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person · Reporting owner

RATTIE KEITH O

Disclosed activity across 4 companies

Tapewire entity
139559
SEC CIK
0001180568

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
DEVON ENERGY CORP/DEDVN · Entity 3022DirectorJune 03, 2020June 04, 2020
Select Water Solutions, Inc.WTTR · Entity 4263DirectorMay 07, 2021May 11, 2021

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

DEVON ENERGY CORP/DE

Report date June 03, 2020 · Filed June 04, 2020

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect47,398 Reported balance After 2020-06-03 transaction · row 1
1 source row

Row 1 · 2020-06-03 · Grant · Acquired 18,371 · Balance 47,398

F1: Restricted stock granted on June 3, 2020 to vest 100% on the first anniversary of the date of grant.

Filing footnotes · ownership attribution and instrument terms

F1: Restricted stock granted on June 3, 2020 to vest 100% on the first anniversary of the date of grant.

Select Water Solutions, Inc.

Report date May 07, 2021 · Filed May 11, 2021

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeDirect89,750 Ending reported balance After 2021-05-08 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2021-05-07 · Grant · Acquired 27,036 · Balance 96,791

F1: These shares of restricted stock, granted under the Select Energy Services, Inc. 2016 Equity Incentive Plan, will vest on May 7, 2022.

Row 2 · 2021-05-08 · Tax withholding · Disposed 7,041 · Balance 89,750

F2: Represents shares to be withheld by the Issuer to satisfy tax withholding obligations of the Reporting Person that arose upon the vesting of certain restricted stock.

Filing footnotes · ownership attribution and instrument terms

F1: These shares of restricted stock, granted under the Select Energy Services, Inc. 2016 Equity Incentive Plan, will vest on May 7, 2022.

F2: Represents shares to be withheld by the Issuer to satisfy tax withholding obligations of the Reporting Person that arose upon the vesting of certain restricted stock.

Past disclosures · reporting ended (2)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

EP Energy Corp

Report date November 15, 2017 · Filed November 17, 2017

Section 16 reporting ended · disclosed 2017-11-17. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeDirect58,842 Reported balance After 2017-11-15 transaction · row 1
1 source row

Row 1 · 2017-11-15 · Disposition to issuer · Disposed 38,462 · Balance 58,842

Valaris Ltd

Report date June 15, 2020 · Filed June 17, 2020

Section 16 reporting ended · disclosed 2020-06-17. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Ordinary SharesSEC Table I · non-derivativeDirect42,880 Ending reported balance After 2020-06-15 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2020-06-15 · Exercise / conversion · Acquired 2,533 · Balance 43,141

F1: The restricted share units convert into Class A ordinary shares on a one-for-one basis upon vesting, and the reporting person is required to pay the aggregate nominal value (par value), $0.40 per share, of our Class A ordinary shares actually issued in accordance with U.K. corporate law. In connection with the transaction reported above, the reporting person paid $908.80 to Valaris plc with respect to the shares actually issued upon vesting of the restricted share units. The remaining 261 shares were withheld and not issued to satisfy certain tax withholding obligations

Row 2 · 2020-06-15 · Tax withholding · Disposed 261 · Balance 42,880

F2: These shares were withheld upon vesting to enable the reporting person to satisfy tax withholding obligations that arose upon such vesting, which will be paid by the issuer to the appropriate taxing authority in cash.

Restricted Share UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2020-06-15 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2020-06-15 · Disposition to issuer · Disposed 2,533 · Balance 0

F3: On June 15, 2020, in connection with the reporting person stepping down from the Board of Directors of Valaris plc, the reporting person's outstanding restricted share units fully vested.

Class A Ordinary SharesSEC Table I · non-derivativeIndirectEnsco Non-Employee Director Deferred Compensation Plan344 Reported balance Holding disclosure · report date 2020-06-15 · row 3 Holding and transaction disclosures are not merged.
1 source row

Row 3 · Balance 344

Filing footnotes · ownership attribution and instrument terms

F1: The restricted share units convert into Class A ordinary shares on a one-for-one basis upon vesting, and the reporting person is required to pay the aggregate nominal value (par value), $0.40 per share, of our Class A ordinary shares actually issued in accordance with U.K. corporate law. In connection with the transaction reported above, the reporting person paid $908.80 to Valaris plc with respect to the shares actually issued upon vesting of the restricted share units. The remaining 261 shares were withheld and not issued to satisfy certain tax withholding obligations

F2: These shares were withheld upon vesting to enable the reporting person to satisfy tax withholding obligations that arose upon such vesting, which will be paid by the issuer to the appropriate taxing authority in cash.

F3: On June 15, 2020, in connection with the reporting person stepping down from the Board of Directors of Valaris plc, the reporting person's outstanding restricted share units fully vested.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
May 08, 2021 Filed May 11, 2021 17:43 UTC Select Water Solutions, Inc. WTTR · Entity 4263 Tax withholdingClass A Common Stock 7,041 $5.96 $41,936.20
Disclosure

SEC source: 0001562180-21-003402 · primarydocument.xml · nonDerivative · entry 2

RATTIE KEITH O · CIK 0001180568 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,750

F2 · kind: Represents shares to be withheld by the Issuer to satisfy tax withholding obligations of the Reporting Person that arose upon the vesting of certain restricted stock.

Read SEC document
May 07, 2021 Filed May 11, 2021 17:43 UTC Select Water Solutions, Inc. WTTR · Entity 4263 GrantClass A Common Stock 27,036 Not disclosed Not disclosed
Disclosure

SEC source: 0001562180-21-003402 · primarydocument.xml · nonDerivative · entry 1

RATTIE KEITH O · CIK 0001180568 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,791

F1 · price: These shares of restricted stock, granted under the Select Energy Services, Inc. 2016 Equity Incentive Plan, will vest on May 7, 2022.

Read SEC document
June 15, 2020 Filed Jun 17, 2020 23:31 UTC Valaris Ltd VAL · Entity 3776 Disposition to issuerRestricted Share Units · Derivative 2,533 $0.00 $0.00
Disclosure

SEC source: 0000314808-20-000128 · wf-form4_159243666657429.xml · derivative · entry 4

RATTIE KEITH O · CIK 0001180568 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Ordinary Shares · 2,533 shares

Expires not disclosed

F3 · derivative.exercise_price: On June 15, 2020, in connection with the reporting person stepping down from the Board of Directors of Valaris plc, the reporting person's outstanding restricted share units fully vested.

F3 · derivative.exercise_date: On June 15, 2020, in connection with the reporting person stepping down from the Board of Directors of Valaris plc, the reporting person's outstanding restricted share units fully vested.

F3 · derivative.expiration_date: On June 15, 2020, in connection with the reporting person stepping down from the Board of Directors of Valaris plc, the reporting person's outstanding restricted share units fully vested.

Read SEC document
June 15, 2020 Filed Jun 17, 2020 23:31 UTC Valaris Ltd VAL · Entity 3776 Tax withholdingClass A Ordinary Shares 261 $1.01 $263.61
Disclosure

SEC source: 0000314808-20-000128 · wf-form4_159243666657429.xml · nonDerivative · entry 2

RATTIE KEITH O · CIK 0001180568 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,880

F2 · shares: These shares were withheld upon vesting to enable the reporting person to satisfy tax withholding obligations that arose upon such vesting, which will be paid by the issuer to the appropriate taxing authority in cash.

Read SEC document
June 15, 2020 Filed Jun 17, 2020 23:31 UTC Valaris Ltd VAL · Entity 3776 Exercise / conversionClass A Ordinary Shares 2,533 Not disclosed Not disclosed
Disclosure

SEC source: 0000314808-20-000128 · wf-form4_159243666657429.xml · nonDerivative · entry 1

RATTIE KEITH O · CIK 0001180568 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,141

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The restricted share units convert into Class A ordinary shares on a one-for-one basis upon vesting, and the reporting person is required to pay the aggregate nominal value (par value), $0.40 per share, of our Class A ordinary shares actually issued in accordance with U.K. corporate law. In connection with the transaction reported above, the reporting person paid $908.80 to Valaris plc with respect to the shares actually issued upon vesting of the restricted share units. The remaining 261 shares were withheld and not issued to satisfy certain tax withholding obligations

Read SEC document
June 03, 2020 Filed Jun 4, 2020 19:08 UTC DEVON ENERGY CORP/DE DVN · Entity 3022 GrantCommon Stock 18,371 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-018817 · form4.xml · nonDerivative · entry 1

RATTIE KEITH O · CIK 0001180568 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,398

F1 · shares: Restricted stock granted on June 3, 2020 to vest 100% on the first anniversary of the date of grant.

Read SEC document
June 03, 2020 Filed Jun 5, 2020 20:50 UTC Valaris Ltd VAL · Entity 3776 Disposition to issuerRestricted Share Units · Derivative 22,806 $0.00 $0.00
Disclosure

SEC source: 0000314808-20-000116 · wf-form4_159139018544436.xml · derivative · entry 3

RATTIE KEITH O · CIK 0001180568 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Ordinary Shares · 22,806 shares

Expires not disclosed

F3 · derivative.exercise_price: On June 3, 2019, the reporting person was granted 22,806 restricted share units, vesting on the first anniversary of the grant date.

F3 · derivative.exercise_date: On June 3, 2019, the reporting person was granted 22,806 restricted share units, vesting on the first anniversary of the grant date.

F3 · derivative.expiration_date: On June 3, 2019, the reporting person was granted 22,806 restricted share units, vesting on the first anniversary of the grant date.

Read SEC document
June 03, 2020 Filed Jun 5, 2020 20:50 UTC Valaris Ltd VAL · Entity 3776 Tax withholdingClass A Ordinary Shares 2,350 $0.35 $822.50
Disclosure

SEC source: 0000314808-20-000116 · wf-form4_159139018544436.xml · nonDerivative · entry 2

RATTIE KEITH O · CIK 0001180568 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,608

F2 · shares: These shares were withheld upon vesting to enable the reporting person to satisfy tax withholding obligations that arose upon such vesting, which will be paid by the issuer to the appropriate taxing authority in cash.

Read SEC document
June 03, 2020 Filed Jun 5, 2020 20:50 UTC Valaris Ltd VAL · Entity 3776 Exercise / conversionClass A Ordinary Shares 22,806 Not disclosed Not disclosed
Disclosure

SEC source: 0000314808-20-000116 · wf-form4_159139018544436.xml · nonDerivative · entry 1

RATTIE KEITH O · CIK 0001180568 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,958

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The restricted share units convert into Class A ordinary shares on a one-for-one basis upon vesting, and the reporting person is required to pay the aggregate nominal value (par value), $0.40 per share, of our Class A ordinary shares actually issued in accordance with U.K. corporate law. In connection with the transaction reported above, the reporting person paid $8,182.40 to Valaris plc with respect to the shares actually issued upon vesting of the restricted share units. The remaining 2,350 shares were withheld and not issued to satisfy certain tax withholding obligations

Read SEC document
June 01, 2020 Filed Jun 3, 2020 21:12 UTC Valaris Ltd VAL · Entity 3776 Exercise / conversionRestricted Share Units · Derivative 2,533 $0.00 $0.00
Disclosure

SEC source: 0000314808-20-000109 · wf-form4_159121874288476.xml · derivative · entry 6

RATTIE KEITH O · CIK 0001180568 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,533

Underlying: Class A Ordinary Shares · 2,533 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: On June 1, 2018, the reporting person was granted 7,599 restricted share units, vesting in three equal annual installments beginning on the first anniversary of the grant date.

F5 · derivative.exercise_date: On June 1, 2018, the reporting person was granted 7,599 restricted share units, vesting in three equal annual installments beginning on the first anniversary of the grant date.

F5 · derivative.expiration_date: On June 1, 2018, the reporting person was granted 7,599 restricted share units, vesting in three equal annual installments beginning on the first anniversary of the grant date.

Read SEC document
June 01, 2020 Filed Jun 3, 2020 21:12 UTC Valaris Ltd VAL · Entity 3776 Exercise / conversionRestricted Share Units · Derivative 2,637 $0.00 $0.00
Disclosure

SEC source: 0000314808-20-000109 · wf-form4_159121874288476.xml · derivative · entry 5

RATTIE KEITH O · CIK 0001180568 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Ordinary Shares · 2,637 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: On June 1, 2017, the reporting person was granted 7,911 restricted share units, vesting in three equal annual installments beginning on the first anniversary of the grant date.

F4 · derivative.exercise_date: On June 1, 2017, the reporting person was granted 7,911 restricted share units, vesting in three equal annual installments beginning on the first anniversary of the grant date.

F4 · derivative.expiration_date: On June 1, 2017, the reporting person was granted 7,911 restricted share units, vesting in three equal annual installments beginning on the first anniversary of the grant date.

Read SEC document
June 01, 2020 Filed Jun 3, 2020 21:12 UTC Valaris Ltd VAL · Entity 3776 Tax withholdingClass A Ordinary Shares 533 $0.32 $170.56
Disclosure

SEC source: 0000314808-20-000109 · wf-form4_159121874288476.xml · nonDerivative · entry 3

RATTIE KEITH O · CIK 0001180568 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,152

F3 · shares: These shares were withheld upon vesting to enable the reporting person to satisfy tax withholding obligations that arose upon such vesting, which will be paid by the issuer to the appropriate taxing authority in cash.

Read SEC document
June 01, 2020 Filed Jun 3, 2020 21:12 UTC Valaris Ltd VAL · Entity 3776 Exercise / conversionClass A Ordinary Shares 2,533 Not disclosed Not disclosed
Disclosure

SEC source: 0000314808-20-000109 · wf-form4_159121874288476.xml · nonDerivative · entry 2

RATTIE KEITH O · CIK 0001180568 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,685

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: The restricted share units convert into Class A ordinary shares on a one-for-one basis upon vesting, and the reporting person is required to pay the aggregate nominal value (par value), $0.40 per share, of our Class A ordinary shares actually issued in accordance with U.K. corporate law. In connection with the transaction reported above, the reporting person paid $908.80 to Valaris plc with respect to the shares actually issued upon vesting of the restricted share units. The remaining 261 shares were withheld and not issued to satisfy certain tax withholding obligations

Read SEC document
June 01, 2020 Filed Jun 3, 2020 21:12 UTC Valaris Ltd VAL · Entity 3776 Exercise / conversionClass A Ordinary Shares 2,637 Not disclosed Not disclosed
Disclosure

SEC source: 0000314808-20-000109 · wf-form4_159121874288476.xml · nonDerivative · entry 1

RATTIE KEITH O · CIK 0001180568 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,152

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The restricted share units convert into Class A ordinary shares on a one-for-one basis upon vesting, and the reporting person is required to pay the aggregate nominal value (par value), $0.40 per share, of our Class A ordinary shares actually issued in accordance with U.K. corporate law. In connection with the transaction reported above, the reporting person paid $946.00 to Valaris plc with respect to the shares actually issued upon vesting of the restricted share units. The remaining 272 shares were withheld and not issued to satisfy certain tax withholding obligations

Read SEC document
May 10, 2020 Filed May 12, 2020 18:47 UTC Select Water Solutions, Inc. WTTR · Entity 4263 Tax withholdingClass A Common Stock 3,942 $4.58 $18,054.36
Disclosure

SEC source: 0001562180-20-003556 · primarydocument.xml · nonDerivative · entry 2

RATTIE KEITH O · CIK 0001180568 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,755

F2 · kind: Represents shares to be withheld by the Issuer to satisfy tax withholding obligations of the Reporting Person that arose upon the vesting of certain restricted stock.

Read SEC document
May 08, 2020 Filed May 12, 2020 18:47 UTC Select Water Solutions, Inc. WTTR · Entity 4263 GrantClass A Common Stock 23,744 Not disclosed Not disclosed
Disclosure

SEC source: 0001562180-20-003556 · primarydocument.xml · nonDerivative · entry 1

RATTIE KEITH O · CIK 0001180568 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,697

F1 · price: These shares of restricted stock, granted under the Select Energy Services, Inc. 2016 Equity Incentive Plan, will vest on May 8, 2021.

Read SEC document
March 09, 2020 Filed Mar 10, 2020 15:38 UTC DEVON ENERGY CORP/DE DVN · Entity 3022 PurchaseCommon Stock 10,000 $9.00 $90,000.00
Disclosure

SEC source: 0001127602-20-010028 · form4.xml · nonDerivative · entry 2

RATTIE KEITH O · CIK 0001180568 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,027

Read SEC document
March 06, 2020 Filed Mar 10, 2020 15:38 UTC DEVON ENERGY CORP/DE DVN · Entity 3022 PurchaseCommon Stock 10,000 $14.05 $140,500.00
Disclosure

SEC source: 0001127602-20-010028 · form4.xml · nonDerivative · entry 1

RATTIE KEITH O · CIK 0001180568 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,027

Read SEC document
June 05, 2019 Filed Jun 6, 2019 20:40 UTC DEVON ENERGY CORP/DE DVN · Entity 3022 GrantCommon Stock 9,027 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-021032 · form4.xml · nonDerivative · entry 1

RATTIE KEITH O · CIK 0001180568 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,027

F1 · shares: Restricted stock granted on June 5, 2019 to vest 100% on the first anniversary of the date of grant.

Read SEC document
June 03, 2019 Filed Jun 4, 2019 23:15 UTC Valaris Ltd ESV · Entity 3776 GrantRestricted Share Units · Derivative 22,806 $0.00 $0.00
Disclosure

SEC source: 0000314808-19-000102 · wf-form4_155969010918484.xml · derivative · entry 9

RATTIE KEITH O · CIK 0001180568 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,806

Underlying: Class A Ordinary Shares · 22,806 shares

Expires not disclosed

F9 · derivative.exercise_price: Upon the vesting of our restricted share units, the reporting person is required to pay the aggregate nominal value (par value), $0.40 per share, of our Class A ordinary shares actually issued, in accordance with U.K. corporate law.

F10 · derivative.exercise_date: On June 3, 2019, the reporting person was granted 22,806 restricted share units, vesting on the first anniversary of the grant date.

F10 · derivative.expiration_date: On June 3, 2019, the reporting person was granted 22,806 restricted share units, vesting on the first anniversary of the grant date.

Read SEC document
June 01, 2019 Filed Jun 4, 2019 23:15 UTC Valaris Ltd ESV · Entity 3776 Exercise / conversionRestricted Share Units · Derivative 2,533 $0.00 $0.00
Disclosure

SEC source: 0000314808-19-000102 · wf-form4_155969010918484.xml · derivative · entry 8

RATTIE KEITH O · CIK 0001180568 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,066

Underlying: Class A Ordinary Shares · 2,533 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: The restricted share units convert into Class A ordinary shares on a one-for-one basis upon vesting, and the reporting person is required to pay the aggregate nominal value (par value), $0.40 per share, of our Class A ordinary shares actually issued in accordance with U.K. corporate law. In connection with the transaction reported above, the reporting person paid $554.00 to EnscoRowan with respect to the shares actually issued upon vesting of the restricted share units. The remaining 1,148 shares were withheld and not issued to satisfy certain tax withholding obligations.

F8 · derivative.exercise_date: On June 1, 2018, the reporting person was granted 30,396 restricted share units, vesting in three equal annual installments beginning on the first anniversary of the grant date. On April 11, 2019, EnscoRowan effected a 1 for 4 reverse stock split. All share counts on this Form 4 are represented on a post-split basis.

F8 · derivative.expiration_date: On June 1, 2018, the reporting person was granted 30,396 restricted share units, vesting in three equal annual installments beginning on the first anniversary of the grant date. On April 11, 2019, EnscoRowan effected a 1 for 4 reverse stock split. All share counts on this Form 4 are represented on a post-split basis.

Read SEC document
June 01, 2019 Filed Jun 4, 2019 23:15 UTC Valaris Ltd ESV · Entity 3776 Exercise / conversionRestricted Share Units · Derivative 2,637 $0.00 $0.00
Disclosure

SEC source: 0000314808-19-000102 · wf-form4_155969010918484.xml · derivative · entry 7

RATTIE KEITH O · CIK 0001180568 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,637

Underlying: Class A Ordinary Shares · 2,637 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: The restricted share units convert into Class A ordinary shares on a one-for-one basis upon vesting, and the reporting person is required to pay the aggregate nominal value (par value), $0.40 per share, of our Class A ordinary shares actually issued in accordance with U.K. corporate law. In connection with the transaction reported above, the reporting person paid $576.80 to EnscoRowan with respect to the shares actually issued upon vesting of the restricted share units. The remaining 1,195 shares were withheld and not issued to satisfy certain tax withholding obligations.

F7 · derivative.exercise_date: On June 1, 2017, the reporting person was granted 31,647 restricted share units, vesting in three equal annual installments beginning on the first anniversary of the grant date. On April 11, 2019, EnscoRowan effected a 1 for 4 reverse stock split. All share counts on this Form 4 are represented on a post-split basis.

F7 · derivative.expiration_date: On June 1, 2017, the reporting person was granted 31,647 restricted share units, vesting in three equal annual installments beginning on the first anniversary of the grant date. On April 11, 2019, EnscoRowan effected a 1 for 4 reverse stock split. All share counts on this Form 4 are represented on a post-split basis.

Read SEC document
June 01, 2019 Filed Jun 4, 2019 23:15 UTC Valaris Ltd ESV · Entity 3776 Exercise / conversionRestricted Share Units · Derivative 1,727 $0.00 $0.00
Disclosure

SEC source: 0000314808-19-000102 · wf-form4_155969010918484.xml · derivative · entry 6

RATTIE KEITH O · CIK 0001180568 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Ordinary Shares · 1,727 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The restricted share units convert into Class A ordinary shares on a one-for-one basis upon vesting, and the reporting person is required to pay the aggregate nominal value (par value), $0.40 per share, of our Class A ordinary shares actually issued in accordance with U.K. corporate law. In connection with the transaction reported above, the reporting person paid $377.60 to Ensco Rowan plc ("EnscoRowan") with respect to the shares actually issued upon vesting of the restricted share units. The remaining 783 shares were withheld and not issued to satisfy certain tax withholding obligations.

F6 · derivative.exercise_date: On June 1, 2016, the reporting person was granted 20,727 restricted share units, vesting in three equal annual installments beginning on the first anniversary of the grant date. On April 11, 2019, EnscoRowan effected a 1 for 4 reverse stock split. All share counts on this Form 4 are represented on a post-split basis.

F6 · derivative.expiration_date: On June 1, 2016, the reporting person was granted 20,727 restricted share units, vesting in three equal annual installments beginning on the first anniversary of the grant date. On April 11, 2019, EnscoRowan effected a 1 for 4 reverse stock split. All share counts on this Form 4 are represented on a post-split basis.

Read SEC document
June 01, 2019 Filed Jun 4, 2019 23:15 UTC Valaris Ltd ESV · Entity 3776 Tax withholdingClass A Ordinary Shares 3,126 $8.37 $26,164.62
Disclosure

SEC source: 0000314808-19-000102 · wf-form4_155969010918484.xml · nonDerivative · entry 4

RATTIE KEITH O · CIK 0001180568 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,515

F5 · shares: These shares were withheld upon vesting to enable the reporting person to satisfy tax withholding obligations that arose upon such vesting, which will be paid by the issuer to the appropriate taxing authority in cash.

F2 · balance_after: On April 11, 2019, EnscoRowan effected a 1 for 4 reverse stock split. All share counts on this Form 4 are represented on a post-split basis.

Read SEC document
June 01, 2019 Filed Jun 4, 2019 23:15 UTC Valaris Ltd ESV · Entity 3776 Exercise / conversionClass A Ordinary Shares 2,533 Not disclosed Not disclosed
Disclosure

SEC source: 0000314808-19-000102 · wf-form4_155969010918484.xml · nonDerivative · entry 3

RATTIE KEITH O · CIK 0001180568 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,641

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · price: The restricted share units convert into Class A ordinary shares on a one-for-one basis upon vesting, and the reporting person is required to pay the aggregate nominal value (par value), $0.40 per share, of our Class A ordinary shares actually issued in accordance with U.K. corporate law. In connection with the transaction reported above, the reporting person paid $554.00 to EnscoRowan with respect to the shares actually issued upon vesting of the restricted share units. The remaining 1,148 shares were withheld and not issued to satisfy certain tax withholding obligations.

F2 · balance_after: On April 11, 2019, EnscoRowan effected a 1 for 4 reverse stock split. All share counts on this Form 4 are represented on a post-split basis.

Read SEC document
June 01, 2019 Filed Jun 4, 2019 23:15 UTC Valaris Ltd ESV · Entity 3776 Exercise / conversionClass A Ordinary Shares 2,637 Not disclosed Not disclosed
Disclosure

SEC source: 0000314808-19-000102 · wf-form4_155969010918484.xml · nonDerivative · entry 2

RATTIE KEITH O · CIK 0001180568 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,108

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: The restricted share units convert into Class A ordinary shares on a one-for-one basis upon vesting, and the reporting person is required to pay the aggregate nominal value (par value), $0.40 per share, of our Class A ordinary shares actually issued in accordance with U.K. corporate law. In connection with the transaction reported above, the reporting person paid $576.80 to EnscoRowan with respect to the shares actually issued upon vesting of the restricted share units. The remaining 1,195 shares were withheld and not issued to satisfy certain tax withholding obligations.

F2 · balance_after: On April 11, 2019, EnscoRowan effected a 1 for 4 reverse stock split. All share counts on this Form 4 are represented on a post-split basis.

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June 01, 2019 Filed Jun 4, 2019 23:15 UTC Valaris Ltd ESV · Entity 3776 Exercise / conversionClass A Ordinary Shares 1,727 Not disclosed Not disclosed
Disclosure

SEC source: 0000314808-19-000102 · wf-form4_155969010918484.xml · nonDerivative · entry 1

RATTIE KEITH O · CIK 0001180568 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,471

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The restricted share units convert into Class A ordinary shares on a one-for-one basis upon vesting, and the reporting person is required to pay the aggregate nominal value (par value), $0.40 per share, of our Class A ordinary shares actually issued in accordance with U.K. corporate law. In connection with the transaction reported above, the reporting person paid $377.60 to Ensco Rowan plc ("EnscoRowan") with respect to the shares actually issued upon vesting of the restricted share units. The remaining 783 shares were withheld and not issued to satisfy certain tax withholding obligations.

F2 · balance_after: On April 11, 2019, EnscoRowan effected a 1 for 4 reverse stock split. All share counts on this Form 4 are represented on a post-split basis.

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May 10, 2019 Filed May 14, 2019 16:26 UTC Select Water Solutions, Inc. WTTR · Entity 4263 GrantClass A Common Stock 13,295 Not disclosed Not disclosed
Disclosure

SEC source: 0001562180-19-002801 · primarydocument.xml · nonDerivative · entry 1

RATTIE KEITH O · CIK 0001180568 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,953

F1 · price: These shares of restricted stock, granted under the Select Energy Services, Inc. 2016 Equity Incentive Plan, will vest on May 10, 2020.

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May 04, 2019 Filed May 7, 2019 16:19 UTC Select Water Solutions, Inc. WTTR · Entity 4263 Tax withholdingClass A Common Stock 2,970 $11.35 $33,709.50
Disclosure

SEC source: 0001562180-19-002681 · primarydocument.xml · nonDerivative · entry 1

RATTIE KEITH O · CIK 0001180568 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,658

F1 · kind: Represents shares to be withheld by the Issuer to satisfy tax withholding obligations of the Reporting Person that arose upon the vesting of certain restricted stock.

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June 01, 2018 Filed Jun 5, 2018 20:28 UTC Valaris Ltd ESV · Entity 3776 Exercise / conversionRestricted Share Units · Derivative 10,549 $0.00 $0.00
Disclosure

SEC source: 0000314808-18-000098 · wf-form4_152823042654341.xml · derivative · entry 9

RATTIE KEITH O · CIK 0001180568 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,098

Underlying: Class A Ordinary Shares · 10,549 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: The restricted share units convert into Class A ordinary shares on a one-for-one basis upon vesting, and the reporting person is required to pay the aggregate nominal value (par value), $0.10 per share, of our Class A ordinary shares actually issued in accordance with U.K. corporate law. In connection with the transaction reported above, the reporting person paid $577.00 to Ensco plc with respect to the shares actually issued upon vesting of the restricted share units. The remaining 4,779 shares were withheld and not issued to satisfy certain tax withholding obligations.

F9 · derivative.exercise_date: On June 1, 2017, the reporting person was granted 31,647 restricted share units, vesting in three equal annual installments beginning on the first anniversary of the grant date.

F9 · derivative.expiration_date: On June 1, 2017, the reporting person was granted 31,647 restricted share units, vesting in three equal annual installments beginning on the first anniversary of the grant date.

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June 01, 2018 Filed Jun 5, 2018 20:28 UTC Valaris Ltd ESV · Entity 3776 Exercise / conversionRestricted Share Units · Derivative 6,909 $0.00 $0.00
Disclosure

SEC source: 0000314808-18-000098 · wf-form4_152823042654341.xml · derivative · entry 8

RATTIE KEITH O · CIK 0001180568 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,909

Underlying: Class A Ordinary Shares · 6,909 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: The restricted share units convert into Class A ordinary shares on a one-for-one basis upon vesting, and the reporting person is required to pay the aggregate nominal value (par value), $0.10 per share, of our Class A ordinary shares actually issued in accordance with U.K. corporate law. In connection with the transaction reported above, the reporting person paid $377.90 to Ensco plc with respect to the shares actually issued upon vesting of the restricted share units. The remaining 3,130 shares were withheld and not issued to satisfy certain tax withholding obligations.

F8 · derivative.exercise_date: On June 1, 2016, the reporting person was granted 20,727 restricted share units, vesting in three equal annual installments beginning on the first anniversary of the grant date.

F8 · derivative.expiration_date: On June 1, 2016, the reporting person was granted 20,727 restricted share units, vesting in three equal annual installments beginning on the first anniversary of the grant date.

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June 01, 2018 Filed Jun 5, 2018 20:28 UTC Valaris Ltd ESV · Entity 3776 Exercise / conversionRestricted Share Units · Derivative 3,562 $0.00 $0.00
Disclosure

SEC source: 0000314808-18-000098 · wf-form4_152823042654341.xml · derivative · entry 7

RATTIE KEITH O · CIK 0001180568 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Ordinary Shares · 3,562 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The restricted share units convert into Class A ordinary shares on a one-for-one basis upon vesting, and the reporting person is required to pay the aggregate nominal value (par value), $0.10 per share, of our Class A ordinary shares actually issued in accordance with U.K. corporate law. In connection with the transaction reported above, the reporting person paid $194.80 to Ensco plc with respect to the shares actually issued upon vesting of the restricted share units. The remaining 1,614 shares were withheld and not issued to satisfy certain tax withholding obligations.

F7 · derivative.exercise_date: On June 1, 2015, the reporting person was granted 10,686 restricted share units, vesting in three equal annual installments beginning on the first anniversary of the grant date.

F7 · derivative.expiration_date: On June 1, 2015, the reporting person was granted 10,686 restricted share units, vesting in three equal annual installments beginning on the first anniversary of the grant date.

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June 01, 2018 Filed Jun 5, 2018 20:28 UTC Valaris Ltd ESV · Entity 3776 GrantRestricted Share Units · Derivative 30,396 $0.00 $0.00
Disclosure

SEC source: 0000314808-18-000098 · wf-form4_152823042654341.xml · derivative · entry 6

RATTIE KEITH O · CIK 0001180568 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,396

Underlying: Class A Ordinary Shares · 30,396 shares

Expires not disclosed

F5 · derivative.exercise_price: Upon the vesting of our restricted share units, the reporting person is required to pay the aggregate nominal value (par value), $0.10 per share, of our Class A ordinary shares actually issued, in accordance with U.K. corporate law.

F6 · derivative.exercise_date: On June 1, 2018, the reporting person was granted 30,396 restricted share units, vesting in three equal annual installments beginning on the first anniversary of the grant date.

F6 · derivative.expiration_date: On June 1, 2018, the reporting person was granted 30,396 restricted share units, vesting in three equal annual installments beginning on the first anniversary of the grant date.

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June 01, 2018 Filed Jun 5, 2018 20:28 UTC Valaris Ltd ESV · Entity 3776 Tax withholdingClass A Ordinary Shares 9,523 $6.58 $62,661.34
Disclosure

SEC source: 0000314808-18-000098 · wf-form4_152823042654341.xml · nonDerivative · entry 4

RATTIE KEITH O · CIK 0001180568 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,978

F4 · shares: These shares were withheld upon vesting to enable the reporting person to satisfy tax withholding obligations that arose upon such vesting, which will be paid by the issuer to the appropriate taxing authority in cash.

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June 01, 2018 Filed Jun 5, 2018 20:28 UTC Valaris Ltd ESV · Entity 3776 Exercise / conversionClass A Ordinary Shares 10,549 Not disclosed Not disclosed
Disclosure

SEC source: 0000314808-18-000098 · wf-form4_152823042654341.xml · nonDerivative · entry 3

RATTIE KEITH O · CIK 0001180568 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,501

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: The restricted share units convert into Class A ordinary shares on a one-for-one basis upon vesting, and the reporting person is required to pay the aggregate nominal value (par value), $0.10 per share, of our Class A ordinary shares actually issued in accordance with U.K. corporate law. In connection with the transaction reported above, the reporting person paid $577.00 to Ensco plc with respect to the shares actually issued upon vesting of the restricted share units. The remaining 4,779 shares were withheld and not issued to satisfy certain tax withholding obligations.

Read SEC document
June 01, 2018 Filed Jun 5, 2018 20:28 UTC Valaris Ltd ESV · Entity 3776 Exercise / conversionClass A Ordinary Shares 6,909 Not disclosed Not disclosed
Disclosure

SEC source: 0000314808-18-000098 · wf-form4_152823042654341.xml · nonDerivative · entry 2

RATTIE KEITH O · CIK 0001180568 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,952

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: The restricted share units convert into Class A ordinary shares on a one-for-one basis upon vesting, and the reporting person is required to pay the aggregate nominal value (par value), $0.10 per share, of our Class A ordinary shares actually issued in accordance with U.K. corporate law. In connection with the transaction reported above, the reporting person paid $377.90 to Ensco plc with respect to the shares actually issued upon vesting of the restricted share units. The remaining 3,130 shares were withheld and not issued to satisfy certain tax withholding obligations.

Read SEC document
June 01, 2018 Filed Jun 5, 2018 20:28 UTC Valaris Ltd ESV · Entity 3776 Exercise / conversionClass A Ordinary Shares 3,562 Not disclosed Not disclosed
Disclosure

SEC source: 0000314808-18-000098 · wf-form4_152823042654341.xml · nonDerivative · entry 1

RATTIE KEITH O · CIK 0001180568 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,043

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The restricted share units convert into Class A ordinary shares on a one-for-one basis upon vesting, and the reporting person is required to pay the aggregate nominal value (par value), $0.10 per share, of our Class A ordinary shares actually issued in accordance with U.K. corporate law. In connection with the transaction reported above, the reporting person paid $194.80 to Ensco plc with respect to the shares actually issued upon vesting of the restricted share units. The remaining 1,614 shares were withheld and not issued to satisfy certain tax withholding obligations.

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May 04, 2018 Filed May 8, 2018 16:26 UTC Select Water Solutions, Inc. WTTR · Entity 4263 GrantClass A common stock 10,014 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-18-031323 · a4.xml · nonDerivative · entry 1

RATTIE KEITH O · CIK 0001180568 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,628

F1 · price: These shares of restricted stock, granted under the Select Energy Services, Inc. 2016 Equity Incentive Plan, will vest on May 4, 2019

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November 15, 2017 Filed Nov 17, 2017 14:51 UTC EP Energy Corp EPE · Entity 154051 Disposition to issuerClass A Common Stock 38,462 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-032560 · form4.xml · nonDerivative · entry 1

RATTIE KEITH O · CIK 0001180568 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,842

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November 01, 2017 Filed Nov 3, 2017 16:57 UTC Select Water Solutions, Inc. WTTR · Entity 4263 GrantStock Options (right to buy) · Derivative 4,500 $0.00 Strike: $22.22 $0.00
Disclosure

SEC source: 0001104659-17-066088 · a4.xml · derivative · entry 7

RATTIE KEITH O · CIK 0001180568 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,770

Underlying: Class A Common Stock · 4,500 shares

Expires 2027-02-20

F2 · derivative.exercise_date: These options, granted as substitute awards under the Select Energy Services, Inc. 2016 Equity Incentive Plan, are all exercisable.

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November 01, 2017 Filed Nov 3, 2017 16:57 UTC Select Water Solutions, Inc. WTTR · Entity 4263 GrantStock Options (right to buy) · Derivative 5,575 $0.00 Strike: $8.97 $0.00
Disclosure

SEC source: 0001104659-17-066088 · a4.xml · derivative · entry 6

RATTIE KEITH O · CIK 0001180568 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,270

Underlying: Class A Common Stock · 5,575 shares

Expires 2026-03-10

F2 · derivative.exercise_date: These options, granted as substitute awards under the Select Energy Services, Inc. 2016 Equity Incentive Plan, are all exercisable.

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November 01, 2017 Filed Nov 3, 2017 16:57 UTC Select Water Solutions, Inc. WTTR · Entity 4263 GrantStock Options (right to buy) · Derivative 3,301 $0.00 Strike: $15.13 $0.00
Disclosure

SEC source: 0001104659-17-066088 · a4.xml · derivative · entry 5

RATTIE KEITH O · CIK 0001180568 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,695

Underlying: Class A Common Stock · 3,301 shares

Expires 2025-03-05

F2 · derivative.exercise_date: These options, granted as substitute awards under the Select Energy Services, Inc. 2016 Equity Incentive Plan, are all exercisable.

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November 01, 2017 Filed Nov 3, 2017 16:57 UTC Select Water Solutions, Inc. WTTR · Entity 4263 GrantStock Options (right to buy) · Derivative 2,608 $0.00 Strike: $19.14 $0.00
Disclosure

SEC source: 0001104659-17-066088 · a4.xml · derivative · entry 4

RATTIE KEITH O · CIK 0001180568 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,394

Underlying: Class A Common Stock · 2,608 shares

Expires 2024-03-06

F2 · derivative.exercise_date: These options, granted as substitute awards under the Select Energy Services, Inc. 2016 Equity Incentive Plan, are all exercisable.

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November 01, 2017 Filed Nov 3, 2017 16:57 UTC Select Water Solutions, Inc. WTTR · Entity 4263 GrantStock Options (right to buy) · Derivative 1,450 $0.00 Strike: $34.41 $0.00
Disclosure

SEC source: 0001104659-17-066088 · a4.xml · derivative · entry 3

RATTIE KEITH O · CIK 0001180568 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,786

Underlying: Class A Common Stock · 1,450 shares

Expires 2023-03-07

F2 · derivative.exercise_date: These options, granted as substitute awards under the Select Energy Services, Inc. 2016 Equity Incentive Plan, are all exercisable.

Read SEC document
November 01, 2017 Filed Nov 3, 2017 16:57 UTC Select Water Solutions, Inc. WTTR · Entity 4263 GrantStock Options (right to buy) · Derivative 2,336 $0.00 Strike: $26.72 $0.00
Disclosure

SEC source: 0001104659-17-066088 · a4.xml · derivative · entry 2

RATTIE KEITH O · CIK 0001180568 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,336

Underlying: Class A Common Stock · 2,336 shares

Expires 2022-05-30

F2 · derivative.exercise_date: These options, granted as substitute awards under the Select Energy Services, Inc. 2016 Equity Incentive Plan, are all exercisable.

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November 01, 2017 Filed Nov 3, 2017 16:57 UTC Select Water Solutions, Inc. WTTR · Entity 4263 GrantClass A Common Stock 29,614 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-17-066088 · a4.xml · nonDerivative · entry 1

RATTIE KEITH O · CIK 0001180568 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,614

F1 · price: Received in exchange for 38,702 shares of shares of Class A common stock, $0.01 par value per share, of Rockwater Energy Solutions, Inc. ("Rockwater") in connection with the acquisition of Rockwater by Select Energy Services, Inc.

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June 02, 2017 Filed Jun 5, 2017 22:55 UTC Valaris Ltd ESV · Entity 3776 Exercise / conversionRestricted Share Units · Derivative 1,587 $0.00 $0.00
Disclosure

SEC source: 0000314808-17-000095 · wf-form4_149670332544409.xml · derivative · entry 10

RATTIE KEITH O · CIK 0001180568 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Ordinary Shares · 1,587 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Upon the vesting of our restricted share units, the reporting person is required to pay the aggregate nominal value (par value), $0.10 per share, of our Class A ordinary shares actually issued, in accordance with U.K. corporate law. In connection with the transaction reported above, the reporting person paid $86.80 to Ensco plc with respect to the shares actually issued upon vesting of the restricted share units. The remaining 719 shares were withheld and not issued to satisfy certain tax withholding obligations.

F9 · derivative.exercise_date: On June 2, 2014, the reporting person was granted 4,761 restricted share units, vesting in three equal annual installments beginning on the first anniversary of the grant date.

F9 · derivative.expiration_date: On June 2, 2014, the reporting person was granted 4,761 restricted share units, vesting in three equal annual installments beginning on the first anniversary of the grant date.

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June 02, 2017 Filed Jun 5, 2017 22:55 UTC Valaris Ltd ESV · Entity 3776 Tax withholdingClass A Ordinary Shares 719 $6.14 $4,414.66
Disclosure

SEC source: 0000314808-17-000095 · wf-form4_149670332544409.xml · nonDerivative · entry 5

RATTIE KEITH O · CIK 0001180568 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,481

F3 · shares: These shares were withheld to satisfy tax withholding obligations that arose upon vesting.

Read SEC document
June 02, 2017 Filed Jun 5, 2017 22:55 UTC Valaris Ltd ESV · Entity 3776 Exercise / conversionClass A Ordinary Shares 1,587 Not disclosed Not disclosed
Disclosure

SEC source: 0000314808-17-000095 · wf-form4_149670332544409.xml · nonDerivative · entry 4

RATTIE KEITH O · CIK 0001180568 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,200

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · price: Upon the vesting of our restricted share units, the reporting person is required to pay the aggregate nominal value (par value), $0.10 per share, of our Class A ordinary shares actually issued, in accordance with U.K. corporate law. In connection with the transaction reported above, the reporting person paid $86.80 to Ensco plc with respect to the shares actually issued upon vesting of the restricted share units. The remaining 719 shares were withheld and not issued to satisfy certain tax withholding obligations.

Read SEC document
June 01, 2017 Filed Jun 5, 2017 22:55 UTC Valaris Ltd ESV · Entity 3776 Exercise / conversionRestricted Share Units · Derivative 6,909 $0.00 $0.00
Disclosure

SEC source: 0000314808-17-000095 · wf-form4_149670332544409.xml · derivative · entry 9

RATTIE KEITH O · CIK 0001180568 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,818

Underlying: Class A Ordinary Shares · 6,909 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Upon the vesting of our restricted share units, the reporting person is required to pay the aggregate nominal value (par value), $0.10 per share, of our Class A ordinary shares actually issued, in accordance with U.K. corporate law. In connection with the transaction reported above, the reporting person paid $377.90 to Ensco plc with respect to the shares actually issued upon vesting of the restricted share units. The remaining 3,130 shares were withheld and not issued to satisfy certain tax withholding obligations.

F8 · derivative.exercise_date: On June 1, 2016, the reporting person was granted 20,727 restricted share units, vesting in three equal annual installments beginning on the first anniversary of the grant date.

F8 · derivative.expiration_date: On June 1, 2016, the reporting person was granted 20,727 restricted share units, vesting in three equal annual installments beginning on the first anniversary of the grant date.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.