Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| WisdomTree, Inc.WT · Entity 4093 | Chief Legal Officer | February 23, 2026 | February 25, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
WisdomTree, Inc.
Report date February 23, 2026 · Filed February 25, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Performance Based Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 3,725 |
Reported balance
After 2026-02-23 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2026-02-23 · Grant · Acquired 3,725 · Balance 3,725 F1: On January 25, 2026, the Compensation Committee of the Issuer's Board of Directors approved a grant of performance-based restricted stock units ("PRSUs") initially reported on a Form 4 filed January 27, 2026 and amended February 24, 2026 ("Prior Form 4"), with the target number of PRSUs determined based on the grant-date fair value calculated using a Monte Carlo valuation methodology. On February 23, 2026, the Compensation Committee approved a change in the methodology for determining PRSU target shares to one based on the Issuer's grant date closing stock price and, in connection with that change, approved a separate, additional grant of PRSUs to the Reporting Person equal to the difference between (i) the target number of PRSUs reported in the Prior Form 4 and (ii) the target number of PRSUs determined using the Issuer's closing stock price on January 25, 2026. This grant is intended to qualify for the Rule 16b-3 exemption under the Securities Exchange Act of 1934. F2: Each performance-based restricted stock unit represents the right to receive, on the vesting date, one share of common stock for each unit that vests. F3: These PRSUs are scheduled to vest on February 23, 2029. The target number of PRSUs is reported on this form. Between 0% and 200% of the target number of PRSUs may vest and the number of shares of the Issuer's common stock ("Common Stock") to be issued will be determined based on the total shareholder return ("TSR") of the Common Stock relative to the respective TSRs of the stocks of a peer group of companies, each measured over a 3-year period from the grant date. If the Reporting Person's employment is terminated under certain circumstances or a change of control occurs prior to the 3rd anniversary of the grant date, all or a portion of the PRSUs will vest and the number of shares of Common Stock to be issued will be determined at such time based on the respective TSRs of the Common Stock and the stock of the peer group, each measured from the grant date to the accelerated vesting date. |
Filing footnotes · ownership attribution and instrument terms
F1: On January 25, 2026, the Compensation Committee of the Issuer's Board of Directors approved a grant of performance-based restricted stock units ("PRSUs") initially reported on a Form 4 filed January 27, 2026 and amended February 24, 2026 ("Prior Form 4"), with the target number of PRSUs determined based on the grant-date fair value calculated using a Monte Carlo valuation methodology. On February 23, 2026, the Compensation Committee approved a change in the methodology for determining PRSU target shares to one based on the Issuer's grant date closing stock price and, in connection with that change, approved a separate, additional grant of PRSUs to the Reporting Person equal to the difference between (i) the target number of PRSUs reported in the Prior Form 4 and (ii) the target number of PRSUs determined using the Issuer's closing stock price on January 25, 2026. This grant is intended to qualify for the Rule 16b-3 exemption under the Securities Exchange Act of 1934.
F2: Each performance-based restricted stock unit represents the right to receive, on the vesting date, one share of common stock for each unit that vests.
F3: These PRSUs are scheduled to vest on February 23, 2029. The target number of PRSUs is reported on this form. Between 0% and 200% of the target number of PRSUs may vest and the number of shares of the Issuer's common stock ("Common Stock") to be issued will be determined based on the total shareholder return ("TSR") of the Common Stock relative to the respective TSRs of the stocks of a peer group of companies, each measured over a 3-year period from the grant date. If the Reporting Person's employment is terminated under certain circumstances or a change of control occurs prior to the 3rd anniversary of the grant date, all or a portion of the PRSUs will vest and the number of shares of Common Stock to be issued will be determined at such time based on the respective TSRs of the Common Stock and the stock of the peer group, each measured from the grant date to the accelerated vesting date.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 23, 2026 Filed Feb 25, 2026 21:50 UTC | WisdomTree, Inc. WT · Entity 4093 | GrantPerformance Based Restricted Stock Units · Derivative | 3,725 | $0.00 | $0.00 |
DisclosureSEC source: 0001772446-26-000009 · f4_a1eus00000852sbmaa-live.xml · derivative · entry 1 Frankenthaler Marci · CIK 0001772446 · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,725 Underlying: Common Stock · 3,725 shares Expires not disclosed F1 · security: On January 25, 2026, the Compensation Committee of the Issuer's Board of Directors approved a grant of performance-based restricted stock units ("PRSUs") initially reported on a Form 4 filed January 27, 2026 and amended February 24, 2026 ("Prior Form 4"), with the target number of PRSUs determined based on the grant-date fair value calculated using a Monte Carlo valuation methodology. On February 23, 2026, the Compensation Committee approved a change in the methodology for determining PRSU target shares to one based on the Issuer's grant date closing stock price and, in connection with that change, approved a separate, additional grant of PRSUs to the Reporting Person equal to the difference between (i) the target number of PRSUs reported in the Prior Form 4 and (ii) the target number of PRSUs determined using the Issuer's closing stock price on January 25, 2026. This grant is intended to qualify for the Rule 16b-3 exemption under the Securities Exchange Act of 1934. F2 · derivative.exercise_price: Each performance-based restricted stock unit represents the right to receive, on the vesting date, one share of common stock for each unit that vests. F3 · derivative.exercise_date: These PRSUs are scheduled to vest on February 23, 2029. The target number of PRSUs is reported on this form. Between 0% and 200% of the target number of PRSUs may vest and the number of shares of the Issuer's common stock ("Common Stock") to be issued will be determined based on the total shareholder return ("TSR") of the Common Stock relative to the respective TSRs of the stocks of a peer group of companies, each measured over a 3-year period from the grant date. If the Reporting Person's employment is terminated under certain circumstances or a change of control occurs prior to the 3rd anniversary of the grant date, all or a portion of the PRSUs will vest and the number of shares of Common Stock to be issued will be determined at such time based on the respective TSRs of the Common Stock and the stock of the peer group, each measured from the grant date to the accelerated vesting date. F3 · derivative.expiration_date: These PRSUs are scheduled to vest on February 23, 2029. The target number of PRSUs is reported on this form. Between 0% and 200% of the target number of PRSUs may vest and the number of shares of the Issuer's common stock ("Common Stock") to be issued will be determined based on the total shareholder return ("TSR") of the Common Stock relative to the respective TSRs of the stocks of a peer group of companies, each measured over a 3-year period from the grant date. If the Reporting Person's employment is terminated under certain circumstances or a change of control occurs prior to the 3rd anniversary of the grant date, all or a portion of the PRSUs will vest and the number of shares of Common Stock to be issued will be determined at such time based on the respective TSRs of the Common Stock and the stock of the peer group, each measured from the grant date to the accelerated vesting date. Read SEC document |
| January 27, 2026 Filed Jan 29, 2026 21:41 UTC | WisdomTree, Inc. WT · Entity 4093 | Exercise / conversionPerformance Based Restricted Stock Units · Derivative | 43,998 | $0.00 | $0.00 |
DisclosureSEC source: 0001772446-26-000005 · f4_a1eus000007t3ajmaa-live.xml · derivative · entry 3 Frankenthaler Marci · CIK 0001772446 · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 43,998 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: These PRSUs were granted by the Issuer on January 25, 2023 and vested on January 25, 2026. The ultimate number of shares that could have vested was between 0 and 200% of the previously reported target number of PRSUs based on the total shareholder return ("TSR") of the Issuer's common stock relative to the respective TSRs of the stocks of a peer group of companies, each measured over a 3-year period from the grant date ("Relative TSR"). Based on a report issued by an independent valuation specialist and certified by the Issuer's compensation committee on January 27, 2026, the Relative TSR measured in the 84.62nd percentile, resulting in the vesting of 199% of the target number of PRSUs. F1 · shares: Each performance-based restricted stock unit ("PRSU") represented the right to receive, on the vesting date, one share of common stock for each such unit that vested. F2 · shares: Includes the reinvestment of dividend equivalents into 1,838 PRSUs between the grant date and vesting date. F5 · shares: These PRSUs were granted by the Issuer on January 25, 2023 and vested on January 25, 2026. The ultimate number of shares that could have vested was between 0 and 200% of the previously reported target number of PRSUs based on the total shareholder return ("TSR") of the Issuer's common stock relative to the respective TSRs of the stocks of a peer group of companies, each measured over a 3-year period from the grant date ("Relative TSR"). Based on a report issued by an independent valuation specialist and certified by the Issuer's compensation committee on January 27, 2026, the Relative TSR measured in the 84.62nd percentile, resulting in the vesting of 199% of the target number of PRSUs. F5 · derivative.exercise_date: These PRSUs were granted by the Issuer on January 25, 2023 and vested on January 25, 2026. The ultimate number of shares that could have vested was between 0 and 200% of the previously reported target number of PRSUs based on the total shareholder return ("TSR") of the Issuer's common stock relative to the respective TSRs of the stocks of a peer group of companies, each measured over a 3-year period from the grant date ("Relative TSR"). Based on a report issued by an independent valuation specialist and certified by the Issuer's compensation committee on January 27, 2026, the Relative TSR measured in the 84.62nd percentile, resulting in the vesting of 199% of the target number of PRSUs. F5 · derivative.expiration_date: These PRSUs were granted by the Issuer on January 25, 2023 and vested on January 25, 2026. The ultimate number of shares that could have vested was between 0 and 200% of the previously reported target number of PRSUs based on the total shareholder return ("TSR") of the Issuer's common stock relative to the respective TSRs of the stocks of a peer group of companies, each measured over a 3-year period from the grant date ("Relative TSR"). Based on a report issued by an independent valuation specialist and certified by the Issuer's compensation committee on January 27, 2026, the Relative TSR measured in the 84.62nd percentile, resulting in the vesting of 199% of the target number of PRSUs. F1 · derivative.underlying_shares: Each performance-based restricted stock unit ("PRSU") represented the right to receive, on the vesting date, one share of common stock for each such unit that vested. F2 · derivative.underlying_shares: Includes the reinvestment of dividend equivalents into 1,838 PRSUs between the grant date and vesting date. F5 · derivative.underlying_shares: These PRSUs were granted by the Issuer on January 25, 2023 and vested on January 25, 2026. The ultimate number of shares that could have vested was between 0 and 200% of the previously reported target number of PRSUs based on the total shareholder return ("TSR") of the Issuer's common stock relative to the respective TSRs of the stocks of a peer group of companies, each measured over a 3-year period from the grant date ("Relative TSR"). Based on a report issued by an independent valuation specialist and certified by the Issuer's compensation committee on January 27, 2026, the Relative TSR measured in the 84.62nd percentile, resulting in the vesting of 199% of the target number of PRSUs. Read SEC document |
| January 27, 2026 Filed Jan 29, 2026 21:41 UTC | WisdomTree, Inc. WT · Entity 4093 | Tax withholdingCommon Stock | 22,889 | $0.00 | $0.00 |
DisclosureSEC source: 0001772446-26-000005 · f4_a1eus000007t3ajmaa-live.xml · nonDerivative · entry 2 Frankenthaler Marci · CIK 0001772446 · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 315,272 F4 · shares: Shares withheld by the Issuer upon vesting of PRSUs to cover withholding taxes. F3 · balance_after: Includes restricted stock awards vesting as to (i) 51,943 shares on January 25, 2027, (ii) 28,277 shares on January 25, 2028 and (iii) 10,538 shares on January 25, 2029. Read SEC document |
| January 27, 2026 Filed Jan 29, 2026 21:41 UTC | WisdomTree, Inc. WT · Entity 4093 | Exercise / conversionCommon Stock | 43,998 | $0.00 | $0.00 |
DisclosureSEC source: 0001772446-26-000005 · f4_a1eus000007t3ajmaa-live.xml · nonDerivative · entry 1 Frankenthaler Marci · CIK 0001772446 · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 338,161 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Each performance-based restricted stock unit ("PRSU") represented the right to receive, on the vesting date, one share of common stock for each such unit that vested. F2 · shares: Includes the reinvestment of dividend equivalents into 1,838 PRSUs between the grant date and vesting date. F3 · balance_after: Includes restricted stock awards vesting as to (i) 51,943 shares on January 25, 2027, (ii) 28,277 shares on January 25, 2028 and (iii) 10,538 shares on January 25, 2029. Read SEC document |
| January 25, 2026 Filed Jan 27, 2026 17:26 UTC | WisdomTree, Inc. WT · Entity 4093 | GrantPerformance Based Restricted Stock Units · Derivative | 10,537 | $0.00 | $0.00 |
DisclosureSEC source: 0001772446-26-000003 · f4_a1eus000007rw8zmae-live.xml · derivative · entry 3 Frankenthaler Marci · CIK 0001772446 · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,537 Underlying: Common Stock · 10,537 shares Expires not disclosed F4 · derivative.exercise_price: Each performance-based restricted stock unit represents the right to receive, on the vesting date, one share of common stock for each such unit that vests. F5 · derivative.exercise_date: These performance-based restricted stock units ("PRSUs") are scheduled to vest on January 25, 2029. The target number of PRSUs is reported on this form. Between 0% and 200% of the target number of PRSUs may vest and the number of shares of the Issuer's common stock ("Common Stock") to be issued will be determined based on the total shareholder return ("TSR") of the Common Stock relative to the respective TSRs of the stocks of a peer group of companies, each measured over a 3-year period from the grant date. If the Reporting Person's employment is terminated under certain circumstances or a change of control occurs prior to the 3rd anniversary of the grant date, all or a portion of the PRSUs will vest and the number of shares of Common Stock to be issued will be determined at such time based on the respective TSRs of the Common Stock and the stocks of the peer group, each measured from the grant date to the accelerated vesting date. F5 · derivative.expiration_date: These performance-based restricted stock units ("PRSUs") are scheduled to vest on January 25, 2029. The target number of PRSUs is reported on this form. Between 0% and 200% of the target number of PRSUs may vest and the number of shares of the Issuer's common stock ("Common Stock") to be issued will be determined based on the total shareholder return ("TSR") of the Common Stock relative to the respective TSRs of the stocks of a peer group of companies, each measured over a 3-year period from the grant date. If the Reporting Person's employment is terminated under certain circumstances or a change of control occurs prior to the 3rd anniversary of the grant date, all or a portion of the PRSUs will vest and the number of shares of Common Stock to be issued will be determined at such time based on the respective TSRs of the Common Stock and the stocks of the peer group, each measured from the grant date to the accelerated vesting date. Read SEC document |
| January 25, 2026 Filed Jan 27, 2026 17:26 UTC | WisdomTree, Inc. WT · Entity 4093 | Tax withholdingCommon Stock | 25,134 | $0.00 | $0.00 |
DisclosureSEC source: 0001772446-26-000003 · f4_a1eus000007rw8zmae-live.xml · nonDerivative · entry 2 Frankenthaler Marci · CIK 0001772446 · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 294,163 F3 · shares: Surrender of common stock to Issuer upon vesting of restricted stock awards to cover withholding taxes. F2 · balance_after: Includes restricted stock awards vesting as to (i) 51,943 shares on January 25, 2027, (ii) 28,277 shares on January 25, 2028 and (iii) 10,538 shares on January 25, 2029. Read SEC document |
| January 25, 2026 Filed Jan 27, 2026 17:26 UTC | WisdomTree, Inc. WT · Entity 4093 | GrantCommon Stock | 31,612 | $0.00 | $0.00 |
DisclosureSEC source: 0001772446-26-000003 · f4_a1eus000007rw8zmae-live.xml · nonDerivative · entry 1 Frankenthaler Marci · CIK 0001772446 · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 319,297 F1 · shares: Restricted stock awarded by Issuer on January 25, 2026 and vesting as to (i) 10,537 shares on each of January 25, 2027 and January 25, 2028 and (ii) 10,538 shares on January 25, 2029. F2 · balance_after: Includes restricted stock awards vesting as to (i) 51,943 shares on January 25, 2027, (ii) 28,277 shares on January 25, 2028 and (iii) 10,538 shares on January 25, 2029. Read SEC document |
| January 25, 2026 Filed Feb 24, 2026 21:34 UTC Amendment | WisdomTree, Inc. WT · Entity 4093 | GrantPerformance Based Restricted Stock Units · Derivative | 6,812 | $0.00 | $0.00 |
DisclosureSEC source: 0001772446-26-000007 · f4a_a1eus000007wmufmaa-live.xml · derivative · entry 1 Frankenthaler Marci · CIK 0001772446 · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,812 Underlying: Common Stock · 6,812 shares Expires not disclosed F1 · derivative.exercise_price: Each performance-based restricted stock unit represents the right to receive, on the vesting date, one share of common stock for each such unit that vests. F2 · derivative.exercise_date: These PRSUs are scheduled to vest on January 25, 2029. The number of shares of Common Stock to be issued will range between 0% and 200% of the target number of PRSUs indicated above. This Amendment to Form 4 is being filed to update the target number of PRSUs to reflect the grant date fair market value of the PRSUs as determined by an independent valuation consultant. F2 · derivative.expiration_date: These PRSUs are scheduled to vest on January 25, 2029. The number of shares of Common Stock to be issued will range between 0% and 200% of the target number of PRSUs indicated above. This Amendment to Form 4 is being filed to update the target number of PRSUs to reflect the grant date fair market value of the PRSUs as determined by an independent valuation consultant. Read SEC document |
| January 27, 2025 Filed Jan 29, 2025 21:43 UTC | WisdomTree, Inc. WT · Entity 4093 | Exercise / conversionPerformance Based Restricted Stock Units · Derivative | 24,752 | $0.00 | $0.00 |
DisclosureSEC source: 0001664272-25-000046 · f4_a1eus000003g5zrmay-live.xml · derivative · entry 3 Frankenthaler Marci · CIK 0001772446 · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 24,752 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: These PRSUs were granted by the Issuer on January 25, 2022 and vested on January 25, 2025. The ultimate number of shares that could have vested was between 0 and 200% of the previously reported target number of PRSUs based on the total shareholder return ("TSR") of the Issuer's common stock relative to the respective TSRs of the stocks of a peer group of companies, each measured over a 3-year period from the grant date ("Relative TSR"). Based on a report issued by an independent valuation specialist and certified by the Issuer's compensation committee on January 27, 2025, the Relative TSR measured in the 92nd percentile, resulting in the vesting of 200% of the target number of PRSUs. F1 · shares: Each performance-based restricted stock unit ("PRSU") represented the right to receive, on the vesting date, one share of common stock for each such unit that vested. F2 · shares: Includes the reinvestment of dividend equivalents into 1,298 PRSUs between the grant date and vesting date. F5 · shares: These PRSUs were granted by the Issuer on January 25, 2022 and vested on January 25, 2025. The ultimate number of shares that could have vested was between 0 and 200% of the previously reported target number of PRSUs based on the total shareholder return ("TSR") of the Issuer's common stock relative to the respective TSRs of the stocks of a peer group of companies, each measured over a 3-year period from the grant date ("Relative TSR"). Based on a report issued by an independent valuation specialist and certified by the Issuer's compensation committee on January 27, 2025, the Relative TSR measured in the 92nd percentile, resulting in the vesting of 200% of the target number of PRSUs. F5 · derivative.exercise_date: These PRSUs were granted by the Issuer on January 25, 2022 and vested on January 25, 2025. The ultimate number of shares that could have vested was between 0 and 200% of the previously reported target number of PRSUs based on the total shareholder return ("TSR") of the Issuer's common stock relative to the respective TSRs of the stocks of a peer group of companies, each measured over a 3-year period from the grant date ("Relative TSR"). Based on a report issued by an independent valuation specialist and certified by the Issuer's compensation committee on January 27, 2025, the Relative TSR measured in the 92nd percentile, resulting in the vesting of 200% of the target number of PRSUs. F5 · derivative.expiration_date: These PRSUs were granted by the Issuer on January 25, 2022 and vested on January 25, 2025. The ultimate number of shares that could have vested was between 0 and 200% of the previously reported target number of PRSUs based on the total shareholder return ("TSR") of the Issuer's common stock relative to the respective TSRs of the stocks of a peer group of companies, each measured over a 3-year period from the grant date ("Relative TSR"). Based on a report issued by an independent valuation specialist and certified by the Issuer's compensation committee on January 27, 2025, the Relative TSR measured in the 92nd percentile, resulting in the vesting of 200% of the target number of PRSUs. F1 · derivative.underlying_shares: Each performance-based restricted stock unit ("PRSU") represented the right to receive, on the vesting date, one share of common stock for each such unit that vested. F2 · derivative.underlying_shares: Includes the reinvestment of dividend equivalents into 1,298 PRSUs between the grant date and vesting date. F5 · derivative.underlying_shares: These PRSUs were granted by the Issuer on January 25, 2022 and vested on January 25, 2025. The ultimate number of shares that could have vested was between 0 and 200% of the previously reported target number of PRSUs based on the total shareholder return ("TSR") of the Issuer's common stock relative to the respective TSRs of the stocks of a peer group of companies, each measured over a 3-year period from the grant date ("Relative TSR"). Based on a report issued by an independent valuation specialist and certified by the Issuer's compensation committee on January 27, 2025, the Relative TSR measured in the 92nd percentile, resulting in the vesting of 200% of the target number of PRSUs. Read SEC document |
| January 27, 2025 Filed Jan 29, 2025 21:43 UTC | WisdomTree, Inc. WT · Entity 4093 | Tax withholdingCommon Stock | 9,681 | $0.00 | $0.00 |
DisclosureSEC source: 0001664272-25-000046 · f4_a1eus000003g5zrmay-live.xml · nonDerivative · entry 2 Frankenthaler Marci · CIK 0001772446 · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 287,685 F4 · shares: Shares withheld by the Issuer upon vesting of PRSUs to cover withholding taxes. F3 · balance_after: Includes restricted stock awards vesting as to (i) 65,959 shares on January 25, 2026, (ii) 41,406 shares on January 25, 2027 and (iii) 17,740 shares on January 25, 2028. Read SEC document |
| January 27, 2025 Filed Jan 29, 2025 21:43 UTC | WisdomTree, Inc. WT · Entity 4093 | Exercise / conversionCommon Stock | 24,752 | $0.00 | $0.00 |
DisclosureSEC source: 0001664272-25-000046 · f4_a1eus000003g5zrmay-live.xml · nonDerivative · entry 1 Frankenthaler Marci · CIK 0001772446 · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 297,366 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Each performance-based restricted stock unit ("PRSU") represented the right to receive, on the vesting date, one share of common stock for each such unit that vested. F2 · shares: Includes the reinvestment of dividend equivalents into 1,298 PRSUs between the grant date and vesting date. F3 · balance_after: Includes restricted stock awards vesting as to (i) 65,959 shares on January 25, 2026, (ii) 41,406 shares on January 25, 2027 and (iii) 17,740 shares on January 25, 2028. Read SEC document |
| January 25, 2025 Filed Jan 27, 2025 21:02 UTC | WisdomTree, Inc. WT · Entity 4093 | GrantPerformance Based Restricted Stock Units · Derivative | 17,738 | $0.00 | $0.00 |
DisclosureSEC source: 0001664272-25-000030 · f4_a1eus000003egvzmau-live.xml · derivative · entry 3 Frankenthaler Marci · CIK 0001772446 · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 17,738 Underlying: Common Stock · 17,738 shares Expires not disclosed F4 · derivative.exercise_price: Each performance-based restricted stock unit represents the right to receive, on the vesting date, one share of common stock for each such unit that vests. F5 · derivative.exercise_date: These performance-based restricted stock units ("PRSUs") are scheduled to vest on January 25, 2028. The target number of PRSUs is reported on this form. Between 0% and 200% of the target number of PRSUs may vest and the number of shares of the Issuer's common stock ("Common Stock") to be issued will be determined based on the total shareholder return ("TSR") of the Common Stock relative to the respective TSRs of the stocks of a peer group of companies, each measured over a 3-year period from the grant date. If the Reporting Person's employment is terminated under certain circumstances or a change of control occurs prior to the 3rd anniversary of the grant date, all or a portion of the PRSUs will vest and the number of shares of Common Stock to be issued will be determined at such time based on the respective TSRs of the Common Stock and the stocks of the peer group, each measured from the grant date to the accelerated vesting date. F5 · derivative.expiration_date: These performance-based restricted stock units ("PRSUs") are scheduled to vest on January 25, 2028. The target number of PRSUs is reported on this form. Between 0% and 200% of the target number of PRSUs may vest and the number of shares of the Issuer's common stock ("Common Stock") to be issued will be determined based on the total shareholder return ("TSR") of the Common Stock relative to the respective TSRs of the stocks of a peer group of companies, each measured over a 3-year period from the grant date. If the Reporting Person's employment is terminated under certain circumstances or a change of control occurs prior to the 3rd anniversary of the grant date, all or a portion of the PRSUs will vest and the number of shares of Common Stock to be issued will be determined at such time based on the respective TSRs of the Common Stock and the stocks of the peer group, each measured from the grant date to the accelerated vesting date. Read SEC document |
| January 25, 2025 Filed Jan 27, 2025 21:02 UTC | WisdomTree, Inc. WT · Entity 4093 | Tax withholdingCommon Stock | 23,236 | $0.00 | $0.00 |
DisclosureSEC source: 0001664272-25-000030 · f4_a1eus000003egvzmau-live.xml · nonDerivative · entry 2 Frankenthaler Marci · CIK 0001772446 · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 272,614 F3 · shares: Surrender of common stock to Issuer upon vesting of restricted stock awards to cover withholding taxes. F2 · balance_after: Includes restricted stock awards vesting as to (i) 65,959 shares on January 25, 2026, (ii) 41,406 shares on January 25, 2027 and (iii) 17,740 shares on January 25, 2028. Read SEC document |
| January 25, 2025 Filed Jan 27, 2025 21:02 UTC | WisdomTree, Inc. WT · Entity 4093 | GrantCommon Stock | 53,216 | $0.00 | $0.00 |
DisclosureSEC source: 0001664272-25-000030 · f4_a1eus000003egvzmau-live.xml · nonDerivative · entry 1 Frankenthaler Marci · CIK 0001772446 · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 295,850 F1 · shares: Restricted stock awarded by Issuer on January 25, 2025 and vesting as to (i) 17,738 shares on each of January 25, 2026 and January 25, 2027 and (ii) 17,740 shares on January 25, 2028. F2 · balance_after: Includes restricted stock awards vesting as to (i) 65,959 shares on January 25, 2026, (ii) 41,406 shares on January 25, 2027 and (iii) 17,740 shares on January 25, 2028. Read SEC document |
| January 25, 2025 Filed Feb 12, 2025 21:42 UTC Amendment | WisdomTree, Inc. WT · Entity 4093 | GrantPerformance Based Restricted Stock Units · Derivative | 16,146 | $0.00 | $0.00 |
DisclosureSEC source: 0001664272-25-000078 · f4a_a1eus000003r2lkmay-live.xml · derivative · entry 1 Frankenthaler Marci · CIK 0001772446 · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 16,146 Underlying: Common Stock · 16,146 shares Expires not disclosed F1 · derivative.exercise_price: Each performance-based restricted stock unit represents the right to receive, on the vesting date, one share of common stock for each such unit that vests. F2 · derivative.exercise_date: These PRSUs are scheduled to vest on January 25, 2028. The number of shares of Common Stock to be issued will range between 0% and 200% of the target number of PRSUs indicated above. This Amendment to Form 4 is being filed to update the target number of PRSUs to reflect the grant date fair market value of the PRSUs as determined by an independent valuation consultant. F2 · derivative.expiration_date: These PRSUs are scheduled to vest on January 25, 2028. The number of shares of Common Stock to be issued will range between 0% and 200% of the target number of PRSUs indicated above. This Amendment to Form 4 is being filed to update the target number of PRSUs to reflect the grant date fair market value of the PRSUs as determined by an independent valuation consultant. Read SEC document |
| January 29, 2024 Filed Jan 31, 2024 21:43 UTC | WisdomTree, Inc. WT · Entity 4093 | Exercise / conversionPerformance Based Restricted Stock Units · Derivative | 22,716 | $0.00 | $0.00 |
DisclosureSEC source: 0001664272-24-000070 · f4_a1e2k00000wi75suat-live.xml · derivative · entry 3 Frankenthaler Marci · CIK 0001772446 · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 22,716 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: These PRSUs were granted by the Issuer on January 25, 2021 and vested on January 25, 2024. The ultimate number of shares that could have vested was between 0 and 200% of the previously reported target number of PRSUs based on the total shareholder return ("TSR") of the Issuer's common stock relative to the respective TSRs of the stocks of a peer group of companies, each measured over a 3-year period from the grant date ("Relative TSR"). Based on a report issued by an independent valuation specialist and certified by the Issuer's compensation committee on January 29, 2024, the Relative TSR measured in the 92nd percentile, resulting in the vesting of 200% of the target number of PRSUs. F1 · shares: Each performance-based restricted stock unit ("PRSU") represented the right to receive, on the vesting date, one share of common stock for each such unit that vested. F2 · shares: Includes the reinvestment of dividend equivalents into 1,208 PRSUs between the grant date and vesting date. F5 · shares: These PRSUs were granted by the Issuer on January 25, 2021 and vested on January 25, 2024. The ultimate number of shares that could have vested was between 0 and 200% of the previously reported target number of PRSUs based on the total shareholder return ("TSR") of the Issuer's common stock relative to the respective TSRs of the stocks of a peer group of companies, each measured over a 3-year period from the grant date ("Relative TSR"). Based on a report issued by an independent valuation specialist and certified by the Issuer's compensation committee on January 29, 2024, the Relative TSR measured in the 92nd percentile, resulting in the vesting of 200% of the target number of PRSUs. F5 · derivative.exercise_date: These PRSUs were granted by the Issuer on January 25, 2021 and vested on January 25, 2024. The ultimate number of shares that could have vested was between 0 and 200% of the previously reported target number of PRSUs based on the total shareholder return ("TSR") of the Issuer's common stock relative to the respective TSRs of the stocks of a peer group of companies, each measured over a 3-year period from the grant date ("Relative TSR"). Based on a report issued by an independent valuation specialist and certified by the Issuer's compensation committee on January 29, 2024, the Relative TSR measured in the 92nd percentile, resulting in the vesting of 200% of the target number of PRSUs. F5 · derivative.expiration_date: These PRSUs were granted by the Issuer on January 25, 2021 and vested on January 25, 2024. The ultimate number of shares that could have vested was between 0 and 200% of the previously reported target number of PRSUs based on the total shareholder return ("TSR") of the Issuer's common stock relative to the respective TSRs of the stocks of a peer group of companies, each measured over a 3-year period from the grant date ("Relative TSR"). Based on a report issued by an independent valuation specialist and certified by the Issuer's compensation committee on January 29, 2024, the Relative TSR measured in the 92nd percentile, resulting in the vesting of 200% of the target number of PRSUs. F1 · derivative.underlying_shares: Each performance-based restricted stock unit ("PRSU") represented the right to receive, on the vesting date, one share of common stock for each such unit that vested. F2 · derivative.underlying_shares: Includes the reinvestment of dividend equivalents into 1,208 PRSUs between the grant date and vesting date. F5 · derivative.underlying_shares: These PRSUs were granted by the Issuer on January 25, 2021 and vested on January 25, 2024. The ultimate number of shares that could have vested was between 0 and 200% of the previously reported target number of PRSUs based on the total shareholder return ("TSR") of the Issuer's common stock relative to the respective TSRs of the stocks of a peer group of companies, each measured over a 3-year period from the grant date ("Relative TSR"). Based on a report issued by an independent valuation specialist and certified by the Issuer's compensation committee on January 29, 2024, the Relative TSR measured in the 92nd percentile, resulting in the vesting of 200% of the target number of PRSUs. Read SEC document |
| January 29, 2024 Filed Jan 31, 2024 21:43 UTC | WisdomTree, Inc. WT · Entity 4093 | Exercise / conversionCommon Stock | 22,716 | $0.00 | $0.00 |
DisclosureSEC source: 0001664272-24-000070 · f4_a1e2k00000wi75suat-live.xml · nonDerivative · entry 2 Frankenthaler Marci · CIK 0001772446 · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 250,824 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Each performance-based restricted stock unit ("PRSU") represented the right to receive, on the vesting date, one share of common stock for each such unit that vested. F2 · shares: Includes the reinvestment of dividend equivalents into 1,208 PRSUs between the grant date and vesting date. F3 · balance_after: Includes restricted stock awards vesting as to (i) 62,139 shares on January 25, 2025, (ii) 48,221 shares on January 25, 2026 and (iii) 23,668 shares on January 25, 2027. Read SEC document |
| January 29, 2024 Filed Jan 31, 2024 21:43 UTC | WisdomTree, Inc. WT · Entity 4093 | Tax withholdingCommon Stock | 8,190 | $0.00 | $0.00 |
DisclosureSEC source: 0001664272-24-000070 · f4_a1e2k00000wi75suat-live.xml · nonDerivative · entry 1 Frankenthaler Marci · CIK 0001772446 · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 242,634 F4 · shares: Shares withheld by the Issuer upon vesting of PRSUs to cover withholding taxes. F3 · balance_after: Includes restricted stock awards vesting as to (i) 62,139 shares on January 25, 2025, (ii) 48,221 shares on January 25, 2026 and (iii) 23,668 shares on January 25, 2027. Read SEC document |
| January 25, 2024 Filed Jan 29, 2024 21:18 UTC | WisdomTree, Inc. WT · Entity 4093 | GrantPerformance Based Restricted Stock Units · Derivative | 23,667 | $0.00 | $0.00 |
DisclosureSEC source: 0001664272-24-000056 · f4_a1e2k00000wi74uuat-live.xml · derivative · entry 3 Frankenthaler Marci · CIK 0001772446 · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 23,667 Underlying: Common Stock · 23,667 shares Expires not disclosed F4 · derivative.exercise_price: Each performance-based restricted stock unit represents the right to receive, on the vesting date, one share of common stock for each such unit that vests. F5 · derivative.exercise_date: These performance-based restricted stock units ("PRSUs") are scheduled to vest on January 25, 2027. The target number of PRSUs is reported on this form. Between 0% and 200% of the target number of PRSUs may vest and the number of shares of the Issuer's common stock ("Common Stock") to be issued will be determined based on the total shareholder return ("TSR") of the Common Stock relative to the respective TSRs of the stocks of a peer group of companies, each measured over a 3-year period from the grant date. If the Reporting Person's employment is terminated under certain circumstances or a change of control occurs prior to the 3rd anniversary of the grant date, all or a portion of the PRSUs will vest and the number of shares of Common Stock to be issued will be determined at such time based on the respective TSRs of the Common Stock and the stocks of the peer group, each measured from the grant date to the accelerated vesting date. F5 · derivative.expiration_date: These performance-based restricted stock units ("PRSUs") are scheduled to vest on January 25, 2027. The target number of PRSUs is reported on this form. Between 0% and 200% of the target number of PRSUs may vest and the number of shares of the Issuer's common stock ("Common Stock") to be issued will be determined based on the total shareholder return ("TSR") of the Common Stock relative to the respective TSRs of the stocks of a peer group of companies, each measured over a 3-year period from the grant date. If the Reporting Person's employment is terminated under certain circumstances or a change of control occurs prior to the 3rd anniversary of the grant date, all or a portion of the PRSUs will vest and the number of shares of Common Stock to be issued will be determined at such time based on the respective TSRs of the Common Stock and the stocks of the peer group, each measured from the grant date to the accelerated vesting date. Read SEC document |
| January 25, 2024 Filed Jan 29, 2024 21:18 UTC | WisdomTree, Inc. WT · Entity 4093 | GrantCommon Stock | 71,002 | $0.00 | $0.00 |
DisclosureSEC source: 0001664272-24-000056 · f4_a1e2k00000wi74uuat-live.xml · nonDerivative · entry 2 Frankenthaler Marci · CIK 0001772446 · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 246,836 F1 · shares: Restricted stock awarded by Issuer on January 25, 2024 and vesting as to (i) 23,667 shares on each of January 25, 2025 and January 25, 2026 and (ii) 23,668 shares on January 25, 2027. F2 · balance_after: Includes restricted stock awards vesting as to (i) 62,139 shares on January 25, 2025, (ii) 48,221 shares on January 25, 2026 and 23,668 shares on January 25, 2027. Read SEC document |
| January 25, 2024 Filed Jan 29, 2024 21:18 UTC | WisdomTree, Inc. WT · Entity 4093 | Tax withholdingCommon Stock | 18,728 | $0.00 | $0.00 |
DisclosureSEC source: 0001664272-24-000056 · f4_a1e2k00000wi74uuat-live.xml · nonDerivative · entry 1 Frankenthaler Marci · CIK 0001772446 · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 228,108 F3 · shares: Surrender of common stock to Issuer upon vesting of restricted stock awards to cover withholding taxes. F2 · balance_after: Includes restricted stock awards vesting as to (i) 62,139 shares on January 25, 2025, (ii) 48,221 shares on January 25, 2026 and 23,668 shares on January 25, 2027. Read SEC document |
| January 25, 2024 Filed Feb 23, 2024 21:02 UTC Amendment | WisdomTree, Inc. WT · Entity 4093 | GrantPerformance Based Restricted Stock Units · Derivative | 19,576 | $0.00 | $0.00 |
DisclosureSEC source: 0001664272-24-000146 · f4a_a1e2k00000wi7qkual-live.xml · derivative · entry 1 Frankenthaler Marci · CIK 0001772446 · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 19,576 Underlying: Common Stock · 19,576 shares Expires not disclosed F1 · derivative.exercise_price: Each performance-based restricted stock unit represents the right to receive, on the vesting date, one share of common stock for each such unit that vests. F2 · derivative.exercise_date: These PRSUs are scheduled to vest on January 25, 2027. The number of shares of Common Stock to be issued will range between 0% and 200% of the target number of PRSUs indicated above. This Amendment to Form 4 is being filed to update the target number of PRSUs to reflect the grant date fair market value of the PRSUs as determined by an independent valuation consultant. F2 · derivative.expiration_date: These PRSUs are scheduled to vest on January 25, 2027. The number of shares of Common Stock to be issued will range between 0% and 200% of the target number of PRSUs indicated above. This Amendment to Form 4 is being filed to update the target number of PRSUs to reflect the grant date fair market value of the PRSUs as determined by an independent valuation consultant. Read SEC document |
| January 30, 2023 Filed Feb 1, 2023 21:06 UTC | WisdomTree, Inc. WT · Entity 4093 | Exercise / conversionPerformance Based Restricted Stock Units · Derivative | 5,199 | $0.00 | $0.00 |
DisclosureSEC source: 0001664272-23-000051 · f4_a1e2k00000rxqgvual-live.xml · derivative · entry 3 Frankenthaler Marci · CIK 0001772446 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,199 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: These PRSUs were granted by the Issuer on January 25, 2020 and vested on January 25, 2023. The ultimate number of shares that could have vested was between 0 and 200% of the previously reported target number of PRSUs based on the total shareholder return ("TSR") of the Issuer's common stock relative to the respective TSRs of the stocks of a peer group of companies, each measured over a 3-year period from the grant date ("Relative TSR"). Based on a report issued by an independent valuation specialist and certified by the Issuer's compensation committee on January 30, 2023, the Relative TSR measured in the 38th percentile, resulting in the vesting of 76.92% of the target number of PRSUs. F1 · shares: Each performance-based restricted stock unit ("PRSU") represented the right to receive, on the vesting date, one share of common stock for each such unit that vested. F2 · shares: Includes the reinvestment of dividend equivalents into 367 PRSUs between the grant date and vesting date. Each PRSU represented the right to receive, on the vesting date, one share of common stock for each such unit that vested. F5 · shares: These PRSUs were granted by the Issuer on January 25, 2020 and vested on January 25, 2023. The ultimate number of shares that could have vested was between 0 and 200% of the previously reported target number of PRSUs based on the total shareholder return ("TSR") of the Issuer's common stock relative to the respective TSRs of the stocks of a peer group of companies, each measured over a 3-year period from the grant date ("Relative TSR"). Based on a report issued by an independent valuation specialist and certified by the Issuer's compensation committee on January 30, 2023, the Relative TSR measured in the 38th percentile, resulting in the vesting of 76.92% of the target number of PRSUs. F5 · derivative.exercise_date: These PRSUs were granted by the Issuer on January 25, 2020 and vested on January 25, 2023. The ultimate number of shares that could have vested was between 0 and 200% of the previously reported target number of PRSUs based on the total shareholder return ("TSR") of the Issuer's common stock relative to the respective TSRs of the stocks of a peer group of companies, each measured over a 3-year period from the grant date ("Relative TSR"). Based on a report issued by an independent valuation specialist and certified by the Issuer's compensation committee on January 30, 2023, the Relative TSR measured in the 38th percentile, resulting in the vesting of 76.92% of the target number of PRSUs. F5 · derivative.expiration_date: These PRSUs were granted by the Issuer on January 25, 2020 and vested on January 25, 2023. The ultimate number of shares that could have vested was between 0 and 200% of the previously reported target number of PRSUs based on the total shareholder return ("TSR") of the Issuer's common stock relative to the respective TSRs of the stocks of a peer group of companies, each measured over a 3-year period from the grant date ("Relative TSR"). Based on a report issued by an independent valuation specialist and certified by the Issuer's compensation committee on January 30, 2023, the Relative TSR measured in the 38th percentile, resulting in the vesting of 76.92% of the target number of PRSUs. F1 · derivative.underlying_shares: Each performance-based restricted stock unit ("PRSU") represented the right to receive, on the vesting date, one share of common stock for each such unit that vested. F2 · derivative.underlying_shares: Includes the reinvestment of dividend equivalents into 367 PRSUs between the grant date and vesting date. Each PRSU represented the right to receive, on the vesting date, one share of common stock for each such unit that vested. F5 · derivative.underlying_shares: These PRSUs were granted by the Issuer on January 25, 2020 and vested on January 25, 2023. The ultimate number of shares that could have vested was between 0 and 200% of the previously reported target number of PRSUs based on the total shareholder return ("TSR") of the Issuer's common stock relative to the respective TSRs of the stocks of a peer group of companies, each measured over a 3-year period from the grant date ("Relative TSR"). Based on a report issued by an independent valuation specialist and certified by the Issuer's compensation committee on January 30, 2023, the Relative TSR measured in the 38th percentile, resulting in the vesting of 76.92% of the target number of PRSUs. Read SEC document |
| January 30, 2023 Filed Feb 1, 2023 21:06 UTC | WisdomTree, Inc. WT · Entity 4093 | Tax withholdingCommon Stock | 1,875 | $0.00 | $0.00 |
DisclosureSEC source: 0001664272-23-000051 · f4_a1e2k00000rxqgvual-live.xml · nonDerivative · entry 2 Frankenthaler Marci · CIK 0001772446 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 175,834 F4 · shares: Shares withheld by the Issuer upon vesting of PRSUs to cover withholding taxes. F3 · balance_after: Includes restricted stock awards vesting as to (i) 49,224 shares on January 25, 2024, (ii) 38,472 shares on January 25, 2025 and (iii) 24,554 shares on January 25, 2026. Read SEC document |
| January 30, 2023 Filed Feb 1, 2023 21:06 UTC | WisdomTree, Inc. WT · Entity 4093 | Exercise / conversionCommon Stock | 5,199 | $0.00 | $0.00 |
DisclosureSEC source: 0001664272-23-000051 · f4_a1e2k00000rxqgvual-live.xml · nonDerivative · entry 1 Frankenthaler Marci · CIK 0001772446 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 177,709 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Each performance-based restricted stock unit ("PRSU") represented the right to receive, on the vesting date, one share of common stock for each such unit that vested. F2 · shares: Includes the reinvestment of dividend equivalents into 367 PRSUs between the grant date and vesting date. Each PRSU represented the right to receive, on the vesting date, one share of common stock for each such unit that vested. F3 · balance_after: Includes restricted stock awards vesting as to (i) 49,224 shares on January 25, 2024, (ii) 38,472 shares on January 25, 2025 and (iii) 24,554 shares on January 25, 2026. Read SEC document |
| January 25, 2023 Filed Jan 27, 2023 21:48 UTC | WisdomTree, Inc. WT · Entity 4093 | GrantPerformance Based Restricted Stock Units · Derivative | 24,553 | $0.00 | $0.00 |
DisclosureSEC source: 0001664272-23-000026 · f4_a1e2k00000rxpvduad-live.xml · derivative · entry 3 Frankenthaler Marci · CIK 0001772446 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,553 Underlying: Common Stock · 24,553 shares Expires not disclosed F4 · derivative.exercise_price: Each performance-based restricted stock unit represents the right to receive, on the vesting date, one share of common stock for each such unit that vests. F5 · derivative.exercise_date: These performance-based restricted stock units ("PRSUs") are scheduled to vest on January 25, 2026. The target number of PRSUs is reported on this form. Between 0% and 200% of the target number of PRSUs may vest and the number of shares of the Issuer's common stock ("Common Stock") to be issued will be determined based on the total shareholder return ("TSR") of the Common Stock relative to the respective TSRs of the stocks of a peer group of companies, each measured over a 3-year period from the grant date. If the Reporting Person's employment is terminated under certain circumstances or a change of control occurs prior to the 3rd anniversary of the grant date, all or a portion of the PRSUs will vest and the number of shares of Common Stock to be issued will be determined at such time based on the respective TSRs of the Common Stock and the stocks of the peer group, each measured from the grant date to the accelerated vesting date. F5 · derivative.expiration_date: These performance-based restricted stock units ("PRSUs") are scheduled to vest on January 25, 2026. The target number of PRSUs is reported on this form. Between 0% and 200% of the target number of PRSUs may vest and the number of shares of the Issuer's common stock ("Common Stock") to be issued will be determined based on the total shareholder return ("TSR") of the Common Stock relative to the respective TSRs of the stocks of a peer group of companies, each measured over a 3-year period from the grant date. If the Reporting Person's employment is terminated under certain circumstances or a change of control occurs prior to the 3rd anniversary of the grant date, all or a portion of the PRSUs will vest and the number of shares of Common Stock to be issued will be determined at such time based on the respective TSRs of the Common Stock and the stocks of the peer group, each measured from the grant date to the accelerated vesting date. Read SEC document |
| January 25, 2023 Filed Jan 27, 2023 21:48 UTC | WisdomTree, Inc. WT · Entity 4093 | GrantCommon Stock | 73,660 | $0.00 | $0.00 |
DisclosureSEC source: 0001664272-23-000026 · f4_a1e2k00000rxpvduad-live.xml · nonDerivative · entry 2 Frankenthaler Marci · CIK 0001772446 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 185,592 F1 · shares: Restricted stock awarded by Issuer on January 25, 2023 and vesting as to (i) 24,553 shares on each of January 25, 2024 and January 25, 2025 and (ii) 24,554 shares on January 25, 2026. F2 · balance_after: Includes restricted stock awards vesting as to (i) 49,224 shares on January 25, 2024, (ii) 38,472 shares on January 25, 2025 and (iii) 24,554 shares on January 25, 2026. Read SEC document |
| January 25, 2023 Filed Jan 27, 2023 21:48 UTC | WisdomTree, Inc. WT · Entity 4093 | Tax withholdingCommon Stock | 13,082 | $0.00 | $0.00 |
DisclosureSEC source: 0001664272-23-000026 · f4_a1e2k00000rxpvduad-live.xml · nonDerivative · entry 1 Frankenthaler Marci · CIK 0001772446 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 172,510 F3 · shares: Surrender of common stock to Issuer upon vesting of restricted stock award to cover withholding taxes. F2 · balance_after: Includes restricted stock awards vesting as to (i) 49,224 shares on January 25, 2024, (ii) 38,472 shares on January 25, 2025 and (iii) 24,554 shares on January 25, 2026. Read SEC document |
| January 25, 2023 Filed Mar 3, 2023 21:25 UTC Amendment | WisdomTree, Inc. WT · Entity 4093 | GrantPerformance Based Restricted Stock Units · Derivative | 21,186 | $0.00 | $0.00 |
DisclosureSEC source: 0001664272-23-000186 · f4a_a1e2k00000rxrbwual-live.xml · derivative · entry 1 Frankenthaler Marci · CIK 0001772446 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,186 Underlying: Common Stock · 21,186 shares Expires not disclosed F1 · derivative.exercise_price: Each performance-based restricted stock unit ("PRSU") represents the right to receive, on the vesting date, one share of common stock for each such unit that vests. F2 · derivative.exercise_date: These PRSUs are scheduled to vest on January 25, 2026. The number of shares of Common Stock to be issued will range between 0% and 200% of the target number of PRSUs indicated above. This Amendment to Form 4 is being filed to update the target number of PRSUs to reflect the grant date fair market value of the PRSUs as determined by an independent valuation consultant. F2 · derivative.expiration_date: These PRSUs are scheduled to vest on January 25, 2026. The number of shares of Common Stock to be issued will range between 0% and 200% of the target number of PRSUs indicated above. This Amendment to Form 4 is being filed to update the target number of PRSUs to reflect the grant date fair market value of the PRSUs as determined by an independent valuation consultant. Read SEC document |
| January 25, 2022 Filed Jan 27, 2022 21:32 UTC | WisdomTree, Inc. WETF · Entity 4093 | GrantPerformance Based Restricted Stock Units · Derivative | 13,918 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-005213 · doc4.xml · derivative · entry 3 Frankenthaler Marci · CIK 0001772446 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,918 Underlying: Common Stock · 13,918 shares Expires not disclosed F4 · derivative.expiration_date: On the third anniversary of the grant date, the Performance-Based Restricted Stock Units ("PRSUs") will vest and the number of shares of the Issuer's common stock ("Common Stock") to be issued pursuant to the PRSUs will be determined based on the total shareholder return ("TSR") of the Common Stock relative to the respective TSRs of the stocks of a peer group of companies, each measured over a three-year period from the date of grant of the PRSUs. The number of shares of Common Stock to be issued upon vesting of the PRSUs will range between 0% to 200% of the number of shares indicated above (the target share amount). F5 · derivative.expiration_date: (Continuation of Footnote 4) - If the Reporting Person's employment is terminated under certain circumstances or a change of control occurs prior to the third anniversary of the grant date, all or a portion of the PRSUs will vest and the number of shares of Common Stock to be issued pursuant to the PRSUs will be determined at such time, based on the respective TSRs of the Common Stock and the stocks of the peer group, each measured from the grant date to the accelerated vesting date. PRSUs have no voting rights and are generally non-transferable. Read SEC document |
| January 25, 2022 Filed Jan 27, 2022 21:32 UTC | WisdomTree, Inc. WETF · Entity 4093 | Tax withholdingCommon Stock | 10,012 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-005213 · doc4.xml · nonDerivative · entry 2 Frankenthaler Marci · CIK 0001772446 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 111,932 F3 · shares: Surrender of common stock to Issuer upon vesting of restricted stock award to cover withholding taxes. F2 · balance_after: Includes restricted stock awards vesting as to (i) 13,917 shares on each of January 25, 2023 and 2024 and (ii) 13,919 shares on January 25, 2025. Read SEC document |
| January 25, 2022 Filed Jan 27, 2022 21:32 UTC | WisdomTree, Inc. WETF · Entity 4093 | GrantCommon Stock | 41,753 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-005213 · doc4.xml · nonDerivative · entry 1 Frankenthaler Marci · CIK 0001772446 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 121,944 F1 · shares: Restricted stock awarded by Issuer on January 25, 2022 and vesting as to (i) 13,917 shares on each of January 25, 2023 and 2024 and (ii) 13,919 shares on January 25, 2025. F2 · balance_after: Includes restricted stock awards vesting as to (i) 13,917 shares on each of January 25, 2023 and 2024 and (ii) 13,919 shares on January 25, 2025. Read SEC document |
| January 25, 2022 Filed Apr 22, 2022 20:40 UTC Amendment | WisdomTree, Inc. WETF · Entity 4093 | GrantPerformance Based Restricted Stock Units · Derivative | 11,727 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-025386 · doc4a.xml · derivative · entry 1 Frankenthaler Marci · CIK 0001772446 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,727 Underlying: Common Stock · 11,727 shares Expires not disclosed F1 · derivative.expiration_date: The number of shares of Common Stock to be issued upon vesting of the PRSUs will range between 0% to 200% of the number of shares indicated above (the target share amount). This Amendment to Form 4 is being filed to update the target share amount to reflect the grant date fair market value of the PRSUs as determined by an independent valuation consultant. Read SEC document |
| January 25, 2021 Filed Jan 27, 2021 21:19 UTC | WisdomTree, Inc. WETF · Entity 4093 | GrantPerformance Based Restricted Stock Units · Derivative | 10,754 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-005651 · doc4.xml · derivative · entry 3 Frankenthaler Marci · CIK 0001772446 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,754 Underlying: Common Stock · 10,754 shares Expires not disclosed F4 · derivative.expiration_date: On the third anniversary of the grant date, the Performance-Based Restricted Stock Units ("PRSUs") will vest and the number of shares of the Issuer's common stock ("Common Stock") to be issued pursuant to the PRSUs will be determined based on the total shareholder return ("TSR") of the Common Stock relative to the respective TSRs of the stocks of a peer group of companies, each measured over a three-year period from the date of grant of the PRSUs. The number of shares of Common Stock to be issued upon vesting of the PRSUs will range between 0% to 200% of the number of shares indicated above (the target share amount). F5 · derivative.expiration_date: (Continuation of Footnote 4) - If the Reporting Person's employment is terminated under certain circumstances or a change of control occurs prior to the third anniversary of the grant date, all or a portion of the PRSUs will vest and the number of shares of Common Stock to be issued pursuant to the PRSUs will be determined at such time, based on the respective TSRs of the Common Stock and the stocks of the peer group, each measured from the grant date to the accelerated vesting date. PRSUs have no voting rights and are generally non-transferable. Read SEC document |
| January 25, 2021 Filed Jan 27, 2021 21:19 UTC | WisdomTree, Inc. WETF · Entity 4093 | Tax withholdingCommon Stock | 7,129 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-005651 · doc4.xml · nonDerivative · entry 2 Frankenthaler Marci · CIK 0001772446 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,191 F3 · shares: Surrender of common stock to Issuer upon vesting of restricted stock award to cover withholding taxes. F2 · balance_after: Includes restricted stock awards vesting as to 10,754 shares on each of January 25, 2022, 2023 and 2024. Read SEC document |
| January 25, 2021 Filed Jan 27, 2021 21:19 UTC | WisdomTree, Inc. WETF · Entity 4093 | GrantCommon Stock | 32,262 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-005651 · doc4.xml · nonDerivative · entry 1 Frankenthaler Marci · CIK 0001772446 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 87,320 F1 · shares: Restricted stock awarded by Issuer on January 25, 2021 and vesting as to 10,754 shares on each of January 25, 2022, 2023 and 2024. F2 · balance_after: Includes restricted stock awards vesting as to 10,754 shares on each of January 25, 2022, 2023 and 2024. Read SEC document |
| January 25, 2020 Filed Jan 28, 2020 22:10 UTC | WisdomTree, Inc. WETF · Entity 4093 | GrantPerformance Based Restricted Stock Units · Derivative | 6,283 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-005199 · doc4.xml · derivative · entry 3 Frankenthaler Marci · CIK 0001772446 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,283 Underlying: Common Stock · 6,283 shares Expires not disclosed F4 · derivative.expiration_date: On the third anniversary of the grant date, the Performance-Based Restricted Stock Units ("PRSUs") will vest and the number of shares of the Issuer's common stock ("Common Stock") to be issued pursuant to the PRSUs will be determined based on the total shareholder return ("TSR") of the Common Stock relative to the respective TSRs of the stocks of a peer group of companies, each measured over a three-year period from the date of grant of the PRSUs. The number of shares of Common Stock to be issued upon vesting of the PRSUs will range between 0% to 200% of the number of shares indicated above (the target share amount). F5 · derivative.expiration_date: (Continuation of Footnote 4) - If the Reporting Person's employment is terminated under certain circumstances or a change of control occurs prior to the third anniversary of the grant date, all or a portion of the PRSUs will vest and the number of shares of Common Stock to be issued pursuant to the PRSUs will be determined at such time, based on the respective TSRs of the Common Stock and the stocks of the peer group, each measured from the grant date to the accelerated vesting date. PRSUs have no voting rights and are generally non-transferable. Read SEC document |
| January 25, 2020 Filed Jan 28, 2020 22:10 UTC | WisdomTree, Inc. WETF · Entity 4093 | Tax withholdingCommon Stock | 4,227 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-005199 · doc4.xml · nonDerivative · entry 2 Frankenthaler Marci · CIK 0001772446 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,058 F3 · shares: Surrender of common stock to Issuer upon vesting of restricted stock award to cover withholding taxes. F2 · balance_after: Includes restricted stock awards vesting as to (i) 18,151 shares on January 25, 2021, (ii) 14,139 shares on January 25, 2022 and (iii) 8,378 shares on January 25, 2023. Read SEC document |
| January 25, 2020 Filed Jan 28, 2020 22:10 UTC | WisdomTree, Inc. WETF · Entity 4093 | GrantCommon Stock | 25,130 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-005199 · doc4.xml · nonDerivative · entry 1 Frankenthaler Marci · CIK 0001772446 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,285 F1 · shares: Restricted stock awarded by Issuer on January 25, 2020 and vesting as to (i) 8,376 shares on each of January 25, 2021 and 2022 and (ii) 8,378 shares on January 25, 2023. F2 · balance_after: Includes restricted stock awards vesting as to (i) 18,151 shares on January 25, 2021, (ii) 14,139 shares on January 25, 2022 and (iii) 8,378 shares on January 25, 2023. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.