WT

SEC source: 0001664272-24-000428 · f4_a1eus0000033tprmaq-live.xml · nonDerivative · entry 1

Ziemba Peter M · CIK 0001064674 · Chief Administrative Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 923,386

F1 · price: Reflects a gift of common stock to a charitable donor advised fund.

F2 · balance_after: Includes restricted stock awards vesting as to (i) 75,719 shares on January 25, 2025, (ii) 55,954 shares on January 25, 2026 and (iii) 21,915 shares on January 25, 2027.

SEC source: 0000921895-24-002875 · form413246002_12042024.xml · nonDerivative · entry 1

ETFS Capital Limited. · CIK 0001520619 · See Footnote 1

Tuckwell Graham · CIK 0001736643 · See Footnote 1

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,250,000

F1 · security: This Form 4 is filed jointly by ETFS Capital Limited ("ETFS") and Graham Tuckwell (collectively, the "Reporting Persons"). Each of the Reporting Persons is a member of a group for purposes of Section 13(d) of the Securities Exchange Act of 1934 (the "Exchange Act") that previously collectively beneficially owned over 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein.

F2 · ownership.direct: The shares of Common Stock reported owned herein are directly beneficially owned by ETFS. Mr. Tuckwell is the controlling shareholder of ETFS. As the controlling shareholder of ETFS, Mr. Tuckwell may be deemed an indirect beneficial owner of the shares of Common Stock directly owned by ETFS.

SEC source: 0001268528-26-000002 · f4_a1eus000008alwdmaw-live.xml · nonDerivative · entry 1

PANKOPF TONIA L · CIK 0001268528 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 34,723.1826

F1 · shares: Represents shares acquired via dividend reinvestment pursuant to a dividend reinvestment plan sponsored by a broker-dealer.

F2 · balance_after: Includes restricted stock awards which vests as to 9,871 shares on June 17, 2026.

SEC source: 0001664272-24-000354 · f4_a1eus000002jy62mae-live.xml · nonDerivative · entry 1

Ziemba Peter M · CIK 0001064674 · Chief Administrative Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 948,386

F2 · price: The price included in Column 4 is an average weighted price. These shares were sold in multiple transactions at prices ranging from $11.36 to $11.495, inclusive. The reporting person undertakes to provide to WisdomTree, Inc., any security holder of WisdomTree, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (2) of this Form 4.

F1 · balance_after: Includes restricted stock awards vesting as to (i) 75,719 shares on January 25, 2025 (ii) 55,954 shares on January 25, 2026 and (iii) 21,915 shares on January 25, 2027.

SEC source: 0001664272-24-000350 · f4_a1eus000002fxqzmaa-live.xml · nonDerivative · entry 1

Steinberg Jonathan L · CIK 0000934992 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,240,707

F1 · price: The price included in Column 4 is an average weighted price. These shares were purchased in multiple transactions at prices ranging from $10.815 to $10.85, inclusive. The reporting person undertakes to provide to WisdomTree, Inc., any security holder of WisdomTree, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnote (1) of this Form 4.

F2 · balance_after: Includes restricted stock awards vesting as to (i) 269,088 shares on January 25, 2025, (ii) 196,517 shares on January 25, 2026 and (iii) 89,804 shares on January 25, 2027.

SEC source: 0001664272-24-000301 · f4_a1edp0000016qgrmam-live.xml · nonDerivative · entry 1

PANKOPF TONIA L · CIK 0001268528 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,814

F1 · balance_after: Represents restricted stock awards which vest as to (i) 14,662 shares on June 26, 2024 and (ii) 10,152 shares on June 12, 2025.

SEC source: 0001664272-24-000300 · f4_a1edp0000016qgmmam-live.xml · nonDerivative · entry 1

Naidoo Shamla · CIK 0001853959 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,814

F1 · balance_after: Represents restricted stock awards which vest as to (i) 14,662 shares on June 26, 2024 and (ii) 10,152 shares on June 12, 2025.

SEC source: 0001664272-24-000299 · f4_a1edp0000016qghmam-live.xml · nonDerivative · entry 1

Delorier Rilla S · CIK 0001548685 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,980

F1 · balance_after: Represents restricted stock awards which vest as to (i) 11,828 shares on August 18, 2024 and (ii) 10,152 shares on June 12, 2025.

SEC source: 0001664272-24-000297 · f4_a1edp0000016qgsma2-live.xml · nonDerivative · entry 1

Conjeevaram Smita · CIK 0001656600 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 67,497

F1 · shares: Restricted stock units ("RSUs") issued to the Reporting Person pursuant to the Non-Employee Directors' Deferred Compensation Program under the 2022 Equity Plan. In accordance with an election made by the Reporting Person to defer receipt of her annual restricted stock award, the common stock underlying the RSUs will vest on June 12, 2025, and is payable on a one-for-one basis (one share of common stock for each RSU) upon the earliest of (i) June 30, 2027, (ii) a "separation from service" (as defined in Section 409A of the Internal Revenue Code of 1986, as amended (Code)) and (iii) a Sale Event (as defined in the 2022 Equity Plan) so long as such Sale Event also constitutes a "change in the ownership or effective control" or a "change in the ownership of a substantial portion of the assets" of the Issuer (as such terms are defined in Code Section 409A).

F2 · balance_after: Includes restricted stock award which vests as to 14,662 shares on June 26, 2024.

SEC source: 0001664272-24-000298 · f4_a1edp0000016qgcmam-live.xml · nonDerivative · entry 1

NEUGER WIN J · CIK 0001236606 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 148,334

F1 · balance_after: Includes restricted stock awards which vest as to (i) 14,662 shares on June 26, 2024 and (ii) 10,152 shares on June 12, 2025.

SEC source: 0001664272-24-000296 · f4_a1edp0000016qgnma2-live.xml · nonDerivative · entry 1

Bossone Anthony · CIK 0001526062 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 635,518

F1 · shares: Restricted stock units ("RSUs") issued to the Reporting Person pursuant to the Non-Employee Directors' Deferred Compensation Program under the 2022 Equity Plan. In accordance with an election made by the Reporting Person to defer receipt of his annual restricted stock award, the common stock underlying the RSUs will vest on June 12, 2025, and is payable on a one-for-one basis (one share of common stock for each RSU) upon the earlier of (i) a "separation from service" (as defined in Section 409A of the Internal Revenue Code of 1986, as amended (Code)) and (ii) a Sale Event (as defined in the 2022 Equity Plan) so long as such Sale Event also constitutes a "change in the ownership or effective control" or a "change in the ownership of a substantial portion of the assets" of the Issuer (as such terms are defined in Code Section 409A).

SEC source: 0001664272-24-000295 · f4_a1edp0000016qgima2-live.xml · nonDerivative · entry 1

Blake Lynn S. · CIK 0001932079 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 45,649

F1 · shares: Restricted stock units ("RSUs") issued to the Reporting Person pursuant to the Non-Employee Directors' Deferred Compensation Program under the 2022 Equity Plan. In accordance with an election made by the Reporting Person to defer receipt of her annual restricted stock award, the common stock underlying the RSUs will vest on June 12, 2025, and is payable on a one-for-one basis (one share of common stock for each RSU) upon the earliest of (i) July 31, 2025, (ii) a "separation from service" (as defined in Section 409A of the Internal Revenue Code of 1986, as amended (Code)) and (iii) a Sale Event (as defined in the 2022 Equity Plan) so long as such Sale Event also constitutes a "change in the ownership or effective control" or a "change in the ownership of a substantial portion of the assets" of the Issuer (as such terms are defined in Code Section 409A).

SEC source: 0001664272-24-000303 · f4_a1edp0000016qgxma2-live.xml · nonDerivative · entry 1

Mielke Daniela · CIK 0001587815 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 41,453

F1 · shares: Restricted stock units ("RSUs") issued to the Reporting Person pursuant to the Non-Employee Directors' Deferred Compensation Program under the 2022 Equity Plan. In accordance with an election made by the Reporting Person to defer receipt of her annual restricted stock award, the common stock underlying the RSUs will vest on June 12, 2025, and is payable on a one-for-one basis (one share of common stock for each RSU) upon the earliest of (i) January 1, 2029, (ii) a "separation from service" (as defined in Section 409A of the Internal Revenue Code of 1986, as amended (Code)) and (iii) a Sale Event (as defined in the 2022 Equity Plan) so long as such Sale Event also constitutes a "change in the ownership or effective control" or a "change in the ownership of a substantial portion of the assets" of the Issuer (as such terms are defined in Code Section 409A).

SEC source: 0001664272-24-000089 · f4_a1e2k00000wi7swua1-live.xml · nonDerivative · entry 1

Steinberg Jonathan L · CIK 0000934992 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,172,838

F1 · price: The price included in Column 4 is an average weighted price. These shares were purchased in multiple transactions at prices ranging from $7.105 to $7.25, inclusive. The reporting person undertakes to provide to WisdomTree, Inc., any security holder of WisdomTree, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnote (1) of this Form 4.

F2 · balance_after: Includes restricted stock awards vesting as to (i) 269,088 shares on January 25, 2025, (ii) 196,517 shares on January 25, 2026 and (iii) 89,804 shares on January 25, 2027.

SEC source: 0001664272-24-000075 · f4_a1e2k00000wi75xuat-live.xml · derivative · entry 3

Ziemba Peter M · CIK 0001064674 · Chief Administrative Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 31,866 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: These PRSUs were granted by the Issuer on January 25, 2021 and vested on January 25, 2024. The ultimate number of shares that could have vested was between 0 and 200% of the previously reported target number of PRSUs based on the total shareholder return ("TSR") of the Issuer's common stock relative to the respective TSRs of the stocks of a peer group of companies, each measured over a 3-year period from the grant date ("Relative TSR"). Based on a report issued by an independent valuation specialist and certified by the Issuer's compensation committee on January 29, 2024, the Relative TSR measured in the 92nd percentile, resulting in the vesting of 200% of the target number of PRSUs.

F1 · shares: Each performance-based restricted stock unit ("PRSU") represented the right to receive, on the vesting date, one share of common stock for each such unit that vested.

F2 · shares: Includes the reinvestment of dividend equivalents into 1,698 PRSUs between the grant date and vesting date.

F5 · shares: These PRSUs were granted by the Issuer on January 25, 2021 and vested on January 25, 2024. The ultimate number of shares that could have vested was between 0 and 200% of the previously reported target number of PRSUs based on the total shareholder return ("TSR") of the Issuer's common stock relative to the respective TSRs of the stocks of a peer group of companies, each measured over a 3-year period from the grant date ("Relative TSR"). Based on a report issued by an independent valuation specialist and certified by the Issuer's compensation committee on January 29, 2024, the Relative TSR measured in the 92nd percentile, resulting in the vesting of 200% of the target number of PRSUs.

F5 · derivative.exercise_date: These PRSUs were granted by the Issuer on January 25, 2021 and vested on January 25, 2024. The ultimate number of shares that could have vested was between 0 and 200% of the previously reported target number of PRSUs based on the total shareholder return ("TSR") of the Issuer's common stock relative to the respective TSRs of the stocks of a peer group of companies, each measured over a 3-year period from the grant date ("Relative TSR"). Based on a report issued by an independent valuation specialist and certified by the Issuer's compensation committee on January 29, 2024, the Relative TSR measured in the 92nd percentile, resulting in the vesting of 200% of the target number of PRSUs.

F5 · derivative.expiration_date: These PRSUs were granted by the Issuer on January 25, 2021 and vested on January 25, 2024. The ultimate number of shares that could have vested was between 0 and 200% of the previously reported target number of PRSUs based on the total shareholder return ("TSR") of the Issuer's common stock relative to the respective TSRs of the stocks of a peer group of companies, each measured over a 3-year period from the grant date ("Relative TSR"). Based on a report issued by an independent valuation specialist and certified by the Issuer's compensation committee on January 29, 2024, the Relative TSR measured in the 92nd percentile, resulting in the vesting of 200% of the target number of PRSUs.

F1 · derivative.underlying_shares: Each performance-based restricted stock unit ("PRSU") represented the right to receive, on the vesting date, one share of common stock for each such unit that vested.

F2 · derivative.underlying_shares: Includes the reinvestment of dividend equivalents into 1,698 PRSUs between the grant date and vesting date.

F5 · derivative.underlying_shares: These PRSUs were granted by the Issuer on January 25, 2021 and vested on January 25, 2024. The ultimate number of shares that could have vested was between 0 and 200% of the previously reported target number of PRSUs based on the total shareholder return ("TSR") of the Issuer's common stock relative to the respective TSRs of the stocks of a peer group of companies, each measured over a 3-year period from the grant date ("Relative TSR"). Based on a report issued by an independent valuation specialist and certified by the Issuer's compensation committee on January 29, 2024, the Relative TSR measured in the 92nd percentile, resulting in the vesting of 200% of the target number of PRSUs.

SEC source: 0001664272-24-000075 · f4_a1e2k00000wi75xuat-live.xml · nonDerivative · entry 2

Ziemba Peter M · CIK 0001064674 · Chief Administrative Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,059,874

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Each performance-based restricted stock unit ("PRSU") represented the right to receive, on the vesting date, one share of common stock for each such unit that vested.

F2 · shares: Includes the reinvestment of dividend equivalents into 1,698 PRSUs between the grant date and vesting date.

F3 · balance_after: Includes restricted stock awards vesting as to (i) 75,719 shares on January 25, 2025 (ii) 55,954 shares on January 25, 2026 and (iii) 21,915 shares on January 25, 2027.

SEC source: 0001664272-24-000075 · f4_a1e2k00000wi75xuat-live.xml · nonDerivative · entry 1

Ziemba Peter M · CIK 0001064674 · Chief Administrative Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,048,386

F4 · shares: Shares withheld by the Issuer upon vesting of PRSUs to cover withholding taxes.

F3 · balance_after: Includes restricted stock awards vesting as to (i) 75,719 shares on January 25, 2025 (ii) 55,954 shares on January 25, 2026 and (iii) 21,915 shares on January 25, 2027.

SEC source: 0001664272-24-000074 · f4_a1e2k00000wi75huad-live.xml · derivative · entry 4

Steinberg Jonathan L · CIK 0000934992 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 260,618 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: These PRSUs were granted by the Issuer on January 25, 2021 and vested on January 25, 2024. The ultimate number of shares that could have vested was between 0 and 200% of the previously reported target number of PRSUs based on the total shareholder return ("TSR") of the Issuer's common stock relative to the respective TSRs of the stocks of a peer group of companies, each measured over a 3-year period from the grant date ("Relative TSR"). Based on a report issued by an independent valuation specialist and certified by the Issuer's compensation committee on January 29, 2024, the Relative TSR measured in the 92nd percentile, resulting in the vesting of 200% of the target number of PRSUs.

F1 · shares: Each performance-based restricted stock unit ("PRSU") represented the right to receive, on the vesting date, one share of common stock for each such unit that vested.

F2 · shares: Includes the reinvestment of dividend equivalents into 13,876 PRSUs between the grant date and vesting date.

F5 · shares: These PRSUs were granted by the Issuer on January 25, 2021 and vested on January 25, 2024. The ultimate number of shares that could have vested was between 0 and 200% of the previously reported target number of PRSUs based on the total shareholder return ("TSR") of the Issuer's common stock relative to the respective TSRs of the stocks of a peer group of companies, each measured over a 3-year period from the grant date ("Relative TSR"). Based on a report issued by an independent valuation specialist and certified by the Issuer's compensation committee on January 29, 2024, the Relative TSR measured in the 92nd percentile, resulting in the vesting of 200% of the target number of PRSUs.

F5 · derivative.exercise_date: These PRSUs were granted by the Issuer on January 25, 2021 and vested on January 25, 2024. The ultimate number of shares that could have vested was between 0 and 200% of the previously reported target number of PRSUs based on the total shareholder return ("TSR") of the Issuer's common stock relative to the respective TSRs of the stocks of a peer group of companies, each measured over a 3-year period from the grant date ("Relative TSR"). Based on a report issued by an independent valuation specialist and certified by the Issuer's compensation committee on January 29, 2024, the Relative TSR measured in the 92nd percentile, resulting in the vesting of 200% of the target number of PRSUs.

F5 · derivative.expiration_date: These PRSUs were granted by the Issuer on January 25, 2021 and vested on January 25, 2024. The ultimate number of shares that could have vested was between 0 and 200% of the previously reported target number of PRSUs based on the total shareholder return ("TSR") of the Issuer's common stock relative to the respective TSRs of the stocks of a peer group of companies, each measured over a 3-year period from the grant date ("Relative TSR"). Based on a report issued by an independent valuation specialist and certified by the Issuer's compensation committee on January 29, 2024, the Relative TSR measured in the 92nd percentile, resulting in the vesting of 200% of the target number of PRSUs.

F1 · derivative.underlying_shares: Each performance-based restricted stock unit ("PRSU") represented the right to receive, on the vesting date, one share of common stock for each such unit that vested.

F2 · derivative.underlying_shares: Includes the reinvestment of dividend equivalents into 13,876 PRSUs between the grant date and vesting date.

F5 · derivative.underlying_shares: These PRSUs were granted by the Issuer on January 25, 2021 and vested on January 25, 2024. The ultimate number of shares that could have vested was between 0 and 200% of the previously reported target number of PRSUs based on the total shareholder return ("TSR") of the Issuer's common stock relative to the respective TSRs of the stocks of a peer group of companies, each measured over a 3-year period from the grant date ("Relative TSR"). Based on a report issued by an independent valuation specialist and certified by the Issuer's compensation committee on January 29, 2024, the Relative TSR measured in the 92nd percentile, resulting in the vesting of 200% of the target number of PRSUs.

SEC source: 0001664272-24-000074 · f4_a1e2k00000wi75huad-live.xml · nonDerivative · entry 2

Steinberg Jonathan L · CIK 0000934992 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,002,103

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Each performance-based restricted stock unit ("PRSU") represented the right to receive, on the vesting date, one share of common stock for each such unit that vested.

F2 · shares: Includes the reinvestment of dividend equivalents into 13,876 PRSUs between the grant date and vesting date.

F3 · balance_after: Includes restricted stock awards vesting as to (i) 269,088 shares on January 25, 2025, (ii) 196,517 shares on January 25, 2026 and (iii) 89,804 shares on January 25, 2026.

SEC source: 0001664272-24-000074 · f4_a1e2k00000wi75huad-live.xml · nonDerivative · entry 1

Steinberg Jonathan L · CIK 0000934992 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,869,057

F4 · shares: Shares withheld by the Issuer upon vesting of PRSUs to cover withholding taxes.

F3 · balance_after: Includes restricted stock awards vesting as to (i) 269,088 shares on January 25, 2025, (ii) 196,517 shares on January 25, 2026 and (iii) 89,804 shares on January 25, 2026.

SEC source: 0001664272-24-000073 · f4_a1e2k00000wi75ruad-live.xml · derivative · entry 3

Peck William Bradley · CIK 0001815934 · Head of Digital Assets

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 15,830 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: These PRSUs were granted by the Issuer on January 25, 2021 and vested on January 25, 2024. The ultimate number of shares that could have vested was between 0 and 200% of the previously reported target number of PRSUs based on the total shareholder return ("TSR") of the Issuer's common stock relative to the respective TSRs of the stocks of a peer group of companies, each measured over a 3-year period from the grant date ("Relative TSR"). Based on a report issued by an independent valuation specialist and certified by the Issuer's compensation committee on January 29, 2024, the Relative TSR measured in the 92nd percentile, resulting in the vesting of 200% of the target number of PRSUs.

F1 · shares: Each performance-based restricted stock unit ("PRSU") represented the right to receive, on the vesting date, one share of common stock for each such unit that vested.

F2 · shares: Includes the reinvestment of dividend equivalents into 840 PRSUs between the grant date and vesting date.

F5 · shares: These PRSUs were granted by the Issuer on January 25, 2021 and vested on January 25, 2024. The ultimate number of shares that could have vested was between 0 and 200% of the previously reported target number of PRSUs based on the total shareholder return ("TSR") of the Issuer's common stock relative to the respective TSRs of the stocks of a peer group of companies, each measured over a 3-year period from the grant date ("Relative TSR"). Based on a report issued by an independent valuation specialist and certified by the Issuer's compensation committee on January 29, 2024, the Relative TSR measured in the 92nd percentile, resulting in the vesting of 200% of the target number of PRSUs.

F5 · derivative.exercise_date: These PRSUs were granted by the Issuer on January 25, 2021 and vested on January 25, 2024. The ultimate number of shares that could have vested was between 0 and 200% of the previously reported target number of PRSUs based on the total shareholder return ("TSR") of the Issuer's common stock relative to the respective TSRs of the stocks of a peer group of companies, each measured over a 3-year period from the grant date ("Relative TSR"). Based on a report issued by an independent valuation specialist and certified by the Issuer's compensation committee on January 29, 2024, the Relative TSR measured in the 92nd percentile, resulting in the vesting of 200% of the target number of PRSUs.

F5 · derivative.expiration_date: These PRSUs were granted by the Issuer on January 25, 2021 and vested on January 25, 2024. The ultimate number of shares that could have vested was between 0 and 200% of the previously reported target number of PRSUs based on the total shareholder return ("TSR") of the Issuer's common stock relative to the respective TSRs of the stocks of a peer group of companies, each measured over a 3-year period from the grant date ("Relative TSR"). Based on a report issued by an independent valuation specialist and certified by the Issuer's compensation committee on January 29, 2024, the Relative TSR measured in the 92nd percentile, resulting in the vesting of 200% of the target number of PRSUs.

F1 · derivative.underlying_shares: Each performance-based restricted stock unit ("PRSU") represented the right to receive, on the vesting date, one share of common stock for each such unit that vested.

F2 · derivative.underlying_shares: Includes the reinvestment of dividend equivalents into 840 PRSUs between the grant date and vesting date.

F5 · derivative.underlying_shares: These PRSUs were granted by the Issuer on January 25, 2021 and vested on January 25, 2024. The ultimate number of shares that could have vested was between 0 and 200% of the previously reported target number of PRSUs based on the total shareholder return ("TSR") of the Issuer's common stock relative to the respective TSRs of the stocks of a peer group of companies, each measured over a 3-year period from the grant date ("Relative TSR"). Based on a report issued by an independent valuation specialist and certified by the Issuer's compensation committee on January 29, 2024, the Relative TSR measured in the 92nd percentile, resulting in the vesting of 200% of the target number of PRSUs.

SEC source: 0001664272-24-000073 · f4_a1e2k00000wi75ruad-live.xml · nonDerivative · entry 2

Peck William Bradley · CIK 0001815934 · Head of Digital Assets

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 202,388

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Each performance-based restricted stock unit ("PRSU") represented the right to receive, on the vesting date, one share of common stock for each such unit that vested.

F2 · shares: Includes the reinvestment of dividend equivalents into 840 PRSUs between the grant date and vesting date.

F3 · balance_after: Includes restricted stock awards vesting as to (i) 55,128 shares on January 25, 2025 (ii) 40,730 shares on January 25, 2026 and (iii) 18,408 on January 25, 2027.

SEC source: 0001664272-24-000073 · f4_a1e2k00000wi75ruad-live.xml · nonDerivative · entry 1

Peck William Bradley · CIK 0001815934 · Head of Digital Assets

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 196,681

F4 · shares: Shares withheld by the Issuer upon vesting of PRSUs to cover withholding taxes.

F3 · balance_after: Includes restricted stock awards vesting as to (i) 55,128 shares on January 25, 2025 (ii) 40,730 shares on January 25, 2026 and (iii) 18,408 on January 25, 2027.

SEC source: 0001664272-24-000072 · f4_a1e2k00000wi75muad-live.xml · derivative · entry 3

Marinof Alexis · CIK 0001784344 · Head of Europe

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 33,072 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: These PRSUs were granted by the Issuer on January 25, 2021 and vested on January 25, 2024. The ultimate number of shares that could have vested was between 0 and 200% of the previously reported target number of PRSUs based on the total shareholder return ("TSR") of the Issuer's common stock relative to the respective TSRs of the stocks of a peer group of companies, each measured over a 3-year period from the grant date ("Relative TSR"). Based on a report issued by an independent valuation specialist and certified by the Issuer's compensation committee on January 29, 2024, the Relative TSR measured in the 92nd percentile, resulting in the vesting of 200% of the target number of PRSUs.

F1 · shares: Each performance-based restricted stock unit ("PRSU") represented the right to receive, on the vesting date, one share of common stock for each such unit that vested.

F2 · shares: Includes the reinvestment of dividend equivalents into 1,760 PRSUs between the grant date and vesting date.

F5 · shares: These PRSUs were granted by the Issuer on January 25, 2021 and vested on January 25, 2024. The ultimate number of shares that could have vested was between 0 and 200% of the previously reported target number of PRSUs based on the total shareholder return ("TSR") of the Issuer's common stock relative to the respective TSRs of the stocks of a peer group of companies, each measured over a 3-year period from the grant date ("Relative TSR"). Based on a report issued by an independent valuation specialist and certified by the Issuer's compensation committee on January 29, 2024, the Relative TSR measured in the 92nd percentile, resulting in the vesting of 200% of the target number of PRSUs.

F5 · derivative.exercise_date: These PRSUs were granted by the Issuer on January 25, 2021 and vested on January 25, 2024. The ultimate number of shares that could have vested was between 0 and 200% of the previously reported target number of PRSUs based on the total shareholder return ("TSR") of the Issuer's common stock relative to the respective TSRs of the stocks of a peer group of companies, each measured over a 3-year period from the grant date ("Relative TSR"). Based on a report issued by an independent valuation specialist and certified by the Issuer's compensation committee on January 29, 2024, the Relative TSR measured in the 92nd percentile, resulting in the vesting of 200% of the target number of PRSUs.

F5 · derivative.expiration_date: These PRSUs were granted by the Issuer on January 25, 2021 and vested on January 25, 2024. The ultimate number of shares that could have vested was between 0 and 200% of the previously reported target number of PRSUs based on the total shareholder return ("TSR") of the Issuer's common stock relative to the respective TSRs of the stocks of a peer group of companies, each measured over a 3-year period from the grant date ("Relative TSR"). Based on a report issued by an independent valuation specialist and certified by the Issuer's compensation committee on January 29, 2024, the Relative TSR measured in the 92nd percentile, resulting in the vesting of 200% of the target number of PRSUs.

F1 · derivative.underlying_shares: Each performance-based restricted stock unit ("PRSU") represented the right to receive, on the vesting date, one share of common stock for each such unit that vested.

F2 · derivative.underlying_shares: Includes the reinvestment of dividend equivalents into 1,760 PRSUs between the grant date and vesting date.

F5 · derivative.underlying_shares: These PRSUs were granted by the Issuer on January 25, 2021 and vested on January 25, 2024. The ultimate number of shares that could have vested was between 0 and 200% of the previously reported target number of PRSUs based on the total shareholder return ("TSR") of the Issuer's common stock relative to the respective TSRs of the stocks of a peer group of companies, each measured over a 3-year period from the grant date ("Relative TSR"). Based on a report issued by an independent valuation specialist and certified by the Issuer's compensation committee on January 29, 2024, the Relative TSR measured in the 92nd percentile, resulting in the vesting of 200% of the target number of PRSUs.

SEC source: 0001664272-24-000072 · f4_a1e2k00000wi75muad-live.xml · nonDerivative · entry 2

Marinof Alexis · CIK 0001784344 · Head of Europe

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 288,469

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Each performance-based restricted stock unit ("PRSU") represented the right to receive, on the vesting date, one share of common stock for each such unit that vested.

F2 · shares: Includes the reinvestment of dividend equivalents into 1,760 PRSUs between the grant date and vesting date.

F3 · balance_after: Includes restricted stock awards vesting as to (i) 68,401 shares on January 25, 2025, (ii) 52,381 shares on January 25, 2026 and (iii) 26,869 shares on January 25, 2027.

SEC source: 0001664272-24-000072 · f4_a1e2k00000wi75muad-live.xml · nonDerivative · entry 1

Marinof Alexis · CIK 0001784344 · Head of Europe

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 272,925

F4 · shares: Shares withheld by the Issuer upon vesting of PRSUs to cover withholding taxes.

F3 · balance_after: Includes restricted stock awards vesting as to (i) 68,401 shares on January 25, 2025, (ii) 52,381 shares on January 25, 2026 and (iii) 26,869 shares on January 25, 2027.

SEC source: 0001664272-24-000071 · f4_a1e2k00000wi75cuad-live.xml · derivative · entry 3

Lilien R Jarrett · CIK 0001197950 · President and COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 143,386 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: These PRSUs were granted by the Issuer on January 25, 2021 and vested on January 25, 2024. The ultimate number of shares that could have vested was between 0 and 200% of the previously reported target number of PRSUs based on the total shareholder return ("TSR") of the Issuer's common stock relative to the respective TSRs of the stocks of a peer group of companies, each measured over a 3-year period from the grant date ("Relative TSR"). Based on a report issued by an independent valuation specialist and certified by the Issuer's compensation committee on January 29, 2024, the Relative TSR measured in the 92nd percentile, resulting in the vesting of 200% of the target number of PRSUs.

F1 · shares: Each performance-based restricted stock unit ("PRSU") represented the right to receive, on the vesting date, one share of common stock for each such unit that vested.

F2 · shares: Includes the reinvestment of dividend equivalents into 7,632 PRSUs between the grant date and vesting date.

F5 · shares: These PRSUs were granted by the Issuer on January 25, 2021 and vested on January 25, 2024. The ultimate number of shares that could have vested was between 0 and 200% of the previously reported target number of PRSUs based on the total shareholder return ("TSR") of the Issuer's common stock relative to the respective TSRs of the stocks of a peer group of companies, each measured over a 3-year period from the grant date ("Relative TSR"). Based on a report issued by an independent valuation specialist and certified by the Issuer's compensation committee on January 29, 2024, the Relative TSR measured in the 92nd percentile, resulting in the vesting of 200% of the target number of PRSUs.

F5 · derivative.exercise_date: These PRSUs were granted by the Issuer on January 25, 2021 and vested on January 25, 2024. The ultimate number of shares that could have vested was between 0 and 200% of the previously reported target number of PRSUs based on the total shareholder return ("TSR") of the Issuer's common stock relative to the respective TSRs of the stocks of a peer group of companies, each measured over a 3-year period from the grant date ("Relative TSR"). Based on a report issued by an independent valuation specialist and certified by the Issuer's compensation committee on January 29, 2024, the Relative TSR measured in the 92nd percentile, resulting in the vesting of 200% of the target number of PRSUs.

F5 · derivative.expiration_date: These PRSUs were granted by the Issuer on January 25, 2021 and vested on January 25, 2024. The ultimate number of shares that could have vested was between 0 and 200% of the previously reported target number of PRSUs based on the total shareholder return ("TSR") of the Issuer's common stock relative to the respective TSRs of the stocks of a peer group of companies, each measured over a 3-year period from the grant date ("Relative TSR"). Based on a report issued by an independent valuation specialist and certified by the Issuer's compensation committee on January 29, 2024, the Relative TSR measured in the 92nd percentile, resulting in the vesting of 200% of the target number of PRSUs.

F1 · derivative.underlying_shares: Each performance-based restricted stock unit ("PRSU") represented the right to receive, on the vesting date, one share of common stock for each such unit that vested.

F2 · derivative.underlying_shares: Includes the reinvestment of dividend equivalents into 7,632 PRSUs between the grant date and vesting date.

F5 · derivative.underlying_shares: These PRSUs were granted by the Issuer on January 25, 2021 and vested on January 25, 2024. The ultimate number of shares that could have vested was between 0 and 200% of the previously reported target number of PRSUs based on the total shareholder return ("TSR") of the Issuer's common stock relative to the respective TSRs of the stocks of a peer group of companies, each measured over a 3-year period from the grant date ("Relative TSR"). Based on a report issued by an independent valuation specialist and certified by the Issuer's compensation committee on January 29, 2024, the Relative TSR measured in the 92nd percentile, resulting in the vesting of 200% of the target number of PRSUs.

SEC source: 0001664272-24-000071 · f4_a1e2k00000wi75cuad-live.xml · nonDerivative · entry 2

Lilien R Jarrett · CIK 0001197950 · President and COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,027,744

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Each performance-based restricted stock unit ("PRSU") represented the right to receive, on the vesting date, one share of common stock for each such unit that vested.

F2 · shares: Includes the reinvestment of dividend equivalents into 7,632 PRSUs between the grant date and vesting date.

F3 · balance_after: Includes restricted stock awards vesting as to (i) 149,525 shares on January 25, 2025, (ii) 120,010 shares on January 25, 2026 and (iii) 54,847 shares on January 25, 2027.

SEC source: 0001664272-24-000071 · f4_a1e2k00000wi75cuad-live.xml · nonDerivative · entry 1

Lilien R Jarrett · CIK 0001197950 · President and COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 951,728

F4 · shares: Shares withheld by the Issuer upon vesting of PRSUs to cover withholding taxes.

F3 · balance_after: Includes restricted stock awards vesting as to (i) 149,525 shares on January 25, 2025, (ii) 120,010 shares on January 25, 2026 and (iii) 54,847 shares on January 25, 2027.

SEC source: 0001664272-24-000070 · f4_a1e2k00000wi75suat-live.xml · derivative · entry 3

Frankenthaler Marci · CIK 0001772446 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 22,716 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: These PRSUs were granted by the Issuer on January 25, 2021 and vested on January 25, 2024. The ultimate number of shares that could have vested was between 0 and 200% of the previously reported target number of PRSUs based on the total shareholder return ("TSR") of the Issuer's common stock relative to the respective TSRs of the stocks of a peer group of companies, each measured over a 3-year period from the grant date ("Relative TSR"). Based on a report issued by an independent valuation specialist and certified by the Issuer's compensation committee on January 29, 2024, the Relative TSR measured in the 92nd percentile, resulting in the vesting of 200% of the target number of PRSUs.

F1 · shares: Each performance-based restricted stock unit ("PRSU") represented the right to receive, on the vesting date, one share of common stock for each such unit that vested.

F2 · shares: Includes the reinvestment of dividend equivalents into 1,208 PRSUs between the grant date and vesting date.

F5 · shares: These PRSUs were granted by the Issuer on January 25, 2021 and vested on January 25, 2024. The ultimate number of shares that could have vested was between 0 and 200% of the previously reported target number of PRSUs based on the total shareholder return ("TSR") of the Issuer's common stock relative to the respective TSRs of the stocks of a peer group of companies, each measured over a 3-year period from the grant date ("Relative TSR"). Based on a report issued by an independent valuation specialist and certified by the Issuer's compensation committee on January 29, 2024, the Relative TSR measured in the 92nd percentile, resulting in the vesting of 200% of the target number of PRSUs.

F5 · derivative.exercise_date: These PRSUs were granted by the Issuer on January 25, 2021 and vested on January 25, 2024. The ultimate number of shares that could have vested was between 0 and 200% of the previously reported target number of PRSUs based on the total shareholder return ("TSR") of the Issuer's common stock relative to the respective TSRs of the stocks of a peer group of companies, each measured over a 3-year period from the grant date ("Relative TSR"). Based on a report issued by an independent valuation specialist and certified by the Issuer's compensation committee on January 29, 2024, the Relative TSR measured in the 92nd percentile, resulting in the vesting of 200% of the target number of PRSUs.

F5 · derivative.expiration_date: These PRSUs were granted by the Issuer on January 25, 2021 and vested on January 25, 2024. The ultimate number of shares that could have vested was between 0 and 200% of the previously reported target number of PRSUs based on the total shareholder return ("TSR") of the Issuer's common stock relative to the respective TSRs of the stocks of a peer group of companies, each measured over a 3-year period from the grant date ("Relative TSR"). Based on a report issued by an independent valuation specialist and certified by the Issuer's compensation committee on January 29, 2024, the Relative TSR measured in the 92nd percentile, resulting in the vesting of 200% of the target number of PRSUs.

F1 · derivative.underlying_shares: Each performance-based restricted stock unit ("PRSU") represented the right to receive, on the vesting date, one share of common stock for each such unit that vested.

F2 · derivative.underlying_shares: Includes the reinvestment of dividend equivalents into 1,208 PRSUs between the grant date and vesting date.

F5 · derivative.underlying_shares: These PRSUs were granted by the Issuer on January 25, 2021 and vested on January 25, 2024. The ultimate number of shares that could have vested was between 0 and 200% of the previously reported target number of PRSUs based on the total shareholder return ("TSR") of the Issuer's common stock relative to the respective TSRs of the stocks of a peer group of companies, each measured over a 3-year period from the grant date ("Relative TSR"). Based on a report issued by an independent valuation specialist and certified by the Issuer's compensation committee on January 29, 2024, the Relative TSR measured in the 92nd percentile, resulting in the vesting of 200% of the target number of PRSUs.

SEC source: 0001664272-24-000070 · f4_a1e2k00000wi75suat-live.xml · nonDerivative · entry 2

Frankenthaler Marci · CIK 0001772446 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 250,824

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Each performance-based restricted stock unit ("PRSU") represented the right to receive, on the vesting date, one share of common stock for each such unit that vested.

F2 · shares: Includes the reinvestment of dividend equivalents into 1,208 PRSUs between the grant date and vesting date.

F3 · balance_after: Includes restricted stock awards vesting as to (i) 62,139 shares on January 25, 2025, (ii) 48,221 shares on January 25, 2026 and (iii) 23,668 shares on January 25, 2027.

SEC source: 0001664272-24-000070 · f4_a1e2k00000wi75suat-live.xml · nonDerivative · entry 1

Frankenthaler Marci · CIK 0001772446 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 242,634

F4 · shares: Shares withheld by the Issuer upon vesting of PRSUs to cover withholding taxes.

F3 · balance_after: Includes restricted stock awards vesting as to (i) 62,139 shares on January 25, 2025, (ii) 48,221 shares on January 25, 2026 and (iii) 23,668 shares on January 25, 2027.

SEC source: 0001664272-24-000062 · f4_a1e2k00000wi74yuad-live.xml · derivative · entry 3

Ziemba Peter M · CIK 0001064674 · Chief Administrative Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,914

Underlying: Common Stock · 21,914 shares

Expires not disclosed

F4 · derivative.exercise_price: Each performance-based restricted stock unit represents the right to receive, on the vesting date, one share of common stock for each such unit that vests.

F5 · derivative.exercise_date: These performance-based restricted stock units ("PRSUs") are scheduled to vest on January 25, 2027. The target number of PRSUs is reported on this form. Between 0% and 200% of the target number of PRSUs may vest and the number of shares of the Issuer's common stock ("Common Stock") to be issued will be determined based on the total shareholder return ("TSR") of the Common Stock relative to the respective TSRs of the stocks of a peer group of companies, each measured over a 3-year period from the grant date. If the Reporting Person's employment is terminated under certain circumstances or a change of control occurs prior to the 3rd anniversary of the grant date, all or a portion of the PRSUs will vest and the number of shares of Common Stock to be issued will be determined at such time based on the respective TSRs of the Common Stock and the stocks of the peer group, each measured from the grant date to the accelerated vesting date.

F5 · derivative.expiration_date: These performance-based restricted stock units ("PRSUs") are scheduled to vest on January 25, 2027. The target number of PRSUs is reported on this form. Between 0% and 200% of the target number of PRSUs may vest and the number of shares of the Issuer's common stock ("Common Stock") to be issued will be determined based on the total shareholder return ("TSR") of the Common Stock relative to the respective TSRs of the stocks of a peer group of companies, each measured over a 3-year period from the grant date. If the Reporting Person's employment is terminated under certain circumstances or a change of control occurs prior to the 3rd anniversary of the grant date, all or a portion of the PRSUs will vest and the number of shares of Common Stock to be issued will be determined at such time based on the respective TSRs of the Common Stock and the stocks of the peer group, each measured from the grant date to the accelerated vesting date.

SEC source: 0001664272-24-000062 · f4_a1e2k00000wi74yuad-live.xml · nonDerivative · entry 2

Ziemba Peter M · CIK 0001064674 · Chief Administrative Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,053,825

F1 · shares: Restricted stock awarded by Issuer on January 25, 2024 and vesting as to (i) 21,914 shares on each of January 25, 2025 and January 25, 2026 and (ii) 21,915 shares on January 25, 2027.

F2 · balance_after: Includes restricted stock awards vesting as to (i) 75,719 shares on January 25, 2025, (ii) 55,954 shares on January 25, 2026 and (iii) 21,915 shares on January 25, 2027.

SEC source: 0001664272-24-000062 · f4_a1e2k00000wi74yuad-live.xml · nonDerivative · entry 1

Ziemba Peter M · CIK 0001064674 · Chief Administrative Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,028,008

F3 · shares: Surrender of common stock to Issuer upon vesting of restricted stock awards to cover withholding taxes.

F2 · balance_after: Includes restricted stock awards vesting as to (i) 75,719 shares on January 25, 2025, (ii) 55,954 shares on January 25, 2026 and (iii) 21,915 shares on January 25, 2027.

SEC source: 0001664272-24-000061 · f4_a1e2k00000wi753uad-live.xml · derivative · entry 3

Yates David M · CIK 0001916322 · Chief Information Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,742

Underlying: Common Stock · 16,742 shares

Expires not disclosed

F4 · derivative.exercise_price: Each performance-based restricted stock unit represents the right to receive, on the vesting date, one share of common stock for each such unit that vests.

F5 · derivative.exercise_date: These performance-based restricted stock units ("PRSUs") are scheduled to vest on January 25, 2027. The target number of PRSUs is reported on this form. Between 0% and 200% of the target number of PRSUs may vest and the number of shares of the Issuer's common stock ("Common Stock") to be issued will be determined based on the total shareholder return ("TSR") of the Common Stock relative to the respective TSRs of the stocks of a peer group of companies, each measured over a 3-year period from the grant date. If the Reporting Person's employment is terminated under certain circumstances or a change of control occurs prior to the 3rd anniversary of the grant date, all or a portion of the PRSUs will vest and the number of shares of Common Stock to be issued will be determined at such time based on the respective TSRs of the Common Stock and the stocks of the peer group, each measured from the grant date to the accelerated vesting date.

F5 · derivative.expiration_date: These performance-based restricted stock units ("PRSUs") are scheduled to vest on January 25, 2027. The target number of PRSUs is reported on this form. Between 0% and 200% of the target number of PRSUs may vest and the number of shares of the Issuer's common stock ("Common Stock") to be issued will be determined based on the total shareholder return ("TSR") of the Common Stock relative to the respective TSRs of the stocks of a peer group of companies, each measured over a 3-year period from the grant date. If the Reporting Person's employment is terminated under certain circumstances or a change of control occurs prior to the 3rd anniversary of the grant date, all or a portion of the PRSUs will vest and the number of shares of Common Stock to be issued will be determined at such time based on the respective TSRs of the Common Stock and the stocks of the peer group, each measured from the grant date to the accelerated vesting date.

SEC source: 0001664272-24-000061 · f4_a1e2k00000wi753uad-live.xml · nonDerivative · entry 2

Yates David M · CIK 0001916322 · Chief Information Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 171,711

F1 · shares: Restricted stock awarded by Issuer on January 25, 2024 and vesting as to (i) 16,742 shares on each of January 25, 2025 and January 25, 2026 and (ii) 16,743 shares on January 25, 2027.

F2 · balance_after: Includes restricted stock awards vesting as to (i) 50,163 shares on January 25, 2025, (ii) 37,948 shares on January 25, 2026 and (iii) 16,743 shares on January 25, 2027.

SEC source: 0001664272-24-000061 · f4_a1e2k00000wi753uad-live.xml · nonDerivative · entry 1

Yates David M · CIK 0001916322 · Chief Information Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 154,433

F3 · shares: Surrender of common stock to Issuer upon vesting of restricted stock awards to cover withholding taxes.

F2 · balance_after: Includes restricted stock awards vesting as to (i) 50,163 shares on January 25, 2025, (ii) 37,948 shares on January 25, 2026 and (iii) 16,743 shares on January 25, 2027.

SEC source: 0001664272-24-000060 · f4_a1e2k00000wi74ouad-live.xml · derivative · entry 4

Steinberg Jonathan L · CIK 0000934992 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 269,410

Underlying: Common Stock · 269,410 shares

Expires not disclosed

F4 · derivative.exercise_price: Each performance-based restricted stock unit represents the right to receive, on the vesting date, one share of common stock for each such unit that vests.

F5 · derivative.exercise_date: These performance-based restricted stock units ("PRSUs") are scheduled to vest on January 25, 2027. The target number of PRSUs is reported on this form. Between 0% and 200% of the target number of PRSUs may vest and the number of shares of the Issuer's common stock ("Common Stock") to be issued will be determined based on the total shareholder return ("TSR") of the Common Stock relative to the respective TSRs of the stocks of a peer group of companies, each measured over a 3-year period from the grant date. If the Reporting Person's employment is terminated under certain circumstances or a change of control occurs prior to the 3rd anniversary of the grant date, all or a portion of the PRSUs will vest and the number of shares of Common Stock to be issued will be determined at such time based on the respective TSRs of the Common Stock and the stocks of the peer group, each measured from the grant date to the accelerated vesting date.

F5 · derivative.expiration_date: These performance-based restricted stock units ("PRSUs") are scheduled to vest on January 25, 2027. The target number of PRSUs is reported on this form. Between 0% and 200% of the target number of PRSUs may vest and the number of shares of the Issuer's common stock ("Common Stock") to be issued will be determined based on the total shareholder return ("TSR") of the Common Stock relative to the respective TSRs of the stocks of a peer group of companies, each measured over a 3-year period from the grant date. If the Reporting Person's employment is terminated under certain circumstances or a change of control occurs prior to the 3rd anniversary of the grant date, all or a portion of the PRSUs will vest and the number of shares of Common Stock to be issued will be determined at such time based on the respective TSRs of the Common Stock and the stocks of the peer group, each measured from the grant date to the accelerated vesting date.

SEC source: 0001664272-24-000060 · f4_a1e2k00000wi74ouad-live.xml · nonDerivative · entry 2

Steinberg Jonathan L · CIK 0000934992 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,833,840

F1 · shares: Restricted stock awarded by Issuer on January 25, 2024 and vesting as to (i) 89,803 shares on each of January 25, 2025 and January 25, 2026 and (ii) 89,804 shares on January 25, 2027.

F2 · balance_after: Includes restricted stock awards vesting as to (i) 269,088 shares on January 25, 2025, (ii) 196,517 shares on January 25, 2026 and (iii) 89,804 shares on January 25, 2026.

SEC source: 0001664272-24-000060 · f4_a1e2k00000wi74ouad-live.xml · nonDerivative · entry 1

Steinberg Jonathan L · CIK 0000934992 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,741,485

F3 · shares: Surrender of common stock to Issuer upon vesting of restricted stock awards to cover withholding taxes.

F2 · balance_after: Includes restricted stock awards vesting as to (i) 269,088 shares on January 25, 2025, (ii) 196,517 shares on January 25, 2026 and (iii) 89,804 shares on January 25, 2026.

SEC source: 0001664272-24-000059 · f4_a1e2k00000wi74juad-live.xml · derivative · entry 3

Peck William Bradley · CIK 0001815934 · Head of Digital Assets

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,408

Underlying: Common Stock · 18,408 shares

Expires not disclosed

F4 · derivative.exercise_price: Each performance-based restricted stock unit represents the right to receive, on the vesting date, one share of common stock for each such unit that vests.

F5 · derivative.exercise_date: These performance-based restricted stock units ("PRSUs") are scheduled to vest on January 25, 2027. The target number of PRSUs is reported on this form. Between 0% and 200% of the target number of PRSUs may vest and the number of shares of the Issuer's common stock ("Common Stock") to be issued will be determined based on the total shareholder return ("TSR") of the Common Stock relative to the respective TSRs of the stocks of a peer group of companies, each measured over a 3-year period from the grant date. If the Reporting Person's employment is terminated under certain circumstances or a change of control occurs prior to the 3rd anniversary of the grant date, all or a portion of the PRSUs will vest and the number of shares of Common Stock to be issued will be determined at such time based on the respective TSRs of the Common Stock and the stocks of the peer group, each measured from the grant date to the accelerated vesting date.

F5 · derivative.expiration_date: These performance-based restricted stock units ("PRSUs") are scheduled to vest on January 25, 2027. The target number of PRSUs is reported on this form. Between 0% and 200% of the target number of PRSUs may vest and the number of shares of the Issuer's common stock ("Common Stock") to be issued will be determined based on the total shareholder return ("TSR") of the Common Stock relative to the respective TSRs of the stocks of a peer group of companies, each measured over a 3-year period from the grant date. If the Reporting Person's employment is terminated under certain circumstances or a change of control occurs prior to the 3rd anniversary of the grant date, all or a portion of the PRSUs will vest and the number of shares of Common Stock to be issued will be determined at such time based on the respective TSRs of the Common Stock and the stocks of the peer group, each measured from the grant date to the accelerated vesting date.

SEC source: 0001664272-24-000059 · f4_a1e2k00000wi74juad-live.xml · nonDerivative · entry 2

Peck William Bradley · CIK 0001815934 · Head of Digital Assets

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 203,480

F1 · shares: Restricted stock awarded by Issuer on January 25, 2024 and vesting as to 18,408 shares on each of January 25, 2025, January 25, 2026 and January 25, 2027.

F2 · balance_after: Includes restricted stock awards vesting as to (i) 55,128 shares on January 25, 2025 (ii) 40,730 shares on January 25, 2026 and (iii) 18,408 on January 25, 2027.

SEC source: 0001664272-24-000059 · f4_a1e2k00000wi74juad-live.xml · nonDerivative · entry 1

Peck William Bradley · CIK 0001815934 · Head of Digital Assets

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 186,558

F3 · shares: Surrender of common stock to Issuer upon vesting of restricted stock awards to cover withholding taxes.

F2 · balance_after: Includes restricted stock awards vesting as to (i) 55,128 shares on January 25, 2025 (ii) 40,730 shares on January 25, 2026 and (iii) 18,408 on January 25, 2027.

SEC source: 0001664272-24-000058 · f4_a1e2k00000wi74euad-live.xml · derivative · entry 3

Marinof Alexis · CIK 0001784344 · Head of Europe

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 26,868

Underlying: Common Stock · 26,868 shares

Expires not disclosed

F4 · derivative.exercise_price: Each performance-based restricted stock unit represents the right to receive, on the vesting date, one share of common stock for each such unit that vests.

F5 · derivative.exercise_date: These performance-based restricted stock units ("PRSUs") are scheduled to vest on January 25, 2027. The target number of PRSUs is reported on this form. Between 0% and 200% of the target number of PRSUs may vest and the number of shares of the Issuer's common stock ("Common Stock") to be issued will be determined based on the total shareholder return ("TSR") of the Common Stock relative to the respective TSRs of the stocks of a peer group of companies, each measured over a 3-year period from the grant date. If the Reporting Person's employment is terminated under certain circumstances or a change of control occurs prior to the 3rd anniversary of the grant date, all or a portion of the PRSUs will vest and the number of shares of Common Stock to be issued will be determined at such time based on the respective TSRs of the Common Stock and the stocks of the peer group, each measured from the grant date to the accelerated vesting date.

F5 · derivative.expiration_date: These performance-based restricted stock units ("PRSUs") are scheduled to vest on January 25, 2027. The target number of PRSUs is reported on this form. Between 0% and 200% of the target number of PRSUs may vest and the number of shares of the Issuer's common stock ("Common Stock") to be issued will be determined based on the total shareholder return ("TSR") of the Common Stock relative to the respective TSRs of the stocks of a peer group of companies, each measured over a 3-year period from the grant date. If the Reporting Person's employment is terminated under certain circumstances or a change of control occurs prior to the 3rd anniversary of the grant date, all or a portion of the PRSUs will vest and the number of shares of Common Stock to be issued will be determined at such time based on the respective TSRs of the Common Stock and the stocks of the peer group, each measured from the grant date to the accelerated vesting date.

SEC source: 0001664272-24-000058 · f4_a1e2k00000wi74euad-live.xml · nonDerivative · entry 2

Marinof Alexis · CIK 0001784344 · Head of Europe

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 282,278

F1 · shares: Restricted stock awarded by Issuer on January 25, 2024 and vesting as to (i) 26,868 shares on each of January 25, 2025 and January 25, 2026 and (ii) 26,869 shares on January 25, 2027.

F2 · balance_after: Includes restricted stock awards vesting as to (i) 68,401 shares on January 25, 2025, (ii) 52,381 shares on January 25, 2026 and (iii) 26,869 shares on January 25, 2027.

SEC source: 0001664272-24-000058 · f4_a1e2k00000wi74euad-live.xml · nonDerivative · entry 1

Marinof Alexis · CIK 0001784344 · Head of Europe

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 255,397

F3 · shares: Surrender of common stock to Issuer upon vesting of restricted stock awards to cover withholding taxes.

F2 · balance_after: Includes restricted stock awards vesting as to (i) 68,401 shares on January 25, 2025, (ii) 52,381 shares on January 25, 2026 and (iii) 26,869 shares on January 25, 2027.

SEC source: 0001664272-24-000057 · f4_a1e2k00000wi74zuat-live.xml · derivative · entry 3

Lilien R Jarrett · CIK 0001197950 · President and COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 164,537

Underlying: Common Stock · 164,537 shares

Expires not disclosed

F4 · derivative.exercise_price: Each performance-based restricted stock unit represents the right to receive, on the vesting date, one share of common stock for each such unit that vests.

F5 · derivative.exercise_date: These performance-based restricted stock units ("PRSUs") are scheduled to vest on January 25, 2027. The target number of PRSUs is reported on this form. Between 0% and 200% of the target number of PRSUs may vest and the number of shares of the Issuer's common stock ("Common Stock") to be issued will be determined based on the total shareholder return ("TSR") of the Common Stock relative to the respective TSRs of the stocks of a peer group of companies, each measured over a 3-year period from the grant date. If the Reporting Person's employment is terminated under certain circumstances or a change of control occurs prior to the 3rd anniversary of the grant date, all or a portion of the PRSUs will vest and the number of shares of Common Stock to be issued will be determined at such time based on the respective TSRs of the Common Stock and the stocks of the peer group, each measured from the grant date to the accelerated vesting date.

F5 · derivative.expiration_date: These performance-based restricted stock units ("PRSUs") are scheduled to vest on January 25, 2027. The target number of PRSUs is reported on this form. Between 0% and 200% of the target number of PRSUs may vest and the number of shares of the Issuer's common stock ("Common Stock") to be issued will be determined based on the total shareholder return ("TSR") of the Common Stock relative to the respective TSRs of the stocks of a peer group of companies, each measured over a 3-year period from the grant date. If the Reporting Person's employment is terminated under certain circumstances or a change of control occurs prior to the 3rd anniversary of the grant date, all or a portion of the PRSUs will vest and the number of shares of Common Stock to be issued will be determined at such time based on the respective TSRs of the Common Stock and the stocks of the peer group, each measured from the grant date to the accelerated vesting date.

SEC source: 0001664272-24-000057 · f4_a1e2k00000wi74zuat-live.xml · nonDerivative · entry 2

Lilien R Jarrett · CIK 0001197950 · President and COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 932,570

F1 · shares: Restricted stock awarded by Issuer on January 25, 2024 and vesting as to (i) 54,845 shares on each of January 25, 2025 and January 25, 2026 and (ii) 54,847 shares on January 25, 2027.

F2 · balance_after: Includes restricted stock awards vesting as to (i) 149,525 shares on January 25, 2025, (ii) 120,010 shares on January 25, 2026 and (iii) 54,847 shares on January 25, 2027.

SEC source: 0001664272-24-000057 · f4_a1e2k00000wi74zuat-live.xml · nonDerivative · entry 1

Lilien R Jarrett · CIK 0001197950 · President and COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 884,358

F3 · shares: Surrender of common stock to Issuer upon vesting of restricted stock awards to cover withholding taxes.

F2 · balance_after: Includes restricted stock awards vesting as to (i) 149,525 shares on January 25, 2025, (ii) 120,010 shares on January 25, 2026 and (iii) 54,847 shares on January 25, 2027.