WT

SEC source: 0001209191-19-048870 · doc4.xml · nonDerivative · entry 1

Edmiston Bryan · CIK 0001527031 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,799

F1 · shares: Surrender of common stock to Issuer upon vesting of restricted stock award to cover withholding taxes.

F2 · balance_after: Includes restricted stock awards vesting as to (i) 9,312 shares on January 25, 2020, (ii) 8,912 shares on January 25, 2021 and (iii) 5,037 shares on January 25, 2022.

SEC source: 0001209191-19-047682 · doc4.xml · nonDerivative · entry 1

Schwartz Jeremy · CIK 0001756978 · Global Head of Research

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 628,954

F1 · price: The price included in Column 4 is an average weighted price. These shares were purchased in multiple transactions at prices ranging from $4.725 to $4.7332, inclusive. The reporting person undertakes to provide to WisdomTree Investments, Inc., any security holder of WisdomTree Investments, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnote (1) of this Form 4.

F2 · balance_after: Includes restricted stock awards vesting as to (i) 43,111 shares on January 25, 2020, (ii) 43,112 shares on January 25, 2021 and (iii) 34,269 shares on January 25, 2022.

SEC source: 0001209191-19-038221 · doc4.xml · nonDerivative · entry 3

STEINHARDT MICHAEL H · CIK 0000315246 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,870,799

F3 · balance_after: Includes restricted stock award which vests as to 15,948 shares on June 18, 2020.

SEC source: 0001209191-19-038210 · doc4.xml · nonDerivative · entry 1

Lavine Bruce I · CIK 0001525825 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 177,152

F1 · balance_after: Includes restricted stock award which vests as to 15,948 shares on June 18, 2020.

SEC source: 0001209191-19-038207 · doc4.xml · nonDerivative · entry 1

Bossone Anthony · CIK 0001526062 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 248,070

F1 · balance_after: Includes restricted stock award which vests as to 15,948 shares on June 18, 2020.

SEC source: 0001209191-19-038216 · doc4.xml · nonDerivative · entry 1

SALERNO FRANK · CIK 0001237844 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 243,620

F1 · balance_after: Includes restricted stock award which vests as to 15,948 shares on June 18, 2020.

SEC source: 0001209191-19-038211 · doc4.xml · nonDerivative · entry 1

NEUGER WIN J · CIK 0001236606 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,886

F1 · balance_after: Includes restricted stock award which vests as to 15,948 shares on June 18, 2020.

SEC source: 0001209191-19-038209 · doc4.xml · nonDerivative · entry 1

Cosgrove Susan J · CIK 0001774526 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,909

F1 · balance_after: Includes restricted stock awards which vest as to (i) 1,961 shares on April 24, 2020 and (ii) 15,948 shares on June 18, 2020.

SEC source: 0001209191-19-032251 · doc4.xml · nonDerivative · entry 1

Steinberg Jonathan L · CIK 0000934992 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,004,472

F1 · price: The price included in Column 4 is an average weighted price. These shares were purchased in multiple transactions at prices ranging from $6.24 to $6.285, inclusive. The reporting person undertakes to provide to WisdomTree Investments, Inc., any security holder of WisdomTree Investments, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnote (1) of this Form 4.

F2 · balance_after: Includes restricted stock awards which vest as to (i) 187,752 shares on each of January 25, 2020 and 2021 and (ii) 149,534 shares on January 25, 2022.

SEC source: 0001209191-19-029382 · doc4.xml · nonDerivative · entry 1

Steinberg Jonathan L · CIK 0000934992 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,925,107

F1 · price: The price included in Column 4 is an average weighted price. These shares were purchased in multiple transactions at prices ranging from $6.555 to $6.59, inclusive. The reporting person undertakes to provide to WisdomTree Investments, Inc., any security holder of WisdomTree Investments, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnote (1) of this Form 4.

F2 · balance_after: Includes restricted stock awards which vest as to (i) 187,752 shares on each of January 25, 2020 and 2021 and (ii) 149,534 shares on January 25, 2022.

SEC source: 0001209191-20-008751 · doc5.xml · nonDerivative · entry 1

Ziemba Peter M · CIK 0001064674 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 949,177

F1 · acquired: Shares transferred by the Reporting Person as a bona fide gift without consideration.

F2 · balance_after: Includes restricted stock awards which vest as to (i) 47,712 shares on January 25, 2020, (ii) 43,864 shares on January 25, 2021 and (iii) 32,400 shares on January 25, 2022.

SEC source: 0001209191-19-038221 · doc4.xml · nonDerivative · entry 1

STEINHARDT MICHAEL H · CIK 0000315246 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,854,851

F1 · price: Shares transferred by the Reporting Person as a bona fide gift without consideration to The Judy and Michael Steinhardt Foundation.

SEC source: 0001209191-19-006749 · doc4.xml · nonDerivative · entry 1

Muni Amit · CIK 0001326907 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 678,937

F1 · price: The price included in Column 4 is an average weighted price. These shares were purchased in multiple transactions at prices ranging from $5.98 to $5.99, inclusive. The reporting person undertakes to provide to WisdomTree Investments, Inc., any security holder of WisdomTree Investments, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnote (1) of this Form 4.

F2 · balance_after: Includes restricted stock awards which vest as to (i) 45,552 shares on January 25, 2020, (ii) 41,705 shares on January 25, 2021 and (iii) 29,284 shares on January 25, 2022.

SEC source: 0001209191-19-006713 · doc4.xml · nonDerivative · entry 1

Ziemba Peter M · CIK 0001064674 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 957,177

F1 · price: The price included in Column 4 is an average weighted price. These shares were purchased in multiple transactions at prices ranging from $6.06 to $6.08, inclusive. The reporting person undertakes to provide to WisdomTree Investments, Inc., any security holder of WisdomTree Investments, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnote (1) of this Form 4.

F2 · balance_after: Includes restricted stock awards which vest as to (i) 47,712 shares on January 25, 2020, (ii) 43,864 shares on January 25, 2021 and (iii) 32,400 shares on January 25, 2022.

SEC source: 0001209191-19-006712 · doc4.xml · nonDerivative · entry 1

Steinberg Jonathan L · CIK 0000934992 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,850,107

F1 · price: The price included in Column 4 is an average weighted price. These shares were purchased in multiple transactions at prices ranging from $5.98 to $6.0499, inclusive. The reporting person undertakes to provide to WisdomTree Investments, Inc., any security holder of WisdomTree Investments, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnote (1) of this Form 4.

F2 · balance_after: Includes restricted stock awards which vest as to (i) 187,752 shares on each of January 25, 2020 and 2021 and (ii) 149,534 shares on January 25, 2022.

SEC source: 0001209191-19-007159 · doc4.xml · nonDerivative · entry 1

Bossone Anthony · CIK 0001526062 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 232,122

F1 · price: The price included in Column 4 is an average weighted price. These shares were purchased in multiple transactions at prices ranging from $5.91 to $5.93, inclusive. The reporting person undertakes to provide to WisdomTree Investments, Inc., any security holder of WisdomTree Investments, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnote (1) of this Form 4.

F2 · balance_after: Includes restricted stock award which vests as to 8,936 shares on June 19, 2019.

SEC source: 0001209191-19-005791 · doc4.xml · nonDerivative · entry 3

Ziemba Peter M · CIK 0001064674 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 941,177

F3 · shares: Surrender of common stock to Issuer upon vesting of restricted stock award to cover withholding taxes.

F4 · balance_after: Includes restricted stock awards which vest as to (i) 47,712 shares on January 25, 2020, (ii) 43,864 shares on January 25, 2021 and (iii) 32,400 shares on January 25, 2022.

SEC source: 0001209191-19-005789 · doc4.xml · nonDerivative · entry 3

Steinberg Jonathan L · CIK 0000934992 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,765,107

F3 · shares: Surrender of common stock to Issuer upon vesting of restricted stock award to cover withholding taxes.

F4 · balance_after: Includes restricted stock awards which vest as to (i) 187,752 shares on each of January 25, 2020 and 2021 and (ii) 149,534 shares on January 25, 2022.

SEC source: 0001209191-19-005787 · doc4.xml · nonDerivative · entry 3

Schwartz Jeremy · CIK 0001756978 · Global Head of Research

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 618,954

F3 · shares: Surrender of common stock to Issuer upon vesting of restricted stock award to cover withholding taxes.

F4 · balance_after: Includes restricted stock awards vesting as to (i) 43,111 shares on January 25, 2020, (ii) 43,112 shares on January 25, 2021 and (iii) 34,269 shares on January 25, 2022.

SEC source: 0001209191-19-005786 · doc4.xml · nonDerivative · entry 3

Muni Amit · CIK 0001326907 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 665,437

F3 · shares: Surrender of common stock to Issuer upon vesting of restricted stock award to cover withholding taxes.

F4 · balance_after: Includes restricted stock awards which vest as to (i) 45,552 shares on January 25, 2020, (ii) 41,705 shares on January 25, 2021 and (iii) 29,284 shares on January 25, 2022.

SEC source: 0001209191-19-005784 · doc4.xml · nonDerivative · entry 3

MacAlpine Kurt · CIK 0001645443 · Global Head of Distribution

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 295,221

F3 · shares: Surrender of common stock to Issuer upon vesting of restricted stock award to cover withholding taxes.

F4 · balance_after: Includes restricted stock awards vesting as to (i) 76,435 shares on January 25, 2020,(ii) 59,815 shares on January 25, 2021 and (iii) 45,484 shares on January 25, 2022.

SEC source: 0001209191-19-005778 · doc4.xml · nonDerivative · entry 3

Bell Stuart · CIK 0001727098 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 130,085

F3 · shares: Surrender of common stock to Issuer upon vesting of restricted stock award to cover withholding taxes.

F4 · balance_after: Includes restricted stock awards which vest as to (i) 4,771 shares on September 12, 2019, (ii) 27,445 shares on January 25, 2020, (iii) 26,216 shares on January 25, 2021 and (iv) 23,676 shares on January 25, 2022.

SEC source: 0001209191-19-005776 · doc4.xml · nonDerivative · entry 2

BARTON GREGORY E · CIK 0001070596 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 223,693

F1 · shares: Surrender of common stock to Issuer upon vesting of restricted stock award to cover withholding taxes.

F3 · balance_after: Includes restricted stock awards vesting as to (i) 9,669 shares on January 25, 2020 and (ii) 6,006 shares on January 25, 2021.

SEC source: 0001209191-19-005775 · doc4.xml · nonDerivative · entry 3

Abner David J. · CIK 0001727096 · Head of WisdomTree Europe

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 197,819

F3 · shares: Surrender of common stock to Issuer upon vesting of restricted stock award to cover withholding taxes.

F4 · balance_after: Includes restricted stock awards which vest as to (i) 39,600 shares on August 1, 2019, (ii) 23,520 shares on January 25, 2020, (iii) 21,119 shares on January 25, 2021 and (iv) 16,616 shares on January 25, 2022.

SEC source: 0001209191-19-005791 · doc4.xml · derivative · entry 4

Ziemba Peter M · CIK 0001064674 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,299

Underlying: Common Stock · 24,299 shares

Expires not disclosed

F5 · derivative.expiration_date: On the third anniversary of the grant date, the Performance-Based Restricted Stock Units ("PRSUs") will vest and the number of shares of the Issuer's common stock ("Common Stock") to be issued pursuant to the PRSUs will be determined based on the total shareholder return ("TSR") of the Common Stock relative to the respective TSRs of the stocks of a peer group of companies, each measured over a three-year period from the date of grant of the PRSUs. The number of shares of Common Stock to be issued upon vesting of the PRSUs will range between 0% to 200% of the number of shares indicated above (the target share amount).

F6 · derivative.expiration_date: (Continuation of Footnote 5) - If the Reporting Person's employment is terminated under certain circumstances or a change of control occurs prior to the third anniversary of the grant date, all or a portion of the PRSUs will vest and the number of shares of Common Stock to be issued pursuant to the PRSUs will be determined at such time, based on the respective TSRs of the Common Stock and the stocks of the peer group, each measured from the grant date to the accelerated vesting date. PRSUs have no voting rights and are generally non-transferable.

SEC source: 0001209191-19-005791 · doc4.xml · nonDerivative · entry 2

Ziemba Peter M · CIK 0001064674 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 951,426

F3 · shares: Surrender of common stock to Issuer upon vesting of restricted stock award to cover withholding taxes.

F2 · balance_after: Includes restricted stock awards which vest as to (i) 29,977 shares on January 27, 2019, (ii) 47,712 shares on January 25, 2020, (iii) 43,864 shares on January 25, 2021 and (iv) 32,400 shares on January 25, 2022.

SEC source: 0001209191-19-005791 · doc4.xml · nonDerivative · entry 1

Ziemba Peter M · CIK 0001064674 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 957,440

F1 · shares: Restricted stock awarded by Issuer on January 25, 2019 and vesting as to (i) 32,398 shares on each of January 25, 2020 and 2021 and (ii) 32,400 shares on January 25, 2022.

F2 · balance_after: Includes restricted stock awards which vest as to (i) 29,977 shares on January 27, 2019, (ii) 47,712 shares on January 25, 2020, (iii) 43,864 shares on January 25, 2021 and (iv) 32,400 shares on January 25, 2022.

SEC source: 0001209191-19-005789 · doc4.xml · derivative · entry 5

Steinberg Jonathan L · CIK 0000934992 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,149

Underlying: Common Stock · 112,149 shares

Expires not disclosed

F5 · derivative.expiration_date: On the third anniversary of the grant date, the Performance-Based Restricted Stock Units ("PRSUs") will vest and the number of shares of the Issuer's common stock ("Common Stock") to be issued pursuant to the PRSUs will be determined based on the total shareholder return ("TSR") of the Common Stock relative to the respective TSRs of the stocks of a peer group of companies, each measured over a three-year period from the date of grant of the PRSUs. The number of shares of Common Stock to be issued upon vesting of the PRSUs will range between 0% to 200% of the number of shares indicated above (the target share amount).

F6 · derivative.expiration_date: (Continuation of Footnote 5) - If the Reporting Person's employment is terminated under certain circumstances or a change of control occurs prior to the third anniversary of the grant date, all or a portion of the PRSUs will vest and the number of shares of Common Stock to be issued pursuant to the PRSUs will be determined at such time, based on the respective TSRs of the Common Stock and the stocks of the peer group, each measured from the grant date to the accelerated vesting date. PRSUs have no voting rights and are generally non-transferable.

SEC source: 0001209191-19-005789 · doc4.xml · nonDerivative · entry 2

Steinberg Jonathan L · CIK 0000934992 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,825,863

F3 · shares: Surrender of common stock to Issuer upon vesting of restricted stock award to cover withholding taxes.

F2 · balance_after: Includes restricted stock awards which vest as to (i) 147,290 shares on January 27, 2019, (ii) 187,752 shares on each of January 25, 2020 and 2021 and (iii) 149,534 shares on January 25, 2022.

SEC source: 0001209191-19-005789 · doc4.xml · nonDerivative · entry 1

Steinberg Jonathan L · CIK 0000934992 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,841,285

F1 · shares: Restricted stock awarded by Issuer on January 25, 2019 and vesting as to (i) 149,532 shares on each of January 25, 2020 and 2021 and (ii) 149,534 shares on January 25, 2022.

F2 · balance_after: Includes restricted stock awards which vest as to (i) 147,290 shares on January 27, 2019, (ii) 187,752 shares on each of January 25, 2020 and 2021 and (iii) 149,534 shares on January 25, 2022.

SEC source: 0001209191-19-005787 · doc4.xml · derivative · entry 4

Schwartz Jeremy · CIK 0001756978 · Global Head of Research

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,701

Underlying: Common Stock · 25,701 shares

Expires not disclosed

F5 · derivative.expiration_date: On the third anniversary of the grant date, the Performance-Based Restricted Stock Units ("PRSUs") will vest and the number of shares of the Issuer's common stock ("Common Stock") to be issued pursuant to the PRSUs will be determined based on the total shareholder return ("TSR") of the Common Stock relative to the respective TSRs of the stocks of a peer group of companies, each measured over a three-year period from the date of grant of the PRSUs. The number of shares of Common Stock to be issued upon vesting of the PRSUs will range between 0% to 200% of the number of shares indicated above (the target share amount).

F6 · derivative.expiration_date: (Continuation of Footnote 5) - If the Reporting Person's employment is terminated under certain circumstances or a change of control occurs prior to the third anniversary of the grant date, all or a portion of the PRSUs will vest and the number of shares of Common Stock to be issued pursuant to the PRSUs will be determined at such time, based on the respective TSRs of the Common Stock and the stocks of the peer group, each measured from the grant date to the accelerated vesting date. PRSUs have no voting rights and are generally non-transferable.

SEC source: 0001209191-19-005787 · doc4.xml · nonDerivative · entry 2

Schwartz Jeremy · CIK 0001756978 · Global Head of Research

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 626,076

F3 · shares: Surrender of common stock to Issuer upon vesting of restricted stock award to cover withholding taxes.

F2 · balance_after: Includes restricted stock awards vesting as to (i) 20,964 shares on January 27, 2019, (ii) 43,111 shares on January 25, 2020, (iii) 43,112 shares on January 25, 2021 and (iv) 34,269 shares on January 25, 2022.

SEC source: 0001209191-19-005787 · doc4.xml · nonDerivative · entry 1

Schwartz Jeremy · CIK 0001756978 · Global Head of Research

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 658,207

F1 · shares: Restricted stock awarded by Issuer on January 25, 2019 and vesting as to (i) 34,267 shares on each of January 25, 2020 and 2021 and (ii) 34,269 shares on January 25, 2022.

F2 · balance_after: Includes restricted stock awards vesting as to (i) 20,964 shares on January 27, 2019, (ii) 43,111 shares on January 25, 2020, (iii) 43,112 shares on January 25, 2021 and (iv) 34,269 shares on January 25, 2022.

SEC source: 0001209191-19-005786 · doc4.xml · derivative · entry 4

Muni Amit · CIK 0001326907 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,963

Underlying: Common Stock · 21,963 shares

Expires not disclosed

F5 · derivative.expiration_date: On the third anniversary of the grant date, the Performance-Based Restricted Stock Units ("PRSUs") will vest and the number of shares of the Issuer's common stock ("Common Stock") to be issued pursuant to the PRSUs will be determined based on the total shareholder return ("TSR") of the Common Stock relative to the respective TSRs of the stocks of a peer group of companies, each measured over a three-year period from the date of grant of the PRSUs. The number of shares of Common Stock to be issued upon vesting of the PRSUs will range between 0% to 200% of the number of shares indicated above (the target share amount).

F6 · derivative.expiration_date: (Continuation of Footnote 5) - If the Reporting Person's employment is terminated under certain circumstances or a change of control occurs prior to the third anniversary of the grant date, all or a portion of the PRSUs will vest and the number of shares of Common Stock to be issued pursuant to the PRSUs will be determined at such time, based on the respective TSRs of the Common Stock and the stocks of the peer group, each measured from the grant date to the accelerated vesting date. PRSUs have no voting rights and are generally non-transferable.

SEC source: 0001209191-19-005786 · doc4.xml · nonDerivative · entry 2

Muni Amit · CIK 0001326907 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 676,276

F3 · shares: Surrender of common stock to Issuer upon vesting of restricted stock award to cover withholding taxes.

F2 · balance_after: Includes restricted stock awards which vest as to (i) 31,861 shares on January 27, 2019, (ii) 45,552 shares on January 25, 2020, (iii) 41,705 shares on January 25, 2021 and (iv) 29,284 shares on January 25, 2022.

SEC source: 0001209191-19-005786 · doc4.xml · nonDerivative · entry 1

Muni Amit · CIK 0001326907 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 682,665

F1 · shares: Restricted stock awarded by Issuer on January 25, 2019 and vesting as to (i) 29,283 shares on each of January 25, 2020 and 2021 and (ii) 29,284 shares on January 25, 2022.

F2 · balance_after: Includes restricted stock awards which vest as to (i) 31,861 shares on January 27, 2019, (ii) 45,552 shares on January 25, 2020, (iii) 41,705 shares on January 25, 2021 and (iv) 29,284 shares on January 25, 2022.

SEC source: 0001209191-19-005784 · doc4.xml · derivative · entry 4

MacAlpine Kurt · CIK 0001645443 · Global Head of Distribution

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,112

Underlying: Common Stock · 34,112 shares

Expires not disclosed

F5 · derivative.expiration_date: On the third anniversary of the grant date, the Performance-Based Restricted Stock Units ("PRSUs") will vest and the number of shares of the Issuer's common stock ("Common Stock") to be issued pursuant to the PRSUs will be determined based on the total shareholder return ("TSR") of the Common Stock relative to the respective TSRs of the stocks of a peer group of companies, each measured over a three-year period from the date of grant of the PRSUs. The number of shares of Common Stock to be issued upon vesting of the PRSUs will range between 0% to 200% of the number of shares indicated above (the target share amount).

F6 · derivative.expiration_date: (Continuation of Footnote 5) - If the Reporting Person's employment is terminated under certain circumstances or a change of control occurs prior to the third anniversary of the grant date, all or a portion of the PRSUs will vest and the number of shares of Common Stock to be issued pursuant to the PRSUs will be determined at such time, based on the respective TSRs of the Common Stock and the stocks of the peer group, each measured from the grant date to the accelerated vesting date. PRSUs have no voting rights and are generally non-transferable.

SEC source: 0001209191-19-005784 · doc4.xml · nonDerivative · entry 2

MacAlpine Kurt · CIK 0001645443 · Global Head of Distribution

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 302,224

F3 · shares: Surrender of common stock to Issuer upon vesting of restricted stock award to cover withholding taxes.

F2 · balance_after: Includes restricted stock awards vesting as to (i) 20,613 shares on January 27, 2019, (ii) 76,435 shares on January 25, 2020,(iii) 59,815 shares on January 25, 2021 and (iv) 45,484 shares on January 25, 2022.

SEC source: 0001209191-19-005784 · doc4.xml · nonDerivative · entry 1

MacAlpine Kurt · CIK 0001645443 · Global Head of Distribution

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 313,614

F1 · shares: Restricted stock awarded by Issuer on January 25, 2019 and vesting as to (i) 45,482 shares on each of January 25, 2020 and 2021 and (ii) 45,484 shares on January 25, 2022.

F2 · balance_after: Includes restricted stock awards vesting as to (i) 20,613 shares on January 27, 2019, (ii) 76,435 shares on January 25, 2020,(iii) 59,815 shares on January 25, 2021 and (iv) 45,484 shares on January 25, 2022.

SEC source: 0001209191-19-005782 · doc4.xml · derivative · entry 3

Lilien R Jarrett · CIK 0001197950 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,430

Underlying: Common Stock · 22,430 shares

Expires not disclosed

F4 · derivative.expiration_date: On the third anniversary of the grant date, the Performance-Based Restricted Stock Units ("PRSUs") will vest and the number of shares of the Issuer's common stock ("Common Stock") to be issued pursuant to the PRSUs will be determined based on the total shareholder return ("TSR") of the Common Stock relative to the respective TSRs of the stocks of a peer group of companies, each measured over a three-year period from the date of grant of the PRSUs. The number of shares of Common Stock to be issued upon vesting of the PRSUs will range between 0% to 200% of the number of shares indicated above (the target share amount).

F5 · derivative.expiration_date: (Continuation of Footnote 4) - If the Reporting Person's employment is terminated under certain circumstances or a change of control occurs prior to the third anniversary of the grant date, all or a portion of the PRSUs will vest and the number of shares of Common Stock to be issued pursuant to the PRSUs will be determined at such time, based on the respective TSRs of the Common Stock and the stocks of the peer group, each measured from the grant date to the accelerated vesting date. PRSUs have no voting rights and are generally non-transferable.

SEC source: 0001209191-19-005782 · doc4.xml · nonDerivative · entry 2

Lilien R Jarrett · CIK 0001197950 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 482,390

F3 · shares: Surrender of common stock to Issuer upon vesting of restricted stock award to cover withholding taxes.

F2 · balance_after: Includes restricted stock awards which vest as to (i) 30,861 shares on January 25, 2020, (ii) 83,334 shares on December 11, 2020, (iii) 30,862 shares on January 25, 2021 and (iv) 29,907 shares on January 25, 2022.

SEC source: 0001209191-19-005782 · doc4.xml · nonDerivative · entry 1

Lilien R Jarrett · CIK 0001197950 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 482,806

F1 · shares: Restricted stock awarded by Issuer on January 25, 2019 and vesting as to (i) 29,906 shares on each of January 25, 2020 and 2021 and (ii) 29,907 shares on January 25, 2022.

F2 · balance_after: Includes restricted stock awards which vest as to (i) 30,861 shares on January 25, 2020, (ii) 83,334 shares on December 11, 2020, (iii) 30,862 shares on January 25, 2021 and (iv) 29,907 shares on January 25, 2022.

SEC source: 0001209191-19-005779 · doc4.xml · nonDerivative · entry 2

Edmiston Bryan · CIK 0001527031 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,486

F3 · shares: Surrender of common stock to Issuer upon vesting of restricted stock award to cover withholding taxes.

F2 · balance_after: Includes restricted stock awards vesting as to (i) 4,965 shares on September 6, 2019, (ii) 9,312 shares on January 25, 2020, (iii) 8,912 shares on January 25, 2021 and (iv) 5,037 shares on January 25, 2022.

SEC source: 0001209191-19-005779 · doc4.xml · nonDerivative · entry 1

Edmiston Bryan · CIK 0001527031 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,167

F1 · shares: Restricted stock awarded by Issuer on January 25, 2019 and vesting as to (i) 5,036 shares on each of January 25, 2020 and 2021 and (ii) 5,037 shares on January 25, 2022.

F2 · balance_after: Includes restricted stock awards vesting as to (i) 4,965 shares on September 6, 2019, (ii) 9,312 shares on January 25, 2020, (iii) 8,912 shares on January 25, 2021 and (iv) 5,037 shares on January 25, 2022.

SEC source: 0001209191-19-005778 · doc4.xml · derivative · entry 4

Bell Stuart · CIK 0001727098 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,757

Underlying: Common Stock · 17,757 shares

Expires not disclosed

F5 · derivative.expiration_date: On the third anniversary of the grant date, the Performance-Based Restricted Stock Units ("PRSUs") will vest and the number of shares of the Issuer's common stock ("Common Stock") to be issued pursuant to the PRSUs will be determined based on the total shareholder return ("TSR") of the Common Stock relative to the respective TSRs of the stocks of a peer group of companies, each measured over a three-year period from the date of grant of the PRSUs. The number of shares of Common Stock to be issued upon vesting of the PRSUs will range between 0% to 200% of the number of shares indicated above (the target share amount).

F6 · derivative.expiration_date: (Continuation of Footnote 5) - If the Reporting Person's employment is terminated under certain circumstances or a change of control occurs prior to the third anniversary of the grant date, all or a portion of the PRSUs will vest and the number of shares of Common Stock to be issued pursuant to the PRSUs will be determined at such time, based on the respective TSRs of the Common Stock and the stocks of the peer group, each measured from the grant date to the accelerated vesting date. PRSUs have no voting rights and are generally non-transferable.

SEC source: 0001209191-19-005778 · doc4.xml · nonDerivative · entry 2

Bell Stuart · CIK 0001727098 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 131,211

F3 · shares: Surrender of common stock to Issuer upon vesting of restricted stock award to cover withholding taxes.

F2 · balance_after: Includes restricted stock awards which vest as to (i) 2,945 shares on January 27, 2019, (ii) 4,771 shares on September 12, 2019, (iii) 27,445 shares on January 25, 2020, (iv) 26,216 shares on January 25, 2021 and (v) 23,676 shares on January 25, 2022.

SEC source: 0001209191-19-005778 · doc4.xml · nonDerivative · entry 1

Bell Stuart · CIK 0001727098 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 132,653

F1 · shares: Restricted stock awarded by Issuer on January 25, 2019 and vesting as to 23,676 shares on each of January 25, 2020, 2021 and 2022.

F2 · balance_after: Includes restricted stock awards which vest as to (i) 2,945 shares on January 27, 2019, (ii) 4,771 shares on September 12, 2019, (iii) 27,445 shares on January 25, 2020, (iv) 26,216 shares on January 25, 2021 and (v) 23,676 shares on January 25, 2022.

SEC source: 0001209191-19-005776 · doc4.xml · nonDerivative · entry 1

BARTON GREGORY E · CIK 0001070596 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 236,162

F1 · shares: Surrender of common stock to Issuer upon vesting of restricted stock award to cover withholding taxes.

F2 · balance_after: Includes restricted stock awards vesting as to (i) 35,630 shares on January 27, 2019, (ii) 9,669 shares on January 25, 2020 and (iii) 6,006 shares on January 25, 2021.

SEC source: 0001209191-19-005775 · doc4.xml · derivative · entry 4

Abner David J. · CIK 0001727096 · Head of WisdomTree Europe

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,461

Underlying: Common Stock · 12,461 shares

Expires not disclosed

F5 · derivative.expiration_date: On the third anniversary of the grant date, the Performance-Based Restricted Stock Units ("PRSUs") will vest and the number of shares of the Issuer's common stock ("Common Stock") to be issued pursuant to the PRSUs will be determined based on the total shareholder return ("TSR") of the Common Stock relative to the respective TSRs of the stocks of a peer group of companies, each measured over a three-year period from the date of grant of the PRSUs. The number of shares of Common Stock to be issued upon vesting of the PRSUs will range between 0% to 200% of the number of shares indicated above (the target share amount).

F6 · derivative.expiration_date: (Continuation of Footnote 5) - If the Reporting Person's employment is terminated under certain circumstances or a change of control occurs prior to the third anniversary of the grant date, all or a portion of the PRSUs will vest and the number of shares of Common Stock to be issued pursuant to the PRSUs will be determined at such time, based on the respective TSRs of the Common Stock and the stocks of the peer group, each measured from the grant date to the accelerated vesting date. PRSUs have no voting rights and are generally non-transferable.

SEC source: 0001209191-19-005775 · doc4.xml · nonDerivative · entry 2

Abner David J. · CIK 0001727096 · Head of WisdomTree Europe

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 201,358

F3 · shares: Surrender of common stock to Issuer upon vesting of restricted stock award to cover withholding taxes.

F2 · balance_after: Includes restricted stock awards which vest as to (i) 9,010 shares on January 27, 2019, (ii) 39,600 shares on August 1, 2019, (iii) 23,520 shares on January 25, 2020, (iv) 21,119 shares on January 25, 2021 and (v) 16,616 shares on January 25, 2022.