Last 12 months
Inside the activity.
0 purchase rows · 49 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 21 |
| Dec 2025 | 0 | 14 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 2 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 4 |
| May 2026 | 0 | 8 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 10, 2020 Filed May 12, 2020 22:48 UTC |
WALL DOUGLAS JAMESDirector
|
Tax withholdingClass A Common Stock | 3,942 | $4.58 | $18,054.36 |
DisclosureSEC source: 0001562180-20-003558 · primarydocument.xml · nonDerivative · entry 2 WALL DOUGLAS JAMES · CIK 0001237816 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,983 F2 · kind: Represents shares to be withheld by the Issuer to satisfy tax withholding obligations of the Reporting Person that arose upon the vesting of certain restricted stock. Read SEC document |
| May 10, 2020 Filed May 12, 2020 22:48 UTC |
TRICE DAVID ADirector
|
Tax withholdingClass A Common Stock | 3,942 | $4.58 | $18,054.36 |
DisclosureSEC source: 0001562180-20-003557 · primarydocument.xml · nonDerivative · entry 2 TRICE DAVID A · CIK 0001204517 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,302 F2 · kind: Represents shares to be withheld by the Issuer to satisfy tax withholding obligations of the Reporting Person that arose upon the vesting of certain restricted stock. Read SEC document |
| May 10, 2020 Filed May 12, 2020 22:47 UTC |
Burnett Richard AlanDirector
|
Tax withholdingClass A Common Stock | 3,942 | $4.58 | $18,054.36 |
DisclosureSEC source: 0001562180-20-003555 · primarydocument.xml · nonDerivative · entry 2 Burnett Richard Alan · CIK 0001600737 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,391 F2 · kind: Represents shares to be withheld by the Issuer to satisfy tax withholding obligations of the Reporting Person that arose upon the vesting of certain restricted stock. Read SEC document |
| May 10, 2020 Filed May 12, 2020 22:47 UTC |
Baldwin David CDirector
|
Tax withholdingClass A Common Stock | 3,942 | $4.58 | $18,054.36 |
DisclosureSEC source: 0001562180-20-003554 · primarydocument.xml · nonDerivative · entry 2 Baldwin David C · CIK 0001359478 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,141 F2 · kind: Represents shares to be withheld by the Issuer to satisfy tax withholding obligations of the Reporting Person that arose upon the vesting of certain restricted stock. Read SEC document |
| May 08, 2020 Filed May 12, 2020 18:47 UTC |
RATTIE KEITH ODirector
|
GrantClass A Common Stock | 23,744 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001562180-20-003556 · primarydocument.xml · nonDerivative · entry 1 RATTIE KEITH O · CIK 0001180568 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,697 F1 · price: These shares of restricted stock, granted under the Select Energy Services, Inc. 2016 Equity Incentive Plan, will vest on May 8, 2021. Read SEC document |
| May 08, 2020 Filed May 12, 2020 22:57 UTC |
Schmitz JohnDirector
|
GrantClass A Common Stock | 16,960 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001562180-20-003561 · primarydocument.xml · nonDerivative · entry 1 Schmitz John · CIK 0001539285 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 129,546 F1 · price: These shares of restricted stock, granted under the Select Energy Services, Inc. 2016 Equity Incentive Plan, will vest on May 8, 2021. Read SEC document |
| May 08, 2020 Filed May 12, 2020 22:48 UTC |
THACKER TROY WDirector
|
GrantClass A Common Stock | 23,744 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001562180-20-003559 · primarydocument.xml · nonDerivative · entry 1 THACKER TROY W · CIK 0001273204 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,744 F1 · price: These shares of restricted stock, granted under the Select Energy Services, Inc. 2016 Equity Incentive Plan, will vest on May 8, 2021. Read SEC document |
| May 08, 2020 Filed May 12, 2020 22:48 UTC |
WALL DOUGLAS JAMESDirector
|
GrantClass A Common Stock | 23,744 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001562180-20-003558 · primarydocument.xml · nonDerivative · entry 1 WALL DOUGLAS JAMES · CIK 0001237816 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,925 F1 · price: These shares of restricted stock, granted under the Select Energy Services, Inc. 2016 Equity Incentive Plan, will vest on May 8, 2021. Read SEC document |
| May 08, 2020 Filed May 12, 2020 22:48 UTC |
TRICE DAVID ADirector
|
GrantClass A Common Stock | 23,744 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001562180-20-003557 · primarydocument.xml · nonDerivative · entry 1 TRICE DAVID A · CIK 0001204517 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,244 F1 · price: These shares of restricted stock, granted under the Select Energy Services, Inc. 2016 Equity Incentive Plan, will vest on May 8, 2021. Read SEC document |
| May 08, 2020 Filed May 12, 2020 22:47 UTC |
Burnett Richard AlanDirector
|
GrantClass A Common Stock | 23,744 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001562180-20-003555 · primarydocument.xml · nonDerivative · entry 1 Burnett Richard Alan · CIK 0001600737 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,333 F1 · price: These shares of restricted stock, granted under the Select Energy Services, Inc. 2016 Equity Incentive Plan, will vest on May 8, 2021. Read SEC document |
| May 08, 2020 Filed May 12, 2020 22:47 UTC |
Baldwin David CDirector
|
GrantClass A Common Stock | 23,744 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001562180-20-003554 · primarydocument.xml · nonDerivative · entry 1 Baldwin David C · CIK 0001359478 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,083 F1 · price: These shares of restricted stock, granted under the Select Energy Services, Inc. 2016 Equity Incentive Plan, will vest on May 8, 2021. Read SEC document |
| May 08, 2020 Filed May 12, 2020 20:33 UTC |
Crestview Partners II GP, L.P.Director · 10% owner
Crestview Partners II SES Investment B, LLCDirector · 10% owner
Crestview Partners II SES Investment, LLCDirector · 10% owner
Crestview Advisors, L.L.C.Director · 10% owner
Delaney Robert V. Jr.Director
|
GrantClass A Common Stock | 23,744 | $0.00 | $0.00 |
DisclosureSEC source: 0000950103-20-009418 · dp128047_4-cp2gplp.xml · nonDerivative · entry 1 Crestview Partners II GP, L.P. · CIK 0001505639 · Director · 10% owner Crestview Partners II SES Investment B, LLC · CIK 0001699717 · Director · 10% owner Crestview Partners II SES Investment, LLC · CIK 0001699719 · Director · 10% owner Crestview Advisors, L.L.C. · CIK 0001559054 · Director · 10% owner Delaney Robert V. Jr. · CIK 0001641555 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 3,853,306 F1 · shares: Represents an award of 23,744 restricted shares of Class A Common Stock of the Issuer ("Class A Shares") granted to Robert V. Delaney, Jr. under the Select Energy Services, Inc. 2016 Equity Incentive Plan (as amended, the "Plan"). The restricted Class A Shares are scheduled to vest on May 8, 2021, subject to the terms of the Plan and the applicable award agreement issued thereunder. Mr. Delaney, Jr. has assigned all rights, title and interest in the restricted Class A Shares granted to him to Crestview Advisors, L.L.C. F2 · ownership.nature: Includes (i) 3,802,972 Class A Shares directly beneficially owned by Crestview Partners II SES Investment B, LLC ("Crestview II SES B"), (ii) 23,744 outstanding restricted Class A Shares granted under the Plan to Mr. Delaney, Jr. (as described in Footnote 1 above) and (iii) 26,590 Class A Shares held by Crestview Advisors, L.L.C. that were delivered upon the vesting of awards of restricted Class A Shares previously granted under the Plan to Mr. Delaney, Jr. and Adam J. Klein. F4 · ownership.nature: Crestview Partners II GP, L.P. may be deemed to have beneficial ownership of the Class A Shares held by Crestview SES II B and Crestview Advisors, L.LC. and the Class B Shares and Common LLC Units of SES Holdings, LLC (a subsidiary of the Issuer) indirectly held by Crestview II SES. Crestview Partners II GP, L.P. exercises voting and dispositive power over the foregoing Class A Shares, Class B Shares and Common LLC Units held by the Crestview Entities, which decisions are made by the investment committee of Crestview Partners II GP, L.P. and the Chairman of the investment committee. F5 · ownership.nature: Mr. Delaney, Jr. is a member of the Issuer's board of directors and is an indirect member of each of Crestview, L.L.C. (which is the general partner of Crestview Partners II GP, L.P.) and Crestview Advisors, L.L.C., which provides investment advisory and management services to certain of the foregoing Crestview Entities. F6 · ownership.nature: Each Reporting Person disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein. Read SEC document |
| April 13, 2020 Filed Apr 14, 2020 21:32 UTC |
Ladhani Holli C.Director · President and CEO
|
PurchaseClass A Common Stock | 14,524 | $3.44 | $49,962.56 |
DisclosureSEC source: 0001562180-20-002997 · primarydocument.xml · nonDerivative · entry 1 Ladhani Holli C. · CIK 0001221455 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 542,721 F1 · kind: This purchase was made pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person on March 13, 2020. F2 · price: This transaction was executed in multiple trades at prices ranging from $3.18 to $3.50 per share. The price reported above reflects the weighted average purchase price on the date indicated. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth above. Read SEC document |
| March 31, 2020 Filed Apr 2, 2020 20:46 UTC |
Pistono PaulEVP Oilfield Chemicals
|
Tax withholdingClass A common stock | 609 | $3.11 | $1,893.99 |
DisclosureSEC source: 0001562180-20-002851 · primarydocument.xml · nonDerivative · entry 1 Pistono Paul · CIK 0001721005 · EVP Oilfield Chemicals 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 114,698 F1 · kind: Represents shares to be withheld by the Issuer to satisfy tax withholding obligations of the Reporting Person that arose upon the vesting of certain restricted stock. Read SEC document |
| March 05, 2020 Filed Mar 9, 2020 20:35 UTC |
Skarke MichaelEVP Water Infrastructure
|
GrantClass A Common Stock | 52,874 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001562180-20-002283 · primarydocument.xml · nonDerivative · entry 1 Skarke Michael · CIK 0001721029 · EVP Water Infrastructure 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 204,886 F1 · price: These shares of restricted stock, granted under the Select Energy Services, Inc. 2016 Equity Incentive Plan, will vest 1/3 on March 5, 2021, 1/3 on March 5, 2022 and 1/3 on March 5, 2023. Read SEC document |
| March 05, 2020 Filed Mar 9, 2020 20:36 UTC |
Szymanski BrianChief Accounting Officer
|
GrantClass A Common Stock | 24,237 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001562180-20-002287 · primarydocument.xml · nonDerivative · entry 1 Szymanski Brian · CIK 0001743069 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,709 F1 · price: These shares of restricted stock, granted under the Select Energy Services, Inc. 2016 Equity Incentive Plan, will vest 1/3 on March 5, 2021, 1/3 on March 5, 2022 and 1/3 on March 5, 2023. Read SEC document |
| March 05, 2020 Filed Mar 9, 2020 20:36 UTC |
Shauf MitchellEVP, Water Services
|
GrantClass A common stock | 54,580 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001562180-20-002286 · primarydocument.xml · nonDerivative · entry 1 Shauf Mitchell · CIK 0001772573 · EVP, Water Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 201,265 F1 · price: These shares of restricted stock, granted under the Select Energy Services, Inc. 2016 Equity Incentive Plan, will vest 1/3 on March 5, 2021, 1/3 on March 5, 2022 and 1/3 on March 5, 2023. Read SEC document |
| March 05, 2020 Filed Mar 9, 2020 20:36 UTC |
Swyka Nick LCFO & Senior VP
|
GrantClass A Common Stock | 61,402 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001562180-20-002285 · primarydocument.xml · nonDerivative · entry 1 Swyka Nick L · CIK 0001740784 · CFO & Senior VP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 118,217 F1 · price: These shares of restricted stock, granted under the Select Energy Services, Inc. 2016 Equity Incentive Plan, will vest 1/3 on March 5, 2021, 1/3 on March 5, 2022 and 1/3 on March 5, 2023. Read SEC document |
| March 05, 2020 Filed Mar 9, 2020 20:35 UTC |
Law Adam R.SVP, GC & Corp. Secretary
|
GrantClass A Common Stock | 54,580 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001562180-20-002284 · primarydocument.xml · nonDerivative · entry 1 Law Adam R. · CIK 0001700296 · SVP, GC & Corp. Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 97,043 F1 · price: These shares of restricted stock, granted under the Select Energy Services, Inc. 2016 Equity Incentive Plan, will vest 1/3 on March 5, 2021, 1/3 on March 5, 2022 and 1/3 on March 5, 2023. Read SEC document |
| March 05, 2020 Filed Mar 9, 2020 20:35 UTC |
Pistono PaulEVP Oilfield Chemicals
|
GrantClass A common stock | 51,169 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001562180-20-002282 · primarydocument.xml · nonDerivative · entry 1 Pistono Paul · CIK 0001721005 · EVP Oilfield Chemicals 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 115,307 F1 · price: These shares of restricted stock, granted under the Select Energy Services, Inc. 2016 Equity Incentive Plan, will vest 1/3 on March 5, 2021, 1/3 on March 5, 2022 and 1/3 on March 5, 2023. Read SEC document |
| March 05, 2020 Filed Mar 9, 2020 20:35 UTC |
Ortowski CodyEVP, Business Strategy
|
GrantClass A common stock | 73,342 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001562180-20-002281 · primarydocument.xml · nonDerivative · entry 1 Ortowski Cody · CIK 0001698465 · EVP, Business Strategy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 129,721 F1 · price: These shares of restricted stock, granted under the Select Energy Services, Inc. 2016 Equity Incentive Plan, will vest 1/3 on March 5, 2021, 1/3 on March 5, 2022 and 1/3 on March 5, 2023. Read SEC document |
| March 05, 2020 Filed Mar 9, 2020 20:34 UTC |
Ladhani Holli C.Director · President and CEO
|
GrantClass A Common Stock | 249,112 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001562180-20-002280 · primarydocument.xml · nonDerivative · entry 1 Ladhani Holli C. · CIK 0001221455 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 528,197 F1 · price: These shares of restricted stock, granted under the Select Energy Services, Inc. 2016 Equity Incentive Plan, will vest 1/3 on March 5, 2021, 1/3 on March 5, 2022 and 1/3 on March 5, 2023. Read SEC document |
| February 20, 2020 Filed Feb 24, 2020 21:02 UTC |
Law Adam R.SVP, GC & Corp. Secretary
|
Exercise / conversionRestricted stock units · Derivative | 625 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-20-001549 · primarydocument.xml · derivative · entry 3 Law Adam R. · CIK 0001700296 · SVP, GC & Corp. Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A common stock · 625 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of WTTR Class A common stock. F1 · derivative.exercise_date: On February 20, 2020, all of the reporting person's 625 Restricted Stock Units, which were granted on February 20, 2017, vested and the reporting person received 625 shares of Class A common stock. F1 · derivative.expiration_date: On February 20, 2020, all of the reporting person's 625 Restricted Stock Units, which were granted on February 20, 2017, vested and the reporting person received 625 shares of Class A common stock. Read SEC document |
| February 20, 2020 Filed Feb 24, 2020 21:02 UTC |
Law Adam R.SVP, GC & Corp. Secretary
|
Tax withholdingClass A Common Stock | 147 | $7.20 | $1,058.40 |
DisclosureSEC source: 0001562180-20-001549 · primarydocument.xml · nonDerivative · entry 2 Law Adam R. · CIK 0001700296 · SVP, GC & Corp. Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,463 F3 · security: Represents shares to be withheld by the Issuer to satisfy tax withholding obligations of the Reporting Person that arose upon the vesting of certain restricted stock. Read SEC document |
| February 20, 2020 Filed Feb 24, 2020 21:02 UTC |
Law Adam R.SVP, GC & Corp. Secretary
|
Exercise / conversionClass A Common Stock | 625 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001562180-20-001549 · primarydocument.xml · nonDerivative · entry 1 Law Adam R. · CIK 0001700296 · SVP, GC & Corp. Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,610 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: On February 20, 2020, all of the reporting person's 625 Restricted Stock Units, which were granted on February 20, 2017, vested and the reporting person received 625 shares of Class A common stock. F2 · price: Each restricted stock unit represents a contingent right to receive one share of WTTR Class A common stock. Read SEC document |
| January 19, 2020 Filed Jan 22, 2020 21:04 UTC |
Szymanski BrianChief Accounting Officer
|
Tax withholdingClass A Common Stock | 2,194 | $8.97 | $19,680.18 |
DisclosureSEC source: 0001562180-20-000471 · primarydocument.xml · nonDerivative · entry 1 Szymanski Brian · CIK 0001743069 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,472 F1 · kind: Represents shares to be withheld by the Issuer to satisfy tax withholding obligations of the Reporting Person that arose upon the vesting of certain restricted stock. Read SEC document |
| January 19, 2020 Filed Jan 22, 2020 21:05 UTC |
Skarke MichaelEVP Water Infrastructure
|
Tax withholdingClass A Common Stock | 4,443 | $8.97 | $39,853.71 |
DisclosureSEC source: 0001562180-20-000473 · primarydocument.xml · nonDerivative · entry 1 Skarke Michael · CIK 0001721029 · EVP Water Infrastructure 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 152,012 F1 · kind: Represents shares to be withheld by the Issuer to satisfy tax withholding obligations of the Reporting Person that arose upon the vesting of certain restricted stock. Read SEC document |
| January 19, 2020 Filed Jan 22, 2020 21:05 UTC |
Pistono PaulEVP Oilfield Chemicals
|
Tax withholdingClass A common stock | 4,292 | $8.97 | $38,499.24 |
DisclosureSEC source: 0001562180-20-000476 · primarydocument.xml · nonDerivative · entry 1 Pistono Paul · CIK 0001721005 · EVP Oilfield Chemicals 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,138 F1 · kind: Represents shares to be withheld by the Issuer to satisfy tax withholding obligations of the Reporting Person that arose upon the vesting of certain restricted stock. Read SEC document |
| January 19, 2020 Filed Jan 22, 2020 21:05 UTC |
Shauf MitchellEVP, Water Services
|
Tax withholdingClass A common stock | 3,299 | $8.97 | $29,592.03 |
DisclosureSEC source: 0001562180-20-000475 · primarydocument.xml · nonDerivative · entry 1 Shauf Mitchell · CIK 0001772573 · EVP, Water Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 146,685 F1 · kind: Represents shares to be withheld by the Issuer to satisfy tax withholding obligations of the Reporting Person that arose upon the vesting of certain restricted stock. Read SEC document |
| January 19, 2020 Filed Jan 22, 2020 21:05 UTC |
Swyka Nick LCFO & Senior VP
|
Tax withholdingClass A Common Stock | 5,070 | $8.97 | $45,477.90 |
DisclosureSEC source: 0001562180-20-000474 · primarydocument.xml · nonDerivative · entry 1 Swyka Nick L · CIK 0001740784 · CFO & Senior VP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,815 F1 · kind: Represents shares to be withheld by the Issuer to satisfy tax withholding obligations of the Reporting Person that arose upon the vesting of certain restricted stock. Read SEC document |
| January 19, 2020 Filed Jan 22, 2020 21:04 UTC |
Law Adam R.SVP, GC & Corp. Secretary
|
Tax withholdingClass A Common Stock | 4,481 | $8.97 | $40,194.57 |
DisclosureSEC source: 0001562180-20-000472 · primarydocument.xml · nonDerivative · entry 1 Law Adam R. · CIK 0001700296 · SVP, GC & Corp. Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,985 F1 · kind: Represents shares to be withheld by the Issuer to satisfy tax withholding obligations of the Reporting Person that arose upon the vesting of certain restricted stock. Read SEC document |
| January 19, 2020 Filed Jan 22, 2020 21:04 UTC |
Schmitz JohnDirector
|
Tax withholdingClass A Common Stock | 16,661 | $8.97 | $149,449.17 |
DisclosureSEC source: 0001562180-20-000470 · primarydocument.xml · nonDerivative · entry 1 Schmitz John · CIK 0001539285 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 112,586 F1 · kind: Represents shares to be withheld by the Issuer to satisfy tax withholding obligations of the Reporting Person that arose upon the vesting of certain restricted stock. Read SEC document |
| January 19, 2020 Filed Jan 22, 2020 21:03 UTC |
Ladhani Holli C.Director · President and CEO
|
Tax withholdingClass A Common Stock | 26,807 | $8.97 | $240,458.79 |
DisclosureSEC source: 0001562180-20-000468 · primarydocument.xml · nonDerivative · entry 1 Ladhani Holli C. · CIK 0001221455 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 279,085 F1 · kind: Represents shares to be withheld by the Issuer to satisfy tax withholding obligations of the Reporting Person that arose upon the vesting of certain restricted stock. Read SEC document |
| January 19, 2020 Filed Jan 22, 2020 21:03 UTC |
Ortowski CodyEVP, Business Strategy
|
Tax withholdingClass A common stock | 5,851 | $8.97 | $52,483.47 |
DisclosureSEC source: 0001562180-20-000469 · primarydocument.xml · nonDerivative · entry 1 Ortowski Cody · CIK 0001698465 · EVP, Business Strategy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,379 F1 · kind: Represents shares to be withheld by the Issuer to satisfy tax withholding obligations of the Reporting Person that arose upon the vesting of certain restricted stock. Read SEC document |
| December 31, 2019 Filed Jan 2, 2020 21:35 UTC |
Schmitz JohnDirector
|
Tax withholdingClass A Common Stock | 36,425 | $9.37 | $341,302.25 |
DisclosureSEC source: 0001562180-20-000021 · primarydocument.xml · nonDerivative · entry 1 Schmitz John · CIK 0001539285 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 129,247 F1 · kind: Represents shares to be withheld by the Issuer to satisfy tax withholding obligations of the Reporting Person that arose upon the vesting of certain restricted stock. Read SEC document |
| December 23, 2019 Filed Feb 15, 2020 00:21 UTC Amendment |
SES Legacy Holdings, LLC10% owner
|
OtherSES Holdings LLC Unit · Derivative | 2,240,874 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-20-022121 · a4a.xml · derivative · entry 2 SES Legacy Holdings, LLC · CIK 0001703714 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,221,101 Underlying: Class A Common Stock · 2,240,874 shares Expires not disclosed F3 · derivative.exercise_price: Subject to the terms of the limited liability company agreement of SES Holdings, LLC, by and among SES Legacy Holdings, LLC and the other members thereof, the SES Holdings LLC Units (together with a corresponding number of shares of Class B common stock of the Issuer) are exchangeable from time to time for shares of Class A common stock of the Issuer. The Issuer has the option to deliver cash in lieu of shares of Class A common stock of the Issuer upon the exercise by SES Legacy Holdings, LLC (or any transferee) of its exchange right. F2 · kind: Reflects the distribution of 2,240,874 limited liability company units of SES Holdings, LLC (each, an "SES Holdings LLC Unit") and 2,240,874 shares of Class B common stock of the Issuer by SES Legacy Holdings, LLC to unitholders of SES Legacy Holdings, LLC. F3 · kind: Subject to the terms of the limited liability company agreement of SES Holdings, LLC, by and among SES Legacy Holdings, LLC and the other members thereof, the SES Holdings LLC Units (together with a corresponding number of shares of Class B common stock of the Issuer) are exchangeable from time to time for shares of Class A common stock of the Issuer. The Issuer has the option to deliver cash in lieu of shares of Class A common stock of the Issuer upon the exercise by SES Legacy Holdings, LLC (or any transferee) of its exchange right. F3 · derivative.exercise_date: Subject to the terms of the limited liability company agreement of SES Holdings, LLC, by and among SES Legacy Holdings, LLC and the other members thereof, the SES Holdings LLC Units (together with a corresponding number of shares of Class B common stock of the Issuer) are exchangeable from time to time for shares of Class A common stock of the Issuer. The Issuer has the option to deliver cash in lieu of shares of Class A common stock of the Issuer upon the exercise by SES Legacy Holdings, LLC (or any transferee) of its exchange right. F3 · derivative.expiration_date: Subject to the terms of the limited liability company agreement of SES Holdings, LLC, by and among SES Legacy Holdings, LLC and the other members thereof, the SES Holdings LLC Units (together with a corresponding number of shares of Class B common stock of the Issuer) are exchangeable from time to time for shares of Class A common stock of the Issuer. The Issuer has the option to deliver cash in lieu of shares of Class A common stock of the Issuer upon the exercise by SES Legacy Holdings, LLC (or any transferee) of its exchange right. Read SEC document |
| December 23, 2019 Filed Feb 15, 2020 00:21 UTC Amendment |
SES Legacy Holdings, LLC10% owner
|
OtherClass B common stock | 2,240,874 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-20-022121 · a4a.xml · nonDerivative · entry 1 SES Legacy Holdings, LLC · CIK 0001703714 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,221,101 F1 · security: Each share of Class B common stock of the Issuer has no economic rights but entitles its holder to one vote on all matters to be voted on by stockholders generally. F2 · kind: Reflects the distribution of 2,240,874 limited liability company units of SES Holdings, LLC (each, an "SES Holdings LLC Unit") and 2,240,874 shares of Class B common stock of the Issuer by SES Legacy Holdings, LLC to unitholders of SES Legacy Holdings, LLC. F3 · kind: Subject to the terms of the limited liability company agreement of SES Holdings, LLC, by and among SES Legacy Holdings, LLC and the other members thereof, the SES Holdings LLC Units (together with a corresponding number of shares of Class B common stock of the Issuer) are exchangeable from time to time for shares of Class A common stock of the Issuer. The Issuer has the option to deliver cash in lieu of shares of Class A common stock of the Issuer upon the exercise by SES Legacy Holdings, LLC (or any transferee) of its exchange right. Read SEC document |
| December 23, 2019 Filed Feb 14, 2020 21:43 UTC |
SES Legacy Holdings, LLC10% owner
|
OtherSES Holdings LLC Unit · Derivative | 2,240,874 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-20-021945 · a4.xml · derivative · entry 2 SES Legacy Holdings, LLC · CIK 0001703714 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,221,101 Underlying: Class A Common Stock · 2,240,874 shares Expires not disclosed F3 · derivative.exercise_price: Subject to the terms of the limited liability company agreement of SES Holdings, LLC, by and among SES Legacy Holdings, LLC and the other members thereof, the SES Holdings LLC Units (together with a corresponding number of shares of Class B common stock of the Issuer) are exchangeable from time to time for shares of Class A common stock of the Issuer. The Issuer has the option to deliver cash in lieu of shares of Class A common stock of the Issuer upon the exercise by SES Legacy Holdings, LLC (or any transferee) of its exchange right. F2 · kind: Reflects the distribution of 2,240,874 limited liability company units of SES Holdings, LLC (each, an "SES Holdings LLC Unit") and 2,240,874 shares of Class B common stock of the Issuer by SES Legacy Holdings, LLC to unitholders of SES Legacy Holdings, LLC. F3 · kind: Subject to the terms of the limited liability company agreement of SES Holdings, LLC, by and among SES Legacy Holdings, LLC and the other members thereof, the SES Holdings LLC Units (together with a corresponding number of shares of Class B common stock of the Issuer) are exchangeable from time to time for shares of Class A common stock of the Issuer. The Issuer has the option to deliver cash in lieu of shares of Class A common stock of the Issuer upon the exercise by SES Legacy Holdings, LLC (or any transferee) of its exchange right. F3 · derivative.exercise_date: Subject to the terms of the limited liability company agreement of SES Holdings, LLC, by and among SES Legacy Holdings, LLC and the other members thereof, the SES Holdings LLC Units (together with a corresponding number of shares of Class B common stock of the Issuer) are exchangeable from time to time for shares of Class A common stock of the Issuer. The Issuer has the option to deliver cash in lieu of shares of Class A common stock of the Issuer upon the exercise by SES Legacy Holdings, LLC (or any transferee) of its exchange right. F3 · derivative.expiration_date: Subject to the terms of the limited liability company agreement of SES Holdings, LLC, by and among SES Legacy Holdings, LLC and the other members thereof, the SES Holdings LLC Units (together with a corresponding number of shares of Class B common stock of the Issuer) are exchangeable from time to time for shares of Class A common stock of the Issuer. The Issuer has the option to deliver cash in lieu of shares of Class A common stock of the Issuer upon the exercise by SES Legacy Holdings, LLC (or any transferee) of its exchange right. Read SEC document |
| December 23, 2019 Filed Feb 14, 2020 21:43 UTC |
SES Legacy Holdings, LLC10% owner
|
OtherClass B common stock | 2,240,874 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-20-021945 · a4.xml · nonDerivative · entry 1 SES Legacy Holdings, LLC · CIK 0001703714 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,221,101 F1 · security: Each share of Class B common stock of the Issuer has no economic rights but entitles its holder to one vote on all matters to be voted on by stockholders generally. F2 · kind: Reflects the distribution of 2,240,874 limited liability company units of SES Holdings, LLC (each, an "SES Holdings LLC Unit") and 2,240,874 shares of Class B common stock of the Issuer by SES Legacy Holdings, LLC to unitholders of SES Legacy Holdings, LLC. F3 · kind: Subject to the terms of the limited liability company agreement of SES Holdings, LLC, by and among SES Legacy Holdings, LLC and the other members thereof, the SES Holdings LLC Units (together with a corresponding number of shares of Class B common stock of the Issuer) are exchangeable from time to time for shares of Class A common stock of the Issuer. The Issuer has the option to deliver cash in lieu of shares of Class A common stock of the Issuer upon the exercise by SES Legacy Holdings, LLC (or any transferee) of its exchange right. Read SEC document |
| December 20, 2019 Filed Dec 23, 2019 20:34 UTC |
Ortowski CodyEVP, Business Strategy
|
ConversionClass A common stock | 1,120,437 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-19-006239 · primarydocument.xml · nonDerivative · entry 1 Ortowski Cody · CIK 0001698465 · EVP, Business Strategy 10b5-1 filing: Not disclosed Ownership: Indirect · By Proactive Investments, LP Disclosed balance after: 1,120,437 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Reflects the distribution from SES Legacy Holdings, LLC, to Proactive Investments, LP, of 1,120,437 limited liability company units of SES Holdings, LLC (each, an "SES Holdings LLC Unit") and 1,120,437 shares of Class B common stock of the Issuer and the exchange of such SES Holdings LLC Units and Class B common stock for an equal number of shares of Class A common stock of the Issuer. Read SEC document |
| October 03, 2019 Filed Oct 7, 2019 23:24 UTC |
Schmitz JohnDirector · Executive Chairman
|
OtherClass A Common Stock | 5,325,444 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-19-053279 · a4.xml · nonDerivative · entry 2 Schmitz John · CIK 0001539285 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · By B-29 Holdings, LP Disclosed balance after: 5,325,444 F1 · kind: On October 3, 2019, Sunray Capital, LP distributed 6,986,021 shares of Class A common stock of the Issuer held by Sunray Capital, LP to its limited partners, including 5,325,444 shares of Class A common stock to B-29 Holdings, LP. Read SEC document |
| October 03, 2019 Filed Oct 7, 2019 23:24 UTC |
Schmitz JohnDirector · Executive Chairman
|
OtherClass A Common Stock | 6,986,021 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-19-053279 · a4.xml · nonDerivative · entry 1 Schmitz John · CIK 0001539285 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · By Sunray Capital, LP Disclosed balance after: 0 F1 · kind: On October 3, 2019, Sunray Capital, LP distributed 6,986,021 shares of Class A common stock of the Issuer held by Sunray Capital, LP to its limited partners, including 5,325,444 shares of Class A common stock to B-29 Holdings, LP. Read SEC document |
| September 13, 2019 Filed Sep 21, 2019 01:50 UTC |
SES Legacy Holdings, LLC10% owner
|
OtherSES Holdings LLC Unit · Derivative | 7,385,705 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-19-050933 · a4.xml · derivative · entry 4 SES Legacy Holdings, LLC · CIK 0001703714 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,461,975 Underlying: Class A Common Stock · 7,385,705 shares Expires not disclosed F3 · derivative.exercise_price: Subject to the terms of the limited liability company agreement of SES Holdings, LLC, by and among SES Legacy Holdings, LLC and the other members thereof, the SES Holdings LLC Units (together with a corresponding number of shares of Class B common stock of the Issuer) are exchangeable from time to time for shares of Class A common stock of the Issuer. The Issuer has the option to deliver cash in lieu of shares of Class A common stock of the Issuer upon the exercise by SES Legacy Holdings, LLC (or any transferee) of its exchange right. F3 · kind: Subject to the terms of the limited liability company agreement of SES Holdings, LLC, by and among SES Legacy Holdings, LLC and the other members thereof, the SES Holdings LLC Units (together with a corresponding number of shares of Class B common stock of the Issuer) are exchangeable from time to time for shares of Class A common stock of the Issuer. The Issuer has the option to deliver cash in lieu of shares of Class A common stock of the Issuer upon the exercise by SES Legacy Holdings, LLC (or any transferee) of its exchange right. F4 · kind: Reflects the distribution of 7,385,705 SES Holdings LLC Units and 7,385,705 shares of Class B common stock of the Issuer by SES Legacy Holdings, LLC to unitholders of SES Legacy Holdings, LLC. F3 · derivative.exercise_date: Subject to the terms of the limited liability company agreement of SES Holdings, LLC, by and among SES Legacy Holdings, LLC and the other members thereof, the SES Holdings LLC Units (together with a corresponding number of shares of Class B common stock of the Issuer) are exchangeable from time to time for shares of Class A common stock of the Issuer. The Issuer has the option to deliver cash in lieu of shares of Class A common stock of the Issuer upon the exercise by SES Legacy Holdings, LLC (or any transferee) of its exchange right. F3 · derivative.expiration_date: Subject to the terms of the limited liability company agreement of SES Holdings, LLC, by and among SES Legacy Holdings, LLC and the other members thereof, the SES Holdings LLC Units (together with a corresponding number of shares of Class B common stock of the Issuer) are exchangeable from time to time for shares of Class A common stock of the Issuer. The Issuer has the option to deliver cash in lieu of shares of Class A common stock of the Issuer upon the exercise by SES Legacy Holdings, LLC (or any transferee) of its exchange right. Read SEC document |
| September 13, 2019 Filed Sep 21, 2019 01:50 UTC |
SES Legacy Holdings, LLC10% owner
|
OtherClass B Common Stock | 7,385,705 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-19-050933 · a4.xml · nonDerivative · entry 2 SES Legacy Holdings, LLC · CIK 0001703714 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,461,975 F1 · security: Each share of Class B common stock of the Issuer has no economic rights but entitles its holder to one vote on all matters to be voted on by stockholders generally. F3 · kind: Subject to the terms of the limited liability company agreement of SES Holdings, LLC, by and among SES Legacy Holdings, LLC and the other members thereof, the SES Holdings LLC Units (together with a corresponding number of shares of Class B common stock of the Issuer) are exchangeable from time to time for shares of Class A common stock of the Issuer. The Issuer has the option to deliver cash in lieu of shares of Class A common stock of the Issuer upon the exercise by SES Legacy Holdings, LLC (or any transferee) of its exchange right. F4 · kind: Reflects the distribution of 7,385,705 SES Holdings LLC Units and 7,385,705 shares of Class B common stock of the Issuer by SES Legacy Holdings, LLC to unitholders of SES Legacy Holdings, LLC. Read SEC document |
| September 13, 2019 Filed Sep 21, 2019 01:50 UTC |
Schmitz JohnDirector · Executive Chairman
|
ConversionSES Holdings LLC Unit · Derivative | 7,385,705 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-19-050932 · a4.xml · derivative · entry 5 Schmitz John · CIK 0001539285 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · By SES Legacy Holdings, LLC Disclosed balance after: 0 Underlying: Class A Common Stock · 7,385,705 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Subject to the terms of the limited liability company agreement of SES Holdings, LLC, by and among SES Legacy Holdings, LLC and the other members thereof, the SES Holdings LLC Units (together with a corresponding number of shares of Class B common stock of the Issuer) are exchangeable from time to time for shares of Class A common stock of the Issuer. The Issuer has the option to deliver cash in lieu of shares of Class A common stock of the Issuer upon the exercise by SES Legacy Holdings, LLC (or any transferee) of its exchange right. F3 · kind: Reflects the distribution from SES Legacy Holdings, LLC, to Sunray Capital, LP, of 6,986,021 SES Holdings LLC Units and 6,986,021 shares of Class B common stock of the Issuer and the exchange of such SES Holdings LLC Units and Class B common stock for an equal number of shares of Class A common stock of the Issuer. F4 · kind: Reflects the distribution from SES Legacy Holdings, LLC, to B-29 Investments, LP, of 399,684 SES Holdings LLC Units and 399,684 shares of Class B common stock of the Issuer and the exchange of such SES Holdings LLC Units and Class B common stock for an equal number of shares of Class A common stock of the Issuer. F5 · derivative.exercise_date: Subject to the terms of the limited liability company agreement of SES Holdings, LLC, by and among SES Legacy Holdings, LLC and the other members thereof, the SES Holdings LLC Units (together with a corresponding number of shares of Class B common stock of the Issuer) are exchangeable from time to time for shares of Class A common stock of the Issuer. The Issuer has the option to deliver cash in lieu of shares of Class A common stock of the Issuer upon the exercise by SES Legacy Holdings, LLC (or any transferee) of its exchange right. F5 · derivative.expiration_date: Subject to the terms of the limited liability company agreement of SES Holdings, LLC, by and among SES Legacy Holdings, LLC and the other members thereof, the SES Holdings LLC Units (together with a corresponding number of shares of Class B common stock of the Issuer) are exchangeable from time to time for shares of Class A common stock of the Issuer. The Issuer has the option to deliver cash in lieu of shares of Class A common stock of the Issuer upon the exercise by SES Legacy Holdings, LLC (or any transferee) of its exchange right. F2 · ownership.nature: Represents 7,385,705 limited liability company units of SES Holdings, LLC (each, an "SES Holdings LLC Unit") and 7,385,705 shares of Class B common stock held directly by SES Legacy Holdings, LLC for which John Schmitz may have been deemed to be the beneficial owner. John Schmitz generally had the right to acquire beneficial ownership of such 7,385,705 SES Holdings LLC Units and 7,385,705 shares of Class B common stock held by SES Legacy Holdings, LLC at his election pursuant to the SES Legacy Holdings, LLC limited liability company agreement. Read SEC document |
| September 13, 2019 Filed Sep 21, 2019 01:50 UTC |
Schmitz JohnDirector · Executive Chairman
|
ConversionClass A Common Stock | 399,684 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-19-050932 · a4.xml · nonDerivative · entry 3 Schmitz John · CIK 0001539285 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · By B-29 Investments, LP Disclosed balance after: 399,684 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · kind: Reflects the distribution from SES Legacy Holdings, LLC, to B-29 Investments, LP, of 399,684 SES Holdings LLC Units and 399,684 shares of Class B common stock of the Issuer and the exchange of such SES Holdings LLC Units and Class B common stock for an equal number of shares of Class A common stock of the Issuer. Read SEC document |
| September 13, 2019 Filed Sep 21, 2019 01:50 UTC |
Schmitz JohnDirector · Executive Chairman
|
ConversionClass A Common Stock | 6,986,021 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-19-050932 · a4.xml · nonDerivative · entry 2 Schmitz John · CIK 0001539285 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · By Sunray Capital, LP Disclosed balance after: 6,986,021 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · kind: Reflects the distribution from SES Legacy Holdings, LLC, to Sunray Capital, LP, of 6,986,021 SES Holdings LLC Units and 6,986,021 shares of Class B common stock of the Issuer and the exchange of such SES Holdings LLC Units and Class B common stock for an equal number of shares of Class A common stock of the Issuer. Read SEC document |
| September 13, 2019 Filed Sep 21, 2019 01:50 UTC |
Schmitz JohnDirector · Executive Chairman
|
ConversionClass B Common Stock | 7,385,705 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-19-050932 · a4.xml · nonDerivative · entry 1 Schmitz John · CIK 0001539285 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · By SES Legacy Holdings, LLC Disclosed balance after: 0 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Each share of Class B common stock has no economic rights but entitles its holder to one vote on all matters to be voted on by stockholders generally. F2 · kind: Represents 7,385,705 limited liability company units of SES Holdings, LLC (each, an "SES Holdings LLC Unit") and 7,385,705 shares of Class B common stock held directly by SES Legacy Holdings, LLC for which John Schmitz may have been deemed to be the beneficial owner. John Schmitz generally had the right to acquire beneficial ownership of such 7,385,705 SES Holdings LLC Units and 7,385,705 shares of Class B common stock held by SES Legacy Holdings, LLC at his election pursuant to the SES Legacy Holdings, LLC limited liability company agreement. F2 · ownership.nature: Represents 7,385,705 limited liability company units of SES Holdings, LLC (each, an "SES Holdings LLC Unit") and 7,385,705 shares of Class B common stock held directly by SES Legacy Holdings, LLC for which John Schmitz may have been deemed to be the beneficial owner. John Schmitz generally had the right to acquire beneficial ownership of such 7,385,705 SES Holdings LLC Units and 7,385,705 shares of Class B common stock held by SES Legacy Holdings, LLC at his election pursuant to the SES Legacy Holdings, LLC limited liability company agreement. Read SEC document |
| September 09, 2019 Filed Sep 11, 2019 20:03 UTC |
Szymanski BrianChief Accounting Officer & VP
|
SaleClass A Common Stock | 1,699 | $8.53 | $14,492.47 |
DisclosureSEC source: 0001562180-19-004736 · primarydocument.xml · nonDerivative · entry 1 Szymanski Brian · CIK 0001743069 · Chief Accounting Officer & VP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,666 Read SEC document |
| August 26, 2019 Filed Sep 21, 2019 01:50 UTC |
SES Legacy Holdings, LLC10% owner
|
OtherSES Holdings LLC Unit · Derivative | 179,163 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-19-050933 · a4.xml · derivative · entry 3 SES Legacy Holdings, LLC · CIK 0001703714 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,847,680 Underlying: Class A Common Stock · 179,163 shares Expires not disclosed F3 · derivative.exercise_price: Subject to the terms of the limited liability company agreement of SES Holdings, LLC, by and among SES Legacy Holdings, LLC and the other members thereof, the SES Holdings LLC Units (together with a corresponding number of shares of Class B common stock of the Issuer) are exchangeable from time to time for shares of Class A common stock of the Issuer. The Issuer has the option to deliver cash in lieu of shares of Class A common stock of the Issuer upon the exercise by SES Legacy Holdings, LLC (or any transferee) of its exchange right. F2 · kind: Reflects the distribution of 179,163 limited liability company units of SES Holdings, LLC (each, an "SES Holdings LLC Unit") and 179,163 shares of Class B common stock of the Issuer by SES Legacy Holdings, LLC to unitholders of SES Legacy Holdings, LLC. F3 · kind: Subject to the terms of the limited liability company agreement of SES Holdings, LLC, by and among SES Legacy Holdings, LLC and the other members thereof, the SES Holdings LLC Units (together with a corresponding number of shares of Class B common stock of the Issuer) are exchangeable from time to time for shares of Class A common stock of the Issuer. The Issuer has the option to deliver cash in lieu of shares of Class A common stock of the Issuer upon the exercise by SES Legacy Holdings, LLC (or any transferee) of its exchange right. F3 · derivative.exercise_date: Subject to the terms of the limited liability company agreement of SES Holdings, LLC, by and among SES Legacy Holdings, LLC and the other members thereof, the SES Holdings LLC Units (together with a corresponding number of shares of Class B common stock of the Issuer) are exchangeable from time to time for shares of Class A common stock of the Issuer. The Issuer has the option to deliver cash in lieu of shares of Class A common stock of the Issuer upon the exercise by SES Legacy Holdings, LLC (or any transferee) of its exchange right. F3 · derivative.expiration_date: Subject to the terms of the limited liability company agreement of SES Holdings, LLC, by and among SES Legacy Holdings, LLC and the other members thereof, the SES Holdings LLC Units (together with a corresponding number of shares of Class B common stock of the Issuer) are exchangeable from time to time for shares of Class A common stock of the Issuer. The Issuer has the option to deliver cash in lieu of shares of Class A common stock of the Issuer upon the exercise by SES Legacy Holdings, LLC (or any transferee) of its exchange right. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.