Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| FORUM ENERGY TECHNOLOGIES, INC.FET · Entity 4998 | Director | March 01, 2021 | March 03, 2021 |
| Nine Energy Service, Inc.NINE · Entity 6520 | Director | May 09, 2023 | May 11, 2023 |
| Select Water Solutions, Inc.WTTR · Entity 4263 | Director | November 03, 2022 | November 14, 2022 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
FORUM ENERGY TECHNOLOGIES, INC.
Report date March 01, 2021 · Filed March 03, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 815,086 |
Reported balance
After 2021-03-01 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2021-03-01 · Other · Disposed 30,596 · Balance 815,086 F1: Represents a transfer of direct ownership to certain limited partners of SCF-V, L.P. ("SCF-V"). Pursuant to the terms of its limited partnership agreement, dated July 1, 2003, SCF-V was scheduled to expire. In connection therewith, certain of SCF-V's limited partners elected to receive a pro rata distribution of SCF-V's shares of the registrant's common stock. F2: The remaining shares held by SCF-V are held for the benefit of its limited partners who chose to extend the partnership life and leave their shares invested with SCF-V. Following the distribution reported in this Form 4, SCF-V, SCF 2012A, L.P., a Delaware limited partnership ("SCF 2012A"), SCF-VI, L.P., a Delaware limited partnership ("SCF-VI"), SCF 2012B, L.P., a Delaware limited partnership ("SCF 2012B") and SCF-VII, L.P., a Delaware limited partnership ("SCF-VII"), in the aggregate own 815,086 shares of the registrant's common stock. The general partner of SCF-V is SCF-V, G.P., LLC, a Delaware limited liability company ("SCF-V GP"), the general partner of SCF-VI is SCF-VI, G.P., Limited Partnership, a Delaware limited partnership ("SCF-VI GP") and the general partner of SCF-VII is SCF-VII, G.P., Limited Partnership, a Delaware limited partnership ("SCF-VII GP"). F3: SCF Partners, Inc. (formerly named L.E. Simmons & Associates, Inc.), a Delaware corporation ("SCFP") manages each of SCF-V GP, SCF-VI GP, SCF-VII GP, SCF 2012A and SCF 2012B. Mr. Baldwin serves as Co-President of SCFP. L.E.Simmons, Mr. Baldwin, Anthony Deluca and Andrew Waite maintain shared voting and dispositive power for the shares beneficially owned by SCFP. As such, Mr. Baldwin may be deemed to have dispositive power over the shares of common stock owned by SCF-V, SCF 2012A, SCF-VI, SCF 2012B and SCF-VII. Mr. Baldwin disclaims beneficial ownership of such shares. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents a transfer of direct ownership to certain limited partners of SCF-V, L.P. ("SCF-V"). Pursuant to the terms of its limited partnership agreement, dated July 1, 2003, SCF-V was scheduled to expire. In connection therewith, certain of SCF-V's limited partners elected to receive a pro rata distribution of SCF-V's shares of the registrant's common stock.
F2: The remaining shares held by SCF-V are held for the benefit of its limited partners who chose to extend the partnership life and leave their shares invested with SCF-V. Following the distribution reported in this Form 4, SCF-V, SCF 2012A, L.P., a Delaware limited partnership ("SCF 2012A"), SCF-VI, L.P., a Delaware limited partnership ("SCF-VI"), SCF 2012B, L.P., a Delaware limited partnership ("SCF 2012B") and SCF-VII, L.P., a Delaware limited partnership ("SCF-VII"), in the aggregate own 815,086 shares of the registrant's common stock. The general partner of SCF-V is SCF-V, G.P., LLC, a Delaware limited liability company ("SCF-V GP"), the general partner of SCF-VI is SCF-VI, G.P., Limited Partnership, a Delaware limited partnership ("SCF-VI GP") and the general partner of SCF-VII is SCF-VII, G.P., Limited Partnership, a Delaware limited partnership ("SCF-VII GP").
F3: SCF Partners, Inc. (formerly named L.E. Simmons & Associates, Inc.), a Delaware corporation ("SCFP") manages each of SCF-V GP, SCF-VI GP, SCF-VII GP, SCF 2012A and SCF 2012B. Mr. Baldwin serves as Co-President of SCFP. L.E.Simmons, Mr. Baldwin, Anthony Deluca and Andrew Waite maintain shared voting and dispositive power for the shares beneficially owned by SCFP. As such, Mr. Baldwin may be deemed to have dispositive power over the shares of common stock owned by SCF-V, SCF 2012A, SCF-VI, SCF 2012B and SCF-VII. Mr. Baldwin disclaims beneficial ownership of such shares.
Nine Energy Service, Inc.
Report date May 09, 2023 · Filed May 11, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 36,942 |
Reported balance
After 2023-05-09 transaction · row 1
1 source rowRow 1 · 2023-05-09 · Grant · Acquired 5,071 · Balance 36,942 F1: These shares of restricted stock will vest on May 9, 2024 (the first anniversary of the grant date). |
Filing footnotes · ownership attribution and instrument terms
F1: These shares of restricted stock will vest on May 9, 2024 (the first anniversary of the grant date).
Select Water Solutions, Inc.
Report date November 03, 2022 · Filed November 14, 2022 · Amendment
Amendment: balances below belong to this corrected disclosure, not necessarily a complete replacement of earlier positions.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 59,787 |
Reported balance
After 2022-11-03 transaction · row 1
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 1 · 2022-11-03 · Tax withholding · Disposed 2,289 · Balance 59,787 F1: Represents shares to be withheld by the Issuer to satisfy tax withholding obligations of the Reporting Person that arose upon the vesting of certain restricted stock. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents shares to be withheld by the Issuer to satisfy tax withholding obligations of the Reporting Person that arose upon the vesting of certain restricted stock.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 09, 2023 Filed May 11, 2023 16:51 UTC | Nine Energy Service, Inc. NINE · Entity 6520 | GrantCommon Stock | 5,071 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-23-012642 · doc4.xml · nonDerivative · entry 1 Baldwin David C · CIK 0001359478 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 36,942 F1 · shares: These shares of restricted stock will vest on May 9, 2024 (the first anniversary of the grant date). Read SEC document |
| November 04, 2022 Filed Nov 7, 2022 23:01 UTC | Select Water Solutions, Inc. WTTR · Entity 4263 | Disposition to issuerClass A Common Stock | 9,453 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-22-007533 · primarydocument.xml · nonDerivative · entry 1 Baldwin David C · CIK 0001359478 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,076 F1 · kind: This disposition is reflective of forfeited pro-rata shares pursuant to retirement from the Board of Directors. Read SEC document |
| November 03, 2022 Filed Nov 14, 2022 22:08 UTC Amendment | Select Water Solutions, Inc. WTTR · Entity 4263 | Tax withholdingClass A Common Stock | 2,289 | $9.19 | $21,035.91 |
DisclosureSEC source: 0001562180-22-007648 · primarydocument.xml · nonDerivative · entry 1 Baldwin David C · CIK 0001359478 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,787 F1 · kind: Represents shares to be withheld by the Issuer to satisfy tax withholding obligations of the Reporting Person that arose upon the vesting of certain restricted stock. Read SEC document |
| May 07, 2022 Filed May 10, 2022 23:08 UTC | Select Water Solutions, Inc. WTTR · Entity 4263 | Tax withholdingClass A Common Stock | 7,460 | $8.35 | $62,291.00 |
DisclosureSEC source: 0001562180-22-003952 · primarydocument.xml · nonDerivative · entry 2 Baldwin David C · CIK 0001359478 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,529 F2 · kind: Represents shares to be withheld by the Issuer to satisfy tax withholding obligations of the Reporting Person that arose upon the vesting of certain restricted stock. Read SEC document |
| May 06, 2022 Filed May 10, 2022 23:08 UTC | Select Water Solutions, Inc. WTTR · Entity 4263 | GrantClass A Common Stock | 18,853 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-22-003952 · primarydocument.xml · nonDerivative · entry 1 Baldwin David C · CIK 0001359478 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 78,989 F1 · kind: These shares of restricted stock, granted under the Select Energy Services, Inc. 2016 Equity Incentive Plan, will vest on May 6, 2023. Read SEC document |
| May 03, 2022 Filed May 5, 2022 16:46 UTC | Nine Energy Service, Inc. NINE · Entity 6520 | GrantCommon Stock | 5,141 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-22-016849 · doc4.xml · nonDerivative · entry 1 Baldwin David C · CIK 0001359478 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,871 F1 · shares: These shares of restricted stock will vest on May 3, 2023 (the first anniversary of the grant date). Read SEC document |
| August 09, 2021 Filed Aug 11, 2021 18:38 UTC | Nine Energy Service, Inc. NINE · Entity 6520 | GrantCommon Stock | 11,765 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-032582 · doc4.xml · nonDerivative · entry 1 Baldwin David C · CIK 0001359478 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,730 F1 · shares: These shares of restricted stock will vest on August 9, 2022 (the first anniversary of the grant date). Read SEC document |
| May 08, 2021 Filed May 11, 2021 21:49 UTC | Select Water Solutions, Inc. WTTR · Entity 4263 | Tax withholdingClass A Common Stock | 7,041 | $5.96 | $41,936.20 |
DisclosureSEC source: 0001562180-21-003404 · primarydocument.xml · nonDerivative · entry 2 Baldwin David C · CIK 0001359478 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,136 F2 · kind: Represents shares to be withheld by the Issuer to satisfy tax withholding obligations of the Reporting Person that arose upon the vesting of certain restricted stock. Read SEC document |
| May 07, 2021 Filed May 11, 2021 21:49 UTC | Select Water Solutions, Inc. WTTR · Entity 4263 | GrantClass A Common Stock | 27,036 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001562180-21-003404 · primarydocument.xml · nonDerivative · entry 1 Baldwin David C · CIK 0001359478 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,177 F1 · price: These shares of restricted stock, granted under the Select Energy Services, Inc. 2016 Equity Incentive Plan, will vest on May 7, 2022. Read SEC document |
| March 01, 2021 Filed Mar 3, 2021 16:35 UTC | FORUM ENERGY TECHNOLOGIES, INC. FET · Entity 4998 | OtherCommon Stock | 30,596 | $0.00 | $0.00 |
DisclosureSEC source: 0001401257-21-000035 · wf-form4_161478929416455.xml · nonDerivative · entry 1 Baldwin David C · CIK 0001359478 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 815,086 F1 · shares: Represents a transfer of direct ownership to certain limited partners of SCF-V, L.P. ("SCF-V"). Pursuant to the terms of its limited partnership agreement, dated July 1, 2003, SCF-V was scheduled to expire. In connection therewith, certain of SCF-V's limited partners elected to receive a pro rata distribution of SCF-V's shares of the registrant's common stock. F2 · shares: The remaining shares held by SCF-V are held for the benefit of its limited partners who chose to extend the partnership life and leave their shares invested with SCF-V. Following the distribution reported in this Form 4, SCF-V, SCF 2012A, L.P., a Delaware limited partnership ("SCF 2012A"), SCF-VI, L.P., a Delaware limited partnership ("SCF-VI"), SCF 2012B, L.P., a Delaware limited partnership ("SCF 2012B") and SCF-VII, L.P., a Delaware limited partnership ("SCF-VII"), in the aggregate own 815,086 shares of the registrant's common stock. The general partner of SCF-V is SCF-V, G.P., LLC, a Delaware limited liability company ("SCF-V GP"), the general partner of SCF-VI is SCF-VI, G.P., Limited Partnership, a Delaware limited partnership ("SCF-VI GP") and the general partner of SCF-VII is SCF-VII, G.P., Limited Partnership, a Delaware limited partnership ("SCF-VII GP"). F3 · ownership.nature: SCF Partners, Inc. (formerly named L.E. Simmons & Associates, Inc.), a Delaware corporation ("SCFP") manages each of SCF-V GP, SCF-VI GP, SCF-VII GP, SCF 2012A and SCF 2012B. Mr. Baldwin serves as Co-President of SCFP. L.E.Simmons, Mr. Baldwin, Anthony Deluca and Andrew Waite maintain shared voting and dispositive power for the shares beneficially owned by SCFP. As such, Mr. Baldwin may be deemed to have dispositive power over the shares of common stock owned by SCF-V, SCF 2012A, SCF-VI, SCF 2012B and SCF-VII. Mr. Baldwin disclaims beneficial ownership of such shares. Read SEC document |
| September 10, 2020 Filed Sep 10, 2020 22:29 UTC | FORUM ENERGY TECHNOLOGIES, INC. FET · Entity 4998 | OtherCommon Stock | 867,092 | $0.00 | $0.00 |
DisclosureSEC source: 0001401257-20-000145 · wf-form4_159977693026410.xml · nonDerivative · entry 1 Baldwin David C · CIK 0001359478 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 16,913,663 F1 · shares: Represents a transfer of direct ownership to certain limited partners of SCF-V, L.P. ("SCF-V"). Pursuant to the terms of its limited partnership agreement, dated July 1, 2003, SCF-V was scheduled to expire. In connection therewith, certain of SCF-V's limited partners elected to receive a pro rata distribution of SCF-V's shares of the registrant's common stock. F2 · shares: The remaining shares held by SCF-V are held for the benefit of its limited partners who chose to extend the partnership life and leave their shares invested with SCF-V. Following the distribution reported in this Form 4, SCF-V, SCF 2012A, L.P., a Delaware limited partnership ("SCF 2012A"), SCF-VI, L.P., a Delaware limited partnership ("SCF-VI"), SCF 2012B, L.P., a Delaware limited partnership ("SCF2012B") and SCF-VII, L.P., a Delaware limited partnership ("SCF-VII"), in the aggregate own 16,913,663 shares of the registrant's common stock. The general partner of SCF-V is SCF-V, G.P., LLC, aDelaware limited liability company ("SCF-V GP"), the general partner of SCF-VI is SCF-VI, G.P., Limited Partnership, a Delaware limited partnership ("SCF-VI GP") and the general partner of SCF-VII isSCF-VII, G.P., Limited Partnership, a Delaware limited partnership ("SCF-VII GP"). F3 · ownership.nature: SCF Partners, Inc.(formerly named L.E. Simmons & Associates, Inc.), a Delaware corporation ("SCFP") manages each of SCF-V GP, SCF-VI GP, SCF-VII GP, SCF 2012A and SCF 2012B. Mr. Baldwin serves as Co-President of SCFP. L.E.Simmons, Mr. Baldwin, Anthony Deluca and Andrew Waite maintain shared voting and dispositive power for the shares beneficially owned by SCFP. As such, Mr. Baldwin may be deemed to have dispositive power over the shares of common stock owned by SCF-V, SCF 2012A, SCF-VI, SCF 2012B and SCF-VII. Mr. Baldwin disclaims beneficial ownership of such shares. Read SEC document |
| May 10, 2020 Filed May 12, 2020 22:47 UTC | Select Water Solutions, Inc. WTTR · Entity 4263 | Tax withholdingClass A Common Stock | 3,942 | $4.58 | $18,054.36 |
DisclosureSEC source: 0001562180-20-003554 · primarydocument.xml · nonDerivative · entry 2 Baldwin David C · CIK 0001359478 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,141 F2 · kind: Represents shares to be withheld by the Issuer to satisfy tax withholding obligations of the Reporting Person that arose upon the vesting of certain restricted stock. Read SEC document |
| May 08, 2020 Filed May 12, 2020 22:47 UTC | Select Water Solutions, Inc. WTTR · Entity 4263 | GrantClass A Common Stock | 23,744 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001562180-20-003554 · primarydocument.xml · nonDerivative · entry 1 Baldwin David C · CIK 0001359478 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,083 F1 · price: These shares of restricted stock, granted under the Select Energy Services, Inc. 2016 Equity Incentive Plan, will vest on May 8, 2021. Read SEC document |
| April 06, 2020 Filed Apr 7, 2020 19:34 UTC | Nine Energy Service, Inc. NINE · Entity 6520 | GrantCommon Stock | 6,653 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-20-010474 · doc4.xml · nonDerivative · entry 1 Baldwin David C · CIK 0001359478 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,965 F1 · shares: These shares of restricted stock will vest on April 6, 2021 (the first anniversary of the grant date). Read SEC document |
| November 25, 2019 Filed Nov 27, 2019 17:50 UTC | FORUM ENERGY TECHNOLOGIES, INC. FET · Entity 4998 | PurchaseCommon Stock | 585,938 | $1.28 | $750,000.64 |
DisclosureSEC source: 0001401257-19-000191 · wf-form4_157487703175003.xml · nonDerivative · entry 1 Baldwin David C · CIK 0001359478 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 656,150 Read SEC document |
| September 13, 2019 Filed Sep 17, 2019 20:23 UTC | FORUM ENERGY TECHNOLOGIES, INC. FET · Entity 4998 | OtherCommon Stock | 2,752,045 | $0.00 | $0.00 |
DisclosureSEC source: 0001401257-19-000142 · wf-form4_156875182403524.xml · nonDerivative · entry 1 Baldwin David C · CIK 0001359478 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 17,780,755 F1 · shares: Represents a transfer of direct ownership to certain limited partners of SCF-V, L.P. ("SCF-V"). Pursuant to the terms of its limited partnership agreement, dated July 1, 2003, SCF-V was scheduled to expire. In connection therewith, certain of SCF-V's limited partners elected to receive a pro rata distribution of SCF-V's shares of the registrant's common stock. F2 · shares: The remaining shares held by SCF-V are held for the benefit of its limited partners who chose to extend the partnership life and leave their shares invested with SCF-V. Following the distribution reported in this Form 4, SCF-V, SCF 2012A, L.P., a Delaware limited partnership ("SCF 2012A"), SCF-VI, L.P., a Delaware limited partnership ("SCF-VI"), SCF 2012B, L.P., a Delaware limited partnership ("SCF 2012B") and SCF-VII, L.P., a Delaware limited partnership ("SCF-VII"), in the aggregate own 17,780,755 shares of the registrant's common stock. The general partner of SCF-V is SCF-V, G.P., LLC, a Delaware limited liability company ("SCF-V GP"), the general partner of SCF-VI is SCF-VI, G.P., Limited Partnership, a Delaware limited partnership ("SCF-VI GP") and the general partner of SCF-VII is SCF-VII, G.P., Limited Partnership, a Delaware limited partnership ("SCF-VII GP"). F3 · ownership.nature: SCF Partners, Inc.(formerly named L.E. Simmons & Associates, Inc.), a Delaware corporation ("SCFP") manages each of SCF-V GP, SCF-VI GP, SCF-VII GP, SCF 2012A and SCF 2012B. Mr. Baldwin serves as Co-President of SCFP. L.E.Simmons, Mr. Baldwin, Anthony Deluca and Andrew Waite maintain shared voting and dispositive power for the shares beneficially owned by SCFP. As such, Mr. Baldwin may be deemed to have dispositive power over the shares of common stock owned by SCF-V, SCF 2012A, SCF-VI, SCF 2012B and SCF-VII. Mr. Baldwin disclaims beneficial ownership of such shares. Read SEC document |
| May 10, 2019 Filed May 14, 2019 20:25 UTC | Select Water Solutions, Inc. WTTR · Entity 4263 | GrantClass A Common Stock | 13,295 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001562180-19-002799 · primarydocument.xml · nonDerivative · entry 1 Baldwin David C · CIK 0001359478 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,339 F1 · price: These shares of restricted stock, granted under the Select Energy Services, Inc. 2016 Equity Incentive Plan, will vest on May 10, 2020. Read SEC document |
| May 04, 2019 Filed May 7, 2019 20:18 UTC | Select Water Solutions, Inc. WTTR · Entity 4263 | Tax withholdingClass A Common Stock | 2,970 | $11.35 | $33,709.50 |
DisclosureSEC source: 0001562180-19-002680 · primarydocument.xml · nonDerivative · entry 1 Baldwin David C · CIK 0001359478 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,044 F1 · kind: Represents shares to be withheld by the Issuer to satisfy tax withholding obligations of the Reporting Person that arose upon the vesting of certain restricted stock. Read SEC document |
| March 11, 2019 Filed Mar 12, 2019 21:41 UTC | Nine Energy Service, Inc. NINE · Entity 6520 | GrantCommon Stock | 4,466 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-19-007424 · doc4.xml · nonDerivative · entry 1 Baldwin David C · CIK 0001359478 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,312 F1 · shares: These shares of restricted stock will vest on March 11, 2020 (the first anniversary of the grant date). Read SEC document |
| February 15, 2019 Filed Feb 19, 2019 17:16 UTC | FORUM ENERGY TECHNOLOGIES, INC. FET · Entity 4998 | GrantCommon Stock | 17,072 | $0.00 | $0.00 |
DisclosureSEC source: 0001401257-19-000032 · wf-form4_155059657192651.xml · nonDerivative · entry 1 Baldwin David C · CIK 0001359478 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,212 F1 · shares: Represents an award of restricted stock under the Forum Energy Technologies, Inc. 2016 Stock and Incentive Plan (the "Plan"). Each share of restricted stock, par value $0.01 per share, is subject to transferability and other restrictions that lapse upon vesting of the restricted stock. The restricted stock award vests in full on the one year anniversary of the date of grant, subject to accelerated vesting of the entire award upon a Change in Control (as defined in the Plan). The restricted stock agreement also includes dividend and voting rights. Read SEC document |
| May 04, 2018 Filed May 8, 2018 20:26 UTC | Select Water Solutions, Inc. WTTR · Entity 4263 | GrantClass A common stock | 10,014 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-18-031325 · a4.xml · nonDerivative · entry 1 Baldwin David C · CIK 0001359478 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,014 F1 · price: These shares of restricted stock, granted under the Select Energy Services, Inc. 2016 Equity Incentive Plan, will vest on May 4, 2019 Read SEC document |
| April 04, 2018 Filed Apr 6, 2018 18:25 UTC | Nine Energy Service, Inc. NINE · Entity 6520 | GrantCommon Stock | 3,846 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-009690 · doc4.xml · nonDerivative · entry 1 Baldwin David C · CIK 0001359478 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,846 F1 · shares: These shares of restricted stock will vest on April 4, 2019 (the first anniversary of the grant date). Read SEC document |
| February 16, 2018 Filed Feb 20, 2018 21:38 UTC | FORUM ENERGY TECHNOLOGIES, INC. FET · Entity 4998 | GrantCommon Stock | 12,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001401257-18-000023 · wf-form4_151916269391278.xml · nonDerivative · entry 1 Baldwin David C · CIK 0001359478 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,140 F1 · shares: Represents an award of restricted stock under the Forum Energy Technologies, Inc. 2016 Stock and Incentive Plan (the "Plan"). Each share of restricted stock, par value $0.01 per share, is subject to transferability and other restrictions that lapse upon vesting of the restricted stock. The restricted stock award vests in full on the one year anniversary of the date of grant, subject to accelerated vesting of the entire award upon a Change in Control (as defined in the Plan). The restricted stock agreement also includes dividend and voting rights. Read SEC document |
| November 01, 2017 Filed Nov 2, 2017 20:30 UTC | Select Water Solutions, Inc. WTTR · Entity 4263 | GrantClass A Common Stock | 16,191,331 | $0.00 | $0.00 |
DisclosureSEC source: 0001085550-17-000004 · wf-form4_150965458660397.xml · nonDerivative · entry 1 SIMMONS L E · CIK 0001248279 · Director · 10% owner SCF VI LP · CIK 0001334122 · Director · 10% owner SCF-VI, G.P., Limited Partnership · CIK 0001380957 · Director · 10% owner SCF-VII, L.P. · CIK 0001546824 · Director · 10% owner SCF-VII, G.P., Limited Partnership · CIK 0001546823 · Director · 10% owner Baldwin David C · CIK 0001359478 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · SEE FOOTNOTES Disclosed balance after: 16,191,331 F1 · price: Received in exchange for 21,159,609 shares of Class A common stock, $0.01 par value per share, of Rockwater Energy Solutions, Inc. ("Rockwater") in connection with the acquisition of Rockwater by Select Energy Services, Inc. (the "Issuer"). F2 · ownership.nature: Represents 8,773,760 shares of Class A common stock, $0.01 par value per share, of the Issuer ("Class A Common Stock") directly beneficially owned by SCF-VI, L.P., 6,374,474 shares of Class A Common Stock directly beneficially owned by SCF-VII, L.P. and 1,043,097 shares of Class A Common Stock directly beneficially owned by SCF-VII(A), L.P. F3 · ownership.nature: L. E. Simmons is the President and sole member of the board of directors of L.E. Simmons & Associates, Incorporated, a Delaware corporation ("LESA"), which is the sole general partner of each of SCF-VI, G.P., Limited Partnership ("SCF-VI GP"), SCF-VII, G.P., Limited Partnership ("SCF-VII GP") and SCF-VII(A), G.P., Limited Partnership ("SCF-VII(A) GP"). Additionally, SCF-VI GP is the sole general partner of SCF-VI, L.P., SCF-VII, GP is the sole general partner of SCF-VII, L.P. and SCF-VII(A) GP is the sole general partner of SCF-VII(A), L.P. Based on the reporting person's affiliation with SCF-VI, L.P., SCF-VII, L.P. and SCF-VII(A), L.P., L. E. Simmons may be deemed to beneficially own all of the shares of common stock of the Issuer beneficially owned or deemed to be beneficially owned by SCF-VI, L.P., SCF-VII, L.P. and SCF-VII(A), L.P. Mr. Simmons disclaims beneficial ownership of all such interests. F4 · ownership.nature: David C. Baldwin is a member of the Issuer's board of directors. Mr. Baldwin serves as Co-President of LESA. As such, Mr. Baldwin may be deemed to have dispositive power over the shares of common stock owned by SCF-VI, L.P., SCF-VII, L.P. and SCF-VII(A), L.P. Mr. Baldwin disclaims beneficial ownership of all such interests. Read SEC document |
| February 20, 2017 Filed Feb 21, 2017 17:15 UTC | FORUM ENERGY TECHNOLOGIES, INC. FET · Entity 4998 | GrantCommon Stock | 6,219 | $0.00 | $0.00 |
DisclosureSEC source: 0001401257-17-000017 · wf-form4_148769729610726.xml · nonDerivative · entry 1 Baldwin David C · CIK 0001359478 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,640 F1 · shares: Represents an award of restricted stock under the Forum Energy Technologies, Inc. 2016 Stock and Incentive Plan (the "Plan"). Each share of restricted stock, par value $0.01 per share, is subject to transferability and other restrictions that lapse upon vesting of the restricted stock. The restricted stock award vests in full on the one year anniversary of the date of grant, subject to accelerated vesting of the entire award upon a Change in Control (as defined in the Plan). The restricted stock agreement also includes dividend and voting rights. Read SEC document |
| December 08, 2016 Filed Dec 9, 2016 16:01 UTC | FORUM ENERGY TECHNOLOGIES, INC. FET · Entity 4998 | SaleCommon Stock | 3,725,000 | $21.50 | $80,087,500.00 |
DisclosureSEC source: 0001401257-16-000181 · wf-form4_148129928128449.xml · nonDerivative · entry 1 Baldwin David C · CIK 0001359478 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 20,532,800 F1 · ownership.nature: SCF-V, L.P., a Delaware limited partnership ("SCF-V"), SCF 2012A, L.P., a Delaware limited partnership ("SCF 2012A"), SCF-VI, L.P., a Delaware limited partnership ("SCF-VI"), SCF 2012B, L.P., a Delaware limited partnership ("SCF 2012B") and SCF-VII, L.P., a Delaware limited partnership ("SCF-VII"), in the aggregate own 20,532,800 shares of common stock. The general partner of SCF-V is SCF-V, G.P., LLC, a Delaware limited liability company ("SCF-V GP"), the general partner of SCF-VI is SCF-VI, G.P., Limited Partnership, a Delaware limited partnership ("SCF-VI GP") and the general partner of SCF-VII is SCF-VII, G.P., Limited Partnership, a Delaware limited partnership ("SCF-VII GP"). (Continued in Footnote 2) F2 · ownership.nature: L.E. Simmons & Associates, Inc., a Delaware corporation ("LESA") is the sole general partner of each of SCF-V GP, SCF-VI GP, SCF-VII GP, SCF 2012A and SCF 2012B. Mr. Baldwin serves as Co-President of LESA. As such, Mr. Baldwin may be deemed to have dispositive power over the shares of common stock owned by SCF-V, SCF 2012A, SCF-VI, SCF 2012B and SCF-VII. Mr. Baldwin disclaims beneficial ownership of such shares. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.