2021 23:20 UTC
Rome Amanda JEVP, General Counsel
Tax withholdingCommon Stock 1,707.01 $61.54 $105,049.40
Disclosure

SEC source: 0001567619-21-004457 · doc1.xml · nonDerivative · entry 3

Rome Amanda J · CIK 0001812632 · EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,231

F2 · balance_after: Fractional share interests relating to the settlement of restricted stock unit awards, and relating to share withholding for taxes, were settled in cash.

Read SEC document
February 16, 2021 Filed Feb 18, 2021 23:20 UTC
Rome Amanda JEVP, General Counsel
Exercise / conversionCommon Stock 1,505.26 Not disclosed Not disclosed
Disclosure

SEC source: 0001567619-21-004457 · doc1.xml · nonDerivative · entry 2

Rome Amanda J · CIK 0001812632 · EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,938.01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units are settled in common stock on a one-for-one basis.

Read SEC document
February 16, 2021 Filed Feb 18, 2021 23:20 UTC
Rome Amanda JEVP, General Counsel
GrantCommon Stock 4,283.75 $0.00 $0.00
Disclosure

SEC source: 0001567619-21-004457 · doc1.xml · nonDerivative · entry 1

Rome Amanda J · CIK 0001812632 · EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,432.75

Read SEC document
February 16, 2021 Filed Feb 18, 2021 23:20 UTC
Yake AlicePresident, PSCo
Exercise / conversionRestricted Stock Units · Derivative 1,910.334 $0.00 $0.00
Disclosure

SEC source: 0001567619-21-004456 · doc1.xml · derivative · entry 7

Jackson Alice K · CIK 0001739230 · President, PSCo

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,910.334 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Restricted stock units are settled in common stock on a one-for-one basis.

F7 · shares: Number units shown reflects 729.288 additional units as a result of actual performance in excess of target and the reinvestment of dividend equivalents since the award was originally reported on Form 3.

F6 · derivative.exercise_date: Award vested on December 31, 2020 but was settled in shares of common stock on February 16, 2021.

F6 · derivative.expiration_date: Award vested on December 31, 2020 but was settled in shares of common stock on February 16, 2021.

Read SEC document
February 16, 2021 Filed Feb 18, 2021 23:20 UTC
Yake AlicePresident, PSCo
Exercise / conversionRestricted Stock Units · Derivative 721.403 $0.00 $0.00
Disclosure

SEC source: 0001567619-21-004456 · doc1.xml · derivative · entry 6

Jackson Alice K · CIK 0001739230 · President, PSCo

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 721.403 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Restricted stock units are settled in common stock on a one-for-one basis.

F5 · shares: Number of shares and units shown reflects the reinvestment of dividend equivalents since the original grant of 669 units.

F6 · derivative.exercise_date: Award vested on December 31, 2020 but was settled in shares of common stock on February 16, 2021.

F6 · derivative.expiration_date: Award vested on December 31, 2020 but was settled in shares of common stock on February 16, 2021.

Read SEC document
February 16, 2021 Filed Feb 18, 2021 23:20 UTC
Yake AlicePresident, PSCo
Tax withholdingCommon Stock 3,316.527 $61.54 $204,099.07
Disclosure

SEC source: 0001567619-21-004456 · doc1.xml · nonDerivative · entry 4

Jackson Alice K · CIK 0001739230 · President, PSCo

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,038.032

F3 · balance_after: Fractional share interests relating to the settlement of restricted stock unit and performance share unit awards, and relating to share withholding for taxes, were settled in cash.

Read SEC document
February 16, 2021 Filed Feb 18, 2021 23:20 UTC
Yake AlicePresident, PSCo
Exercise / conversionCommon Stock 1,910.334 Not disclosed Not disclosed
Disclosure

SEC source: 0001567619-21-004456 · doc1.xml · nonDerivative · entry 3

Jackson Alice K · CIK 0001739230 · President, PSCo

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,354.559

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Restricted stock units are settled in common stock on a one-for-one basis.

Read SEC document
February 16, 2021 Filed Feb 18, 2021 23:20 UTC
Yake AlicePresident, PSCo
Exercise / conversionCommon Stock 721.403 Not disclosed Not disclosed
Disclosure

SEC source: 0001567619-21-004456 · doc1.xml · nonDerivative · entry 2

Jackson Alice K · CIK 0001739230 · President, PSCo

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,444.225

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Restricted stock units are settled in common stock on a one-for-one basis.

Read SEC document
February 16, 2021 Filed Feb 18, 2021 23:20 UTC
Yake AlicePresident, PSCo
GrantCommon Stock 4,862.79 $0.00 $0.00
Disclosure

SEC source: 0001567619-21-004456 · doc1.xml · nonDerivative · entry 1

Jackson Alice K · CIK 0001739230 · President, PSCo

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,722.822

F1 · balance_after: The amount also includes 122.24 shares of stock acquired since the reporting person's last report pursuant to the reinvestment of dividends.

Read SEC document
February 16, 2021 Filed Feb 18, 2021 23:17 UTC
O'Connor Timothy JohnEVP, Chief Generating Officer
GrantPhantom Stock · Derivative 14,088 $61.54 Strike: $0.00 $866,975.52
Disclosure

SEC source: 0001567619-21-004452 · doc1.xml · derivative · entry 6

O'Connor Timothy John · CIK 0001570155 · EVP, Chief Generating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,416.601

Underlying: Common Stock · 14,088 shares

Expires not disclosed

F6 · derivative.exercise_price: Each share of phantom stock represents the right to receive the cash value of one share of common stock.

F7 · derivative.exercise_date: Shares of phantom stock become payable in accordance with the reporting person's distribution elections made pursuant to the Xcel Energy Deferred Compensation Plan (the "Plan"). Subject to certain timing restrictions and other limitations based on the source of the amount deferred, the reporting person may generally transfer some or all of the balance in the Plan's Company stock account into an alternative Plan investment account.

F7 · derivative.expiration_date: Shares of phantom stock become payable in accordance with the reporting person's distribution elections made pursuant to the Xcel Energy Deferred Compensation Plan (the "Plan"). Subject to certain timing restrictions and other limitations based on the source of the amount deferred, the reporting person may generally transfer some or all of the balance in the Plan's Company stock account into an alternative Plan investment account.

F8 · balance_after: The number of shares of phantom stock reflects both additional shares credited upon the deemed reinvestment of dividend equivalents as reported in the most recent report from the Plan administrator, as well as minor adjustments to the number of phantom shares credited to the reporting person's Company stock account due to the unitized nature of the Plan's Company stock fund.

Read SEC document
February 16, 2021 Filed Feb 18, 2021 23:17 UTC
O'Connor Timothy JohnEVP, Chief Generating Officer
Exercise / conversionRestricted Stock Units · Derivative 3,980.949 $0.00 $0.00
Disclosure

SEC source: 0001567619-21-004452 · doc1.xml · derivative · entry 5

O'Connor Timothy John · CIK 0001570155 · EVP, Chief Generating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,980.949 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units are settled in common stock on a one-for-one basis.

F4 · shares: Number of shares and units shown reflects the reinvestment of dividend equivalents since the original grant of 3,661 units.

F5 · derivative.exercise_date: Award vested on December 31, 2020 but was settled in shares of common stock on February 16, 2021.

F5 · derivative.expiration_date: Award vested on December 31, 2020 but was settled in shares of common stock on February 16, 2021.

Read SEC document
February 16, 2021 Filed Feb 18, 2021 23:17 UTC
O'Connor Timothy JohnEVP, Chief Generating Officer
Tax withholdingCommon Stock 3,459.932 $61.54 $212,924.22
Disclosure

SEC source: 0001567619-21-004452 · doc1.xml · nonDerivative · entry 3

O'Connor Timothy John · CIK 0001570155 · EVP, Chief Generating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,390

F2 · balance_after: Fractional share interests relating to the settlement of restricted stock unit and performance share unit awards, and relating to share withholding for taxes, were settled in cash.

Read SEC document
February 16, 2021 Filed Feb 18, 2021 23:17 UTC
O'Connor Timothy JohnEVP, Chief Generating Officer
Exercise / conversionCommon Stock 3,980.949 Not disclosed Not disclosed
Disclosure

SEC source: 0001567619-21-004452 · doc1.xml · nonDerivative · entry 2

O'Connor Timothy John · CIK 0001570155 · EVP, Chief Generating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,849.932

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units are settled in common stock on a one-for-one basis.

Read SEC document
February 16, 2021 Filed Feb 18, 2021 23:17 UTC
O'Connor Timothy JohnEVP, Chief Generating Officer
GrantCommon Stock 2,825.983 $0.00 $0.00
Disclosure

SEC source: 0001567619-21-004452 · doc1.xml · nonDerivative · entry 1

O'Connor Timothy John · CIK 0001570155 · EVP, Chief Generating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,868.983

Read SEC document
February 16, 2021 Filed Feb 18, 2021 23:15 UTC
Figoli DarlaEVP, Chief Human Resources Off
Exercise / conversionRestricted Stock Units · Derivative 2,342.248 $0.00 $0.00
Disclosure

SEC source: 0001567619-21-004448 · doc1.xml · derivative · entry 4

Figoli Darla · CIK 0001739291 · EVP, Chief Human Resources Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,342.248 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Restricted stock units are settled in common stock on a one-for-one basis.

F4 · shares: Number of units shown reflects 170.141 additional units due to the reinvestment of dividend equivalents since the award was originally reported on Form 3.

F5 · derivative.exercise_date: Award vested on December 31, 2020 but was settled in shares of common stock on February 16, 2021.

F5 · derivative.expiration_date: Award vested on December 31, 2020 but was settled in shares of common stock on February 16, 2021.

Read SEC document
February 16, 2021 Filed Feb 18, 2021 23:15 UTC
Figoli DarlaEVP, Chief Human Resources Off
Tax withholdingCommon Stock 4,241.981 $61.54 $261,051.51
Disclosure

SEC source: 0001567619-21-004448 · doc1.xml · nonDerivative · entry 3

Figoli Darla · CIK 0001739291 · EVP, Chief Human Resources Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,691.331

F3 · balance_after: Fractional share interests relating to the settlement of restricted stock unit and performance share unit awards, and relating to share withholding for taxes, were settled in cash.

Read SEC document
February 16, 2021 Filed Feb 18, 2021 23:15 UTC
Figoli DarlaEVP, Chief Human Resources Off
Exercise / conversionCommon Stock 2,342.248 Not disclosed Not disclosed
Disclosure

SEC source: 0001567619-21-004448 · doc1.xml · nonDerivative · entry 2

Figoli Darla · CIK 0001739291 · EVP, Chief Human Resources Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,933.312

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Restricted stock units are settled in common stock on a one-for-one basis.

Read SEC document
February 16, 2021 Filed Feb 18, 2021 23:15 UTC
Figoli DarlaEVP, Chief Human Resources Off
GrantCommon Stock 7,028.733 $0.00 $0.00
Disclosure

SEC source: 0001567619-21-004448 · doc1.xml · nonDerivative · entry 1

Figoli Darla · CIK 0001739291 · EVP, Chief Human Resources Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,591.064

F1 · balance_after: This amount includes 6.499 shares of stock acquired since the reporting person's last report pursuant to the reinvestment of dividends.

Read SEC document
February 16, 2021 Filed Feb 18, 2021 23:17 UTC
Clark Christopher BPresident, NSPM
Exercise / conversionRestricted Stock Units · Derivative 1,593.032 $0.00 $0.00
Disclosure

SEC source: 0001567619-21-004451 · doc1.xml · derivative · entry 5

Clark Christopher B · CIK 0001629899 · President, NSPM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,593.032 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Restricted stock units are settled in common stock on a one-for-one basis.

F5 · shares: Number of shares and units shown reflects the reinvestment of dividend equivalents since the original grant of 1,465 units.

F6 · derivative.exercise_date: Award vested on December 31, 2020 but was settled in shares of common stock on February 16, 2021.

F6 · derivative.expiration_date: Award vested on December 31, 2020 but was settled in shares of common stock on February 16, 2021.

Read SEC document
February 16, 2021 Filed Feb 18, 2021 23:17 UTC
Clark Christopher BPresident, NSPM
Tax withholdingCommon Stock 5,091.836 $61.54 $313,351.59
Disclosure

SEC source: 0001567619-21-004451 · doc1.xml · nonDerivative · entry 3

Clark Christopher B · CIK 0001629899 · President, NSPM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,613.789

F3 · balance_after: Fractional share interests relating to the settlement of restricted stock unit and performance share unit awards, and relating to share withholding for taxes, were settled in cash.

Read SEC document
February 16, 2021 Filed Feb 18, 2021 23:17 UTC
Clark Christopher BPresident, NSPM
Exercise / conversionCommon Stock 1,593.032 Not disclosed Not disclosed
Disclosure

SEC source: 0001567619-21-004451 · doc1.xml · nonDerivative · entry 2

Clark Christopher B · CIK 0001629899 · President, NSPM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,705.625

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Restricted stock units are settled in common stock on a one-for-one basis.

Read SEC document
February 16, 2021 Filed Feb 18, 2021 23:17 UTC
Clark Christopher BPresident, NSPM
GrantCommon Stock 8,754.804 $0.00 $0.00
Disclosure

SEC source: 0001567619-21-004451 · doc1.xml · nonDerivative · entry 1

Clark Christopher B · CIK 0001629899 · President, NSPM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,112.593

F1 · balance_after: The amount also includes 51.212 shares of stock acquired since the reporting person's last report pursuant to the reinvestment of dividends.

Read SEC document
February 16, 2021 Filed Feb 18, 2021 23:15 UTC
Savage Jeffrey SSVP and Controller
Exercise / conversionRestricted Stock Units · Derivative 1,365.768 $0.00 $0.00
Disclosure

SEC source: 0001567619-21-004447 · doc1.xml · derivative · entry 5

Savage Jeffrey S · CIK 0001530607 · SVP and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,365.768 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units are settled in common stock on a one-for-one basis.

F4 · shares: Number of shares and units shown reflects the reinvestment of dividend equivalents since the original grant of 1,256 units.

F5 · derivative.exercise_date: Award vested on December 31, 2020 but was settled in shares of common stock on February 16, 2021.

F5 · derivative.expiration_date: Award vested on December 31, 2020 but was settled in shares of common stock on February 16, 2021.

Read SEC document
February 16, 2021 Filed Feb 18, 2021 23:15 UTC
Savage Jeffrey SSVP and Controller
Tax withholdingCommon Stock 2,686.491 $61.54 $165,326.66
Disclosure

SEC source: 0001567619-21-004447 · doc1.xml · nonDerivative · entry 3

Savage Jeffrey S · CIK 0001530607 · SVP and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,185.435

F2 · balance_after: Fractional share interests relating to the settlement of restricted stock unit and performance share unit awards, and relating to share withholding for taxes, were settled in cash.

Read SEC document
February 16, 2021 Filed Feb 18, 2021 23:15 UTC
Savage Jeffrey SSVP and Controller
Exercise / conversionCommon Stock 1,365.768 Not disclosed Not disclosed
Disclosure

SEC source: 0001567619-21-004447 · doc1.xml · nonDerivative · entry 2

Savage Jeffrey S · CIK 0001530607 · SVP and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,871.926

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units are settled in common stock on a one-for-one basis.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.